This list includes all US listed ETFs & ETNs and is a subset of First Bridge's ETF database. The database includes daily holdings and granular classification data. For more information: Call: (650) 762-9270; Email: support@firstbridgedata.com

Last Updated: Jul-16-2018

Fund Name Fund Exchange Ticker Fund Sponsor Fund CUSIP Fund ISIN Fund Inception Date Net Expense Ratio Asset Class Other Asset Type Index Name
SPDR S&P 500 ETF Trust SPY State Street (SPDR) 78462F103 US78462F1030 22 Jan 1993 0.09 % Equities (Stocks) Not Applicable S&P 500 Index
The SPDR S&P 500 ETF is a fund that before expenses generally corresponds to the price and yield performance of the S&P 500 Index.
SPDR S&P MidCap 400 ETF Trust MDY State Street (SPDR) 78467Y107 US78467Y1073 4 May 1995 0.25 % Equities (Stocks) Not Applicable S&P Midcap 400 Index
The SPDR S&P MidCap 400 ETF before expenses seeks to generally correspond to the price and yield performance of the S&P MidCap 400 IndexTM. Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
iShares MSCI Singapore ETF EWS Blackrock (iShares) 46434G780 US46434G7806 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Singapore 25/50 Index
The iShares MSCI Singapore ETF seeks to track the investment results of an index composed of Singaporean equities. The Fund seeks to track the investment results of the MSCI Singapore 25/50 Index (the Underlying Index ), which is designed to measure the performance of the large- and mid-cap segments of the Singapore market. A capping methodology is applied that limits the weight of any single component to a maximum of 25% of the Underlying Index. Additionally, the sum of the components that individually constitute more than 5% of the weight of the Underlying Index cannot exceed a maximum of 50% of the weight of the Underlying Index in the aggregate.
iShares MSCI Mexico ETF EWW Blackrock (iShares) 464286822 US4642868222 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Mexico IMI 25/50 Index
The iShares MSCI Mexico ETF seeks to track the investment results of a broad-based index composed of Mexican equities. The Fund seeks to track the investment results of the MSCI Mexico IMI 25/50 Index (the Underlying Index ), which consists of stocks traded primarily on the Mexican Stock Exchange. The Underlying Index is a free float-adjusted market capitalization-weighted index with a capping methodology applied to issuer weights so that no single issuer of a component exceeds 25% of the Underlying Index weight, and all issuers with a weight above 5% do not cumulatively exceed 50% of the Underlying Index weight. The Underlying Index may include large-, mid- or small-capitalization companies.
iShares MSCI Malaysia ETF EWM Blackrock (iShares) 46434G814 US46434G8143 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Malaysia Index
The iShares MSCI Malaysia ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Malaysian market as measured by the MSCI Malaysia Index.
iShares MSCI Australia ETF EWA Blackrock (iShares) 464286103 US4642861037 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Australia Index
The iShares MSCI Australia ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Australian market as represented by the MSCI Australia Index.
iShares MSCI Switzerland ETF EWL Blackrock (iShares) 464286749 US4642867497 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Switzerland 25/50 Index
The iShares MSCI Switzerland ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Swiss market as measured by the MSCI Switzerland 25/50 Index.
iShares MSCI Netherlands ETF EWN Blackrock (iShares) 464286814 US4642868149 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Netherlands IMI 25/50 Index
The iShares MSCI Netherlands ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Dutch market as measured by the MSCI Netherlands IMI 25/50 Index.
iShares MSCI Hong Kong ETF EWH Blackrock (iShares) 464286871 US4642868719 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Hong Kong Index
The iShares MSCI Hong Kong ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Hong Kong market as measured by the MSCI Hong Kong Index.
iShares MSCI United Kingdom ETF EWU Blackrock (iShares) 46435G334 US46435G3341 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI United Kingdom Index
The iShares MSCI United Kingdom ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the British market as measured by the MSCI United Kingdom Index.
iShares MSCI Sweden ETF EWD Blackrock (iShares) 464286756 US4642867562 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Sweden 25/50 Index
The iShares MSCI Sweden ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Swedish market as measured by the MSCI Sweden 25/50 Index.
iShares MSCI Germany ETF EWG Blackrock (iShares) 464286806 US4642868065 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Germany index
The iShares MSCI Germany ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the German market as measured by the MSCI Germany Index.
iShares MSCI Canada ETF EWC Blackrock (iShares) 464286509 US4642865095 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Canada Custom Capped Index
The iShares MSCI Canada ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Canadian market as measured by the MSCI Canada Custom Capped Index.
iShares MSCI Austria ETF EWO Blackrock (iShares) 464286202 US4642862027 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Austria IMI 25/50 Index
The iShares MSCI Austria ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Austrian market as represented by the MSCI Austria IMI 25/50 Index.
iShares MSCI Belgium ETF EWK Blackrock (iShares) 464286301 US4642863017 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Belgium IMI 25/50 Index
The iShares MSCI Belgium ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Belgian market as measured by the MSCI Belgium IMI 25/50 Index.
iShares MSCI France ETF EWQ Blackrock (iShares) 464286707 US4642867075 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI France Index
The iShares MSCI France Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the French market as measured by the MSCI France Index.
iShares MSCI Italy ETF EWI Blackrock (iShares) 46434G830 US46434G8309 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Italy 25/50 Index
The iShares MSCI Italy ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Italian market as measured by the MSCI Italy 25/50 Index.
iShares MSCI Spain ETF EWP Blackrock (iShares) 464286764 US4642867646 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Spain 25/50 Index
The iShares MSCI Spain ETF Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Spanish market as measured by the MSCI Spain 25/50 Index.
iShares MSCI Japan ETF EWJ Blackrock (iShares) 46434G822 US46434G8226 12 Mar 1996 0.49 % Equities (Stocks) Not Applicable MSCI Japan Index
The iShares MSCI Japan Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Japanese market as measured by the MSCI Japan Index.
SPDR Dow Jones Industrial Average ETF Trust DIA State Street (SPDR) 78467X109 US78467X1090 14 Jan 1998 0.17 % Equities (Stocks) Not Applicable Dow Jones Industrial Average Index
SPDR Dow Jones Industrial Average ETF seeks to provide investment results that before expenses generally correspond to the price and yield performance of the Dow Jones Industrial Average (Ticker: DJITR).
Consumer Discretionary Select Sector SPDR Fund XLY State Street (SPDR) 81369Y407 US81369Y4070 16 Dec 1998 0.14 % Equities (Stocks) Not Applicable S&P Consumer Discretionary Select Sector Index
The Consumer Discretionary Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Consumer Discretionary Select Sector Index (ticker: IXY). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
Consumer Staples Select Sector SPDR Fund XLP State Street (SPDR) 81369Y308 US81369Y3080 16 Dec 1998 0.14 % Equities (Stocks) Not Applicable S&P Consumer Staples Select Sector Index
The Consumer Staples Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Consumer Staples Select Sector Index (ticker: IXR).
Energy Select Sector SPDR Fund XLE State Street (SPDR) 81369Y506 US81369Y5069 16 Dec 1998 0.14 % Equities (Stocks) Not Applicable S&P Energy Select Sector Index
The Energy Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Energy Select Sector Index (ticker: IXE).
Financial Select Sector SPDR Fund XLF State Street (SPDR) 81369Y605 US81369Y6059 16 Dec 1998 0.14 % Equities (Stocks) Not Applicable S&P Financial Select Sector Index
The Financial Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Financial Select Sector Index (ticker: IXM).
Health Care Select Sector SPDR Fund XLV State Street (SPDR) 81369Y209 US81369Y2090 16 Dec 1998 0.14 % Equities (Stocks) Not Applicable S&P Health Care Select Sector Index
The Health Care Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Health Care Select Sector Index (ticker: IXV).
Industrial Select Sector SPDR Fund XLI State Street (SPDR) 81369Y704 US81369Y7040 16 Dec 1998 0.14 % Equities (Stocks) Not Applicable S&P Industrials Select Sector Index
The Industrial Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Industrial Select Sector Index (ticker: IXI).
Materials Select Sector SPDR Fund XLB State Street (SPDR) 81369Y100 US81369Y1001 16 Dec 1998 0.14 % Equities (Stocks) Not Applicable S&P Materials Select Sector Index
The Materials Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Materials Select Sector Index (ticker: IXB).
Technology Select Sector SPDR Fund XLK State Street (SPDR) 81369Y803 US81369Y8030 16 Dec 1998 0.14 % Equities (Stocks) Not Applicable S&P Technology Select Sector Index
The Technology Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Technology Select Sector Index (ticker: IXT).
Utilities Select Sector SPDR Fund XLU State Street (SPDR) 81369Y886 US81369Y8865 16 Dec 1998 0.14 % Equities (Stocks) Not Applicable S&P Utilities Select Sector Index
The Utilities Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Utilities Select Sector Index (ticker: IXU).
Invesco QQQ Trust QQQ Invesco 73935A104 US73935A1043 10 Mar 1999 0.20 % Equities (Stocks) Not Applicable Nasdaq 100 Index
Invesco QQQ is an exchange-traded fund based on the Nasdaq-100 Index. The Fund will, under most circumstances, consist of all of stocks in the Index. The Index includes 100 of the largest domestic and international nonfinancial companies listed on the Nasdaq Stock Market based on market capitalization. The Fund and the Index are rebalanced quarterly and reconstituted annually.
iShares MSCI South Korea ETF EWY Blackrock (iShares) 464286772 US4642867729 9 May 2000 0.62 % Equities (Stocks) Not Applicable MSCI Korea 25/50 Index
The iShares MSCI South Korea ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the South Korean market as measured by the MSCI Korea 25/50 Index.
iShares Core S&P 500 ETF IVV Blackrock (iShares) 464287200 US4642872000 15 May 2000 0.04 % Equities (Stocks) Not Applicable S&P 500 Index
The iShares S&P 500 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. large-cap stocks as represented by the Standard & Poors 500 Index.
iShares Russell 1000 ETF IWB Blackrock (iShares) 464287622 US4642876225 15 May 2000 0.15 % Equities (Stocks) Not Applicable Russell 1000 Index
The iShares Russell 1000 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the large capitalization sector of the U.S. equity market as represented by the Russell 1000 Index. The index represents the approximately 1000 largest companies in the Russell 3000 Index.
iShares US Technology ETF IYW Blackrock (iShares) 464287721 US4642877215 15 May 2000 0.44 % Equities (Stocks) Not Applicable Dow Jones US Technology Sector Index
The iShares Dow Jones U.S. Technology Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the largest public companies in the technology sector of the U.S. market as represented by the Dow Jones U.S. Technology Index.
iShares US Financials ETF IYF Blackrock (iShares) 464287788 US4642877884 22 May 2000 0.44 % Equities (Stocks) Not Applicable Dow Jones US Financials Index
The iShares Dow Jones U.S. Financial Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the financial and economic sectors of the U.S. equity market as represented by the Dow Jones U.S. Financials Index.
iShares S&P 500 Growth ETF IVW Blackrock (iShares) 464287309 US4642873099 22 May 2000 0.18 % Equities (Stocks) Not Applicable S&P 500 Growth Index
The iShares S&P 500 Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. large-cap growth stocks as represented by the S&P 500/Citigroup Growth Index.
iShares S&P 500 Value ETF IVE Blackrock (iShares) 464287408 US4642874089 22 May 2000 0.18 % Equities (Stocks) Not Applicable S&P 500 Value Index
The iShares S&P 500 Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. large-cap value stocks as represented by the S&P 500/Citigroup Value Index.
iShares Russell 1000 Value ETF IWD Blackrock (iShares) 464287598 US4642875987 22 May 2000 0.20 % Equities (Stocks) Not Applicable Russell 1000 Value Index
The iShares Russell 1000 Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the large capitalization value sector of the U.S. equity market as represented by the Russell 1000 Value Index. The index represents approximately 50% of the total market capitalization of the Russell 1000 Index.
iShares Core S&P Small-Cap ETF IJR Blackrock (iShares) 464287804 US4642878049 22 May 2000 0.07 % Equities (Stocks) Not Applicable S&P SmallCap 600 Index
The iShares S&P SmallCap 600 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. small-cap stocks as represented by the Standard & Poors SmallCap 600 Index.
iShares Russell 1000 Growth ETF IWF Blackrock (iShares) 464287614 US4642876142 22 May 2000 0.20 % Equities (Stocks) Not Applicable Russell 1000 Growth Index
The iShares Russell 1000 Growth Index Fund seeks investment returns that correspond generally to the price and yield performance before fees and expenses of the large capitalization growth sector of the U.S. equity market as represented by the Russell 1000 Growth Index. The index represents approximately 50% of the total market capitalization of the Russell 1000 Index.
iShares Russell 3000 ETF IWV Blackrock (iShares) 464287689 US4642876894 22 May 2000 0.20 % Equities (Stocks) Not Applicable Russell 3000 Index
The iShares Russell 3000 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the broad U.S. equity market as represented by the Russell 3000 Index.
iShares Core S&P Mid-Cap ETF IJH Blackrock (iShares) 464287507 US4642875078 22 May 2000 0.07 % Equities (Stocks) Not Applicable S&P Midcap 400 Index
The iShares S&P MidCap 400 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. mid-cap stocks as represented by the Standard & Poors MidCap 400 Index.
iShares Russell 2000 ETF IWM Blackrock (iShares) 464287655 US4642876555 22 May 2000 0.20 % Equities (Stocks) Not Applicable Russell 2000 Index
The iShares Russell 2000 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the small capitalization sector of the U.S. equity market as represented by the Russell 2000 Index. The index represents the approximately 2000 smallest companies in the Russell 3000 Index.
iShares US Telecommunications ETF IYZ Blackrock (iShares) 464287713 US4642877132 22 May 2000 0.44 % Equities (Stocks) Not Applicable Dow Jones US Select Telecommunications Sector Index
The iShares Dow Jones U.S. Telecommunications Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Telecommunications Index.
iShares U.S. Consumer Services ETF IYC Blackrock (iShares) 464287580 US4642875805 12 Jun 2000 0.44 % Equities (Stocks) Not Applicable Dow Jones US Consumer Services Index
The iShares Dow Jones U.S. Consumer Services Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. consumer services stocks as represented by the Dow Jones U.S. Consumer Services Index.
iShares US Consumer Goods ETF IYK Blackrock (iShares) 464287812 US4642878122 12 Jun 2000 0.44 % Equities (Stocks) Not Applicable Dow Jones US Consumer Goods Index
The iShares Dow Jones U.S. Consumer Goods Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. consumer goods stocks as represented by the Dow Jones U.S. Consumer Goods Index.
iShares U.S. Energy ETF IYE Blackrock (iShares) 464287796 US4642877967 12 Jun 2000 0.44 % Equities (Stocks) Not Applicable Dow Jones US Oil & Gas Index
The iShares Dow Jones U.S. Energy Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. energy stocks as represented by the Dow Jones U.S. Oil & Gas Index.
iShares U.S. Financial Services ETF IYG Blackrock (iShares) 464287770 US4642877702 12 Jun 2000 0.44 % Equities (Stocks) Not Applicable Dow Jones US Financial Services Index
The iShares Dow Jones U.S. Financial Services Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the financial-services sector of the U.S. equity market as represented by the Dow Jones U.S. Financial Services Index.
iShares US Real Estate ETF IYR Blackrock (iShares) 464287739 US4642877397 12 Jun 2000 0.44 % Equities (Stocks) Not Applicable Dow Jones US Real Estate Index
The iShares Dow Jones U.S. Real Estate Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses to the performance of the real estate sector of the U.S. equity market as represented by the Dow Jones U.S. Real Estate Index.
iShares U.S. Healthcare ETF IYH Blackrock (iShares) 464287762 US4642877629 12 Jun 2000 0.44 % Equities (Stocks) Not Applicable Dow Jones US Healthcare Index
The iShares Dow Jones U.S. Healthcare Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. healthcare stocks as represented by the Dow Jones U.S. Health Care Index.
iShares U.S. Industrials ETF IYJ Blackrock (iShares) 464287754 US4642877546 12 Jun 2000 0.44 % Equities (Stocks) Not Applicable Dow Jones US Industrial Index
The iShares Dow Jones U.S. Industrial Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. industry stocks as represented by the Dow Jones U.S. Industrials Index.
iShares U.S. Basic Materials ETF IYM Blackrock (iShares) 464287838 US4642878387 12 Jun 2000 0.44 % Equities (Stocks) Not Applicable Dow Jones US Basic Materials Sector Index
The iShares Dow Jones U.S. Basic Materials Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the basic materials economic sector of the U.S. equity market as represented by the Dow Jones U.S. Basic Materials Index.
iShares Dow Jones U.S. ETF IYY Blackrock (iShares) 464287846 US4642878460 12 Jun 2000 0.20 % Equities (Stocks) Not Applicable Dow Jones U.S. Index
The iShares Dow Jones U.S. Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the U.S. equity broad market as represented by the Dow Jones U.S. Index.
iShares US Utilities ETF IDU Blackrock (iShares) 464287697 US4642876977 12 Jun 2000 0.44 % Equities (Stocks) Not Applicable Dow Jones US Utilities Sector Index
The iShares Dow Jones U.S. Utilities Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. utilities stocks as represented by the Dow Jones U.S. Utilities Index.
iShares MSCI Taiwan ETF EWT Blackrock (iShares) 46434G772 US46434G7723 20 Jun 2000 0.62 % Equities (Stocks) Not Applicable MSCI Taiwan 25/50 Index
The iShares MSCI Taiwan ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Taiwanese market as measured by the MSCI Taiwan 25/50 Index.
iShares MSCI Brazil ETF EWZ Blackrock (iShares) 464286400 US4642864007 10 Jul 2000 0.63 % Equities (Stocks) Not Applicable MSCI Brazil 25/50 Index
The iShares MSCI Brazil ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Brazilian market as measured by the MSCI Brazil 25/50 Index.
iShares S&P Small-Cap 600 Growth ETF IJT Blackrock (iShares) 464287887 US4642878874 24 Jul 2000 0.25 % Equities (Stocks) Not Applicable S&P Smallcap 600 Growth Index
The iShares S&P SmallCap 600 Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. small-cap growth stocks as represented by the S&P SmallCap 600/Citigroup Growth Index.
iShares S&P Small-Cap 600 Value ETF IJS Blackrock (iShares) 464287879 US4642878791 24 Jul 2000 0.25 % Equities (Stocks) Not Applicable S&P Smallcap 600 Value Index
The iShares S&P SmallCap 600 Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. small-cap value stocks as represented by the S&P SmallCap 600/Citigroup Value Index.
iShares Core S&P U.S. Growth ETF IUSG Blackrock (iShares) 464287671 US4642876712 24 Jul 2000 0.04 % Equities (Stocks) Not Applicable S&P 900 Growth Index
The iShares Core S&P U.S. Growth ETF seeks to track the investment results of an index composed of large- and mid-capitalization U.S. equities that exhibit growth characteristics. The Index measure growth stocks using three factors: sales growth, the ratio of earnings change to price, and momentum. S&P Style Indices divide the complete market capitalization of each parent index into growth and value segments. Constituents are drawn from the S&P 900 which combines the S&P 500 and S&P MidCap 400.
iShares Russell 2000 Growth ETF IWO Blackrock (iShares) 464287648 US4642876480 24 Jul 2000 0.24 % Equities (Stocks) Not Applicable Russell 2000 Growth Index
The iShares Russell 2000 Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses the small capitalization growth sector of the U.S. equity market as represented by the Russell 2000 Growth Index. The index represents approximately 50% of the Russell 2000 Index.
iShares S&P Mid-Cap 400 Growth ETF IJK Blackrock (iShares) 464287606 US4642876068 24 Jul 2000 0.25 % Equities (Stocks) Not Applicable S&P Midcap 400 Pure Growth Index
The iShares S&P MidCap 400 Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. mid-cap growth stocks as represented by the S&P MidCap 400/Citigroup Growth Index.
iShares Core S&P U.S. Value ETF IUSV Blackrock (iShares) 464287663 US4642876639 24 Jul 2000 0.04 % Equities (Stocks) Not Applicable S&P 900 Value Index
The iShares Core S&P U.S. Value ETF seeks to track the investment results of an index composed of large- and mid-capitalization U.S. equities that exhibit value characteristics. The Index measure value stocks using three factors: the ratios of book value, earnings, and sales to price. S&P Style Indices divide the complete market capitalization of each parent index into growth and value indices. Constituents are drawn from the S&P 900, which combines the S&P 500 and S&P MidCap 400.
iShares S&P Mid-Cap 400 Value ETF IJJ Blackrock (iShares) 464287705 US4642877058 24 Jul 2000 0.25 % Equities (Stocks) Not Applicable S&P Midcap 400 Pure Value Index
The iShares S&P MidCap 400 Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. mid-cap value stocks as represented by the S&P MidCap 400/Citigroup Value Index.
iShares Russell 2000 Value ETF IWN Blackrock (iShares) 464287630 US4642876308 24 Jul 2000 0.24 % Equities (Stocks) Not Applicable Russell 2000 Pure Value Index
The iShares Russell 2000 Pure Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the small capitalization value sector of the U.S. equity market as represented by the Russell 2000 Pure Value Index. The index represents approximately 50% of the Russell 2000 Index.
iShares MSCI Eurozone ETF EZU Blackrock (iShares) 464286608 US4642866085 25 Jul 2000 0.48 % Equities (Stocks) Not Applicable MSCI EMU Index
The iShares MSCI EMU Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the European Monetary Union (EMU) markets as measured by the MSCI EMU Index.
iShares Europe ETF IEV Blackrock (iShares) 464287861 US4642878619 25 Jul 2000 0.60 % Equities (Stocks) Not Applicable S&P Europe 350
The iShares S&P Europe 350 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of 350 stocks providing geographic and economic diversity over 10 market sectors as represented by the Standard & Poors Europe 350 Index.
SPDR Portfolio S&P 500 Growth ETF SPYG State Street (SPDR) 78464A409 US78464A4094 25 Sep 2000 0.04 % Equities (Stocks) Not Applicable S&P 500 Growth Index
The SPDR Portfolio S&P 500 Growth ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P 500 Growth Index (the "Index"). The S&P 500 Growth Index measures the performance of the large-capitalization growth sector in the U.S. equity market. The selection universe for the S&P 500 Index includes all U.S. common equities listed on the NYSE, NASDAQ Global Select Market, NASDAQ Select Market and NASDAQ Capital Market with market capitalizations of $5.3 billion or more. The Index is market capitalization weighted.
SPDR S&P 600 Small Cap Growth ETF SLYG State Street (SPDR) 78464A201 US78464A2015 25 Sep 2000 0.15 % Equities (Stocks) Not Applicable S&P Smallcap 600 Growth Index
The SPDR S&P 600 Small Cap Growth ETF before expenses seeks to closely match the returns and characteristics of the S&P Small Cap 600 Growth Index (index ticker: SPTRSG). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR S&P 600 Small CapValue ETF SLYV State Street (SPDR) 78464A300 US78464A3005 25 Sep 2000 0.15 % Equities (Stocks) Not Applicable S&P Smallcap 600 Value Index
The SPDR S&P 600 Small Cap Value ETF before expenses seeks to closely match the returns and characteristics of the S&P Small Cap 600 Value Index (index ticker: SPTRSV). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR Portfolio S&P 500 Value ETF SPYV State Street (SPDR) 78464A508 US78464A5083 25 Sep 2000 0.04 % Equities (Stocks) Not Applicable S&P 500 Value Index
The SPDR Portfolio S&P 500 Value ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P 500 Value Index (the "Index"). The S&P 500 Value Index measures the performance of the large-capitalization value segment in the U.S. equity market. The Index consists of those stocks in the S&P 500 Index exhibiting the strongest value characteristics based on: (i) book value to price ratio; (ii) earnings to price ratio; and (iii) sales to price ratio. The selection universe for the S&P 500 Index includes all U.S-domiciled, as determined by S&P Dow Jones Indices LLC, common equities listed on the NYSE, NYSE Arca, NYSE MKT, NASDAQ Global Select Market, NASDAQ Select Market, NASDAQ Capital Market, Bats BZX, Bats BYX, Bats EDGA, or Bats EDGX with market capitalizations generally of $5.3 billion or more at the time of inclusion. The Index is market capitalization weighted.
SPDR Global Dow ETF DGT State Street (SPDR) 78464A706 US78464A7063 25 Sep 2000 0.50 % Equities (Stocks) Not Applicable Dow Jones Global Titans Index
The SPDR DJ Global Titans ETF before expenses seeks to closely match the returns and characteristics of the Dow Jones Global Titans Index (ticker: DJGTR).
SPDR NYSE Technology ETF XNTK State Street (SPDR) 78464A102 US78464A1025 25 Sep 2000 0.35 % Equities (Stocks) Not Applicable NYSE Technology Index
The SPDR NYSE Technology ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the NYSE Technology Index (the "Index"). The NYSE Technology Index is composed of 35 leading U.S.-listed technology-related companies. The investible universe of the Index comprises all stocks in the Information Technology sector and technology-related stocks in the Consumer Discretionary sector, as defined by the Index Provider that are listed on major U.S. stock exchanges. The Index is equal-dollar-weighted to ensure that each of its component securities is represented in approximate equal dollar value.
SPDR Portfolio Total Stock Market ETF SPTM State Street (SPDR) 78464A805 US78464A8053 4 Oct 2000 0.03 % Equities (Stocks) Not Applicable SSGA Total Stock Market Index
The SPDR Portfolio Total Stock Market ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the SSGA Total Stock Market Index (the "Index"). The SSGA Total Stock Market Index is designed to measure the performance of the broad market segment of the U.S. equity market. The investible universe comprises all equity securities listed on major U.S. exchanges that are issued by companies either incorporated or headquartered in the U.S.
iShares S&P 100 ETF OEF Blackrock (iShares) 464287101 US4642871010 23 Oct 2000 0.20 % Equities (Stocks) Not Applicable S&P 100 Index
The iShares S&P 100 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. large-cap stocks as represented by the Standard & Poors 100 Index.
iShares Global 100 ETF IOO Blackrock (iShares) 464287572 US4642875722 5 Dec 2000 0.40 % Equities (Stocks) Not Applicable S&P Global 100 Index
The iShares S&P Global 100 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of global large-cap stocks as represented by the Standard & Poors Global 100 Index. The index is a subset of the S&P Global 1200 Index.
iShares Cohen & Steers REIT ETF ICF Blackrock (iShares) 464287564 US4642875649 29 Jan 2001 0.34 % Equities (Stocks) Not Applicable Cohen & Steers Realty Majors Index
The iShares Cohen & Steers Realty Majors Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of large actively traded U.S. real estate investment trusts as represented by the Cohen & Steers Realty Majors Index.
iShares Nasdaq Biotechnology ETF IBB Blackrock (iShares) 464287556 US4642875565 5 Feb 2001 0.47 % Equities (Stocks) Not Applicable NASDAQ Biotechnology Index
The iShares Nasdaq Biotechnology Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies primarily engaged in the biotechnology industry as represented by the NASDAQ Biotechnology Index .
iShares North American Tech ETF IGM Blackrock (iShares) 464287549 US4642875490 13 Mar 2001 0.48 % Equities (Stocks) Not Applicable S&P North American Technology Sector Index
The iShares S&P North American Technology Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S.-traded technology companies as represented by the S&P North American Technology Sector Index
SPDR Dow Jones REIT ETF RWR State Street (SPDR) 78464A607 US78464A6073 23 Apr 2001 0.25 % Equities (Stocks) Not Applicable Dow Jones US Select REIT Index
The SPDR Dow Jones REIT ETF before expenses seeks to match the returns and characteristics of the Dow Jones U.S. Select REIT Index (ticker: DWRTFT).
Vanguard Total Stock Market ETF VTI Vanguard 922908769 US9229087690 24 May 2001 0.04 % Equities (Stocks) Not Applicable CRSP US Total Market Index
Vanguard Total Stock Market ETF seeks to track the performance of a benchmark index that measures the investment return of the overall stock market.
iShares North American Tech-Multimedia Networking ETF IGN Blackrock (iShares) 464287531 US4642875318 10 Jul 2001 0.48 % Equities (Stocks) Not Applicable S&P North American Technology-Multimedia Networking Index
The iShares S&P North American Technology-Multimedia Networking Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S.-traded multimedia networking stocks as represented by the S&P North American Technology-Multimedia Networking Index
iShares PHLX Semiconductor ETF SOXX Blackrock (iShares) 464287523 US4642875235 10 Jul 2001 0.48 % Equities (Stocks) Not Applicable PHLX Semiconductor Sector Index
The iShares PHLX SOX Semiconductor Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S.-listed semiconductor stocks as represented by the PHLX Semiconductor Sector Index (the Index).
iShares North American Tech-Software ETF IGV Blackrock (iShares) 464287515 US4642875151 10 Jul 2001 0.48 % Equities (Stocks) Not Applicable S&P North American Technology-Software Index
The iShares S&P North American Technology-Software Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S.-traded software-related stocks as represented by the S&P North American Technology-Software Index
iShares Russell Mid-Cap ETF IWR Blackrock (iShares) 464287499 US4642874998 17 Jul 2001 0.20 % Equities (Stocks) Not Applicable Russell Midcap Index
The iShares Russell Midcap Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the mid-capitalization sector of the U.S. equity market as represented by the Russell Midcap Index. The index represents the 800 smallest companies in the Russell 1000 Index.
iShares Russell Mid-Cap Value ETF IWS Blackrock (iShares) 464287473 US4642874733 17 Jul 2001 0.25 % Equities (Stocks) Not Applicable Russell Midcap Pure Value Index
The iShares Russell Midcap Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the mid-capitalization value sector of the U.S. equity market as represented by the Russell Midcap Value Index. The index represents approximately 60% of the total market capitalization of the Russell Midcap Index.
iShares Russell Mid-Cap Growth ETF IWP Blackrock (iShares) 464287481 US4642874816 17 Jul 2001 0.25 % Equities (Stocks) Not Applicable Russell Midcap Pure Growth Index
The iShares Russell Midcap Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the mid-capitalization growth sector of the U.S. equity market as represented by the Russell Midcap Growth Index. The index represents approximately 40% of the total market capitalization of the Russell Midcap Index.
iShares MSCI EAFE ETF EFA Blackrock (iShares) 464287465 US4642874659 14 Aug 2001 0.32 % Equities (Stocks) Not Applicable MSCI EAFE Index
The iShares MSCI EAFE Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the European Australasian and Far Eastern markets as measured by the MSCI EAFE Index.
iShares North American Natural Resources ETF IGE Blackrock (iShares) 464287374 US4642873743 22 Oct 2001 0.48 % Equities (Stocks) Not Applicable S&P North American Natural Resources Index
The iShares S&P North American Natural Resources Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S.-traded natural resource-related stocks as represented by the the S&P North American Natural Resources Sector Index
iShares JPX-Nikkei 400 ETF JPXN Blackrock (iShares) 464287382 US4642873826 23 Oct 2001 0.48 % Equities (Stocks) Not Applicable JPX-Nikkei 400 Net Total Return Index
The iShares JPX-Nikkei 400 ETF (JPXN) seeks to track the investment results of a broad-based benchmark composed of Japanese equities. The benchmark consisting of 400 Japanese securities that pass a rigorous screening process. The index uses indicators such as return on equity (ROE), cumulative operating profit, and market capitalization to select high-quality, capitally-efficient Japanese companies.
iShares Latin America 40 ETF ILF Blackrock (iShares) 464287390 US4642873909 25 Oct 2001 0.49 % Equities (Stocks) Not Applicable S&P Latin America 40 Index
The iShares S&P Latin America 40 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies in the Mexican and South American equity markets as represented by the Standard & Poors Latin America 40 Index.
iShares MSCI Pacific ex Japan ETF EPP Blackrock (iShares) 464286665 US4642866655 25 Oct 2001 0.49 % Equities (Stocks) Not Applicable MSCI Pacific ex-Japan Index
The iShares MSCI Pacific ex-Japan Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Australia Hong Kong New Zealand and Singapore markets as represented by the MSCI Pacific ex-Japan Index.
iShares Global Energy ETF IXC Blackrock (iShares) 464287341 US4642873412 12 Nov 2001 0.48 % Equities (Stocks) Not Applicable S&P Global 1200 Energy Sector Index
The iShares S&P Global Energy Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies that Standard & Poors deems part of the energy sector of the economy and important to global markets as represented by the S&P Global Energy Sector Index. The index is a subset of the Standard & Poors Global 1200 Index.
iShares Global Financials ETF IXG Blackrock (iShares) 464287333 US4642873339 12 Nov 2001 0.48 % Equities (Stocks) Not Applicable S&P Global 1200 Financials Sector Index
The iShares S&P Global Financials Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies that Standard & Poors deems part of the financial sector of the economy and important to global markets as represented by the S&P Global Financials Sector Index. The index is a subset of the Standard & Poors Global 1200 Index.
iShares Global Tech ETF IXN Blackrock (iShares) 464287291 US4642872919 12 Nov 2001 0.48 % Equities (Stocks) Not Applicable S&P Global 1200 Technology Sector Index
The iShares S&P Global Technology Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies that Standard & Poors deems part of the information technology sector of the economy and important to global markets as represented by the Standard & Poors Global Information Technology Sector Index. The index is a subset of the Standard & Poors Global 1200 Index.
iShares Global Telecom ETF IXP Blackrock (iShares) 464287275 US4642872752 12 Nov 2001 0.48 % Equities (Stocks) Not Applicable S&P Global 1200 Telecommunications Sector Index
The iShares S&P Global Telecommunications Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies that Standard & Poors deems part of the telecommunications sector of the economy and important to global markets as represented by the Standard & Poors Global Telecommunications Sector Index. The index is a subset of the Standard & Poors Global 1200 Index.
iShares Global Healthcare ETF IXJ Blackrock (iShares) 464287325 US4642873255 13 Nov 2001 0.48 % Equities (Stocks) Not Applicable S&P Global 1200 Healthcare Sector Index
The iShares S&P Global Healthcare Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies that Standard & Poors deems part of the healthcare sector of the economy and important to global markets as represented by the S&P Global Healthcare Sector Index. The index is a subset of the Standard & Poors Global 1200 Index.
Vanguard Extended Market ETF VXF Vanguard 922908652 US9229086528 27 Dec 2001 0.08 % Equities (Stocks) Not Applicable S&P Completion Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks from small and midsize companies. Provides a convenient way to match the performance of virtually all regularly traded U.S. stocks except those in the S&P 500 Index. Passively managed using index sampling techniques.
iShares 20+ Year Treasury Bond ETF TLT Blackrock (iShares) 464287432 US4642874329 22 Jul 2002 0.15 % Bonds Not Applicable ICE U.S. Treasury 20+ Year Bond Index
The iShares 20+ Year Treasury Bond ETF seeks to track the investment results of an index composed of U.S. Treasury bonds with remaining maturities greater than twenty years. The ICE U.S. Treasury 20+ Year Bond Index is part of a series of indices intended to assess U.S. Treasury issued debt. Only U.S. dollar denominated, fixed rate securities with minimum term to maturity greater than twenty years are included.
iShares iBoxx $ Investment Grade Corporate Bond ETF LQD Blackrock (iShares) 464287242 US4642872422 22 Jul 2002 0.15 % Bonds Not Applicable iBoxx $ Liquid Investment Grade Index
The iShares iBoxx $ Investment Grade Corporate Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the corporate bond market as defined by the iBoxx $ Liquid Investment Grade Index.
iShares 1-3 Year Treasury Bond ETF SHY Blackrock (iShares) 464287457 US4642874576 22 Jul 2002 0.15 % Bonds Not Applicable ICE U.S. Treasury 1-3 Year Index
The iShares 1-3 Year Treasury Bond ETF seeks to track the investment results of an index composed of U.S. Treasury bonds with remaining maturities between one and three years. The ICE U.S. Treasury 1-3 Year Bond Index is part of a series of indices intended to assess U.S. Treasury issued debt. Only U.S. dollar denominated, fixed rate securities with minimum term to maturity greater than one year and less than or equal to three years are included.
iShares 7-10 Year Treasury Bond ETF IEF Blackrock (iShares) 464287440 US4642874402 22 Jul 2002 0.15 % Bonds Not Applicable ICE U.S. Treasury 7-10 Year Bond Index
The iShares 7-10 Year Treasury Bond ETF (IEF) seeks to track the investment results of an index composed of U.S. Treasury bonds with remaining maturities between seven and ten years. The ICE U.S. Treasury 7-10 Year Bond Index is part of a series of indices intended to assess U.S. Treasury issued debt. Only U.S. dollar denominated, fixed rate securities with minimum term to maturity greater than seven years and less than or equal to ten years are included.
SPDR STOXX Europe 50 ETF FEU State Street (SPDR) 78463X103 US78463X1037 15 Oct 2002 0.29 % Equities (Stocks) Not Applicable STOXX Europe 50 Index
The SPDR STOXX Europe 50 ETFseeks to replicate as closely as possible before expenses the price and yield of the STOXX Europe 50 Index Fund(ticker: SX5V).
SPDR EURO STOXX 50 ETF FEZ State Street (SPDR) 78463X202 US78463X2027 15 Oct 2002 0.29 % Equities (Stocks) Not Applicable EURO STOXX 50 Index
The SPDR EURO STOXX 50 ETF before expenses seeks to closely match the returns and characteristics of the EURO STOXX 50 Index Fund (ticker: SX5U).
Invesco BLDRS Emerging Markets 50 ADR Index Fund ADRE Invesco 09348R300 US09348R3003 13 Nov 2002 0.18 % Equities (Stocks) Not Applicable BNY Mellon Emerging Markets 50 ADR Index
The Invesco BLDRS Emerging Markets 50 ADR Index Fund (Fund) seeks to provide investment results that correspond generally, before fees and expenses, to the price and yield performance of the BNY Mellon Emerging Markets 50 ADR Index (Index). The Fund normally holds at least 95% of its total assets in depositary receipts (DR) that comprise the Index. The Index is capitalization-weighted and designed to track the performance of approximately 50 emerging market-based DRs. The Fund and the Index are rebalanced and reconstituted quarterly. The Fund is an "index fund" that holds publicly traded DRs, negotiable U.S. securities that generally represent a non-U.S. companys publicly traded equity or debt, of non-U.S. companies in a particular geographic region or market represented by a specified relevant benchmark BNY Mellon ADR Index.
Invesco BLDRS Asia 50 ADR Index Fund ADRA Invesco 09348R102 US09348R1023 13 Nov 2002 0.30 % Equities (Stocks) Not Applicable BNY Mellon Asia 50 ADR Index
The Invesco BLDRS Asia 50 ADR Index Fund (Fund) seeks to provide investment results that correspond generally, before fees and expenses, to the price and yield performance of the BNY Mellon Asia 50 ADR Index (Index). The Fund normally holds at least 95% of its total assets in depositary receipts (DR) that comprise the Index. The Index is capitalization-weighted and designed to track the performance of approximately 50 Asian market-based DRs. The Fund and the Index are rebalanced and reconstituted quarterly. The Fund is an "index fund" that holds publicly traded DRs, negotiable U.S. securities that generally represent a non-U.S. companys publicly traded equity or debt, of non-U.S. companies in a particular geographic region or market represented by a specified relevant benchmark BNY Mellon ADR Index.
Invesco BLDRS Europe Select ADR Index Fund ADRU Invesco 09348R409 US09348R4092 13 Nov 2002 0.30 % Equities (Stocks) Not Applicable BNY Mellon Europe 100 ADR Index
The Invesco BLDRS Europe Select ADR Index Fund (Fund) seeks to provide investment results that correspond generally, before fees and expenses, to the price and yield performance of the BNY Mellon Europe Select ADR Index (Index). The Fund normally holds at least 95% of its total assets in depositary receipts (DR) that comprise the Index. The Index is capitalization-weighted and designed to track the performance of approximately 100 European market-based DRs. The Fund and the Index are rebalanced and reconstituted quarterly. The Fund is an "index fund" that holds publicly traded DRs, negotiable U.S. securities that generally represent a non-U.S. companys publicly traded equity or debt, of non-U.S. companies in a particular geographic region or market represented by a specified relevant benchmark BNY Mellon ADR Index.
Invesco BLDRS Developed Markets 100 ADR Index Fund ADRD Invesco 09348R201 US09348R2013 13 Nov 2002 0.27 % Equities (Stocks) Not Applicable BNY Mellon Developed Markets 100 ADR Index
The Invesco BLDRS Developed Markets 100 ADR Index Fund (Fund) seeks to provide investment results that correspond generally, before fees and expenses, to the price and yield performance of the BNY Mellon Developed Markets 100 ADR Index (Index). The Fund normally holds at least 95% of its total assets in depositary receipts (DR) that comprise the Index. The Index is capitalization-weighted and designed to track the performance of approximately 100 developed market-based DRs. The Fund and the Index are rebalanced and reconstituted quarterly. The Fund is an "index fund" that holds publicly traded DRs, negotiable U.S. securities that generally represent a non-U.S. companys publicly traded equity or debt, of non-U.S. companies in a particular geographic region or market represented by a specified relevant benchmark BNY Mellon ADR Index.
iShares MSCI South Africa ETF EZA Blackrock (iShares) 464286780 US4642867802 3 Feb 2003 0.62 % Equities (Stocks) Not Applicable MSCI South Africa 25/50 Index
The iShares MSCI South Africa Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the South African equity market as measured by the MSCI South Africa 25/50 Index.
iShares MSCI Emerging Markets ETF EEM Blackrock (iShares) 464287234 US4642872349 7 Apr 2003 0.69 % Equities (Stocks) Not Applicable MSCI Emerging Markets Index
The iShares MSCI Emerging Markets Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in emerging markets as represented by the MSCI Emerging Markets Index.
Invesco S&P 500 Equal Weight ETF RSP Invesco 739371813 US7393718132 24 Apr 2003 0.20 % Equities (Stocks) Not Applicable S&P 500 Equal Weighted Index
The Invesco S&P 500 Equal Weight ETF (Fund) is based on the S&P 500 Equal Weight Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index equally weights the stocks in the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco DWA NASDAQ Momentum ETF DWAQ Invesco 73935X203 US73935X2036 1 May 2003 0.60 % Equities (Stocks) Not Applicable Dorsey Wright NASDAQ Technical Leaders Index
The Invesco DWA NASDAQ Momentum ETF (Fund) is based on the Dorsey Wright NASDAQ Technical Leaders Index (DWA NASDAQ Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is comprised of approximately 100 common stocks from an eligible universe of approximately 1,000 securities of large capitalization companies from the NASDAQ Composite Index. All securities in the universe are ranked using a proprietary relative strength (momentum) measure. Each securitys score is based on intermediate and long-term price movements relative to a representative market benchmark and the other eligible securities. The top 100 securities are selected for the Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco Dynamic Market ETF PWC Invesco 73935X104 US73935X1046 1 May 2003 0.60 % Equities (Stocks) Not Applicable Dynamic Market Intellidex
The Invesco Dynamic Market ETF (Fund) is based on the Dynamic Market Intellidex Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Underlying Intellidex selection methodology seeks to identify and select companies from the US marketplace with superior risk-return profiles. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
First Trust Value Line 100 Exchange-Traded Fund FVL First Trust 33735G107 US33735G1076 12 Jun 2003 0.70 % Equities (Stocks) Not Applicable Value Line 100 Index
This exchange-traded fund seeks investment results that correspond generally to the price and yield (before the funds fees and expenses) of an equity index called the Value Line 100 Index.
First Trust Value Line Dividend Index Fund FVD First Trust 33734H106 US33734H1068 19 Aug 2003 0.70 % Equities (Stocks) Not Applicable Value Line Dividend Index
The First Trust Value Line Dividend Index Fund is an exchange-traded index fund. The objective of the fund is to seek investment results that correspond generally to the price and yield before fees and expenses of the Value Line Dividend Index.
iShares Core U.S. Aggregate Bond ETF AGG Blackrock (iShares) 464287226 US4642872265 22 Sep 2003 0.05 % Bonds Not Applicable Bloomberg Barclays US Aggregate Bond Index
The iShares Barclays Aggregate Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the total United States investment grade bond market as defined by the Barclays Capital U.S. Aggregate Bond Index.
Fidelity NASDAQ Composite Index Tracking Stock ETF ONEQ Fidelity 315912808 US3159128087 25 Sep 2003 0.21 % Equities (Stocks) Not Applicable NASDAQ Composite Index
The investment seeks to provide investment returns that closely corresponds to the price and yield performance of the Nasdaq Composite index. The fund normally invests at least 80% of assets in common stocks included in the index. Advisor uses a sampling technique based on quantitative analytic procedures to create a portfolio of securities listed in the Index that have a similar investment profile to the entire Index.
iShares Transportation Average ETF IYT Blackrock (iShares) 464287192 US4642871929 6 Oct 2003 0.44 % Equities (Stocks) Not Applicable Dow Jones Transportation Average Index
The iShares Dow Jones Transportation Average Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of Dow Jones Transportation Average Index.
iShares Select Dividend ETF DVY Blackrock (iShares) 464287168 US4642871689 3 Nov 2003 0.39 % Equities (Stocks) Not Applicable Dow Jones U.S. Select Dividend Index
The iShares Dow Jones Select Dividend Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Dividend Index.
iShares TIPS Bond ETF TIP Blackrock (iShares) 464287176 US4642871762 4 Dec 2003 0.20 % Bonds Not Applicable Bloomberg Barclays U.S. Treasury Inflation Protected Securities (TIPS) Index (Series-L)
The iShares Barclays Treasury Inflation Protected Securities Bond Fund seeks results that correspond generally to the price and yield performance before fees and expenses of the inflation-protected sector of the United States Treasury market as defined by the Barclays Capital U.S. Treasury Inflation Protected Securities (TIPS) Index (Series-L).
iShares Core S&P Total U.S. Stock Market ETF ITOT Blackrock (iShares) 464287150 US4642871507 20 Jan 2004 0.03 % Equities (Stocks) Not Applicable S&P Total Market Index
The iShares Core S&P Total U.S. Stock Market ETF seeks to track the investment results of S&P Total Market Index.The S&P Total Market Index (TMI) is designed to track the broad equity market, including large-, mid-, small-, and micro-cap stocks. The index includes all common equities listed on the NYSE (including NYSE Arca and NYSE MKT), the NASDAQ Global Select Market, the NASDAQ Global Market, and the NASDAQ Capital Market. The S&P 500 and the S&P Completion Index are subsets of the S&P TMI.
Vanguard Consumer Discretionary ETF VCR Vanguard 92204A108 US92204A1088 26 Jan 2004 0.10 % Equities (Stocks) Not Applicable MSCI US Investable Market Consumer Discretionary 25/50 Transition Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the consumer discretionary sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that manufacture products and provide services that consumers purchase on a discretionary basis.
Vanguard Consumer Staples ETF VDC Vanguard 92204A207 US92204A2078 26 Jan 2004 0.10 % Equities (Stocks) Not Applicable MSCI US Investable Market Consumer Staples 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the consumer staples sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that provide direct-to-consumer products that based on consumer spending habits are considered nondiscretionary.
Vanguard Financials ETF VFH Vanguard 92204A405 US92204A4058 26 Jan 2004 0.10 % Equities (Stocks) Not Applicable MSCI US Investable Market Financials 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the financials sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that provide financial services.
Vanguard Health Care ETF VHT Vanguard 92204A504 US92204A5048 26 Jan 2004 0.10 % Equities (Stocks) Not Applicable MSCI US Investable Market Healthcare 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the health care sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies involved in providing medical or health care products services technology or equipment.
Vanguard Materials ETF VAW Vanguard 92204A801 US92204A8018 26 Jan 2004 0.10 % Equities (Stocks) Not Applicable MSCI US Investable Market Materials 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the materials sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that extract or process raw materials.
Vanguard Small-Cap ETF VB Vanguard 922908751 US9229087518 26 Jan 2004 0.06 % Equities (Stocks) Not Applicable CRSP US Small Cap Index
The Fund seeks to track the performance of a benchmark index that measures the investment return of small-capitalization stocks in the United States
Vanguard Small-Cap Value ETF VBR Vanguard 922908611 US9229086114 26 Jan 2004 0.07 % Equities (Stocks) Not Applicable CRSP U.S. Small Cap Value Index
Seeks to track the performance of the CRSP U.S. Small Cap Value Index which measures the investment return of small-capitalization value stocks. Provides a convenient way to match the performance of a diversified group of small value companies. Follows a passively managed full-replication approach.
Vanguard Value ETF VTV Vanguard 922908744 US9229087443 26 Jan 2004 0.06 % Equities (Stocks) Not Applicable CRSP U.S. Large Cap Value Index
Seeks to track the performance of the CRSP U.S. Large Cap Value Index which measures the investment return of large-capitalization value stocks. Provides a convenient way to match the performance of many of the nation s largest value stocks. Follows a passively managed full-replication approach.
Vanguard Growth ETF VUG Vanguard 922908736 US9229087369 26 Jan 2004 0.06 % Equities (Stocks) Not Applicable CRSP U.S. Large Cap Growth Index
Seeks to track the performance of the CRSP U.S. Large Cap Growth Index. Provides a convenient way to match the performance of many of the nation s largest growth stocks. Follows a passively managed full-replication approach.
Vanguard Small-Cap Growth ETF VBK Vanguard 922908595 US9229085959 26 Jan 2004 0.07 % Equities (Stocks) Not Applicable CRSP U.S. Small Cap Growth Index
Seeks to track the performance of the CRSP U.S. Small Cap Growth Index which measures the investment return of small-capitalization growth stocks. Provides a convenient way to match the performance of a diversified group of small growth companies. Follows a passively managed full-replication approach.
Vanguard Mid-Cap ETF VO Vanguard 922908629 US9229086296 26 Jan 2004 0.06 % Equities (Stocks) Not Applicable CRSP US Mid Cap Index
The Fund seeks to track the performance of a benchmark index that measures the investment return of Mid-capitalization stocks in the United States
Vanguard Information Technology ETF VGT Vanguard 92204A702 US92204A7028 26 Jan 2004 0.10 % Equities (Stocks) Not Applicable MSCI US Investable Market Information Technology 25/50 Transition Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the information technology sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that serve the electronics and computer industries or that manufacture products based on the latest applied science.
Vanguard Utilities ETF VPU Vanguard 92204A876 US92204A8760 26 Jan 2004 0.10 % Equities (Stocks) Not Applicable MSCI US Investable Market Utilities 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the utilities sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that distribute electricity water or gas or that operate as independent power producers.
Vanguard Large-Cap ETF VV Vanguard 922908637 US9229086379 27 Jan 2004 0.06 % Equities (Stocks) Not Applicable CRSP US Large Cap Index
The Fund seeks to track the performance of a benchmark index that measures the investment return of large-capitalization stocks in the United States
iShares Morningstar Large-Cap ETF JKD Blackrock (iShares) 464287127 US4642871275 28 Jun 2004 0.20 % Equities (Stocks) Not Applicable Morningstar Large Core Index
The iShares Morningstar Large Core Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Large Core Index.
iShares Morningstar Large-Cap Growth ETF JKE Blackrock (iShares) 464287119 US4642871192 28 Jun 2004 0.25 % Equities (Stocks) Not Applicable Morningstar Large Growth Index
The iShares Morningstar Large Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Large Growth Index.
iShares Morningstar Large-Cap Value ETF JKF Blackrock (iShares) 464288109 US4642881092 28 Jun 2004 0.25 % Equities (Stocks) Not Applicable Morningstar Large Value Index
The iShares Morningstar Large Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Large Value Index.
iShares Morningstar Small-Cap ETF JKJ Blackrock (iShares) 464288505 US4642885051 28 Jun 2004 0.25 % Equities (Stocks) Not Applicable Morningstar Small Core Index
The iShares Morningstar Small Core Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Small Core Index.
iShares Morningstar Mid-Cap ETF JKG Blackrock (iShares) 464288208 US4642882082 28 Jun 2004 0.25 % Equities (Stocks) Not Applicable Morningstar Mid Core Index
The iShares Morningstar Mid Core Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Mid Core Index.
iShares Morningstar Mid-Cap Growth ETF JKH Blackrock (iShares) 464288307 US4642883072 28 Jun 2004 0.30 % Equities (Stocks) Not Applicable Morningstar Mid Growth Index
The iShares Morningstar Mid Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Mid Growth Index.
iShares Morningstar Mid-Cap Value ETF JKI Blackrock (iShares) 464288406 US4642884062 28 Jun 2004 0.30 % Equities (Stocks) Not Applicable Morningstar Mid Value Index
The iShares Morningstar Mid Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Mid Value Index.
iShares Morningstar Small-Cap Growth ETF JKK Blackrock (iShares) 464288604 US4642886042 28 Jun 2004 0.30 % Equities (Stocks) Not Applicable Morningstar Small Growth Index
The iShares Morningstar Small Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Small Growth Index.
iShares Morningstar Small-Cap Value ETF JKL Blackrock (iShares) 464288703 US4642887032 28 Jun 2004 0.30 % Equities (Stocks) Not Applicable Morningstar Small Value Index
The iShares Morningstar Small Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Small Value Index.
Vanguard Energy ETF VDE Vanguard 92204A306 US92204A3068 23 Sep 2004 0.10 % Equities (Stocks) Not Applicable MSCI US Investable Market Energy 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the energy sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies involved in the exploration and production of energy products such as oil natural gas and coal.
Vanguard Real Estate ETF VNQ Vanguard 922908553 US9229085538 23 Sep 2004 0.12 % Equities (Stocks) Not Applicable MSCI US Investable Market Real Estate 25/50 Transition Index
Vanguard Real Estate ETF seeks to provide a high level of income and moderate long-term capital appreciation by tracking the performance of a benchmark index that measures the performance of publicly traded equity REITs and other real estate-related investments.
Vanguard Industrials ETF VIS Vanguard 92204A603 US92204A6038 23 Sep 2004 0.10 % Equities (Stocks) Not Applicable MSCI US Investable Market Industrials 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the industrials sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that convert unfinished goods into finished durables used to manufacture other goods or provide services.
Vanguard Communication Services ETF VOX Vanguard 92204A884 US92204A8844 23 Sep 2004 0.10 % Equities (Stocks) Not Applicable MSCI US Investable Market Communication Services 25/50 Transition Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the telecommunication services sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that provide telephone data-transmission cellular or wireless communication services.
iShares China Large-Cap ETF FXI Blackrock (iShares) 464287184 US4642871846 5 Oct 2004 0.74 % Equities (Stocks) Not Applicable FTSE China 50 Index
The iShares China Large-Cap ETF seeks to track the investment results of an index composed of large-capitalization Chinese equities that trade on the Hong Kong Stock Exchange.
SPDR Gold Shares GLD State Street (SPDR) 78463V107 US78463V1070 18 Nov 2004 0.40 % Commodities & Metals Not Applicable Gold - London PM Gold Price
The objective of the SPDR Gold Trust is for the Shares to reflect the performance of the price of gold bullion less the Trusts expenses.
Invesco High Yield Equity Dividend Achievers ETF PEY Invesco 73935X302 US73935X3026 9 Dec 2004 0.54 % Equities (Stocks) Not Applicable Dividend Achiever 50 Index
The Invesco High Yield Equity Dividend Achievers ETF (Fund) is based on the NASDAQ US Dividend Achievers 50 Index (Index). The Fund will normally invest at least 90% of its total assets in dividend paying common stocks that comprise the Index. The Index is comprised of 50 stocks selected principally on the basis of dividend yield and consistent growth in dividends. The Fund and the Index are reconstituted annually in March and rebalanced quarterly in March, June, September and December.
Invesco Golden Dragon China ETF PGJ Invesco 73935X401 US73935X4016 9 Dec 2004 0.70 % Equities (Stocks) Not Applicable Halter USX China Index
The Invesco Golden Dragon China ETF (Fund) is based on the NASDAQ Golden Dragon China Index (Index). The Fund generally will invest at least 90% of its total assets in equity securities of companies deriving a majority of their revenues from the People s Republic of China and that comprise the Underlying Index. The Underlying Index is composed of US exchange-listed companies that are headquartered or incorporated in the People s Republic of China. The Fund and the Index are rebalanced and reconstituted quarterly.
SPDR Bloomberg Barclays International Corporate Bond ETF IBND State Street (SPDR) 78464A151 US78464A1512 19 May 2010 0.50 % Bonds Not Applicable Bloomberg Barclays Global Aggregate ex-USD >$1B: Corporate Bond Index
The SPDR Bloomberg Barclays International Corporate Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays Global Aggregate ex-USD > $1B: Corporate Bond Index (the "Index"). Seeks to provide a broad exposure to the global investment grade, fixed rate, fixed income corporate markets outside the United States. The securities in the Index must have a $1 billion USD equivalent market capitalization outstanding and at least 1 year remaining. Market cap weighted and reconstituted on the last business day of the month.
iShares Gold Trust IAU Blackrock (iShares) 464285105 US4642851053 21 Jan 2005 0.25 % Commodities & Metals Not Applicable LBMA Gold Price
The iShares Gold Trust (Trust) seeks to correspond generally to the day-to-day movement of the price of gold bullion. The objective of the Trust is for the value to reflect at any given time the price of gold owned by the Trust at that time less the expenses and liabilities of the Trust.
iShares MSCI USA ESG Select ETF SUSA Blackrock (iShares) 464288802 US4642888022 24 Jan 2005 0.25 % Equities (Stocks) Not Applicable MSCI USA Extended ESG Select Index
The iShares MSCI USA ESG Select ETF seeks to track the investment results of an index composed of U.S. companies that have positive environmental, social and governance characteristics as identified by the index provider.
Invesco Dynamic Large Cap Growth ETF PWB Invesco 73935X609 US73935X6094 3 Mar 2005 0.57 % Equities (Stocks) Not Applicable Dynamic Large Cap Growth Intellidex Index
The Invesco Dynamic Large Cap Growth ETF (Fund) is based on the Dynamic Large Cap Growth Intellidex Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index seeks to provide capital appreciation while maintaining consistent stylistically accurate exposure. The Style Intellidexes apply a rigorous 10-factor style isolation process to objectively segregate companies into their appropriate investment style and size universe. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Large Cap Value ETF PWV Invesco 73935X708 US73935X7084 3 Mar 2005 0.57 % Equities (Stocks) Not Applicable Dynamic Large Cap Value Intellidex Index
The Invesco Dynamic Large Cap Value ETF (Fund) is based on the Dynamic Large Cap Value Intellidex Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to provide capital appreciation while maintaining consistent stylistically accurate exposure. The Style Intellidexes apply a rigorous 10 factor style isolation process to objectively segregate companies into their appropriate investment style and size universe. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco WilderHill Clean Energy ETF PBW Invesco 73935X112 US73935X1129 3 Mar 2005 0.70 % Equities (Stocks) Not Applicable WilderHill Clean Energy Index
The Invesco WilderHill Clean Energy ETF (Fund) is based on the WilderHill Clean Energy Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is composed of stocks of companies that are publicly traded in the United States and engaged in the business of advancement of cleaner energy and conservation. The Fund and the Index are rebalanced and reconstituted quarterly.
Vanguard FTSE Pacific ETF VPL Vanguard 922042866 US9220428661 4 Mar 2005 0.10 % Equities (Stocks) Not Applicable FTSE Developed Asia Pacific All Cap Index
Vanguard FTSE Pacific ETF seeks to track the performance of a benchmark index that measures the investment return of stocks issued by companies located in the major markets of the Pacific region. The FTSE Developed Asia Pacific All Cap Index is designed to measure the broad performance of developed equity markets in the Pacific region. Vanguard FTSE Pacific ETF includes exposure to markets in Japan, Australia, South Korea, Hong Kong, New Zealand, and Singapore.
Vanguard FTSE Europe ETF VGK Vanguard 922042874 US9220428745 4 Mar 2005 0.10 % Equities (Stocks) Not Applicable FTSE Developed Europe All Cap Index
Vanguard FTSE Europe ETF seeks to track the performance of a benchmark index that measures the investment return of stocks issued by companies located in the major markets of Europe. The FTSE Developed Europe All Cap Index is designed to measure the broad performance of developed European equity markets. The FTSE Developed Europe All Cap Index is designed to hold stocks of companies located in Austria Belgium Denmark Finland France Germany Greece Ireland Italy the Netherlands Norway Portugal Spain Sweden Switzerland and the United Kingdom. Follows a passively managed full-replication approach.
Vanguard FTSE Emerging Markets ETF VWO Vanguard 922042858 US9220428588 4 Mar 2005 0.14 % Equities (Stocks) Not Applicable FTSE Emerging Markets All Cap China A Inclusion Index
Vanguard FTSE Emerging Markets ETF seeks to track the performance of the FTSE Emerging Markets All Cap China A Inclusion Index. The FTSE Emerging Markets All Cap China A Inclusion Index is a market-capitalization-weighted index representing large-,mid-, and small-cap stocks of companies located in emerging markets around the world. The index will gradually increase exposure to small-capitalization stocks and China A-Shares while proportionately reducing exposure to other stocks based on their weightings in the new index. Brazil, Russia, India, Taiwan, China, and South Africa are among the markets included in the index.
Invesco S&P 500 Top 50 ETF XLG Invesco 739371698 US7393716987 4 May 2005 0.20 % Equities (Stocks) Not Applicable S&P 500 Top 50 Index
The Invesco S&P 500 Top 50 ETF (Fund) is based on the S&P 500 Top 50 Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index is composed of 50 of the largest companies in the S&P 500 Index. The Fund and the Index are rebalanced annually.
Invesco Dynamic Leisure and Entertainment ETF PEJ Invesco 73935X757 US73935X7571 23 Jun 2005 0.61 % Equities (Stocks) Not Applicable Dynamic Leisure Intellidex Index
The Invesco Dynamic Leisure and Entertainment ETF (Fund) is based on the Dynamic Leisure & Entertainment Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US leisure and entertainment companies. These are companies that are principally engaged in the design, production or distribution of goods or services in the leisure and entertainment industries. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Media ETF PBS Invesco 73935X823 US73935X8231 23 Jun 2005 0.63 % Equities (Stocks) Not Applicable Dynamic Media Intellidex Index
The Invesco Dynamic Media ETF (Fund) is based on the Dynamic Media Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US media companies. These are companies that are principally engaged in the development, production, sale and distribution of goods or services used in the media industry. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Food & Beverage ETF PBJ Invesco 73935X849 US73935X8496 23 Jun 2005 0.58 % Equities (Stocks) Not Applicable Dynamic Food & Beverage Intellidex Index
The Invesco Dynamic Food & Beverage ETF (Fund) is based on the Dynamic Food & Beverage Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US food and beverage companies. These are companies that are principally engaged in the manufacture, sale or distribution of sale or distribution of food and beverage products, agricultural products and products related to the development of new food technologies. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Biotechnology & Genome ETF PBE Invesco 73935X856 US73935X8561 23 Jun 2005 0.58 % Equities (Stocks) Not Applicable Dynamic Biotechnology & Genome Intellidex Index
The Invesco Dynamic Biotechnology & Genome ETF (Fund) is based on the Dynamic Biotech & Genome Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US biotechnology and genome companies. These are companies that are principally engaged in the research, development, manufacture and marketing and distribution of various biotechnological products, services and processes and companies that benefit significantly from scientific and technological advances in biotechnology and genetic engineering and research. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Pharmaceuticals ETF PJP Invesco 73935X799 US73935X7993 23 Jun 2005 0.56 % Equities (Stocks) Not Applicable Dynamic Pharmaceuticals Intellidex Index
The Invesco Dynamic Pharmaceuticals ETF (Fund) is based on the Dynamic Pharmaceutical Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US pharmaceuticals companies. These are companies that are principally engaged in the research, development, manufacture, sale or distribution of pharmaceuticals and drugs of all types. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Networking ETF PXQ Invesco 73935X815 US73935X8157 23 Jun 2005 0.63 % Equities (Stocks) Not Applicable Dynamic Networking Intellidex Index
The Invesco Dynamic Networking ETF (Fund) is based on the Dynamic Networking Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US networking companies. These are companies that are principally engaged in the development, manufacture, sale or distribution of products, services or technologies that support the flow of electronic information, including voice, data, images and commercial transactions. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Semiconductors ETF PSI Invesco 73935X781 US73935X7811 23 Jun 2005 0.63 % Equities (Stocks) Not Applicable Dynamic Semiconductors Intellidex Index
The Invesco Dynamic Semiconductors ETF (Fund) is based on the Dynamic Semiconductor Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intelldiex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US semiconductors companies. These are companies that are principally engaged in the manufacture of semiconductors. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Software ETF PSJ Invesco 73935X773 US73935X7738 23 Jun 2005 0.63 % Equities (Stocks) Not Applicable Dynamic Software Index
The Invesco Dynamic Software ETF (Fund) is based on the Dynamic Software Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US software companies. These are companies that are principally engaged in the research, design, production or distribution of products or processes that relate to software applications and systems and information-based services. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
iShares MSCI EAFE Growth ETF EFG Blackrock (iShares) 464288885 US4642888857 1 Aug 2005 0.40 % Equities (Stocks) Not Applicable MSCI EAFE Growth Index
The iShares MSCI EAFE Growth Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI EAFE Growth Index.
iShares MSCI EAFE Value ETF EFV Blackrock (iShares) 464288877 US4642888774 1 Aug 2005 0.40 % Equities (Stocks) Not Applicable MSCI EAFE Value Index
The iShares MSCI EAFE Value Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI EAFE Value Index.
iShares Micro-Cap ETF IWC Blackrock (iShares) 464288869 US4642888691 12 Aug 2005 0.60 % Equities (Stocks) Not Applicable Russell Microcap Index
The iShares Russell Microcap Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Russell Microcap Index.
Invesco Zacks Micro Cap ETF PZI Invesco 73935X740 US73935X7407 18 Aug 2005 1.24 % Equities (Stocks) Not Applicable Zacks Micro Cap Index
The Invesco Zacks Micro Cap ETF (Fund) is based on the Zacks Micro Cap Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify a group of micro-cap stocks with the greatest potential to outperform passive benchmark micro-cap indexes and other actively managed US micro-cap strategies. Due to their low correlation to large, medium and small-sized companies, micro caps may complement existing blended portfolios by improving risk-adjusted performance. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco International Dividend Achievers ETF PID Invesco 73935X716 US73935X7167 15 Sep 2005 0.56 % Equities (Stocks) Not Applicable International Dividend Achievers Index
The Invesco International Dividend Achievers ETF (Fund) is based on the NASDAQ International Dividend Achievers Index (Index). The Fund will normally invest at least 90% of its total assets in dividend-paying common stocks and other securities that comprise the Index. The Index is designed to identify an international group of American Depository Receipts, Global Depositary Receipts and non-U.S. common or ordinary stocks that have qualified as International Dividend Achievers. These companies have increased their aggregate annual regular cash dividend payments consistently for at least each of the last five consecutive years. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are reconstituted annually in March and rebalanced quarterly in March, June, September and December.
Invesco Dividend Achievers ETF PFM Invesco 73935X732 US73935X7324 15 Sep 2005 0.55 % Equities (Stocks) Not Applicable Broad Dividend Achiever Index
The Invesco Dividend Achievers ETF (Fund) seeks to replicate, before fees and expenses, the NASDAQ US Broad Dividend Achievers Index (Index), which is designed to identify a diversified group of dividend-paying companies. The Fund will normally invest at least 90% of its total assets in dividend paying common stocks that comprise Index. These companies have increased their annual dividend for 10 or more consecutive fiscal years. The Fund and the Index are reconstituted annually in March and rebalanced quarterly in March, June, September and December.
First Trust Dow Jones Select Microcap Index Fund FDM First Trust 33718M105 US33718M1053 27 Sep 2005 0.60 % Equities (Stocks) Not Applicable Dow Jones Select Micro Cap Index
The First Trust Dow MicroCap Index Fund is an exchange-traded index fund. The investment objective of the Fund is to replicate as closely as possible before fees and expenses the price and yield of the Dow Jones Select Microcap Index.
Invesco Dynamic Retail ETF PMR Invesco 73935X617 US73935X6177 26 Oct 2005 0.63 % Equities (Stocks) Not Applicable Dynamic Retail Intellidex Index
The Invesco Dynamic Retail ETF (Fund) is based on the Dynamic Retail Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value.The Underlying Intellidex Index is comprised of common stocks of 30 US retailers. These are companies that are principally engaged in operating general merchandise stores such as department stores, discount stores, warehouse clubs and superstores; specialty stores, including apparel, electronics, accessories and footwear stores; and home improvement and home furnishings stores. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Oil & Gas Services ETF PXJ Invesco 73935X625 US73935X6250 26 Oct 2005 0.63 % Equities (Stocks) Not Applicable Dynamic Oil & Gas Services Intellidex Index
The Invesco Dynamic Oil & Gas Services ETF (Fund) is based on the Dynamic Oil Services Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is composed of stocks of 30 U.S. companies that assist in the production, processing and distribution of oil and gas. The Underlying Intellidex Index may include companies that are engaged in the drilling of oil and gas wells; manufacturing oil and gas field machinery and equipment; or providing services to the oil and gas industry, such as well analysis, platform and pipeline engineering and construction, logistics and transportation services, oil and gas well emergency management and geophysical data acquisition and processing. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Energy Exploration & Production ETF PXE Invesco 73935X658 US73935X6581 26 Oct 2005 0.80 % Equities (Stocks) Not Applicable Dynamic Energy & Exploration Intellidex Index
The Invesco Dynamic Energy Exploration & Production ETF (Fund) is based on the Dynamic Energy Exploration & Production Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is composed of stocks of 30 U.S. companies involved in the exploration and production of natural resources used to produce energy. These companies are engaged principally in exploration, extraction and production of crude oil and natural gas from land-based or offshore wells. These companies include petroleum refineries that process the crude oil into finished products, such as gasoline and automotive lubricants, and companies involved in gathering and processing natural gas, and manufacturing natural gas liquid. The Fund is rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Aerospace & Defense ETF PPA Invesco 73935X690 US73935X6904 26 Oct 2005 0.61 % Equities (Stocks) Not Applicable SPADE Defense Index
The Invesco Aerospace & Defense ETF (Fund) is based on the SPADE Defense Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify a group of companies involved in the development, manufacturing, operations and support of US defense, homeland security and aerospace operations. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco Dynamic Building & Construction ETF PKB Invesco 73935X666 US73935X6664 26 Oct 2005 0.63 % Equities (Stocks) Not Applicable Dynamic Building & Construction Index
The Invesco Dynamic Building & Construction ETF (Fund) is based on the Dynamic Building & Construction Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US building and construction companies. These are companies that are primarily engaged in providing construction and related engineering services for building and remodeling residential properties, commercial or industrial buildings, or working on large-scale infrastructure projects, such as highways, tunnels, bridges, dams, power lines, and airports. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco DWA Utilities Momentum ETF PUI Invesco 73935X591 US73935X5914 26 Oct 2005 0.60 % Equities (Stocks) Not Applicable DWA Utilities Technical Leaders Index
The Invesco DWA Utilities Momentum ETF (Fund) is based on the Dorsey Wright Utilities Technical Leaders Index (DWA Utilities Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
SPDR S&P Bank ETF KBE State Street (SPDR) 78464A797 US78464A7972 8 Nov 2005 0.35 % Equities (Stocks) Not Applicable S&P Banks Select Industry Index
The SPDR KBW Bank ETF before expenses seeks to closely match the returns and characteristics of the KBW Bank Index (ticker: BKX).
SPDR S&P Capital Markets ETF KCE State Street (SPDR) 78464A771 US78464A7717 8 Nov 2005 0.35 % Equities (Stocks) Not Applicable S&P Capital Markets Select Industry Index
The SPDR KBW Capital Markets ETF before expenses seeks to closely match the returns and characteristics of the KBW Capital Markets Index (ticker: KSX).
SPDR S&P Insurance ETF KIE State Street (SPDR) 78464A789 US78464A7899 8 Nov 2005 0.35 % Equities (Stocks) Not Applicable S&P Insurance Select Industry Index
The SPDR KBW Insurance ETF before expenses seeks to closely match the returns and characteristics of the KBW Insurance Index (ticker: KIX).
SPDR S&P 600 Small CapETF SLY State Street (SPDR) 78464A813 US78464A8137 8 Nov 2005 0.15 % Equities (Stocks) Not Applicable S&P SmallCap 600 Index
The SPDR S&P 600 Small Cap ETF before expenses seeks to closely match the returns and characteristics of the S&P Small Cap 600 Index (index ticker: SML). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR Portfolio Large Cap ETF SPLG State Street (SPDR) 78464A854 US78464A8541 8 Nov 2005 0.03 % Equities (Stocks) Not Applicable SSGA Large Cap Index
The SPDR Portfolio Large Cap ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the SSGA Large Cap Index (the "Index"). The Index is designed to measure the performance of the large-capitalization segment of the U.S. equity market. The investible universe of the Index comprises all equity securities listed on major U.S. exchanges that are listed by companies either incorporated or headquartered in the U.S.
SPDR S&P 400 Mid Cap Value ETF MDYV State Street (SPDR) 78464A839 US78464A8392 8 Nov 2005 0.15 % Equities (Stocks) Not Applicable S&P Midcap 400 Pure Value Index
The SPDR S&P 400 Mid Cap Value ETF before expenses seeks to closely match the returns and characteristics of the S&P Mid Cap 400 Value Index (ticker: SPTRMV). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR S&P 400 Mid CapGrowth ETF MDYG State Street (SPDR) 78464A821 US78464A8210 8 Nov 2005 0.15 % Equities (Stocks) Not Applicable S&P Midcap 400 Pure Growth Index
The SPDR S&P 400 Mid Cap Growth ETF before expenses seeks to closely match the returns and characteristics of the S&P Mid Cap 400 Growth Index (ticker: SPTRMG). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR Portfolio Mid Cap ETF SPMD State Street (SPDR) 78464A847 US78464A8475 8 Nov 2005 0.05 % Equities (Stocks) Not Applicable S&P 1000 Index
The SPDR Portfolio Mid Cap ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P 1000 Index (the "Index"). The S&P 1000 Index combines the S&P MidCap 400 and the S&P SmallCap 600 to form an investable benchmark for the mid- to small-cap segment of the U.S. equity market.
SPDR S&P Dividend ETF SDY State Street (SPDR) 78464A763 US78464A7634 8 Nov 2005 0.35 % Equities (Stocks) Not Applicable S&P High Yield Dividend Aristocrats Index
The SPDR S&P Dividend ETF before expenses seeks to closely match the returns and characteristics of the S&P High Yield Dividend Aristocrats Index (ticker: SPHYDATR).
Invesco Water Resources ETF PHO Invesco 73935X575 US73935X5757 6 Dec 2005 0.61 % Equities (Stocks) Not Applicable Nasdaq OMX US Water Index
The Invesco Water Resources ETF (Fund) is based on the NASDAQ OMX US Water Index (Index). The Fund generally will invest at least 90% of its total assets in common stocks and American depositary receipts (ADRs) of companies in the water industry that comprise the Underlying Index. The Underlying Index seeks to track the performance of US exchange-listed companies that create products designed to conserve and purify water for homes, businesses and industries. The Fund and the Index are rebalanced quarterly and reconstituted annually in April.
Invesco S&P 500 Quality ETF SPHQ Invesco 73935X682 US73935X6821 6 Dec 2005 0.29 % Equities (Stocks) Not Applicable S&P 500 Quality Index
The Invesco S&P 500 Quality ETF (Fund) is based on the S&P 500 Quality Index (Index).The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index tracks the performance of stocks in the S&P 500 Index that have the highest quality score, which is calculated based on three fundamental measures, return on equity, accruals ratio and financial leverage ratio. The Fund and the Index are rebalanced and reconstituted semi-annually on the third Friday of June and December.
Invesco CurrencyShares Euro Trust FXE Invesco 23130C108 US23130C1080 9 Dec 2005 0.40 % Currency Not Applicable Euro
The Invesco CurrencyShares Euro Trust (the "trust") is designed to track the price of the euro, and trades under the ticker symbol FXE. The euro is the currency of 19 European Union countries. The Fund is rebalanced quarterly.
Invesco FTSE RAFI US 1000 ETF PRF Invesco 73935X583 US73935X5831 19 Dec 2005 0.39 % Equities (Stocks) Not Applicable FTSE RAFI US 1000 Index
The Invesco FTSE RAFI US 1000 ETF (Fund) is based on the FTSE RAFI US 1000 Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to track the performance of the largest US equities, selected based on the following four fundamental measures of firm size: book value, cash flow, sales and dividends. The 1,000 equities with the highest fundamental strength are weighted by their fundamental scores. The Fund and the Index are reconstituted annually.
SPDR S&P Homebuilders ETF XHB State Street (SPDR) 78464A888 US78464A8889 31 Jan 2006 0.35 % Equities (Stocks) Not Applicable S&P Homebuilders Index
The SPDR S&P Homebuilders ETF before expenses seeks to closely match the returns and characteristics of the S&P Homebuilders Select Industry Index (ticker: SPSIHOTR).
SPDR S&P Biotech ETF XBI State Street (SPDR) 78464A870 US78464A8707 31 Jan 2006 0.35 % Equities (Stocks) Not Applicable S&P Biotech Index
The SPDR S&P Biotech ETF before expenses seeks to closely match the returns and characteristics of the S&P Biotechnology Select Industry Index (ticker: SPSIBITR).
SPDR S&P Semiconductor ETF XSD State Street (SPDR) 78464A862 US78464A8624 31 Jan 2006 0.35 % Equities (Stocks) Not Applicable S&P Semiconductor Index
The SPDR S&P Semiconductor ETF before expenses seeks to closely match the returns and characteristics of the S&P Semiconductor Select Industry Index (ticker: SPSISCTR).
Invesco DB Commodity Index Tracking Fund DBC Invesco 73935S105 US73935S1050 3 Feb 2006 0.89 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Optimum Yield Diversified Excess Return
The Invesco DB Commodity Index Tracking Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Diversified Commodity Index Excess Return, (DBIQ Opt Yield Diversified Comm Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on 14 of the most heavily traded and important physical commodities in the world. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco S&P SmallCap 600 Pure Value ETF RZV Invesco 739371631 US7393716318 1 Mar 2006 0.35 % Equities (Stocks) Not Applicable S&P Small Cap 600 Pure Value Index
The Invesco S&P SmallCap 600 Pure Value ETF (Fund) is based on the S&P SmallCap 600 Pure Value Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index measures the performance of securities that exhibit strong value characteristics in the S&P SmallCap 600 Index. Value is measured by the following risk factors: book value-to-price ratio, earnings-to-price ratio and sales-to-price ratio. The Fund and the Index are rebalanced annually.
Invesco S&P MidCap 400 Pure Value ETF RFV Invesco 739371664 US7393716649 1 Mar 2006 0.35 % Equities (Stocks) Not Applicable S&P Midcap 400 Pure Value Index
The Invesco S&P MidCap 400 Pure Value ETF (Fund) is based on the S&P MidCap 400 Pure Value Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index measures the performance of securities that exhibit strong value characteristics in the S&P MidCap 400 Index. Value is measured by the following risk factors: book value-to-price ratio, earnings-to-price ratio and sales-to-price ratio. The Fund and the Index are rebalanced annually.
Invesco S&P SmallCap 600 Pure Growth ETF RZG Invesco 739371649 US7393716490 1 Mar 2006 0.35 % Equities (Stocks) Not Applicable S&P Small Cap 600 Pure Growth Index
The Invesco S&P SmallCap 600 Pure Growth ETF (Fund) is based on the S&P SmallCap 600 Pure Growth Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index measures the performance of securities that exhibit strong growth characteristics in the S&P SmallCap 600 Index. Growth is measured by the following risk factors: sales growth, earnings change to price and momentum. The Fund and the Index are rebalanced annually.
Invesco S&P 500 Pure Value ETF RPV Invesco 739371714 US7393717142 1 Mar 2006 0.35 % Equities (Stocks) Not Applicable S&P 500 Pure Value Index
The Invesco S&P 500 Pure Value ETF (Fund) is based on the S&P 500 Pure Value Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index measures the performance of securities that exhibit strong value characteristics in the S&P 500 Index. Value is measured by the following risk factors: book value-to-price ratio, earnings-to-price ratio and sales-to-price ratio. The Fund and the Index are rebalanced annually.
Invesco S&P MidCap 400 Pure Growth ETF RFG Invesco 739371672 US7393716722 1 Mar 2006 0.35 % Equities (Stocks) Not Applicable S&P Midcap 400 Pure Growth Index
The Invesco S&P MidCap 400 Pure Growth ETF (Fund) is based on the S&P MidCap 400 Pure Growth Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index measures the performance of securities that exhibit strong growth characteristics in the S&P MidCap 400 Index. Growth is measured by the following risk factors: sales growth, earnings change to price and momentum. The Fund and the Index are rebalanced annually.
Invesco S&P 500 Pure Growth ETF RPG Invesco 739371722 US7393717225 1 Mar 2006 0.35 % Equities (Stocks) Not Applicable S&P 500 Pure Growth Index
The Invesco S&P 500 Pure Growth ETF (Fund) is based on the S&P 500 Pure Growth Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index measures the performance of securities that exhibit strong growth characteristics in the S&P 500 Index. Growth is measured by the following risk factors: sales growth, earnings change to price and momentum. The Fund and the Index are rebalanced annually.
First Trust Morningstar Dividend Leaders Index FDL First Trust 336917109 US3369171091 9 Mar 2006 0.45 % Equities (Stocks) Not Applicable Morningstar Dividend Leaders Index
The First Trust Morningstar Dividend Leaders Index Fund is an exchange-traded index fund. The investment objective of the fund is to replicate as closely as possible before fees and expenses the price and yield of the Morningstar Dividend Leaders Index.
United States Oil Fund LP USO United States Commodity Funds 91232N108 US91232N1081 10 Apr 2006 0.84 % Commodities & Metals Not Applicable Crude Oil - NYMEX traded near month light sweet crude oil futures
The investment objective of USO is for the changes in percentage terms of its units net asset value (NAV) to reflect the changes in percentage terms of the spot price of light sweet crude oil delivered to Cushing Oklahoma as measured by the changes in the price of the futures contract for light sweet crude oil traded on the New York Mercantile Exchange (the NYMEX) less USOs expenses.
First Trust US Equity Opportunities ETF FPX First Trust 336920103 US3369201039 12 Apr 2006 0.60 % Equities (Stocks) IPO Based IPOX-100 U.S. Index
The First Trust US Equity Opportunities ETF is an exchange-traded index fund. The investment objective of the Fund is to replicate as closely as possible, before fees and expenses, the price and yield of the IPOX -100 U.S. Index. The IPOX -100 U.S. Index is a modified value-weighted price index measuring the performance of the top 100 companies ranked quarterly by market capitalization in the IPOX Global Composite Index.
First Trust NASDAQ 100 Equal Weighted Index Fund QQEW First Trust 337344105 US3373441050 19 Apr 2006 0.60 % Equities (Stocks) Not Applicable NASDAQ-100 Equal Weighted Index
The First Trust NASDAQ-100 Equal Weighted Index Fund is an exchange-traded index fund. The investment objective of the fund is to replicate as closely as possible before fees and expenses the price and yield of the NASDAQ-100 Equal Weighted Index.
First Trust NASDAQ 100 Technology Index Fund QTEC First Trust 337345102 US3373451026 19 Apr 2006 0.58 % Equities (Stocks) Not Applicable NASDAQ-100 Technology Sector Index
The First Trust NASDAQ-100-Technology Sector Index Fund is an exchange-traded index fund. The investment objective of the fund is to replicate as closely as possible before fees and expenses the price and yield of the NASDAQ-100 Technology Sector Index.
iShares Silver Trust SLV Blackrock (iShares) 46428Q109 US46428Q1094 21 Apr 2006 0.50 % Commodities & Metals Not Applicable LBMA Silver Price
The objective of the iShares Silver Trust is for the value of the shares of the iShares Silver Trust to reflect at any given time the price of silver owned by the iShares Silver Trust at that time less the iShares Silver Trusts expenses and liabilities.
Vanguard Dividend Appreciation ETF VIG Vanguard 921908844 US9219088443 21 Apr 2006 0.08 % Equities (Stocks) Not Applicable NASDAQ US Dividend Achievers Select Index
Seeks to track the performance of the Dividend Achievers Select Index. Provides a convenient way to track the performance of stocks of companies with a record of growing their dividends year over year. Follows a passively managed full-replication approach.
iShares U.S. Home Construction ETF ITB Blackrock (iShares) 464288752 US4642887529 1 May 2006 0.44 % Equities (Stocks) Not Applicable Dow Jones US Select Home Construction Index
The iShares Dow Jones U.S. Home Construction Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Home Construction Index.
iShares U.S. Oil Equipment & Services ETF IEZ Blackrock (iShares) 464288844 US4642888444 1 May 2006 0.44 % Equities (Stocks) Not Applicable Dow Jones US Select Oil & Gas Index
The iShares Dow Jones U.S. Oil Equipment & Services Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Oil Equipment & Services Index.
iShares U.S. Oil & Gas Exploration & Production ETF IEO Blackrock (iShares) 464288851 US4642888519 1 May 2006 0.44 % Equities (Stocks) Not Applicable Dow Jones US Select Oil Equipment & Services Index
The iShares Dow Jones U.S. Oil & Gas Exploration & Production Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Oil Exploration & Production Index.
iShares US Regional Banks ETF IAT Blackrock (iShares) 464288778 US4642887784 1 May 2006 0.44 % Equities (Stocks) Not Applicable Dow Jones US Select Regional Banks Index
The iShares Dow Jones U.S. Regional Banks Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Regional Banks Index.
iShares U.S. Broker-Dealers & Securities Exchanges ETF IAI Blackrock (iShares) 464288794 US4642887941 1 May 2006 0.44 % Equities (Stocks) Not Applicable Dow Jones US Select Investment Services Index
The iShares U.S. Broker-Dealers & Securities Exchanges ETF seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Investment Services Index.
iShares U.S. Insurance ETF IAK Blackrock (iShares) 464288786 US4642887867 1 May 2006 0.44 % Equities (Stocks) Not Applicable Dow Jones US Select Insurance Index
The iShares Dow Jones U.S. Insurance Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Insurance Index.
iShares U.S. Medical Devices ETF IHI Blackrock (iShares) 464288810 US4642888105 1 May 2006 0.44 % Equities (Stocks) Not Applicable Dow Jones US Select Medical Devices Index
The iShares Dow Jones U.S. Medical Devices Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Medical Equipment Index.
iShares U.S. Healthcare Providers ETF IHF Blackrock (iShares) 464288828 US4642888287 1 May 2006 0.44 % Equities (Stocks) Not Applicable Dow Jones US Select Healthcare Providers Index
The iShares Dow Jones U.S. Healthcare Providers Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Health Care Providers Index.
iShares US Pharmaceuticals ETF IHE Blackrock (iShares) 464288836 US4642888360 1 May 2006 0.44 % Equities (Stocks) Not Applicable Dow Jones US Select Pharmaceuticals Index
The iShares Dow Jones U.S. Pharmaceuticals Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Pharmaceuticals Index.
iShares U.S. Aerospace & Defense ETF ITA Blackrock (iShares) 464288760 US4642887602 1 May 2006 0.44 % Equities (Stocks) Not Applicable Dow Jones US Select Aerospace & Defense Index
The iShares Dow Jones U.S. Aerospace & Defense Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Aerospace & Defense Index.
VanEck Vectors Gold Miners ETF GDX Van Eck Associates Corporation 92189F106 US92189F1066 16 May 2006 0.53 % Equities (Stocks) Not Applicable NYSE Arca Gold Miners Index
GDX seeks to replicate as closely as possible before fees and expenses the price and yield performance of NYSE Arca Gold Miners Index.
Invesco Raymond James SB-1 Equity ETF RYJ Invesco 739371805 US7393718058 19 May 2006 0.75 % Equities (Stocks) Not Applicable Raymond James SB-1 Equity Index
The Invesco Raymond James SB-1 Equity ETF (Fund) is based on the Raymond James SB-1 Equity Index (Index). The Fund will invest at least 80% of its total assets in securities and depositary receipts that comprise the Index. The Index is composed of all equity securities rated Strong Buy 1 by Raymond James & Associates, Inc. The Fund and the Index are rebalanced semi-monthly.
iPath Bloomberg Commodity Index Total Return ETN DJP Barclays iPath 06738C778 US06738C7781 6 Jun 2006 0.70 % Commodities & Metals Not Applicable Bloomberg Commodity USD Total Return Index
The iPath Bloomberg-UBS Commodity Index Total Return ETN is linked to the Bloomberg-UBS Commodity Index Total Returnand reflects the returns that are potentially available through an unleveraged investment in the futures contracts on physical commodities comprising the index plus the rate of interest that could be earned on cash collateral invested in specified Treasury Bills. The commodities represented in the Bloomberg-UBS Commodity Index Total Return are rebalanced annually; however, the weightings fluctuate between rebalancings due to changes in market prices.
iPath GSCI Total Return Index ETN GSP Barclays iPath 06738C794 US06738C7948 6 Jun 2006 0.70 % Commodities & Metals Not Applicable S&P GSCI Total Return Index
The iPath S&P GSCI Total Return Index ETN is linked to the S&P GSCI Total Return Index and provides you with exposure to the returns potentially available through an unleveraged investment in the contracts comprising the S&P GSCI plus the Treasury Bill rate of interest that could be earned on funds committed to the trading of the underlying contracts.
WisdomTree U.S. LargeCap Dividend Fund DLN Wisdom Tree 97717W307 US97717W3079 16 Jun 2006 0.28 % Equities (Stocks) Not Applicable WisdomTree U.S. LargeCap Dividend Index
The WisdomTree U.S. LargeCap Dividend Index is a fundamentally weighted index that measures the performance of the large-capitalization segment of the U.S. dividend-paying market. The Index is comprised of the 300 largest companies ranked by market capitalization from the WisdomTree U.S. Dividend Index. The index is dividend weighted annually to reflect the proportionate share of the aggregate cash dividends each component company is projected to pay in the coming year, based on the most recently declared dividend per share.
WisdomTree Total U.S. Dividend Fund DTD Wisdom Tree 97717W109 US97717W1099 16 Jun 2006 0.28 % Equities (Stocks) Not Applicable WisdomTree U.S. Dividend Index
The WisdomTree U.S. Dividend Index is a fundamentally-weighted index that defines the dividend-paying portion of the U.S. equity market. The Index measures the performance of U.S. companies, listed on the NYSE, NASDAQ Global Select or NASDAQ Global Market, that pay regular cash dividends and meet other liquidity and capitalization requirements established by WisdomTree. The index is dividend weighted.
WisdomTree U.S. Dividend ex-Financials Fund DTN Wisdom Tree 97717W406 US97717W4069 16 Jun 2006 0.38 % Equities (Stocks) Not Applicable WisdomTree U.S. Dividend ex-Financials Index
WisdomTree U.S. Dividend ex-Financials Fund seeks to track the investment results of high-dividend-yielding companies outside the financial sector in the U.S. equity market. The WisdomTree U.S. Dividend ex-Financials Index measures the performance of high dividend-yielding stocks outside the financial sector. The index consists primarily of large- and mid-capitalization companies listed on major U.S. stock exchanges that pass WisdomTree Investments market capitalization, liquidity and selection requirements.
WisdomTree U.S. SmallCap Dividend Fund DES Wisdom Tree 97717W604 US97717W6049 16 Jun 2006 0.38 % Equities (Stocks) Not Applicable WisdomTree SmallCap Dividend Index
The WisdomTree U.S. SmallCap Dividend Index is a fundamentally weighted index measuring the performance of the small-capitalization segment of the US dividend-paying market. The Index is comprised of the companies that compose the bottom 25% of the market capitalization of the WisdomTree U.S. Dividend Index after the 300 largest companies have been removed. The index is dividend weighted annually to reflect the proportionate share of the aggregate cash dividends each component company is projected to pay in the coming year.
WisdomTree U.S. High Dividend Fund DHS Wisdom Tree 97717W208 US97717W2089 16 Jun 2006 0.38 % Equities (Stocks) Not Applicable WisdomTree U.S. High Dividend Index
The WisdomTree U.S. High Dividend Index is a fundamentally weighted index that measures the performance of companies with high dividend yields selected from the WisdomTree Dividend Index. At the index measurement date, companies within the WisdomTree Dividend Index with market capitalizations of at least $200 million and average daily trading volumes of at least $200,000 for the prior three months are ranked by dividend yield. Securities ranking in the highest 30% by dividend yield are selected for inclusion. The index is dividend weighted annually to reflect the proportionate share of the aggregate cash dividends each component company is projected to pay in the coming year.
WisdomTree U.S. MidCap Dividend Fund DON Wisdom Tree 97717W505 US97717W5058 16 Jun 2006 0.38 % Equities (Stocks) Not Applicable WisdomTree U.S. MidCap Dividend Index
The WisdomTree U.S. MidCap Dividend Index is a fundamentally weighted index that measures the performance of the mid-capitalization segment of the US dividend-paying market. The Index is comprised of the companies that compose the top 75% of the market capitalization of the WisdomTree U.S. Dividend Index after the 300 largest companies have been removed. The index is dividend weighted annually to reflect the proportionate share of the aggregate cash dividends each component company is projected to pay in the coming year.
WisdomTree Asia-Pacific ex-Japan Fund AXJL Wisdom Tree 97717W828 US97717W8284 16 Jun 2006 0.48 % Equities (Stocks) Not Applicable WisdomTree Asia Pacific ex-Japan Index
WisdomTree Asia Pacific ex-Japan Fund seeks investment results that closely correspond to the price and yield performance, before fees and expenses, of the WisdomTree Asia Pacific ex-Japan Index. The WisdomTree Asia Pacific ex-Japan Index is a fundamentally weighted Index that measures the performance of dividend paying companies in the Asia Pacific ex-Japan region.
WisdomTree International LargeCap Dividend Fund DOL Wisdom Tree 97717W794 US97717W7948 16 Jun 2006 0.48 % Equities (Stocks) Not Applicable WisdomTree International LargeCap Dividend Index
WisdomTree International LargeCap Dividend Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree International LargeCap Dividend Index.
WisdomTree International Equity Fund DWM Wisdom Tree 97717W703 US97717W7039 16 Jun 2006 0.48 % Equities (Stocks) Not Applicable WisdomTree International Equity Index
The WisdomTree International Equity Index is a fundamentally weighted Index that measures the performance of dividend-paying companies in the industrialized world, excluding Canada and the United States, that pay regular cash dividends and that meet other liquidity and capitalization requirements. It is comprised of companies incorporated in 15 developed European countries, Japan, Australia, New Zealand, Hong Kong, Israel and Singapore. Companies are weighted in the Index based on annual cash dividends paid.
WisdomTree Japan Hedged Equity Fund DXJ Wisdom Tree 97717W851 US97717W8516 16 Jun 2006 0.48 % Equities (Stocks) Not Applicable WisdomTree Japan Hedged Equity Index
WisdomTree Japan Total Dividend Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree Japan Dividend Index.
WisdomTree International MidCap Dividend Fund DIM Wisdom Tree 97717W778 US97717W7781 16 Jun 2006 0.58 % Equities (Stocks) Not Applicable WisdomTree International MidCap Dividend Index
WisdomTree International MidCap Dividend Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree International MidCap Dividend Index.
WisdomTree Global High Dividend Fund DEW Wisdom Tree 97717W877 US97717W8771 16 Jun 2006 0.58 % Equities (Stocks) Not Applicable WisdomTree Global High Dividend Index
The WisdomTree Global High Dividend Index is a fundamentally weighted index that measures the performance of high dividend-yielding companies selected from the WisdomTree Global Dividend Index, which measures the performance of dividend-paying companies in the U.S., developed and emerging markets. At the index measurement date, companies with market capitalizations of at least $2 billion that rank in the top 30% by dividend yield from each region are selected for inclusion in the Index. Companies are weighted in the index based on annual cash dividends paid. Regional weights are set according to the respective float-adjusted market capitalization weights of the universe of dividend and non-dividend payers of the regional allocations to the U.S., developed and emerging markets.
WisdomTree Europe SmallCap Dividend Fund DFE Wisdom Tree 97717W869 US97717W8698 16 Jun 2006 0.58 % Equities (Stocks) Not Applicable WisdomTree Europe SmallCap Dividend Index
WisdomTree Europe SmallCap Dividend Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree Europe SmallCap Dividend Index.
WisdomTree International SmallCap Dividend Fund DLS Wisdom Tree 97717W760 US97717W7609 16 Jun 2006 0.58 % Equities (Stocks) Not Applicable WisdomTree International SmallCap Dividend Index
WisdomTree International SmallCap Dividend Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree International SmallCap Dividend Index.
WisdomTree Australia Dividend Fund AUSE Wisdom Tree 97717W810 US97717W8102 16 Jun 2006 0.58 % Equities (Stocks) Not Applicable WisdomTree Australia Dividend Index
WisdomTree Australia Dividend Fund seeks investment results that closely correspond to the price and yield performance, before fees and expenses, of the WisdomTree Australia Dividend Index. The WisdomTree Australia Dividend Index is a fundamentally weighted index that measures the performance of high-dividend yielding companies in Australia. The Index is comprised of dividend paying companies incorporated in Australia with a minimum market capitalization of $1.0 billion.
WisdomTree Global ex U.S. Quality Dividend Growth Fund DNL Wisdom Tree 97717W844 US97717W8441 16 Jun 2006 0.58 % Equities (Stocks) Not Applicable WisdomTree Global ex-U.S. Quality Dividend Growth Index
The WisdomTree Global ex-U.S. Quality Dividend Growth Index is a fundamentally weighted index that measures the performance of dividend paying stocks with growth characteristics in the developed and emerging markets outside of the United States. The primary starting screening universe for this index is the constituents of the WisdomTree Global ex-U.S. Dividend Index with market capitalization of at least $2 billion. The Index is comprised of the 300 companies in this universe that have the best combined rank of growth and quality factors. The growth factor ranking is based on long-term earnings growth expectations, while the quality factor ranking is based on three year historical averages for return on equity and return on assets. Companies are weighted in the Index based on annual cash dividends paid.
WisdomTree International Dividend Ex-Financials Fund DOO Wisdom Tree 97717W786 US97717W7864 16 Jun 2006 0.58 % Equities (Stocks) Not Applicable WisdomTree International Dividend ex-Financials Index
WisdomTree International Dividend ex-Financials Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree International Dividend ex-Financials Index.
WisdomTree International High Dividend Fund DTH Wisdom Tree 97717W802 US97717W8029 16 Jun 2006 0.58 % Equities (Stocks) Not Applicable WisdomTree International High Dividend Index
The WisdomTree International High Dividend Index is a fundamentally weighted Index that measures the performance of companies with high dividend yields selected from the WisdomTree International Equity Index. At the index measurement date, companies within the WisdomTree International Equity Index with market capitalizations of at least $200 million and average daily trading volumes of at least $200,000 for the prior three months are ranked by dividend yield. Securities ranking in the highest 30% by dividend yield are selected for inclusion. Companies are weighted in the Index based on annual cash dividends paid.
WisdomTree Japan SmallCap Dividend Fund DFJ Wisdom Tree 97717W836 US97717W8367 16 Jun 2006 0.58 % Equities (Stocks) Not Applicable WisdomTree Japan SmallCap Dividend Index
WisdomTree Japan SmallCap Dividend Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree Japan SmallCap Dividend Index.
First Trust NYSE Arca Biotechnology Index Fund FBT First Trust 33733E203 US33733E2037 19 Jun 2006 0.56 % Equities (Stocks) Not Applicable NYSE Arca Biotechnology Index
The First Trust NYSE Arca Biotechnology Index Fund is an exchange-traded index fund. The investment objective of the fund is to replicate as closely as possible before fees and expenses the price and yield of the NYSE Arca Biotechnology Index.
First Trust Dow Jones Internet Index Fund FDN First Trust 33733E302 US33733E3027 19 Jun 2006 0.54 % Equities (Stocks) Not Applicable Dow Jones Internet Index
The First Trust Dow Jones Internet Index Fund is an exchange-traded index fund. The investment objective of the fund is to replicate as closely as possible before fees and expenses the price and yield of the Dow Jones Internet Index.
ProShares Short S&P500 SH ProShares 74347B425 US74347B4251 19 Jun 2006 0.89 % Equities (Stocks) Not Applicable S&P 500 Index
ProShares Short S&P500 seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the S&P500 Index.
ProShares Ultra QQQ QLD ProShares 74347R206 US74347R2067 19 Jun 2006 0.95 % Equities (Stocks) Not Applicable NASDAQ-100 Index
ProShares Ultra QQQ seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the NASDAQ-100 Index .
ProShares Short Dow30 DOG ProShares 74347B235 US74347B2354 19 Jun 2006 0.95 % Equities (Stocks) Not Applicable Dow Jones Industrial Average Index
ProShares Short Dow30 seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the Dow Jones Industrial Average Index.
ProShares Ultra MidCap400 MVV ProShares 74347R404 US74347R4048 19 Jun 2006 0.95 % Equities (Stocks) Not Applicable S&P Midcap 400 Index
ProShares Ultra MidCap400 seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the S&P MidCap 400 Index.
ProShares Short MidCap 400 MYY ProShares 74347B250 US74347B2503 19 Jun 2006 0.95 % Equities (Stocks) Not Applicable S&P Midcap 400 Index
ProShares Short MidCap400 seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the S&P MidCap 400 Index.
ProShares Short QQQ PSQ ProShares 74347B714 US74347B7148 19 Jun 2006 0.95 % Equities (Stocks) Not Applicable NASDAQ-100 Index
ProShares Short QQQ seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the NASDAQ-100 Index .
ProShares Ultra Dow30 DDM ProShares 74347R305 US74347R3057 19 Jun 2006 0.95 % Equities (Stocks) Not Applicable Dow Jones Industrial Average Index
ProShares Ultra Dow30 seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones Industrial Average
ProShares Ultra S&P500 SSO ProShares 74347R107 US74347R1077 19 Jun 2006 0.89 % Equities (Stocks) Not Applicable S&P 500 Index
ProShares Ultra S&P500 seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the S&P 500 Index.
SPDR S&P Retail ETF XRT State Street (SPDR) 78464A714 US78464A7147 19 Jun 2006 0.35 % Equities (Stocks) Not Applicable S&P Retail Index
The SPDR S&P Retail ETF seeks to replicate as closely as possible before expenses the total return performance of the S&P Retail Select Industry Index (ticker: SPSIRETR).
SPDR S&P Oil & Gas Equipment & Services ETF XES State Street (SPDR) 78464A748 US78464A7485 19 Jun 2006 0.35 % Equities (Stocks) Not Applicable S&P Oil & Gas Equipment & Services Index
The SPDR S&P Oil & Gas Equipment & Services ETF seeks to replicate as closely as possible before expenses the total return performance of the S&P Oil & Gas Equipment & Services Select Industry Index (ticker:SPSIOSTR).
SPDR S&P Oil & Gas Exploration & Production ETF XOP State Street (SPDR) 78464A730 US78464A7303 19 Jun 2006 0.35 % Equities (Stocks) Not Applicable S&P Oil & Gas Exploration & Production Index
The SPDR S&P Oil & Gas Exploration & Production ETF seeks to replicate as closely as possible before expenses the total return performance of the S&P Oil & Gas Exploration & Production Select Industry Index (ticker: SPSIOPTR).
SPDR S&P Regional Banking ETF KRE State Street (SPDR) 78464A698 US78464A6982 19 Jun 2006 0.35 % Equities (Stocks) Not Applicable S&P Regional Banks Select Industry Index
The SPDR S&P Regional Banking ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Regional Banks Select Industry Index. The S&P Regional Banks Select Industry Index is a modified equal-weighted index that seeks to reflect the performance of publicly traded companies that do business as regional banks or thrifts. The Regional Banking Index is currently comprised of common stocks of leading regional banks or thrifts listed on the NYSE or another U.S. national securities exchange, or NASDAQ/NMS. The Regional Banking Index components are selected to provide appropriate representation of the industrys sub-sectors.
SPDR S&P Pharmaceuticals ETF XPH State Street (SPDR) 78464A722 US78464A7220 19 Jun 2006 0.35 % Equities (Stocks) Not Applicable S&P Pharmaceuticals Index
The SPDR S&P Pharmaceuticals ETF seeks to replicate as closely as possible before expenses the total return performance of the S&P Pharmaceuticals Select Industry Index (ticker: SPSIPHTR).
SPDR S&P Metals & Mining ETF XME State Street (SPDR) 78464A755 US78464A7550 19 Jun 2006 0.35 % Equities (Stocks) Not Applicable S&P Metals and Mining Index
The SPDR S&P Metals and Mining ETF seeks to replicate as closely as possible before expenses the total return performance of the S&P Metals and Mining Select Industry Index (ticker:SPSIMMTR).
Invesco CurrencyShares Australian Dollar Trust FXA Invesco 23129U101 US23129U1016 21 Jun 2006 0.40 % Currency Not Applicable Ausralian Dollar
The Invesco CurrencyShares Australian Dollar Trust (the "trust") is designed to track the price of the Australian dollar and trades under the symbol FXA. The Australian dollar is the national currency of Australia and the currency of the accounts of the Reserve Bank of Australia, the Australian Central Bank. The Fund is rebalanced quarterly
Invesco CurrencyShares British Pound Sterling Trust FXB Invesco 23129S106 US23129S1069 21 Jun 2006 0.40 % Currency Not Applicable British Pound
The Invesco CurrencyShares British Pound Sterling Trust (the "trust") is designed to track the price of the British pound sterling, and trades under the ticker symbol FXB. The British pound sterling is the official currency of the United Kingdom (England, Wales, Scotland and Northern Ireland) and has been the currency of the accounts of the Bank of England since 1694. The Fund is rebalanced quarterly.
Invesco CurrencyShares Canadian Dollar Trust FXC Invesco 23129X105 US23129X1054 21 Jun 2006 0.40 % Currency Not Applicable Canadian Dollar
The Invesco CurrencyShares Canadian Dollar Trust (the "trust") is designed to track the price of the Canadian dollar, and trades under the ticker symbol FXC. The Canadian dollar is the national currency of Canada and the currency of the accounts of the Bank of Canada, the Canadian Central Bank. The Fund is rebalanced quarterly.
Invesco CurrencyShares Swiss Franc Trust FXF Invesco 23129V109 US23129V1098 21 Jun 2006 0.40 % Currency Not Applicable Swiss Franc
The Invesco CurrencyShares Swiss Franc Trust (the "trust") is designed to track the price of the Swiss franc, and trades under the ticker symbol FXF. The Swiss franc is the national currency of Switzerland and Liechtenstein and the currency of the accounts of the Swiss National Bank, the central bank of Switzerland. The Fund is rebalanced quarterly
Invesco CurrencyShares Swedish Krona Trust FXS Invesco 23129R108 US23129R1086 21 Jun 2006 0.40 % Currency Not Applicable Swedish Krona
The Invesco CurrencyShares Swedish Krona Trust (the "trust") is designed to track the price of the Swedish krona, and trades under the ticker symbol FXS. The Swedish krona is the national currency of Sweden and the currency of the accounts of the Swedish central bank, the Riksbank. The Swedish krona is referred to as the "krona" and the plural is "kronor." It is locally abbreviated as kr and is sometimes informally referred to as the "Swedish crown." The Fund is rebalanced quarterly.
First Trust Capital Strength ETF FTCS First Trust 33733E104 US33733E1047 6 Jul 2006 0.61 % Equities (Stocks) Not Applicable Capital Strength Index
The First Trust Capital Strength ETF seeks investment results that correspond generally to the price and yield (before the funds fees and expenses) of an equity index called The Capital Strength Index.
iShares S&P GSCI Commodity Indexed Trust GSG Blackrock (iShares) 46428R107 US46428R1077 10 Jul 2006 0.75 % Commodities & Metals Not Applicable S&P GSCI Total Return Index
The investment objective of the iShares S&P GSCI Commodity-Indexed Trust (the Trust) is to seek investment results through the Trusts investment in the iShares S&P GSCI Commodity-Indexed Investing Pool (Investing Pool) that correspond generally to the performance of the S&P GSCI Total Return Index (the Index) before payment of the Trusts and the Investing Pools expenses and liabilities. The Index is intended to reflect the performance of a diversified group of commodities.
ProShares UltraShort S&P500 SDS ProShares 74347B383 US74347B3832 11 Jul 2006 0.89 % Equities (Stocks) Not Applicable S&P 500 Index
ProShares UltraShort S&P500 seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the S&P500 Index.
ProShares UltraShort Dow30 DXD ProShares 74347B276 US74347B2768 11 Jul 2006 0.95 % Equities (Stocks) Not Applicable Dow Jones Industrial Average Index
ProShares UltraShort Dow30 seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones Industrial Average Index.
ProShares UltraShort MidCap400 MZZ ProShares 74348A343 US74348A3436 11 Jul 2006 0.95 % Equities (Stocks) Not Applicable S&P Midcap 400 Index
ProShares UltraShort MidCap400 seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the S&P MidCap 400 Index.
ProShares UltraShort QQQ QID ProShares 74347B243 US74347B2438 11 Jul 2006 0.95 % Equities (Stocks) Not Applicable NASDAQ-100 Index
ProShares UltraShort QQQ seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the NASDAQ-100 Index .
Vanguard Mid-Cap Value ETF VOE Vanguard 922908512 US9229085124 17 Aug 2006 0.07 % Equities (Stocks) Not Applicable CRSP U.S. Mid Cap Value Index
Seeks to track the performance of the CRSP U.S. Mid Cap Value Index which measures the investment return of mid-capitalization value stocks. Provides a convenient way to match the performance of a diversified group of midsize value companies. Follows a passively managed full-replication approach.
Vanguard Mid-Cap Growth ETF VOT Vanguard 922908538 US9229085389 17 Aug 2006 0.07 % Equities (Stocks) Not Applicable CRSP U.S. Mid Cap Growth Index
Seeks to track the performance of the CRSP U.S. Mid Cap Growth Index which measures the investment return of mid-capitalization growth stocks. Provides a convenient way to match the performance of a diversified group of midsize growth companies. Follows a passively managed full-replication approach.
iShares Global Consumer Discretionary ETF RXI Blackrock (iShares) 464288745 US4642887453 12 Sep 2006 0.48 % Equities (Stocks) Not Applicable S&P Global 1200 Consumer Discretionary Sector Index
The iShares S&P Global Consumer Discretionary Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Consumer Discretionary Index.
iShares Global Consumer Staples ETF KXI Blackrock (iShares) 464288737 US4642887370 12 Sep 2006 0.48 % Equities (Stocks) Not Applicable S&P Global 1200 Consumer Staples Sector Index
The iShares S&P Global Consumer Staples Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Consumer Staples Index.
iShares Global Industrials ETF EXI Blackrock (iShares) 464288729 US4642887297 12 Sep 2006 0.48 % Equities (Stocks) Not Applicable S&P Global 1200 Industrials Sector Index
The iShares S&P Global Industrials Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Industrials Index.
iShares Global Materials ETF MXI Blackrock (iShares) 464288695 US4642886950 12 Sep 2006 0.48 % Equities (Stocks) Not Applicable S&P Global 1200 Materials Sector Index
The iShares S&P Global Materials Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Materials Index.
iShares Global Utilities ETF JXI Blackrock (iShares) 464288711 US4642887115 12 Sep 2006 0.48 % Equities (Stocks) Not Applicable S&P Global 1200 Utilities Sector Index
The iShares S&P Global Utilities Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Utilities Index.
Invesco DB G10 Currency Harvest Fund DBV Invesco 73935Y102 US73935Y1029 18 Sep 2006 0.80 % Currency Not Applicable Deutsche Bank G10 Currency Future Harvest Index - Excess Return
The Invesco DB G10 Currency Harvest Fund seeks to track changes, whether positive or negative, in the level of the Deutsche Bank G10 Currency Future Harvest Index, Excess Return (DB G10 Currency Future Harvest Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost effective and convenient way to invest in currency futures. The Index is composed of currency futures contracts on certain G10 currencies and is designed to exploit the trend that currencies associated with relatively high interest rates, on average, tend to rise in value relative to currencies associated with relatively low interest rates. The G10 currency universe from which the Index selects currently includes U.S. dollars, euros, Japanese yen, Canadian dollars, Swiss francs, British pounds, Australian dollars, New Zealand dollars, Norwegian krone and Swedish krona. The Fund seeks to track the Index, which is designed to reflect the return from investing up to a 2:1 leveraged basis (immediately upon rebalancing, which may then increase or decrease) in long currency futures positions for certain currencies associated with relatively high yielding interest rates and in short currency futures positions for certain currencies associated with relatively low yielding interest rates. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco FTSE RAFI US 1500 Small-Mid ETF PRFZ Invesco 73935X567 US73935X5674 20 Sep 2006 0.39 % Equities (Stocks) Not Applicable FTSE RAFI US 1500 Small-Mid Index
The Invesco FTSE RAFI US 1500 Small-Mid ETF (Fund) is based on the FTSE RAFI US 1500 Small-Mid Index (index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to track the performance of the equity securities of small and medium-sized US companies. Companies in the index are selected based on the following four fundamental measures of size: book value, cash flow, sales and dividends. Each of the equities with a fundamental size ranking of 1,001 to 2,500 in the universe of 3,000 is then selected and assigned a weight equal to its fundamental value. The Portfolio and the Index are reconstituted annually.
Invesco Wilshire Micro-Cap ETF WMCR Invesco 18383M308 US18383M3088 21 Sep 2006 0.58 % Equities (Stocks) Not Applicable Wilshire US Micro-Cap Index
The Invesco Wilshire Micro-Cap ETF (Fund) is based on the Wilshire US Micro-Cap Index, (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index uses a rules-based approach to select micro-capitalization companies. The Fund does not purchase all of the securities in the Index; instead, the Fund utilizes a "sampling" methodology to seek to achieve its investment objective. The Fund and the Index are rebalanced monthly.
Invesco BRIC ETF EEB Invesco 739371300 US7393713000 21 Sep 2006 0.64 % Equities (Stocks) Not Applicable BNY Mellon BRIC Select DR Index
The Invesco BRIC ETF (Fund) is based on the BNY Mellon BRIC Select DR Index (Index). The Fund will invest at least 80% of its total assets in securities and American depositary receipts (ADRs) and global depositary receipts (GDRs) that are constituents of the Index. The Index is comprised of ADRs, GDRs and China H-Shares of Chinese equities, based on liquidity, from all depositary receipts of companies from four major emerging markets and China H-shares incorporated in mainland China and listed on the Hong Kong Stock Exchange. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced quarterly.
Invesco Insider Sentiment ETF NFO Invesco 739371508 US7393715088 21 Sep 2006 0.60 % Equities (Stocks) Not Applicable Nasdaq US Insider Sentiment Index
The Invesco Insider Sentiment ETF (Fund) is based on the Nasdaq US Insider Sentiment Index (Index). The Fund will invest at least 90% of its total assets in securities and depositary receipts that comprise the Index. The Index provides exposure to US companies from the starting universe, the Nasdaq US Large Mid Cap Index. The top 100 constituents are selected using a rules-based ,three-step screening process based on favorable corporate insider buying trends based on: insider buying trends, momentum and volatility. The securities are equally weighted and subject to industry specific constraints. The Index is computed using the gross total return, which reflects dividends paid. The Fund and the Index are rebalanced semiannually.
Invesco Zacks Multi-Asset Income ETF CVY Invesco 739371706 US7393717068 21 Sep 2006 0.79 % Equities (Stocks) Not Applicable Zacks Multi-Asset Income Index
The Invesco Zacks Multi-Asset Income ETF (Fund) is based on the Zacks Multi-Asset Income Index (Index). The Fund will invest at least 90% of its total assets in securities and depositary receipts that comprise the Index. The Index is comprised of domestic and international companies, including US listed common stocks, American depositary receipts (ADRs) paying dividends, real estate investment trusts (REITs), master limited partnerships (MLPs), closed-end funds and traditional preferred stocks. The Index is computed using the gross total return, which reflects dividends paid. The Fund and the Index are rebalanced quarterly.
VanEck Vectors Steel Index Fund SLX Van Eck Associates Corporation 92189F205 US92189F2056 10 Oct 2006 0.55 % Equities (Stocks) Not Applicable NYSE Arca Steel Index
The Steel ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the NYSE Arca Steel Index.
VanEck Vectors Environmental Services ETF EVX Van Eck Associates Corporation 92189F304 US92189F3047 10 Oct 2006 0.55 % Equities (Stocks) Not Applicable NYSE Arca Environmental Services Index
The Environmental Services ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the NYSE Arca Environmental Services Index.
Invesco DWA Consumer Cyclicals Momentum ETF PEZ Invesco 73935X419 US73935X4198 12 Oct 2006 0.60 % Equities (Stocks) Not Applicable DWA Consumer Cyclicals Technical Leaders Index
The Invesco DWA Consumer Cyclicals Momentum ETF (Fund) is based on the Dorsey Wright Consumer Cyclicals Technical Leaders Index (DWA Consumer Cyclicals Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Consumer Staples Momentum ETF PSL Invesco 73935X393 US73935X3935 12 Oct 2006 0.60 % Equities (Stocks) Not Applicable DWA Consumer Staples Technical Leaders Index
The Invesco DWA Consumer Staples Momentum ETF (Fund) is based on the Dorsey Wright Consumer Staples Technical Leaders Index (DWA Consumer Staples Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Energy Momentum ETF PXI Invesco 73935X385 US73935X3851 12 Oct 2006 0.60 % Equities (Stocks) Not Applicable DWA Energy Technical Leaders Index
The Invesco DWA Energy Momentum ETF (Fund) is based on the Dorsey Wright Energy Technical Leaders Index (DWA Energy Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Financial Momentum ETF PFI Invesco 73935X377 US73935X3778 12 Oct 2006 0.60 % Equities (Stocks) Not Applicable DWA Financials Technical Leaders Index
The Invesco DWA Financial Momentum ETF (Fund) is based on the Dorsey Wright Financials Technical Leaders Index (DWA Financials Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Healthcare Momentum ETF PTH Invesco 73935X351 US73935X3513 12 Oct 2006 0.60 % Equities (Stocks) Not Applicable DWA Healthcare Technical Leaders Index
The Invesco DWA Healthcare Momentum ETF (Fund) is based on the Dorsey Wright Healthcare Technical Leaders Index (DWA Healthcare Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Industrials Momentum ETF PRN Invesco 73935X369 US73935X3695 12 Oct 2006 0.60 % Equities (Stocks) Not Applicable DWA Industrials Technical Leaders Index
The Invesco DWA Industrials Momentum ETF (Fund) is based on the Dorsey Wright Industrials Technical Leaders Index (DWA Industrials Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Basic Materials Momentum ETF PYZ Invesco 73935X427 US73935X4271 12 Oct 2006 0.60 % Equities (Stocks) Not Applicable DWA Basic Materials Technical Leaders Index
The Invesco DWA Basic Materials Momentum ETF (Fund) is based on the Dorsey Wright Basic Materials Technical Leaders Index (DWA Basic Materials Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Technology Momentum ETF PTF Invesco 73935X344 US73935X3448 12 Oct 2006 0.60 % Equities (Stocks) Not Applicable DWA Technology Technical Leaders Index
The Invesco DWA Technology Momentum ETF (Fund) is based on the Dorsey Wright Technology Technical Leaders Index (DWA Technology Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco WilderHill Progressive Energy ETF PUW Invesco 73935X161 US73935X1616 24 Oct 2006 0.70 % Equities (Stocks) Not Applicable WilderHill Progressive Energy Index
The Invesco WilderHill Progressive Energy ETF (Fund) is based on the WilderHill Progressive Energy Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is comprised of companies in transitional energy technologies significant in improving the use of fossil fuels and nuclear power. The Index is composed of companies focused on the following areas: alternative energy, better efficiency, emission reduction, new energy activity, greener utilities, innovative materials and energy storage. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco Cleantech ETF PZD Invesco 73935X278 US73935X2788 24 Oct 2006 0.67 % Equities (Stocks) Not Applicable Clean Tech Index
The Invesco Cleantech, ETF (Fund) is based on the Cleantech Index, (Index). The Fund will normally invest at least 90% of its total assets in stocks of clean technology (or cleantech) companies that comprise the Index and American Depository Receipts based on the stocks in the Index. The Index is designed to track the leading cleantech companies, from a broad range of industry sectors that offer the best investment returns. The Cleantech Index is a modified equally weighted index composed of stocks (and ADRs of such stocks) of publicly traded cleantech companies. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco Global Listed Private Equity ETF PSP Invesco 73935X195 US73935X1954 24 Oct 2006 2.31 % Other Asset Types Private Equity Global Listed Private Equity Index
The Invesco Global Listed Private Equity ETF (Fund) is based on the Red Rocks Global Listed Private Equity Index (Index). The Fund will normally invest at least 90% of its total assets in securities, which may include American depository receipts and global depository receipts, that comprise the Index. The Index includes securities, ADRs and GDRs of 40 to 75 private equity companies, including business development companies (BDCs), master limited partnerships (MLPs) and other vehicles whose principal business is to invest in, lend capital to or provide services to privately held companies (collectively, listed private equity companies). The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco S&P 500 Equal Weight Consumer Discretionary ETF RCD Invesco 739371847 US7393718470 1 Nov 2006 0.40 % Equities (Stocks) Not Applicable S&P Equal Weight Consumer Discretionary Index
The Invesco S&P 500 Equal Weight Consumer Discretionary ETF (Fund) is based on the S&P 500 Equal Weight Consumer Discretionary Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the consumer discretionary sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Consumer Staples ETF RHS Invesco 739371839 US7393718397 1 Nov 2006 0.40 % Equities (Stocks) Not Applicable S&P Equal Weight Consumer Staples Index
The Invesco S&P 500 Equal Weight Consumer Staples ETF (Fund) is based on the S&P 500 Equal Weight Consumer Staples Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the consumer staples sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Energy ETF RYE Invesco 739371821 US7393718215 1 Nov 2006 0.40 % Equities (Stocks) Not Applicable S&P Equal Weight Energy Index
The Invesco S&P 500 Equal Weight Energy ETF (Fund) is based on the S&P 500 Equal Weight Energy Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the energy sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Financials ETF RYF Invesco 739371797 US7393717977 1 Nov 2006 0.40 % Equities (Stocks) Not Applicable S&P Equal Weight Financials Index
The Invesco S&P 500 Equal Weight Financials ETF (Fund) is based on the S&P 500 Equal Weight Financials Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the financials sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Health Care ETF RYH Invesco 739371789 US7393717894 1 Nov 2006 0.40 % Equities (Stocks) Not Applicable S&P Equal Weight Healthcare Index
The Invesco S&P 500 Equal Weight Health Care ETF (Fund) is based on the S&P 500 Equal Weight Health Care Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the health care sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Industrials ETF RGI Invesco 739371771 US7393717712 1 Nov 2006 0.40 % Equities (Stocks) Not Applicable S&P Equal Weight Industrials Index
The Invesco S&P 500 Equal Weight Industrials ETF (Fund) is based on the S&P 500 Equal Weight Industrials Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the industrials sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Materials ETF RTM Invesco 739371763 US7393717639 1 Nov 2006 0.40 % Equities (Stocks) Not Applicable S&P Equal Weight Materials Index
The Invesco S&P 500 Equal Weight Materials ETF (Fund) is based on the S&P 500 Equal Weight Materials Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the materials sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Technology ETF RYT Invesco 739371748 US7393717480 1 Nov 2006 0.40 % Equities (Stocks) Not Applicable S&P Equal Weight Technology Index
The Invesco S&P 500 Equal Weight Technology ETF (Fund) is based on the S&P 500 Equal Weight Information Technology Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index equally weights stocks in the information technology sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Utilities ETF RYU Invesco 739371730 US7393717308 1 Nov 2006 0.40 % Equities (Stocks) Not Applicable S&P Equal Weight Utilities Index
The Invesco S&P 500 Equal Weight Utilities ETF (Fund) is based on the S&P 500 Equal Weight Telecommunication Services & Utilities Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index equally weights stocks found in the utilities and telecommunication services sectors of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Vanguard High Dividend Yield ETF VYM Vanguard 921946406 US9219464065 10 Nov 2006 0.08 % Equities (Stocks) Not Applicable FTSE High Dividend Yield Index
Seeks to track the performance of the FTSE High Dividend Yield Index which measures the investment return of common stocks of companies characterized by high dividend yields. Provides a convenient way to track the performance of stocks with histories of above-average dividend yields. Follows a passively managed full-replication approach.
iShares MSCI KLD 400 Social ETF DSI Blackrock (iShares) 464288570 US4642885705 14 Nov 2006 0.25 % Equities (Stocks) Not Applicable MSCI KLD 400 Social Index
The iShares MSCI KLD 400 Social Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI KLD 400 Social Index.
Invesco Financial Preferred ETF PGF Invesco 73935X229 US73935X2291 1 Dec 2006 0.63 % Other Asset Types Preferred Stock Wells Fargo Hybrid and Preferred Securities Financial Index
The Invesco Financial Preferred ETF (Fund) is based on the Wells Fargo Hybrid and Preferred Securities Financial Index (WHPSF Index). The Fund generally will invest at least 90% of its total assets in preferred securities of financial institutions that comprise the Index. The Index is a market capitalization weighted index designed to track the performance of preferred securities traded in the US market by financial institutions. The Index is composed of preferred securities with either fixed or floating rate dividends issued by financial institutions that have received an industrial sector classification of "financial" from the Bloomberg Professional Service. The Fund and the Index are rebalanced and reconstituted monthly.
Invesco Russell MidCap Pure Growth ETF PXMG Invesco 73935X807 US73935X8074 3 Mar 2005 0.39 % Equities (Stocks) Not Applicable Russell Midcap Pure Growth Index
The Invesco Russell MidCap Pure Growth ETF (Fund) is based on the Russell Midcap Pure Growth Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is composed of securities with strong growth characteristics selected from the Russell Midcap Index. Securities are weighted based on their style score. The Fund and the Index are rebalanced and reconstituted annually.
Invesco Russell 2000 Pure Growth ETF PXSG Invesco 73935X872 US73935X8728 3 Mar 2005 0.39 % Equities (Stocks) Not Applicable Russell 2000 Pure Growth Index
The Invesco Russell 2000 Pure Growth ETF (Fund) is based on the Russell 2000 Pure Growth Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is composed of securities with strong growth characteristics selected from the Russell 2000 Index. Securities are weighted based on their style score. The Fund and the Index are rebalanced and reconstituted annually.
Invesco Russell MidCap Pure Value ETF PXMV Invesco 73935X880 US73935X8801 3 Mar 2005 0.39 % Equities (Stocks) Not Applicable Russell Midcap Pure Value Index
The Invesco Russell MidCap Pure Value ETF (Fund) is based on the Russell Midcap Pure Value Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is composed of securities with strong value characteristics selected from the Russell Midcap Index. Securities are weighted based on their style score. The Fund and the Index are rebalanced and reconstituted annually.
Invesco Russell 2000 Pure Value ETF PXSV Invesco 73935X864 US73935X8645 3 Mar 2005 0.39 % Equities (Stocks) Not Applicable Russell 2000 Pure Value Index
The Invesco Russell 2000 Pure Value ETF (Fund) is based on the Russell 2000 Pure Value Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is composed of securities with strong value characteristics selected from the Russell 2000 Index. Securities are weighted based on their style score. The Fund and the Index are rebalanced and reconstituted annually.
Invesco Russell MidCap Equal Weight ETF EQWM Invesco 73935X443 US73935X4438 1 Dec 2006 0.25 % Equities (Stocks) Not Applicable Russell Midcap Equal Weight Index
The Invesco Russell MidCap Equal Weight ETF (Fund) is based on the Russell Midcap Equal Weight Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Underlying Index is designed to provide equal-weighted exposure to approximately 800 securities of mid-cap US companies in the larger US equity market. The Fund and the Index are rebalanced quarterly and reconstituted annually.
Invesco Russell 2000 Equal Weight ETF EQWS Invesco 73935X435 US73935X4354 1 Dec 2006 0.25 % Equities (Stocks) Not Applicable Russell 2000 Equal Weight Index
The Invesco Russell 2000 Equal Weight ETF (Fund) is based on the Russell 1000 Low Beta Equal Weight Index (Index). The Fund generally will invest at least 90% of its total assets in common stocks that comprise the Index. The Index tracks the performance of stocks in the Russell 1000 Index exhibiting low beta characteristics. The Fund and Index are reconstituted and rebalanced twice year in June and December.
Invesco Russell Top 200 Equal Weight ETF EQWL Invesco 73935X450 US73935X4503 1 Dec 2006 0.25 % Equities (Stocks) Not Applicable Russell Top 200 Equal Weight Index
The Invesco Russell Top 200 Equal Weight ETF (Fund) is based on the Russell Top 200 Equal Weight Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is designed to provide equal-weighted exposure to the securities of the largest 200 companies in the US equity market. The Fund and the Index are rebalanced quarterly and reconstituted annually.
First Trust Total US Market AlphaDEX ETF TUSA First Trust 33733E708 US33733E7085 5 Dec 2006 0.70 % Equities (Stocks) Not Applicable NASDAQ AlphaDEX Total US Market Index
The First Trust Total US Market AlphaDEX ETF is an exchange-traded index fund. The objective of the Fund is to seek investment results that correspond generally to the price and yield (before the Funds fees and expenses) of an equity index called the NASDAQ AlphaDEX Total US Market Index. The NASDAQ AlphaDEX Total US Market Index is an "enhanced" index created and administered by The NASDAQ OMX Group, Inc. ("NASDAQ") which employs the AlphaDEX stock selection methodology to select stocks that meet certain criteria from three indices - the NASDAQ US Large Cap Index, the NASDAQ US Mid Cap Index and the NASDAQ US Small Cap Index.
SPDR Dow Jones International Real Estate ETF RWX State Street (SPDR) 78463X863 US78463X8636 15 Dec 2006 0.59 % Equities (Stocks) Not Applicable Dow Jones Global ex-U.S. Select Real Estate Securities Index
The SPDR Dow Jones International Real Estate ETF before expenses seeks to closely match the returns and characteristics of the total return performance of the Dow Jones Global ex-U.S. Select Real Estate Securities Index (ticker: DWXRSN) an equity index based upon the global (ex-US) real estate market. Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
Invesco S&P Spin-Off ETF CSD Invesco 739371888 US7393718884 15 Dec 2006 0.62 % Equities (Stocks) Not Applicable S&P U.S. Spin-Off Index
The Invesco S&P Spin-Off ETF (Fund) is based on the S&P U.S. Spin-Off Index (Index). The Fund will invest at least 80% of its total assets in securities and depositary receipts that comprise the Index. The Index is composed of companies that have been spun off from larger corporations within the past four years. The Index is computed using the gross total return, which reflects dividends paid. The Fund and the Index are rebalanced monthly.
Invesco Defensive Equity ETF DEF Invesco 73939W771 US73939W7719 15 Dec 2006 0.60 % Equities (Stocks) Not Applicable Guggenheim Defensive Equity Index
The Invesco Defensive Equity ETF (Fund) is based on the Invesco Defensive Equity Index (Index). The Fund will invest at least 80% of its total assets in securities that comprise the Index. The Index is designed to provide exposure to securities of large-cap US issuers. The Index uses a rules-based approach to select companies that potentially have superior risk-return profiles during periods of stock market weakness while still offering the potential for gains during periods of market strength. The Index is computed using the gross total return, which reflects dividends paid. The Fund and the Index are rebalanced quarterly.
Invesco BuyBack Achievers ETF PKW Invesco 73935X286 US73935X2861 20 Dec 2006 0.63 % Equities (Stocks) Not Applicable Share BuyBack Achievers Index
The Invesco BuyBack Achievers, ETF (Fund) is based on the NASDAQ US BuyBack Achievers, Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to track the performance of companies that meet the requirements to be classified as BuyBack Achievers,. The NASDAQ US BuyBack Achievers Index is comprised of US securities issued by corporations that have effected a net reduction in shares outstanding of 5% or more in the trailing 12 months. The Fund and the Index are reconstituted annually in January and rebalanced quarterly in January, April, July and October
iShares 3-7 Year Treasury Bond ETF IEI Blackrock (iShares) 464288661 US4642886612 5 Jan 2007 0.15 % Bonds Not Applicable ICE U.S. Treasury 3-7 Year Bond Index
The iShares Barclays 3-7 Year Treasury Bond Fund seeks results that correspond generally to the price and yield performance before fees and expense of the intermediate sector of the United States Treasury market as defined by the ICE U.S. Treasury 3-7 Year Bond Index. The ICE U.S. Treasury 3-7 Year Bond Index is part of a series of indices intended to assess U.S. Treasury issued debt. Only U.S. dollar denominated, fixed rate securities with minimum term to maturity greater than three years and less than or equal to seven years are included.
iShares 10-20 Year Treasury Bond ETF TLH Blackrock (iShares) 464288653 US4642886539 5 Jan 2007 0.15 % Bonds Not Applicable ICE US Treasury 10-20 Year Index
The iShares 10-20 Year Treasury Bond ETF seeks to track the investment results of an index composed of U.S. Treasury bonds with remaining maturities between ten and twenty years.
iShares Short Treasury Bond ETF SHV Blackrock (iShares) 464288679 US4642886794 5 Jan 2007 0.15 % Bonds Not Applicable ICE US Treasury Short Term Index
The iShares Short Treasury Bond ETF seeks to track the investment results of an index composed of U.S. Treasury bonds with remaining maturities between one month and one year. Exposure to U.S. Treasury bonds that mature in less than 1 year.
iShares Government/Credit Bond ETF GBF Blackrock (iShares) 464288596 US4642885960 5 Jan 2007 0.20 % Bonds Not Applicable Bloomberg Barclays U.S. Government/Credit Bond Index
The iShares Barclays Government/Credit Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the U.S. government and investment grade U.S corporate securities of the U.S. bond market as defined by the Barclays Capital U.S. Government/Credit Bond Index.
iShares Intermediate Government/Credit Bond ETF GVI Blackrock (iShares) 464288612 US4642886125 5 Jan 2007 0.20 % Bonds Not Applicable Bloomberg Barclays U.S. Intermediate Government/Credit Bond Index
The iShares Barclays Intermediate Government/Credit Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the investment grade credit sector of the United States bond market and the total United States Treasury market as defined by the Barclays Capital U.S. Intermediate Government/Credit Bond Index.
iShares Intermediate Credit Bond ETF CIU Blackrock (iShares) 464288638 US4642886380 5 Jan 2007 0.06 % Bonds Not Applicable Bloomberg Barclays U.S. Intermediate Credit Bond Index
The iShares Barclays Intermediate Credit Bond Fund seeks results that correspond generally to the price and yield performance before fees and expense of the investment grade credit sector of the United States bond market as defined by the Barclays Capital U.S. Intermediate Credit Bond Index.
iShares U.S. Credit Bond ETF CRED Blackrock (iShares) 464288620 US4642886208 5 Jan 2007 0.06 % Bonds Not Applicable Bloomberg Barclays U.S. Credit Bond Index
The iShares Barclays Credit Bond Fund seeks results that correspond generally to the price and yield performance before fees and expense of the investment grade credit sector of the United States bond market as defined by the Barclays Capital U.S. Credit Bond Index.
iShares 1-3 Year Credit Bond ETF CSJ Blackrock (iShares) 464288646 US4642886463 5 Jan 2007 0.06 % Bonds Not Applicable Bloomberg Barclays U.S. 1-3 Year Credit Bond Index
The iShares Barclays 1-3 Year Credit Bond Fund seeks results that correspond generally to the price and yield performance before fees and expense of the investment grade credit sector of the United States bond market as defined by the Barclays Capital U.S. 1-3 Year Credit Bond Index.
Invesco DB Precious Metals Fund DBP Invesco 73936B200 US73936B2007 5 Jan 2007 0.78 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index - Optimum Yield Precious Metals
The Invesco DB Precious Metals Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Precious Metals Index Excess Return, (DBIQ Opt Yield Precious Metals Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on two of the most important precious metals gold and silver. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco DB Gold Fund DGL Invesco 73936B606 US73936B6065 5 Jan 2007 0.78 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index - Optimum Yield Gold Excess Return
The Invesco DB Gold Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Gold Index Excess Return, (DBIQ Opt Yield Gold Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on gold. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco DB Base Metals Fund DBB Invesco 73936B705 US73936B7055 5 Jan 2007 0.82 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Optimum Yield Industrial Metals Excess Return
The Invesco DB Base Metals Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Industrial Metals Index Excess Return, (DBIQ Opt Yield Industrial Metals Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on some of the most liquid and widely used base metals aluminum, zinc and copper (grade A). You cannot invest directly in the Index. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco DB Oil Fund DBO Invesco 73936B507 US73936B5075 5 Jan 2007 0.78 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index - Optimum Yield Oil Excess Return
The Invesco DB Oil Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Crude Oil Index Excess Return, (DBIQ Opt Yield Crude Oil Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on light sweet crude oil (WTI). You cannot invest directly in the Index. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco DB Silver Fund DBS Invesco 73936B309 US73936B3096 5 Jan 2007 0.79 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index - Optimum Yield Silver Excess Return
The Invesco DB Silver Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Silver Index Excess Return, (DBIQ Opt Yield Silver Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on silver.
Invesco DB Energy Fund DBE Invesco 73936B101 US73936B1017 5 Jan 2007 0.78 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index-Optimum Yield Energy Excess Return
The Invesco DB Energy Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Energy Index Excess Return, (DBIQ Opt Yield Energy Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on some of the most heavily traded energy commodities in the world light sweet crude oil (WTI), heating oil, Brent crude oil, RBOB gasoline and natural gas. You cannot invest directly in the Index. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco DB Agriculture Fund DBA Invesco 73936B408 US73936B4086 5 Jan 2007 0.89 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Diversified Agriculture Excess Return
The Invesco DB Agriculture Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Diversified Agriculture Index Excess Return, (DBIQ Diversified Agriculture Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on some of the most liquid and widely traded agricultural commodities. You cannot invest directly in the Index. The Fund and the Index are rebalanced and reconstituted annually in November.
SPDR MSCI ACWI ex-US ETF CWI State Street (SPDR) 78463X848 US78463X8487 10 Jan 2007 0.30 % Equities (Stocks) Not Applicable MSCI ACWI ex-US Index
The SPDR MSCI ACWI ex-US ETF before expenses seeks to closely match the returns and characteristics of the total return performance of the MSCI ACWI ex USA Index (ticker: NDUEACWZ)
ProShares Ultra Russell2000 UWM ProShares 74347R842 US74347R8429 23 Jan 2007 0.95 % Equities (Stocks) Not Applicable Russell 2000 Index
ProShares Ultra Russell2000 seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Russell 2000 Index.
ProShares Ultra SmallCap600 SAA ProShares 74347R818 US74347R8189 23 Jan 2007 0.95 % Equities (Stocks) Not Applicable S&P SmallCap 600 Index
ProShares Ultra SmallCap600 seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the S&P SmallCap 600 Index.
ProShares Short SmallCap600 SBB ProShares 74348A376 US74348A3766 23 Jan 2007 0.95 % Equities (Stocks) Not Applicable S&P SmallCap 600 Index
ProShares Short SmallCap600 seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the S&P SmallCap 600 Index.
ProShares UltraShort SmallCap600 SDD ProShares 74348A327 US74348A3279 23 Jan 2007 0.95 % Equities (Stocks) Not Applicable S&P SmallCap 600 Index
ProShares UltraShort SmallCap600 seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the S&P SmallCap 600 Index.
ProShares Short Russell2000 RWM ProShares 74348A210 US74348A2107 23 Jan 2007 0.95 % Equities (Stocks) Not Applicable Russell 2000 Index
ProShares Short Russell2000 seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the Russell 2000 Index.
ProShares UltraShort Russell2000 TWM ProShares 74348A319 US74348A3196 23 Jan 2007 0.95 % Equities (Stocks) Not Applicable Russell 2000 Index
ProShares UltraShort Russell2000 seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Russell 2000 Index.
SPDR S&P Global Infrastructure ETF GII State Street (SPDR) 78463X855 US78463X8552 25 Jan 2007 0.40 % Equities (Stocks) Not Applicable S&P Global Infrastructure Index
The SPDR FTSE/Macquarie Global Infrastructure 100 ETF before expenses seeks to closely match the returns and characteristics of the total return performance of the Macquarie Global Infrastructure 100 Index (ticker: MCGIGIDT) an equity index based upon the global infrastructure industry market. Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
ProShares UltraShort Consumer Services SCC ProShares 74348A236 US74348A2362 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Consumer Services Index
ProShares Ultra Consumer Services seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Consumer Services Index.
ProShares Ultra Consumer Services UCC ProShares 74347R750 US74347R7504 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Consumer Services Index
ProShares Ultra Consumer Services seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Consumer Services Index.
ProShares UltraShort Consumer Goods SZK ProShares 74347R115 US74347R1150 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Consumer Goods Index
ProShares UltraShort Consumer Goods seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Consumer Goods Index.
ProShares Ultra Consumer Goods UGE ProShares 74347R768 US74347R7686 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Consumer Goods Index
ProShares Ultra Consumer Goods seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Consumer Goods Index.
ProShares UltraShort Oil & Gas DUG ProShares 74348A525 US74348A5258 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Oil & Gas Index
ProShares UltraShort Oil & Gas seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Oil & Gas Index
ProShares Ultra Oil & Gas DIG ProShares 74347R719 US74347R7199 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Oil & Gas Index
ProShares Ultra Oil & Gas seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Oil & Gas Index
ProShares Ultra Financials UYG ProShares 74347X633 US74347X6334 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Financial Sector Index
ProShares Ultra Financials seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Financials Index.
ProShares Ultra Real Estate URE ProShares 74347X625 US74347X6250 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Real Estate Index
ProShares Ultra Real Estate seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Real Estate Index.
ProShares UltraShort Real Estate SRS ProShares 74348A244 US74348A2446 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Real Estate Index
ProShares UltraShort Real Estate seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Real Estate Index.
ProShares Ultra Health Care RXL ProShares 74347R735 US74347R7355 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Healthcare Index
ProShares Ultra Health Care seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Health Care Index.
ProShares UltraShort Health Care RXD ProShares 74348A228 US74348A2289 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Healthcare Index
ProShares UltraShort Health Care seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Health Care Index.
ProShares UltraShort Industrials SIJ ProShares 74348A368 US74348A3683 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Industrial Index
ProShares Ultra Short Industrials seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Industrials Index.
ProShares Ultra Industrials UXI ProShares 74347R727 US74347R7272 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Industrial Index
ProShares Ultra Industrials seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Industrials Index.
ProShares UltraShort Basic Materials SMN ProShares 74347B177 US74347B1778 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Basic Materials Sector Index
ProShares UltraShort Basic Materials seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Basic Materials Index.
ProShares Ultra Basic Materials UYM ProShares 74347R776 US74347R7769 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Basic Materials Sector Index
ProShares Ultra Basic Materials seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Basic Materials Index.
ProShares Ultra Technology ROM ProShares 74347R693 US74347R6936 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Technology Sector Index
ProShares Ultra Technology seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Technology Index.
ProShares UltraShort Technology REW ProShares 74347B730 US74347B7304 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Technology Sector Index
ProShares UltraShort Technology seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Technology Index
ProShares Ultra Semiconductors USD ProShares 74347R669 US74347R6696 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones U.S. Semiconductors Index
ProShares Ultra Semiconductors seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Semiconductors Index.
ProShares UltraShort Semiconductors SSG ProShares 74347B219 US74347B2198 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones U.S. Semiconductors Index
ProShares UltraShort Semiconductors seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Semiconductors Index.
ProShares Ultra Utilities UPW ProShares 74347R685 US74347R6852 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Utilities Sector Index
ProShares Ultra Utilities seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Utilities Index.
ProShares UltraShort Utilities SDP ProShares 74347B722 US74347B7221 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Utilities Sector Index
ProShares UltraShort Utilities seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Utilities Index.
First Trust NASDAQ Clean Edge Green Energy Index Fund QCLN First Trust 33733E500 US33733E5006 8 Feb 2007 0.60 % Equities (Stocks) Not Applicable NASDAQ Clean Edge Green Energy Index
The First Trust NASDAQ Clean Edge Green Energy Index Fund is an exchange-traded index fund. The objective of the Fund is to seek investment results that correspond generally to the price and yield (before the Funds fees and expenses) of an equity index called the NASDAQ Clean Edge Green Energy Index.
First Trust NASDAQ 100 Ex-Technology Sector IndexSM Fund QQXT First Trust 33733E401 US33733E4017 8 Feb 2007 0.60 % Equities (Stocks) Not Applicable NASDAQ-100 Ex-Tech Sector Index
The First Trust NASDAQ-100 Ex-Technology Sector Index Fund is an exchange-traded index fund. The objective of the Fund is to seek investment results that correspond generally to the price and yield (before the Funds fees and expenses) of an equity index called the NASDAQ-100 Ex-Tech Sector Index.
Invesco CurrencyShares Japanese Yen Trust FXY Invesco 23130A102 US23130A1025 12 Feb 2007 0.40 % Currency Not Applicable Japanese Yen
The Invesco CurrencyShares Japanese Yen Trust (the "trust") is designed to track the price of the Japanese yen, and trades under the ticker symbol FXY. The Japanese yen is the national currency of Japan and the currency of the accounts of the Bank of Japan, the Japanese central bank. The Fund is rebalanced quarterly.
Invesco DB US Dollar Index Bullish Fund UUP Invesco 73936D107 US73936D1072 20 Feb 2007 0.80 % Currency Not Applicable Deutsche Bank Long US Dollar Index
The Invesco DB US Dollar Index Bullish Fund (Symbol: UUP) seeks to track changes, whether positive or negative, in the level of the Deutsche Bank Long USD Currency Portfolio Index - Excess ReturnTM (DB Long USD Currency Portfolio Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost effective and convenient way to track the value of the U.S. dollar relative to a basket of the six major world currencies - the euro, Japanese yen, British pound, Canadian dollar, Swedish krona and Swiss franc (collectively, the "Basket Currencies"). The Index is a rules-based index composed solely of long U.S. Dollar Index futures contracts that trade on the ICE futures exchange (USDX futures contracts). The USDX futures contract is designed to replicate the performance of being long the U.S. dollar against the Basket Currencies.
Invesco DB US Dollar Index Bearish Fund UDN Invesco 73936D206 US73936D2062 20 Feb 2007 0.80 % Currency Not Applicable Deutsche Bank Short US Dollar Index (USDX) Futures Index
The Invesco DB US Dollar Index Bearish Fund (Symbol: UDN) seeks to track changes, whether positive or negative, in the level of the Deutsche Bank Short USD Currency Portfolio Index - Excess Return, (DB Short USD Currency Portfolio Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost effective and convenient way to track the value of the U.S. dollar relative to a basket of the six major world currencies the euro, Japanese yen, British pound, Canadian dollar, Swedish krona and Swiss franc (collectively, the "Basket Currencies"). The Index is a rules-based index composed solely of short U.S. Dollar Index futures contracts that trade on the ICE futures exchange (USDX futures contracts). The USDX futures contract is designed to replicate the performance of being short the U.S. dollar against the Basket Currencies.
ProShares UltraShort Financials SKF ProShares 74347B748 US74347B7486 30 Jan 2007 0.95 % Equities (Stocks) Not Applicable Dow Jones US Financial Sector Index
ProShares UltraShort Financials seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Financials Index.
WisdomTree U.S. Earnings 500 Fund EPS Wisdom Tree 97717W588 US97717W5884 23 Feb 2007 0.28 % Equities (Stocks) Not Applicable WisdomTree U.S. Earnings 500 Index
The WisdomTree U.S. Earnings 500 Index is a fundamentally weighted index that measures the performance of earnings-generating companies within the large-capitalization segment of the U.S. Stock Market. Companies in the index are incorporated and listed in the U.S and have generated positive cumulative earnings over their most recent four fiscal quarters prior to the index measurement date. The index is comprised of the 500 largest companies ranked by market capitalization in the WisdomTree U.S. Earnings Index. The index is earnings-weighted in December of each year to reflect the proportionate share of the aggregate earnings each component company has generated. Companies with greater earnings generally have larger weights in the index.
WisdomTree U.S. Total Earnings Fund EXT Wisdom Tree 97717W596 US97717W5967 23 Feb 2007 0.28 % Equities (Stocks) Not Applicable WisdomTree U.S. Earnings Index
The WisdomTree U.S. Earnings Index is a fundamentally weighted index that measures the performance of earnings-generating companies within the broad U.S. Stock Market. Companies in the index are incorporated and listed in the U.S and have generated positive cumulative earnings over their most recent four fiscal quarters prior to the index measurement date. The index is earnings-weighted in December to reflect the proportionate share of the aggregate earnings each component company has generated. Companies with greater earnings generally have larger weights in the index.
WisdomTree U.S. Quality Shareholder Yield Fund QSY Wisdom Tree 97717W547 US97717W5470 23 Feb 2007 0.38 % Equities (Stocks) Not Applicable WisdomTree U.S. LargeCap Value Index
The WisdomTree U.S. Quality Shareholder Yield Fund seeks income and capital appreciation by investing primarily in U.S. equity securities that provide a high total shareholder yield with favorable relative quality characteristics. The WisdomTree U.S. LargeCap Value Index is a fundamentally weighted index that measures the performance of large-cap value companies. The Index consists of U.S. companies that have positive cumulative earnings over the past four fiscal quarters and that meet WisdomTree s requirements as of the Index measurement date. WisdomTree Investments uses "Core Earnings", computed by Standard & Poor s, as the weighting metric. Core Earnings is a standardized calculation of earnings developed by Standard & Poor s designed to include expenses, incomes and activities that reflect the actual profitability of an enterprises ongoing operations. WisdomTree creates a "value" score for each company based on the company s Price to Earnings Ratio, Price to Sales Ratio, and Price to Book Value and 1-year change in stock price. Companies are weighted in the Index annually based on earnings.
WisdomTree U.S. SmallCap Earnings Fund EES Wisdom Tree 97717W562 US97717W5629 23 Feb 2007 0.38 % Equities (Stocks) Not Applicable WisdomTree U.S. SmallCap Earnings Index
The WisdomTree U.S. SmallCap Earnings Index is a fundamentally weighted index that measures the performance of earnings-generating companies within the small-capitalization segment of the U.S. Stock Market. The index is comprised of the companies in the bottom 25% of the market capitalization of the WisdomTree U.S. Earnings Index after the 500 largest companies have been removed. Companies must be incorporated and listed in the U.S. and have generated positive cumulative earnings over their most recent four fiscal quarters prior to the index measurement date. The index is earnings-weighted in December to reflect the proportionate share of the aggregate earnings each component company has generated. Companies with greater earnings generally have larger weights in the index.
WisdomTree U.S. MidCap Earnings Fund EZM Wisdom Tree 97717W570 US97717W5702 23 Feb 2007 0.38 % Equities (Stocks) Not Applicable WisdomTree U.S. MidCap Earnings Index
The WisdomTree U.S. MidCap Earnings Index is a fundamentally weighted index that measures the performance of earnings-generating companies within the mid-capitalization segment of the U.S. Stock Market. The index is comprised of the companies in the top 75% of the market capitalization of the WisdomTree U.S. Earnings Index after the 500 largest companies have been removed. Companies in the index are incorporated and listed in the U.S. and have generated positive cumulative earnings over their most recent four fiscal quarters prior to the index measurement date. The index is earnings-weighted in December of each year to reflect the proportionate share of the aggregate earnings each component company has generated. Companies with greater earnings generally have larger weights in the index.
Invesco DWA Momentum ETF PDP Invesco 73935X153 US73935X1533 1 Mar 2007 0.64 % Equities (Stocks) Not Applicable Dorsey Wright Technical Leaders Index
The Invesco DWA Momentum ETF (Fund) is based on the Dorsey Wright Technical Leaders Index (DWA Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index includes approximately 100 US companies from the NASDAQ US Benchmark Index. The Index is constructed pursuant to Dorsey, Wright & Associates, LLCs proprietary methodology that is designed to identify companies that demonstrate powerful relative strength characteristics. Relative strength is the measurement of a security s performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Vanguard FTSE All-World ex-US ETF VEU Vanguard 922042775 US9220427754 2 Mar 2007 0.11 % Equities (Stocks) Not Applicable FTSE All-World ex US Index
Seeks to track the performance of the FTSE All-World ex US Index. Provides a convenient way to get broad exposure across developed and emerging non-U.S. equity markets around the world. Passively managed using index sampling.
iShares MBS ETF MBB Blackrock (iShares) 464288588 US4642885887 13 Mar 2007 0.09 % Bonds Not Applicable Bloomberg Barclays US Mortgage Backed Securities Index
The iShares Barclays MBS Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the investment grade agency mortgage-backed securities sector of the United States as defined by the Barclays Capital U.S. MBS Index.
SPDR S&P China ETF GXC State Street (SPDR) 78463X400 US78463X4007 19 Mar 2007 0.59 % Equities (Stocks) Not Applicable S&P China BMI Index
The SPDR S&P China ETF before expenses seeks to closely match the returns and characteristics of the total return performance of the S&P China BMI Index (ticker: STBCCNU).
SPDR Portfolio Emerging Markets ETF SPEM State Street (SPDR) 78463X509 US78463X5095 19 Mar 2007 0.11 % Equities (Stocks) Not Applicable S&P Emerging BMI Index
The SPDR Portfolio Emerging Markets ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Emerging BMI Index (the "Index"). The S&P Emerging BMI Index is a market capitalization weighted index designed to define and measure the investable universe of publicly traded companies domiciled in emerging markets. The Index component securities are a subset, based on region, of component securities included in the S&P Global BMI (Broad Market Index) ("Global Equity Index"). The Global Equity Index is a comprehensive, float-weighted, rules-based benchmark that is readily divisible and customizable. The Index is "float-adjusted," meaning that only those shares publicly available to investors are included in the Index calculation.
SPDR S&P Emerging Asia Pacific ETF GMF State Street (SPDR) 78463X301 US78463X3017 19 Mar 2007 0.49 % Equities (Stocks) Not Applicable S&P Emerging Asia Pacific Index
The SPDR S&P Emerging Asia Pacific ETF before expenses seeks to closely match the returns and characteristics of the total return performance of the S&P Asia Pacific Emerging BMI Index (ticker: STBMAEU).
iShares US Preferred Stock ETF PFF Blackrock (iShares) 464288687 US4642886877 26 Mar 2007 0.47 % Other Asset Types Preferred Stock S&P U.S. Preferred Stock Index
The iShares S&P U.S. Preferred Stock Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P U.S. Preferred Stock Index.
Invesco Zacks Mid-Cap ETF CZA Invesco 739371607 US7393716078 2 Apr 2007 0.65 % Equities (Stocks) Not Applicable Zacks Mid-Cap Core Index
The PowerShares Zacks Mid-Cap Portfolio (Fund) is based on the Zacks Mid-Cap Core Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index selects securities from a universe of mid-capitalization securities, including master limited partnerships (MLPs) and American depositary receipts (ADRs)and business development companies (BDCs). The Fund and the Index are rebalanced quarterly.
Vanguard Long-Term Bond ETF BLV Vanguard 921937793 US9219377937 3 Apr 2007 0.07 % Bonds Not Applicable Barclays Capital U.S. Long Government/Credit Float Adjusted Index
Seeks to track the performance of the Barclays Capital U.S. Long Government/Credit Float Adjusted Index. Exchange-traded share class. Passively managed using index sampling. Diversified exposure to the long-term investment-grade U.S. bond market. Provides high current income with high credit quality.
Vanguard Intermediate-Term Bond ETF BIV Vanguard 921937819 US9219378190 3 Apr 2007 0.07 % Bonds Not Applicable Barclays Capital U.S. 5 10 Year Government/Credit Float Adjusted Index
Seeks to track the investment return of the Barclays Capital U.S. 5 10 Year Government/Credit Float Adjusted Index a market-weighted bond index that covers investment-grade bonds with a dollar-weighted average maturity of 5 to 10 years. Invests in U.S. government high-quality (investment grade) corporate and investment-grade international dollar-denominated bonds. Passively managed using index sampling.
Vanguard Total Bond Market ETF BND Vanguard 921937835 US9219378356 3 Apr 2007 0.05 % Bonds Not Applicable Barclays Capital U.S. Aggregate Float Adjusted Index
Invests in more than 3000 bonds representative of the broad U.S. investment-grade market. Goal is to keep pace with U.S. bond market returns. Offers relatively high potential for investment income; share value tends to rise and fall modestly. More appropriate for medium- or long-term goals where you re looking for a reliable income stream. Appropriate for diversifying the risks of stocks in a portfolio.
Vanguard Short-Term Bond ETF BSV Vanguard 921937827 US9219378273 3 Apr 2007 0.07 % Bonds Not Applicable Barclays Capital U.S. 1 5 Year Government/Credit Float Adjusted Index
Seeks to track the performance of the Barclays Capital U.S. 1 5 Year Government/Credit Float Adjusted Index a market-weighted bond index that covers investment-grade bonds with a dollar-weighted average maturity of 1 to 5 years. Invests in U.S. government high-quality (investment-grade) corporate and investment-grade international dollar-denominated bonds. Follows a passively managed index sampling approach.
iShares iBoxx $ High Yield Corporate Bond ETF HYG Blackrock (iShares) 464288513 US4642885135 4 Apr 2007 0.49 % Bonds Not Applicable iBoxx $ Liquid High Yield Index
The iShares iBoxx $ High Yield Corporate Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the iBoxx $ Liquid High Yield Index a corporate bond market index compiled by the International Index Company Limited.
United States Natural Gas Fund LP UNG United States Commodity Funds 912318300 US9123183009 18 Apr 2007 1.30 % Commodities & Metals Not Applicable Natural Gas - NYMEX traded near month futures
The investment objective of UNG is for the changes in percentage terms of the units net asset value to reflect the changes in percentage terms of the price of natural gas delivered at the Henry Hub Louisiana as measured by the changes in the price of the futures contract on natural gas traded on the New York Mercantile Exchange that is the near month contract to expire except when the near month contract is within two weeks of expiration in which case it will be measured by the futures contract that is the next month contract to expire less UNGs expenses.
SPDR Portfolio Developed World ex-US ETF SPDW State Street (SPDR) 78463X889 US78463X8891 20 Apr 2007 0.04 % Equities (Stocks) Not Applicable S&P Developed Ex-U.S. BMI Index
The SPDR Portfolio Developed World ex-US ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Developed Ex-U.S. BMI Index (the "Index"). One of the low cost core SPDR Portfolio ETFs, a suite of portfolio building blocks designed to provide broad, diversified exposure to core asset classes. A low cost ETF that seeks to offer broad exposure to developed international equities outside the United States.
SPDR S&P International Small Cap ETF GWX State Street (SPDR) 78463X871 US78463X8719 20 Apr 2007 0.40 % Equities (Stocks) Not Applicable S&P Developed Ex-U.S. Under USD2 Billion
The SPDR S&P International Small Cap ETF before expenses seeks to closely match the returns and characteristics of the total return performance of the S&P Developed Ex-U.S. Under USD2 Billion (ticker: STBMWUU2) an equity index based upon the world (ex-US) small cap composite market. Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
VanEck Vectors Russia ETF RSX Van Eck Associates Corporation 92189F403 US92189F4037 24 Apr 2007 0.67 % Equities (Stocks) Not Applicable MVIS Russia Index
VanEck Vectors Russia ETF (RSX) seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the MVIS Russia Index (MVRSXTR), which includes companies that are incorporated in Russia or that generate at least 50% of their revenues (or, where applicable, have at least 50% of their assets) in Russia.
iShares Core U.S. REIT ETF USRT Blackrock (iShares) 464288521 US4642885218 1 May 2007 0.08 % Equities (Stocks) Not Applicable FTSE NAREIT Equity REITS Index
The iShares Core U.S. REIT ETF seeks to track the investment results of an index composed of U.S. real estate equities. The FTSE NAREIT US Real Estate Index Series is designed to present investors with a comprehensive family of REIT performance indexes that spans the commercial real estate space across the US economy. The index series provides investors with exposure to all investment and property sectors. In addition, the more narrowly focused property sector and sub-sector indexes provide the facility to concentrate commercial real estate exposure in more selected markets. The FTSE NAREIT All Equity REITs index contains all tax-qualified REITs with more than 50 percent of total assets in qualifying real estate assets other than mortgages secured by real property that also meet minimum size and liquidity criteria.
iShares Residential Real Estate ETF REZ Blackrock (iShares) 464288562 US4642885622 1 May 2007 0.48 % Equities (Stocks) Not Applicable FTSE NAREIT All Residential Capped Index
The iShares Residential Real Estate ETF seeks investment results that correspond generally to the price and yield performance before fees and expenses of the FTSE NAREIT All Residential Capped Index.
iShares Mortgage Real Estate Capped ETF REM Blackrock (iShares) 46435G342 US46435G3424 1 May 2007 0.48 % Equities (Stocks) Not Applicable FTSE NAREIT All Mortgage Capped Index
The iShares FTSE NAREIT Mortgage Plus Capped Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the FTSE NAREIT All Mortgage Capped Index.
VanEck Vectors Global Alternative Energy ETF GEX Van Eck Associates Corporation 92189F502 US92189F5026 3 May 2007 0.62 % Equities (Stocks) Not Applicable Ardour Global Index
The Global Alternative Energy ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Ardour Global IndexSM (Extra Liquid).
First Trust Consumer Discretionary AlphaDEX Fund FXD First Trust 33734X101 US33734X1019 8 May 2007 0.63 % Equities (Stocks) Not Applicable StrataQuant Consumer Discretionary Index
The First Trust Consumer Discretionary AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Consumer Discretionary Index.
First Trust Consumer Staples AlphaDEX Fund FXG First Trust 33734X119 US33734X1191 8 May 2007 0.62 % Equities (Stocks) Not Applicable StrataQuant Consumer Staples Index
The First Trust Consumer Staples AlphaDEX Fund is an exchange-traded Fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Consumer Staples Index.
First Trust Energy AlphaDEX Fund FXN First Trust 33734X127 US33734X1274 8 May 2007 0.63 % Equities (Stocks) Not Applicable StrataQuant Energy Index
The First Trust Energy AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Energy Index
First Trust Natural Gas ETF FCG First Trust 33733E807 US33733E8075 8 May 2007 0.60 % Equities (Stocks) Not Applicable ISE- REVERE Natural Gas Index
The First Trust Natural Gas ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before fees and expenses, of an equity index called the ISE-Revere Natural Gas Index. The ISE-Revere Natural Gas Index is comprised of exchange-listed companies that derive a substantial portion of their revenues from the exploration and production of natural gas.
First Trust Financial AlphaDEX Fund FXO First Trust 33734X135 US33734X1357 8 May 2007 0.63 % Equities (Stocks) Not Applicable StrataQuant Financials Index
The First Trust Financials AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Financials Index.
First Trust S&P REIT Index Fund FRI First Trust 33734G108 US33734G1085 8 May 2007 0.49 % Equities (Stocks) Not Applicable S&P US REIT Index
The First Trust S&P REIT Index Fund is an exchange-traded fund. This exchange-traded fund seeks investment results that correspond generally to the price and yield (before the funds fees and expenses) of an equity index called the S&P United States REIT Index.
First Trust Health Care AlphaDEX Fund FXH First Trust 33734X143 US33734X1431 8 May 2007 0.62 % Equities (Stocks) Not Applicable StrataQuant Healthcare Index
The First Trust Health Care AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Health Care Index.
First Trust Industrials/Producer Durables AlphaDEX Fund FXR First Trust 33734X150 US33734X1506 8 May 2007 0.63 % Equities (Stocks) Not Applicable StrataQuant Industrials Index
The First Trust Industrials/Producer Durables AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Industrials Index.
First Trust Materials AlphaDEX Fund FXZ First Trust 33734X168 US33734X1688 8 May 2007 0.65 % Equities (Stocks) Not Applicable StrataQuant Materials Index
The First Trust Materials AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Materials Index.
First Trust Chindia ETF FNI First Trust 33733A102 US33733A1025 8 May 2007 0.60 % Equities (Stocks) Not Applicable ISE Chindia Index
The First Trust Chindia ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the ISE Chindia Index.
First Trust Water ETF FIW First Trust 33733B100 US33733B1008 8 May 2007 0.57 % Equities (Stocks) Not Applicable ISE Water Index
The First Trust Water ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the ISE Water Index.
First Trust MultiCap Growth AlphaDEX Fund FAD First Trust 33733F101 US33733F1012 8 May 2007 0.70 % Equities (Stocks) Not Applicable NASDAQ AlphaDEX Multi Cap Growth Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Multi Cap Growth Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Multi Cap Growth Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks that meet certain criteria from the three indices NASDAQ US 500 Large Cap Index, NASDAQ US 600 Mid Cap Index and NASDAQ US 700 Small Cap Index. Nasdaq constructs the NASDAQ AlphaDEX Multi Cap Growth Index by ranking the eligible stocks within each index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 187 stocks from the NASDAQ US 500 Large Cap Growth Index, 225 stocks from the NASDAQ US 600 Mid Cap Growth Index and 262 stocks from the NASDAQ US 700 Small Cap Growth Index based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings within their size class and the top ranked quintiles receive a higher weight within the index. The NASDAQ AlphaDEX Multi Cap Growth Index is comprised of the selected stocks in the following weights: the stocks selected from the NASDAQ US 500 Large Cap Growth Index comprise 50%, the stocks selected from the NASDAQ US 600 Mid Cap Growth Index comprise 30%, and the stocks selected from the NASDAQ US 700 Small Cap Growth Index comprise 20%. The index is reconstituted and rebalanced quarterly.
First Trust Multi Cap Value AlphaDEX Fund FAB First Trust 33733C108 US33733C1080 8 May 2007 0.66 % Equities (Stocks) Not Applicable NASDAQ AlphaDEX Multi Cap Value Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Multi Cap Value Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Multi Cap Value Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks that meet certain criteria from the three indices NASDAQ US 500 Large Cap Index, NASDAQ US 600 Mid Cap Index and NASDAQ US 700 Small Cap Index. Nasdaq constructs the NASDAQ AlphaDEX Multi Cap Value Index by ranking the eligible stocks within each index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 187 stocks from the NASDAQ US 500 Large Cap Value Index, 225 stocks from the NASDAQ US 600 Mid Cap Value Index and 262 stocks from the NASDAQ US 700 Small Cap Value Index based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings within their size class and the top ranked quintiles receive a higher weight within the index. The NASDAQ AlphaDEX Multi Cap Value Index is comprised of the selected stocks in the following weights: the stocks selected from the NASDAQ US 500 Large Cap Value Index comprise 50%, the stocks selected from the NASDAQ US 600 Mid Cap Value Index comprise 30%, and the stocks selected from the NASDAQ US 700 Small Cap Value Index comprise 20%. The index is reconstituted and rebalanced quarterly.
First Trust Small Cap Core AlphaDEX Fund FYX First Trust 33734Y109 US33734Y1091 8 May 2007 0.63 % Equities (Stocks) Not Applicable NASDAQ AlphaDEX Small Cap Core Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Small Cap Core Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Small Cap Core Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 700 Small Cap Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Small Cap Core Index by ranking the eligible stocks from the NASDAQ US 700 Small Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 525 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
First Trust Mid Cap Core AlphaDEX Fund FNX First Trust 33735B108 US33735B1089 8 May 2007 0.63 % Equities (Stocks) Not Applicable NASDAQ AlphaDEX Mid Cap Core Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Mid Cap Core Index (the New Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Mid Cap Core Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 600 Mid Cap Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Mid Cap Core Index by ranking the eligible stocks from the NASDAQ US 600 Mid Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 450 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
First Trust Large Cap Growth AlphaDEX Fund FTC First Trust 33735K108 US33735K1088 8 May 2007 0.62 % Equities (Stocks) Not Applicable NASDAQ AlphaDEX Large Cap Growth Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Large Cap Growth Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Large Cap Growth Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 500 Large Cap Growth Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Large Cap Growth Index by ranking the eligible stocks from the NASDAQ US 500 Large Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 187 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
First Trust Large Cap Value AlphaDEX Fund FTA First Trust 33735J101 US33735J1016 8 May 2007 0.62 % Equities (Stocks) Not Applicable NASDAQ AlphaDEX Large Cap Value Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Large Cap Value Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Large Cap Value Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 500 Large Cap Value Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Large Cap Value Index by ranking the eligible stocks from the NASDAQ US 500 Large Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 187 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
First Trust Large Cap Core AlphaDEX Fund FEX First Trust 33734K109 US33734K1097 8 May 2007 0.61 % Equities (Stocks) Not Applicable NASDAQ AlphaDEX Large Cap Core Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Large Cap Core Index(the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology.
First Trust Technology AlphaDEX Fund FXL First Trust 33734X176 US33734X1761 8 May 2007 0.63 % Equities (Stocks) Not Applicable StrataQuant Technology Index
The First Trust Technology AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Technology Index.
First Trust Utilities AlphaDEX Fund FXU First Trust 33734X184 US33734X1845 8 May 2007 0.62 % Equities (Stocks) Not Applicable StrataQuant Utilities Index
The First Trust Utilities AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Utilities Index.
Invesco S&P Global Water Index ETF CGW Invesco 73936Q546 US73936Q5466 14 May 2007 0.61 % Equities (Stocks) Not Applicable S&P Global Water Index
The Invesco S&P Global Water Index ETF (Fund) is based on the S&P Global Water Index (Index). The Fund will invest at least 90% of its total assets in stock and American depositary receipts (ADRs) that comprise the Index. The Index is comprised of developed market securities including water utilities, infrastructure, equipment, instruments and materials. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced semiannually.
SPDR Bloomberg Barclays 1-3 Month T-Bill ETF BIL State Street (SPDR) 78468R663 US78468R6633 25 May 2007 0.14 % Bonds Not Applicable Bloomberg Barclays 1-3 Month U.S. Treasury Bill Index
The SPDR Bloomberg Barclays 1-3 Month T-Bill ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays 1-3 Month U.S. Treasury Bill Index (the "Index"). Seeks to provide exposure to zero coupon U.S. Treasury securities that have a remaining maturity of 1-3 months. Short duration fixed income is less exposed to fluctuations in interest rates than longer duration securities.
SPDR Bloomberg Barclays Intermediate Term Treasury ETF ITE State Street (SPDR) 78464A672 US78464A6727 23 May 2007 0.10 % Bonds Not Applicable Bloomberg Barclays 3-10 Year U.S. Treasury Index
The SPDR Bloomberg Barclays Intermediate Term Treasury ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays 3-10 Year U.S.Treasury Index (the "Index"). The Bloomberg Barclays Intermediate U.S. Treasury Index (the "Index) is designed to measure the performance of public obligations of the U.S. Treasury that have a remaining maturity of greater than or equal to 1 year and less than 10 years. The Index includes all publicly issued, U.S. Treasury securities that have a remaining maturity of greater than or equal to 1 year and less than 10 years, are rated 17 investment grade, and have $300 million or more of outstanding face value. In addition, the securities must be denominated in U.S. dollars and must be fixed rate and non-convertible. Excluded from the Index are certain special issues, such as flower bonds, targeted investor notes, state and local government series bonds, inflation protected public obligations of the U.S. Treasury, commonly known as "TIPS," and coupon issues that have been stripped from bonds included in the Index. The Index is market capitalization weighted.
SPDR Portfolio Long Term Treasury ETF SPTL State Street (SPDR) 78464A664 US78464A6644 23 May 2007 0.06 % Bonds Not Applicable Barclays Capital Long U.S. Treasury Index
The SPDR Portfolio Long Term Treasury ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays Long U.S. Treasury Index (the "Index"). The Bloomberg Barclays Long U.S. Treasury Index includes all publicly issued, U.S. Treasury securities that have a remaining maturity of 10 or more years, are rated investment grade, and have $250 million or more of outstanding face value. In addition, the securities must be denominated in U.S. dollars and must be fixed rate and non convertible. Excluded from the Long U.S. Treasury Index are certain special issues, such as flower bonds, TINs, state and local government series bonds, TIPS, and coupon issues that have been stripped from bonds included in the index. The Long U.S. Treasury Index is market capitalization weighted and the securities in the index are updated on the last business day of each month.
SPDR Portfolio Aggregate Bond ETF SPAB State Street (SPDR) 78464A649 US78464A6495 23 May 2007 0.04 % Bonds Not Applicable Barclays Capital U.S. Aggregate Bond Index
The SPDR Portfolio Aggregate Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays U.S. Aggregate Index (the "Index"). The Bloomberg Barclays U.S. Aggregate Index provides a measure of the performance of the U.S. dollar denominated investment grade bond market, which includes investment grade (must be Baa3/BBB- or higher using the middle rating of Moodys Investor Service, Inc., Standard & Poors, and Fitch Inc.) government bonds, investment grade corporate bonds, mortgage pass through securities, commercial mortgage backed securities and asset backed securities that are publicly for sale in the United States. The securities in the U.S. Aggregate Index must have at least 1 year remaining to maturity and must have $250 million or more of outstanding face value. Asset backed securities must have a minimum deal size of $500 million and a minimum tranche size of $25 million. For commercial mortgage backed securities, the original aggregate transaction must have a minimum deal size of $500 million, and a minimum tranche size of $25 million; the aggregate outstanding transaction sizes must be at least $300 million to remain in the index. In addition, the securities must be U.S. dollar denominated, fixed rate, non convertible, and taxable. Certain types of securities, such as flower bonds, TINs, and state and local government series bonds are excluded from the U.S. Aggregate Index. Also excluded from the U.S. Aggregate Index are structured notes with embedded swaps or other special features, private placements, floating rate securities and Eurobonds. The U.S. Aggregate Index is market capitalization weighted and the securities in the Index are updated on the last business day of each month.
SPDR Bloomberg Barclays TIPS ETF IPE State Street (SPDR) 78464A656 US78464A6560 23 May 2007 0.15 % Bonds Not Applicable Bloomberg Barclays U.S. Government Inflation-linked Bond Index
The SPDR Bloomberg Barclays TIPS ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays U.S. Government Inflation-linked Bond Index (the "Index"). Seeks to provide exposure to U.S. Treasury inflation protected securities (TIPS). TIPS are securities issued by the U.S. Treasury that are designed to provide inflation protection to investors.
WisdomTree Global ex-US Real Estate Fund DRW Wisdom Tree 97717W331 US97717W3319 5 Jun 2007 0.58 % Equities (Stocks) Not Applicable WisdomTree International Real Estate Index
WisdomTree International Real Estate Fund seeks investment results that correspond to the price and yield performance before fees and expenses of the WisdomTree International Real Estate Index.
iShares International Select Dividend ETF IDV Blackrock (iShares) 464288448 US4642884484 11 Jun 2007 0.50 % Equities (Stocks) Not Applicable Dow Jones EPAC Select Dividend Index
The iShares Dow Jones International Select Dividend Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones EPAC Select Dividend Index.
Invesco Global Clean Energy ETF PBD Invesco 73936T615 US73936T6156 13 Jun 2007 0.75 % Equities (Stocks) Not Applicable WilderHill New Energy Global Innovation Index
The Invesco Global Clean Energy ETF (Fund) is based on the WilderHill New Energy Global Innovation Index (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index and American Depository Receipts (ADRs) based on the securities in the Index. The Index seeks to deliver capital appreciation and is composed of companies that focus on greener and generally renewable sources of energy and technologies facilitating cleaner energy. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco S&P International Developed Quality ETF IDHQ Invesco 73936T805 US73936T8053 13 Jun 2007 0.29 % Equities (Stocks) Not Applicable S&P Quality Developed ex-U.S. LargeMidCap Index
The Invesco S&P International Developed Quality ETF (Fund) is based on the S&P Quality Developed ex-U.S. LargeMidCap Index (Index). The Fund generally will invest at least 90% of its total assets in common stocks that comprise the Index. The Index tracks the performance of stocks in the S&P Developed ex-U.S. LargeMidCap Index that have the highest quality score, which is calculated based on three fundamental measures, return on equity, accruals ratio and financial leverage ratio. The Fund and the Index are rebalanced and reconstituted semi-annually on the third Friday of June and December.
Invesco Global Water ETF PIO Invesco 73936T623 US73936T6230 13 Jun 2007 0.76 % Equities (Stocks) Not Applicable Nasdaq OMX US Global Water Index
The Invesco Global Water ETF (Fund) is based on the NASDAQ OMX Global Water Index. The Fund generally will invest at least 90% of its total assets in companies listed on a global exchange that create products designed to conserve and purify water for homes, businesses and industries. The Fund and the Index are rebalanced quarterly and reconstituted annually in April.
Invesco S&P Global Dividend Opportunities Index ETF LVL Invesco 73936Q660 US73936Q6605 25 Jun 2007 0.64 % Equities (Stocks) Not Applicable S&P Global Dividend Opportunities Index
The Invesco S&P Global Dividend Opportunities Index ETF (Fund) is based on the S&P Global Dividend Opportunities Index (Index). The Fund will invest at least 90% of its total assets in common stocks, American depositary receipts (ADRs) and depositary receipts that comprise the Index. The Index is composed of securities that offer high dividend yields chosen from a universe consisting of the stocks listed in on the exchanges of those countries included in the S&P Global Broad Market Index. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced semiannually.
Invesco FTSE RAFI Developed Markets ex-U.S. ETF PXF Invesco 73936T789 US73936T7899 25 Jun 2007 0.45 % Equities (Stocks) Not Applicable FTSE RAFI Developed Markets ex-U.S. Index
The Invesco FTSE RAFI Developed Markets ex-U.S. ETF (Fund) is based on the FTSE RAFI Developed ex U.S. 1000 Index (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index and American Depository Receipts (ADRs) based on the securities in the Index. The Index is designed to track the performance of the largest developed market equities (excluding the US), selected based on the following four fundamental measures of firm size: book value, cash flow, sales and dividends. The equities with the highest fundamental strength are weighted according to their fundamental scores. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are reconstituted annually.
Invesco FTSE RAFI Asia Pacific ex-Japan ETF PAF Invesco 73936T854 US73936T8541 25 Jun 2007 0.49 % Equities (Stocks) Not Applicable FTSE RAFI Developed Asia Pacific ex Japan Index
The Invesco FTSE RAFI Asia Pacific ex-Japan ETF is based on the FTSE RAFI Developed Asia Pacific ex-Japan Index. The Fund will normally invest at least 90% of its total assets in securities that comprise the Index and American depositary receipts based on the securities in the Index. The Index is designed to track the performance of the Asia Pacific companies (excluding Japan) with the largest fundamental value, selected from the constituents of the FTSE Developed All Cap Index as determined by FTSE International Ltd. The equities are selected and weighted based on the following four fundamental measures of firm size: book value, cash flow, sales and dividends. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are reconstituted annually.
Invesco Canadian Energy Income ETF ENY Invesco 73936Q645 US73936Q6456 3 Jul 2007 0.66 % Equities (Stocks) Not Applicable S&P/TSX High Income Energy Index
The Invesco Canadian Energy Income ETF (Fund) is based on the S&P/TSX High Income Energy Index (Index). The Fund will invest at least 80% of its total assets in securities that comprise the Index. The Index is composed of "high yielding" Canadian securities (with dividend yields generally higher than 1.5-2%) in the energy sector that meet size and liquidity requirements. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced quarterly.
Invesco Zacks International Multi-Asset Income ETF HGI Invesco 73936Q595 US73936Q5953 11 Jul 2007 0.85 % Equities (Stocks) Not Applicable Zacks International Multi-Asset Income Index
The Invesco Zacks International Multi-Asset Income ETF (Fund) is based on the Zacks International Multi-Asset Income Index (Index). The Fund will invest at least 90% of its total assets in stocks that comprise the Index. The Index is comprised of international companies, global real estate investment trusts, master limited partnerships, Canadian royalty trusts, American depositary receipts (ADRs) of emerging market companies and US listed closed-end funds that invest in international companies and at all times is at least 40% non-US securities. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced semiannually
WisdomTree Emerging Markets High Dividend Fund DEM Wisdom Tree 97717W315 US97717W3152 13 Jul 2007 0.63 % Equities (Stocks) Not Applicable WisdomTree Emerging Markets High Dividend Index
The WisdomTree Emerging Markets High Dividend Index is a fundamentally weighted index that measures the performance of the highest dividend yielding stocks selected from the WisdomTree Emerging Markets Dividend Index. At the index measurement date, companies within the WisdomTree Emerging Markets Dividend Index are ranked by dividend yield. Securities ranking in the highest 30% by dividend yield are selected for inclusion. Companies are weighted in the Index based on annual cash dividends paid.
Vanguard FTSE Developed Markets ETF VEA Vanguard 921943858 US9219438580 20 Jul 2007 0.07 % Equities (Stocks) Not Applicable FTSE Developed All Cap ex US Index
Vanguard FTSE Developed Markets ETF seeks to track the performance of a benchmark index that measures the investment return of stocks issued by companies located in Canada and the major markets of Europe and the Pacific region. The FTSE Developed All Cap ex US Index is a market-capitalization-weighted index that is made up of approximately 3,700 common stocks of large-, mid-, and small-cap companies located in Canada and the major markets of Europe and the Pacific region. The top countries represented include Japan, United Kingdom, Canada, France, Germany, Switzerland, and Australia.
iShares International Developed Property ETF WPS Blackrock (iShares) 464288422 US4642884229 30 Jul 2007 0.48 % Equities (Stocks) Not Applicable S&P Developed ex-US Property Index
The iShares S&P Developed ex-U.S. Property Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Developed ex US Property Index.
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN GSC Goldman Sachs 38144L852 US38144L8524 31 Jul 2007 1.25 % Commodities & Metals Not Applicable S&P GSCI Enhanced Commodity Total Return Strategy Index
The Claymore CEF Index-Linked GS Connect ETN provides a way forinvestors to gain broad-based exposure to a portfolio of CEFs that meet a predefined set of criteria. The screening process by which CEFs are selected for inclusion in the Index is used to identify desirable CEFs within the universe of eligible CEFs. These measures include, but are not limited to, tests for the CEFs longevity, liquidity, distributions and market price
ELEMENTS SPECTRUM ETN EEH ELEMENTS 870297504 US8702975041 1 Aug 2007 0.75 % Equities (Stocks) Not Applicable SPECTRUM Large Cap U.S. Sector Momentum Index
The Index applies the methodology of momentum investing to the ten component sub-Indices of the S&P 500 Index (the Sub-indices and each a Sub-index ). Each of the component stocks of the S&P 500 Index (the Index Components ) belongs to one of the ten Sub-indices. According to the index calculation methodology, the Index is rebalanced daily in two steps to account for the different performances of the Sub-indices relative to the S&P 500 Total Return Index (the SPTR )..
VanEck Vectors Uranium+Nuclear Energy ETF NLR Van Eck Associates Corporation 92189F601 US92189F6016 13 Aug 2007 0.61 % Equities (Stocks) Not Applicable Market Vectors Global Uranium and Nuclear Energy Index
The Nuclear Energy ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Global Uranium and Nuclear Energy Index.
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund FFR First Trust 33736N101 US33736N1019 27 Aug 2007 0.60 % Equities (Stocks) Not Applicable FTSE EPRA/NAREIT Developed Index
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the FTSE EPRA/NAREIT Developed Index.
First Trust Stoxx European Select Dividend Index Fund FDD First Trust 33735T109 US33735T1097 27 Aug 2007 0.60 % Equities (Stocks) Not Applicable STOXX Europe Select Dividend 30 Index
First Trust STOXX European Select Dividend Index Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before fees and expenses, of an equity index called the STOXX Europe Select Dividend 30 Index. The Index is a dividend weighted index of 30 stocks selected from the STOXX Europe 600 Index which includes high-dividend yielding companies across 18 European countries.
VanEck Vectors Agribusiness ETF MOO Van Eck Associates Corporation 92189F700 US92189F7006 31 Aug 2007 0.53 % Equities (Stocks) Not Applicable Market Vectors Global Agribusiness Index
The Agribusiness ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the DAXglobal Agribusiness Index.
iShares National Muni Bond ETF MUB Blackrock (iShares) 464288414 US4642884146 7 Sep 2007 0.07 % Bonds Not Applicable S&P National AMT-Free Municipal Bond Index
The iShares S&P National AMT-Free Municipal Bond Fund seeks results that correspond generally to the price and yield performance before fees and expenses of the municipal bond sector of the United States as defined by the S&P National AMT-Free Municipal Bond Index.
SPDR Nuveen Barclays Municipal Bond ETF TFI State Street (SPDR) 78468R721 US78468R7219 11 Sep 2007 0.23 % Bonds Not Applicable Barclays Capital Municipal Managed Money Index
The SPDR Nuveen Barclays Capital Municipal Bond ETF seeks to provide investment results that before fees and expenses correspond generally to the price and yield performance of the Barclays Capital Municipal Managed Money Index (ticker: LMMITR).
Invesco FTSE RAFI Developed Markets ex-U.S. Small-Mid ETF PDN Invesco 73936T771 US73936T7717 27 Sep 2007 0.49 % Equities (Stocks) Not Applicable FTSE RAFI Developed Markets ex-U.S. Mid-Small 1500 Index
The Invesco FTSE RAFI Developed Markets ex-U.S. Small-Mid ETF (Fund) is based on the FTSE RAFI Developed ex U.S. Mid-Small 1500 Index (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index and American Depository Receipts (ADRs) based on the securities in the Index. The Index is designed to track the performance of small and mid-capitalization equities of companies in developed international markets (excluding the US), selected based on the following four fundamental measures of firm size: book value, cash flow, sales and dividends. The equities are based on their fundamental strength and are weighted according to their fundamental scores. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are reconstituted annually.
Invesco FTSE RAFI Emerging Markets ETF PXH Invesco 73936T763 US73936T7634 27 Sep 2007 0.50 % Equities (Stocks) Not Applicable FTSE RAFI Emerging Markets Index
The Invesco FTSE RAFI Emerging Markets ETF (Fund) is based on the FTSE RAFI Emerging Markets Index (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index and American Depository Receipts (ADRs) based on the securities in the Index. The Index is designed to track the performance of the largest emerging market equities, selected based on the following four fundamental measures of firm size: book value, cash flow, sales and dividends. The equities with the highest fundamental strength are weighted according to their fundamental scores. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are reconstituted annually.
SPDR Bloomberg Barclays International Treasury Bond ETF BWX State Street (SPDR) 78464A516 US78464A5166 2 Oct 2007 0.50 % Bonds Not Applicable Bloomberg Barclays Global Treasury ex-US Capped Index
The SPDR Bloomberg Barclays International Treasury Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays Global Treasury ex-US Capped Index (the "Index"). Seeks to provide exposure to fixed-rate local currency sovereign debt of investment grade countries outside the United States. Index includes government bonds issued by investment grade countries outside the United States, in local currencies, that have a remaining maturity of one year or more and are rated investment grade.
iShares California Muni Bond ETF CMF Blackrock (iShares) 464288356 US4642883569 4 Oct 2007 0.25 % Bonds Not Applicable S&P California AMT-Free Municipal Bond Index
The iShares S&P California AMT-Free Municipal Bond Fund seeks results that correspond generally to the price and yield performance before fees and expenses of the California municipal bond sector of the U.S. municipal bond market as defined by the S&P California AMT-Free Municipal Bond Index.
iShares New York Muni Bond ETF NYF Blackrock (iShares) 464288323 US4642883239 4 Oct 2007 0.25 % Bonds Not Applicable S&P New York AMT-Free Municipal Bond Index
The iShares S&P New York AMT-Free Municipal Bond Fund seeks results that correspond generally to the price and yield performance before fees and expenses of the New York municipal bond sector of the U.S. municipal bond market as defined by the S&P New York AMT-Free Municipal Bond Index.
SPDR Nuveen Barclays Short Term Municipal Bond ETF SHM State Street (SPDR) 78468R739 US78468R7391 10 Oct 2007 0.20 % Bonds Not Applicable Barclays Capital Managed Money Municipal Short Term Index
The SPDR Nuveen Barclays Capital Short Term Municipal Bond ETF seeks to provide investment results that before fees and expenses correspond generally to the price and yield performance of the Barclays Capital Managed Money Municipal Short Term Index (ticker: LMM1TR).
Invesco 1-30 Laddered Treasury ETF PLW Invesco 73936T524 US73936T5240 11 Oct 2007 0.25 % Bonds Not Applicable Ryan/Mergent 1-30 Year Treasury Laddered Index
The Invesco 1-30 Laddered Treasury ETF (Fund) is based on the Ryan/NASDAQ U.S. 1-30 Year Treasury Laddered Index (Index). The Fund will normally invest at least 80% of its total assets in securities that comprise the Index. The Index measures the potential returns of the U.S. Treasury yield curve based on approximately 30 equally weighted U.S. Treasury issues with fixed coupons, scheduled to mature in a proportional, annual sequential ("laddered") structure. The Fund does not participate in Treasury Bills, Treasury Inflation Protected Securities (TIPS), or zero-coupon securities (STRIPS). The Fund and the Index are rebalanced and reconstituted annually in February.
Invesco California AMT-Free Municipal Bond ETF PWZ Invesco 73936T441 US73936T4417 11 Oct 2007 0.28 % Bonds Not Applicable ICE BofA Merrill Lynch California Long-Term Core Plus Municipal Securities Index
The Invesco California AMT-Free Municipal Bond ETF (Fund) is based on the ICE BofAML California Long-Term Core Plus Municipal Securities Index (Index). The Fund generally will invest at least 80% of its total assets in municipal securities that comprise the Index and that also are exempt from the federal alternative minimum tax. The Index is composed of US dollar-denominated, investment grade, tax-exempt debt publicly issued by California or any US territory, or their political subdivisions, in the US domestic market with a term of at least 15 years remaining to final maturity. The Index is adjusted monthly and its constituents are capitalization-weighted based on their current amount outstanding. The Fund and the Index are rebalanced and reconstituted monthly.
Invesco New York AMT-Free Municipal Bond ETF PZT Invesco 73936T458 US73936T4581 11 Oct 2007 0.28 % Bonds Not Applicable ICE BofA Merrill Lynch New York Long-Term Core Plus Municipal Securities Index
The Invesco New York AMT-Free Municipal Bond ETF (Fund) is based on The ICE BofAML New York Long-Term Core Plus Municipal Securities Index (Index). The Fund generally will invest at least 80% of its total assets in municipal securities that comprise the Index and that also are exempt from the federal alternative minimum tax. The Index is composed of US dollar-denominated, investment grade, tax-exempt debt publicly issued by New York or any US territory, or their political subdivisions, in the US domestic market with a term of at least 15 years remaining to final maturity. The Index is adjusted monthly and its constituents are capitalization-weighted based on their current amount outstanding. The Fund and the Index are rebalanced and reconstituted monthly.
Invesco National AMT-Free Municipal Bond ETF PZA Invesco 73936T474 US73936T4748 11 Oct 2007 0.28 % Bonds Not Applicable ICE BofA Merrill Lynch National Long-Term Core Plus Municipal Securities Index
The Invesco National AMT-Free Municipal Bond ETF (Fund) is based on The ICE BofAML National Long-Term Core Plus Municipal Securities Index (Index). The Fund generally will invest at least 80% of its total assets in municipal securities that comprise the Index and that also are exempt from the federal alternative minimum tax. The Index is composed of US dollar-denominated, investment grade, tax-exempt debt publicly issued by US. states and territories, or their political subdivisions, in the US domestic market with a term of at least 15 years remaining to final maturity. The Index is adjusted monthly and its constituents are capitalization-weighted based on their current amount outstanding. The Fund and the Index are rebalanced and reconstituted monthly.
Invesco Emerging Markets Sovereign Debt ETF PCY Invesco 73936T573 US73936T5737 11 Oct 2007 0.50 % Bonds Not Applicable DB Emerging Market USD Liquid Balanced Index
The Invesco Emerging Markets Sovereign Debt ETF is based on the DBIQ Emerging Market USD Liquid Balanced Index. The Fund will normally invest at least 80% of its total assets in securities that comprise the Index. The Index tracks the potential returns of a theoretical portfolio of liquid emerging markets US dollar-denominated government bonds issued by more than 20 emerging-market countries. The countries in the Index are selected annually pursuant to a proprietary index methodology. The Fund and the Index are rebalanced and reconstituted quarterly.
Claymore CEF GS Connect ETN GCE Goldman Sachs 362273104 US3622731046 10 Dec 2007 0.95 % Other Asset Types Hedge Fund Replication Claymore CEF Index
The Claymore CEF Index-Linked GS Connect ETN provides a way for investors to gain broad-based exposure to a portfolio of CEFs that meet a predefined set of criteria. The screening process by which CEFs are selected for inclusion in the Index is used to identify desirable CEFs within the universe of eligible CEFs. These measures include, but are not limited to, tests for the CEFs longevity, liquidity, distributions and market price.
ELEMENTS Linked to the Rogers International Commodity Index - Agri Tot Return RJA ELEMENTS 870297603 US8702976031 17 Oct 2007 0.75 % Commodities & Metals Not Applicable Rogers International Commodity Index Agriculture Total Return
The Index represents the value of a basket of 20 agricultural commodity futures contracts and is a sub-index of the Rogers International Commodity Index
ELEMENTS Linked to the Rogers International Commodity Index - Total Return RJI ELEMENTS 870297801 US8702978011 17 Oct 2007 0.75 % Commodities & Metals Not Applicable Rogers International Commodity Index Total Return
The Index represents the value of a basket of 36 commodity futures contracts. The Index is a composite, United States dollar based, total return index, launched by James B. Rogers on July 31, 1998. The Index represents the value of a basket of futures contracts on commodities consumed in the global economy, ranging from agricultural to energy and metals products.
ELEMENTS Linked to the Rogers International Commodity Index - Energy To Return RJN ELEMENTS 870297306 US8702973061 17 Oct 2007 0.75 % Commodities & Metals Not Applicable Rogers International Commodity Index Energy Total Return
The Index represents the value of a basket of 6 energy commodity futures contracts and is a sub-index of the Rogers International Commodity Index
ELEMENTS Linked to the Rogers International Commodity Index - Metals Tot Return RJZ ELEMENTS 870297405 US8702974051 17 Oct 2007 0.75 % Commodities & Metals Not Applicable Rogers International Commodity Index Metals Total Return
The Index represents the value of a basket of 10 metals commodity futures contracts and is a sub-index of the Rogers International Commodity Index
ELEMENTS Linked to the Morningstar Wide Moat Focus Total Return Index WMW ELEMENTS 25153Q708 US25153Q7088 17 Oct 2007 0.75 % Equities (Stocks) Not Applicable Morningstar Wide Moat Focus Total Return Index
The Index is derived from the universe of companies that Morningstar determines have wide moats. A wide-moat company is one that has a maintainable return on invested capital exceeding cost of capital and a sustainable competitive advantage. The Index is comprised of the common stocks of the twenty eligible companies within the Morningstar Wide Moat universe that have the highest ratio of fair value to stock price. The Index is a subset of the Morningstar US Market Index, a market index representing approximately 97% of U.S. equity market capitalization.
ProShares Short MSCI EAFE EFZ ProShares 74347R370 US74347R3701 23 Oct 2007 0.95 % Equities (Stocks) Not Applicable MSCI EAFE Index
Short MSCI EAFE ProShares seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the MSCI EAFE Index.
ProShares UltraShort MSCI EAFE EFU ProShares 74348A475 US74348A4756 23 Oct 2007 0.95 % Equities (Stocks) Not Applicable MSCI EAFE Index
ProShares UltraShort MSCI EAFE seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the MSCI EAFE Index.
ProShares UltraShort MSCI Emerging Markets EEV ProShares 74347B284 US74347B2842 30 Oct 2007 0.95 % Equities (Stocks) Not Applicable MSCI Emerging Markets Index
ProShares UltraShort MSCI Emerging Markets seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the MSCI Emerging Markets Index.
ProShares Short MSCI Emerging Markets EUM ProShares 74347R396 US74347R3966 30 Oct 2007 0.95 % Equities (Stocks) Not Applicable MSCI Emerging Markets Index
ProShares Short MSCI Emerging Markets seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the MSCI Emerging Markets Index.
WisdomTree Emerging Markets SmallCap Dividend Fund DGS Wisdom Tree 97717W281 US97717W2816 30 Oct 2007 0.63 % Equities (Stocks) Not Applicable WisdomTree Emerging Markets SmallCap Dividend Index
WisdomTree Emerging Markets SmallCap Dividend Fund seeks investment results that correspond to the price and yield performance before fees and expenses of the WisdomTree Emerging Markets SmallCap Dividend Index.
ProShares UltraShort MSCI Japan EWV ProShares 74348A459 US74348A4590 6 Nov 2007 0.95 % Equities (Stocks) Not Applicable MSCI Japan Index
ProShares UltraShort MSCI Japan seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the MSCI Japan Index.
ProShares UltraShort FTSE China 50 FXP ProShares 74347B227 US74347B2271 6 Nov 2007 0.95 % Equities (Stocks) Not Applicable FTSE China 50 Index
ProShares UltraShort FTSE/Xinhua China 50 seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the FTSE/Xinhua China 50 Index.
ELEMENTS - Dogs of the Dow Linked to the DJ High Yield Select TR Index DOD ELEMENTS 25153Q658 US25153Q6585 7 Nov 2007 0.75 % Equities (Stocks) Not Applicable Dow Jones High Yield Select 10 Total Return Index
The Index is a market index constructed as a subset of the Dow Jones Industrial Average. Each December, the thirty stocks in the Dow Jones Industrial Average are ranked by indicated annual dividend yield. The ten stocks with the highest indicated annual dividend yield are then selected as Index components.
Invesco MSCI Global Timber ETF CUT Invesco 73936Q587 US73936Q5870 9 Nov 2007 0.55 % Equities (Stocks) Not Applicable MSCI ACWI IMI Timber Select Capped Index
The Invesco MSCI Global Timber ETF (Fund) is based on the MSCI ACWI IMI Timber Select Capped Index (Index). The Fund will invest at least 90% of its total assets in stock, American depositary receipts (ADRs), global depositary receipts (GDRs) and depositary receipts that comprise the Index. The Index measures the performance of securities engaged in the ownership and management of forests, timberlands and production of products using timber as raw materials. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced quarterly.
iShares Europe Developed Real Estate ETF IFEU Blackrock (iShares) 464288471 US4642884716 12 Nov 2007 0.48 % Equities (Stocks) Not Applicable FTSE EPRA/NAREIT Developed Europe Index
The iShares FTSE EPRA/NAREIT Developed Europe Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the FTSE EPRA/NAREIT Developed Europe Index.
iShares International Developed Real Estate ETF IFGL Blackrock (iShares) 464288489 US4642884898 12 Nov 2007 0.48 % Equities (Stocks) Not Applicable FTSE EPRA/NAREIT Developed Real Estate ex-U.S. Index
The iShares FTSE EPRA/NAREIT Developed Real Estate ex-U.S. Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the FTSE EPRA/NAREIT Developed Real Estate ex-U.S. Index.
iShares MSCI Europe Small-Cap ETF IEUS Blackrock (iShares) 464288497 US4642884971 12 Nov 2007 0.40 % Equities (Stocks) Not Applicable MSCI Europe Small Cap Index
The iShares MSCI Europe Small-Cap ETF seeks to track the investment results of an index composed of small-capitalization developed market equities in Europe. Exposure to small public companies in developed European markets.
iShares MSCI Chile ETF ECH Blackrock (iShares) 464286640 US4642866408 12 Nov 2007 0.62 % Equities (Stocks) Not Applicable MSCI Chile IMI 25/50 Index
The iShares MSCI Chile ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Chile IMI 25/50 Index. The iShares MSCI Chile ETF seeks to track the investment results of a broad-based index composed of Chilean equities.
iShares MSCI BRIC ETF BKF Blackrock (iShares) 464286657 US4642866572 12 Nov 2007 0.70 % Equities (Stocks) Not Applicable MSCI BRIC Index
The iShares MSCI BRIC Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI BRIC Index.
iShares Asia 50 ETF AIA Blackrock (iShares) 464288430 US4642884302 13 Nov 2007 0.50 % Equities (Stocks) Not Applicable S&P Asia 50 Index
The iShares S&P Asia 50 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Standard & Poors Asia 50 Index.
Invesco VRDO Tax-Free Weekly ETF PVI Invesco 73936T433 US73936T4334 15 Nov 2007 0.25 % Bonds Not Applicable Bloomberg US Municipal AMT-Free Weekly VRDO Index
The Invesco VRDO Tax-Free Weekly ETF (Fund) is based on the Bloomberg US Municipal AMT-Free Weekly VRDO Index (Index). The Fund generally will invest at least 80% of its total assets in variable rate demand obligation (VRDO) bonds that are exempt from federal income tax with interest rates that reset weekly, which comprise the Underlying Index. The Index is comprised of municipal securities issued in the primary market as VRDOs.
Invesco Fundamental High Yield Corporate Bond ETF PHB Invesco 73936T557 US73936T5570 15 Nov 2007 0.50 % Bonds Not Applicable RAFI Bonds US High Yield 1-10 Index
The Invesco Fundamental High Yield Corporate Bond ETF (Fund) is based on the RAFI Bonds US High Yield 1-10 Index (Index). The Fund will normally invest at least 80% of its total assets in high-yield corporate bonds that comprise the Index. The Index is comprised of US dollar-denominated bonds that are registered with the SEC or that are Rule 144A securities that provide for registration rights and whose issuers are public companies listed on a major US stock exchange. Only investible non-convertible, non-exchangeable, non-zero, fixed coupon high-yield corporate bonds qualify for inclusion in the Index. Based on the Fundamental Index methodology developed by Research Affiliates, LLC, the Index is compiled and calculated by ALM Research Solutions, LLC. The Fund and the Index are rebalanced monthly and reconstituted annually in March.
First Trust DJ Global Select Dividend Index Fund FGD First Trust 33734X200 US33734X2009 21 Nov 2007 0.58 % Equities (Stocks) Not Applicable Dow Jones Global Select Dividend Index
First Trust Dow Jones Global Select Dividend Index Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the Dow Jones Global Select Dividend Index.
SPDR Bloomberg Barclays High Yield Bond ETF JNK State Street (SPDR) 78464A417 US78464A4177 28 Nov 2007 0.40 % Bonds Not Applicable Bloomberg Barclays High Yield Very Liquid Index
The SPDR Bloomberg Barclays High Yield Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays High Yield Very Liquid Index (the "Index"). Seeks to provide a a diversified exposure to US dollar-denominated high yield corporate bonds with above-average liquidity. A more cost efficient way to implement a high yield exposure than via individual bonds.
VanEck Vectors Intermediate Municipal ETF ITM Van Eck Associates Corporation 92189F544 US92189F5448 4 Dec 2007 0.24 % Bonds Not Applicable Barclays Capital AMT-Free Intermediate Continuous Municipal Index
The VanEck Vectors Intermediate Municipal ETF (ITM) seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Barclays Capital AMT-Free Intermediate Continuous Municipal Index . The Index provides broad exposure to investment-grade municipal bonds with a nominal maturity of 6-17 years.
United States 12 Month Oil Fund LP USL United States Commodity Funds 91288V103 US91288V1035 6 Dec 2007 0.86 % Commodities & Metals Not Applicable Crude Oil - NYMEX traded light sweet crude oil next 12 months average futures contracts
The investment objective of USL is to have the changes in percentage terms of the units net asset value reflect the changes in percentage terms of the price of light sweet crude oil delivered to Cushing Oklahoma as measured by the changes in the average of the prices of 12 Futures Contracts on crude oil traded on the New York Mercantile Exchange (the Benchmark Futures Contracts) consisting of the near month contract to expire and the contracts for the following eleven months for a total of 12 consecutive months contracts except when the near month contract is within two weeks of expiration in which case it will be measured by the futures contracts that are the next month contract to expire and the contracts for the following eleven consecutive months less USLs expenses. When calculating the daily movement of the average price of the 12 contracts each contract month will be equally weighted.
Vanguard Extended Duration Treasury ETF EDV Vanguard 921910709 US9219107094 6 Dec 2007 0.07 % Bonds Not Applicable Barclays Capital U.S. Treasury STRIPS 20 30 Year Equal Par Bond Index
Seeks to track the performance of the Barclays Capital U.S. Treasury STRIPS 20 30 Year Equal Par Bond Index. Passively managed using index sampling. Diversified exposure to the long-term Treasury STRIPS market. Provides high current income with high credit quality.
iShares MSCI Kokusai ETF TOK Blackrock (iShares) 464288265 US4642882652 10 Dec 2007 0.25 % Equities (Stocks) Not Applicable MSCI Kokusai Index
The iShares MSCI Kokusai Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses as measured by the MSCI Kokusai Index.
iShares MSCI EAFE Small-Cap ETF SCZ Blackrock (iShares) 464288273 US4642882736 10 Dec 2007 0.40 % Equities (Stocks) Not Applicable MSCI EAFE Small Cap Index
The iShares MSCI EAFE Small Cap Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses as represented by the MSCI EAFE Small Cap Index.
iShares Global Infrastructure ETF IGF Blackrock (iShares) 464288372 US4642883726 10 Dec 2007 0.48 % Equities (Stocks) Not Applicable S&P Global Infrastructure Index
The iShares S&P Global Infrastructure Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Infrastructure Index.
iShares JP Morgan USD Emerging Markets Bond ETF EMB Blackrock (iShares) 464288281 US4642882819 17 Dec 2007 0.40 % Bonds Not Applicable J.P. Morgan EMBI Global Core Index
The iShares JPMorgan USD Emerging Markets Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the JPMorgan EMBI Global Core Index.
Vanguard Mega Cap ETF MGC Vanguard 921910873 US9219108738 17 Dec 2007 0.07 % Equities (Stocks) Not Applicable CRSP US Mega Cap Index
The Fund seeks to track the performance of a benchmark index that measures the investment return of large-capitalization stocks in the United States
Vanguard Mega Cap Growth ETF MGK Vanguard 921910816 US9219108167 17 Dec 2007 0.07 % Equities (Stocks) Not Applicable CRSP U.S. Mega Cap Growth Index
Seeks to track the performance of the CRSP U.S. Mega Cap Growth Index. Employs a passively managed full-replication approach. Provides a convenient way to get diversified exposure to the largest growth stocks in the U.S. market.
Vanguard Mega Cap Value ETF MGV Vanguard 921910840 US9219108407 17 Dec 2007 0.07 % Equities (Stocks) Not Applicable CRSP U.S. Mega Cap Value Index
Seeks to track the performance of the CRSP U.S. Mega Cap Value Index. Employs a passively managed full-replication approach. Provides a convenient way to get diversified exposure to the largest value stocks in the U.S. market.
Invesco China Real Estate ETF TAO Invesco 73936Q637 US73936Q6373 18 Dec 2007 0.70 % Equities (Stocks) Not Applicable AlphaShares China Real Estate Index
The Invesco China Real Estate ETF (Fund) is based on the AlphaShares China Real Estate Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index and American depositary receipts (ADRs), American depositary shares (ADSs), global depositary receipts (GDRs) and international depositary receipts (IDRs) based on securities in the Index. The Index is designed to measure and monitor the performance of the investable universe of publicly-traded companies and real estate investment trusts ("REITs") deriving a majority of their revenues from real estate development, management and/or ownership of property in China or Hong Kong and Macau. The Fund and the Index are rebalanced annually.
iShares MSCI Japan Small-Cap ETF SCJ Blackrock (iShares) 464286582 US4642865822 20 Dec 2007 0.48 % Equities (Stocks) Not Applicable MSCI Japan Small Cap Index
The iShares MSCI Japan Small Cap Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses as represented by the MSCI Japan Small Cap Index.
Invesco S&P 500 BuyWrite ETF PBP Invesco 73936G308 US73936G3083 20 Dec 2007 0.75 % Equities (Stocks) Not Applicable CBOE S&P 500 BuyWrite Index
The The Invesco S&P 500 BuyWrite ETF (Fund) is based on the CBOE S&P 500 BuyWrite Index, (Index). The Fund generally will invest at least 90% of its total assets in securities that comprise the Index and will write (sell) call options thereon. The Index is a total return benchmark index that is designed to track the performance of a hypothetical "buy-write" strategy on the S&P 500 Index. The Index measures the total rate of return of an S&P 500 covered call strategy. This strategy consists of holding a long position indexed to the S&P 500 Index and selling a succession of covered call options, each with an exercise price at or above the prevailing price level of the S&P 500 Index. Dividends paid on the component stocks underlying the S&P 500 and the dollar value of option premiums received from written options are reinvested. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Developed Markets Momentum ETF PIZ Invesco 73936Q108 US73936Q1085 28 Dec 2007 0.81 % Equities (Stocks) Not Applicable Dorsey Wright Developed Markets Technical Leaders Index
The Invesco DWA Developed Markets Momentum ETF (Fund) is based on the Dorsey Wright Developed Markets Technical Leaders Index (DWA Developed Markets Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in securities of developed economies within Dorsey Wright & Associates classification definition, as well as American depositary receipts (ADRs) and global depositary receipts (GDRs) based on securities in the Index. This Index includes approximately 100 companies from the NASDAQ Developed Markets Ex United States Index that possess powerful relative strength characteristics and are domiciled in developed markets including, but not limited to Australia, Canada, Finland, France, Germany, Hong Kong, Italy, Japan, Norway, Portugal, Singapore, Spain and Switzerland. The Index excludes US companies listed on a US stock exchange. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Emerging Markets Momentum ETF PIE Invesco 73936Q207 US73936Q2075 28 Dec 2007 0.90 % Equities (Stocks) Not Applicable Dorsey Wright Emerging Markets Technical Leaders Index
The Invesco DWA Emerging Markets Momentum ETF (Fund) is based on the Dorsey Wright Emerging Markets Technical Leaders Index (DWA Emerging Markets Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in securities of emerging economies within Dorsey Wright & Associates classification definition, as well as American depositary receipts (ADRs) and global depositary receipts (GDRs) based on securities in the Index. The Index includes approximately 100 companies from the NASDAQ Emerging Markets Index that possess powerful relative strength characteristics and are domiciled in emerging market countries including, but not limited to Brazil, Chile, China, India, Indonesia, Philippines, South Africa, Thailand and Turkey. The Index excludes US companies listed on a US stock exchange. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced and reconstituted quarterly.
VanEck Vectors Long Municipal Index ETF MLN Van Eck Associates Corporation 92189F536 US92189F5364 2 Jan 2008 0.24 % Bonds Not Applicable Barclays Capital AMT-Free Long Continuous Municipal Index
The VanEck Vectors Long Municipal Index ETF (MLN) seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Barclays Capital AMT-Free Long Continuous Municipal Index. The Index provides broad exposure to investment-grade municipal bonds with a nominal maturity of 17 years or more.
VanEck Vectors Coal ETF KOL Van Eck Associates Corporation 92189F809 US92189F8095 10 Jan 2008 0.59 % Equities (Stocks) Not Applicable Market Vectors Global Coal Index
The Coal ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Stowe Coal Index
VanEck Vectors Gaming ETF BJK Van Eck Associates Corporation 92189F882 US92189F8822 22 Jan 2008 0.65 % Equities (Stocks) Not Applicable Market Vectors Global Gaming Index
The Gaming ETF seeks to replicate before fees and expenses the price and yield performance of the S-Network Global Gaming Index
WisdomTree Continuous Commodity Index Fund GCC Wisdom Tree 97718W108 US97718W1080 24 Jan 2008 0.75 % Commodities & Metals Not Applicable Continuous Commodity Index-Total Return
The WisdomTree Continuous Commodity Index Fund (GCC) provides an innovative and efficient way to deliver broad based, diversified commodity exposure. It aims to achieve this by using futures contracts to track the Thomson Reuters Equal Weight Continuous Commodity Total Return Index (CCITR). It aims to achieve this by using futures contracts to track the Continuous Commodity Index-Total Return (CCI-TR). The CCI-TR is an equal weighted index of 17 commodities plus an additional Treasury Bill yield. Because of the equal weighting GCC offers significant exposure to grains livestock and soft commodities and a lower energy weighting than many of its peers. In addition GCC is rebalanced every day in order to maintain each commodity s weight as close to 1/17th of the total as possible.
Invesco China Small Cap ETF HAO Invesco 73936Q629 US73936Q6290 30 Jan 2008 0.75 % Equities (Stocks) Not Applicable AlphaShares China Small Cap Index
The Invesco China Small Cap ETF is based on the AlphaShares China Small Cap Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index and American depositary receipts (ADRs), American depositary shares (ADSs), global depositary receipts (GDRs) and international depositary receipts (IDRs) that comprise the Index. The Index is designed to measure and monitor the performance of publicly-traded mainland China-based small-cap companies with a maximum $1.5 billion float adjusted market capitalization. The Fund and the Index are rebalanced annually.
Invesco Preferred ETF PGX Invesco 73936T565 US73936T5653 31 Jan 2008 0.51 % Other Asset Types Preferred Stock ICE BofA Merrill Lynch Core Fixed Rate Preferred Securities Index
The Invesco Preferred ETF is based on The ICE BofAML Core Plus Fixed Rate Preferred Securities Index. The Fund will normally invest at least 80% of its total assets in fixed rate US dollar-denominated preferred securities that comprise the Index. The Index tracks the performance of fixed rate US dollar-denominated preferred securities issued in the US domestic market. (Securities must be rated at least B3, based on an average of three leading ratings agencies: Moody s, S&P and Fitch) and must have an investment-grade country risk profile (based on an average of Moody s, S&P and Fitch foreign currency long-term sovereign debt ratings). The Fund and the Index are rebalanced and reconstituted on a monthly basis.
ELEMENTS Linked to the MLCX Biofuels Index Total Return FUE ELEMENTS 870297199 US8702971990 5 Feb 2008 0.75 % Commodities & Metals Not Applicable MLCX Biofuels Index (Exchange Series) Total Return
The index is designed to provide a benchmark for the biofuels sector and for investment in commodities as an asset class. The Index comprises futures contracts on physical commodities that are either biofuels themselves or feedstock commonly used in the production of biofuels. The Index is a total return index; thus it is designed to reflect the performance of a fully collateralized investment in the index components
ELEMENTS Linked to the MLCX Grains Index Total Return GRU ELEMENTS 870297215 US8702972154 5 Feb 2008 0.75 % Commodities & Metals Not Applicable MLCX Grains Index Total Return
The index is designed to provide a benchmark for the grains sector and for investment in commodities as an asset class. The Index comprises futures contracts on four physical commodities: corn, soybeans, soybean oil and wheat. The Index is a total return index; thus it is designed to reflect the performance of a fully collateralized investment in the index components.
Invesco Ultra Short Duration ETF GSY Invesco 18383M654 US18383M6545 12 Feb 2008 0.25 % Bonds Not Applicable Not Applicable
The Invesco Ultra Short Duration ETF (Fund) is an actively managed exchange-traded fund (ETF) that seeks to provide returns in excess of cash equivalents while also seeking to provide preservation of capital and daily liquidity. The Fund will invest at least 80% of its total assets in fixed income securities of varying maturities, but with an average duration of less than one year.
SPDR S&P International Dividend ETF DWX State Street (SPDR) 78463X772 US78463X7729 13 Feb 2008 0.45 % Equities (Stocks) Not Applicable S&P International Dividend Opportunities Index
The SPDR S&P International Dividend ETF seeks to replicate as closely as possible before expenses the price and yield performance of the S&P International Dividend Opportunities Index (ticker: SPGTDOU).
Oppenheimer S&P 500 Revenue ETF RWL Oppenheimer Funds 68386C104 US68386C1045 22 Feb 2008 0.39 % Equities (Stocks) Not Applicable S&P 500 Revenue-Weighted Index
The Fund seeks to achieve its investment objective of outperforming the total return performance of the S&P 500 Index (S&P 500) by attempting to replicate the RevenueShares Large Cap Index, a custom index that is constructed by re-weighting the constituent securities of the S&P 500 according to revenue earned, subject to certain asset diversification requirements. The RevenueShares Large Cap Index generally contains the same securities as the S&P 500, but in different proportions. The S&P 500 is a stock market index comprised of a representative sample of common stocks of 500 leading companies in leading industries of the United States economy selected by S&P Dow Jones Indices LLC.
Oppenheimer S&P SmallCap 600 Revenue ETF RWJ Oppenheimer Funds 68386C302 US68386C3025 22 Feb 2008 0.39 % Equities (Stocks) Not Applicable S&P SmallCap 600 Revenue-Weighted Index
The Fund seeks to achieve its investment objective of outperforming the total return performance of the S&P Small Cap 600 Index (S&P Small Cap 600) by attempting to replicate the RevenueShares Small Cap Index, a custom index constructed by re-weighting the constituent securities of the S&P Small Cap 600 according to revenue earned, subject to certain asset diversification requirements. The RevenueShares Small Cap Index generally contains the same securities as the S&P Small Cap 600, but in different proportions. The S&P Small Cap 600 is a stock market index comprised of 600 common stocks of small-cap companies selected by S&P Dow Jones Indices LLC based on inclusion criteria to ensure that they are investable and financially viable.
Oppenheimer S&P MidCap 400 Revenue ETF RWK Oppenheimer Funds 68386C203 US68386C2035 22 Feb 2008 0.39 % Equities (Stocks) Not Applicable S&P MidCap 400 Revenue-Weighted Index
The Fund seeks to achieve its investment objective of outperforming the total return performance of the S&P Mid Cap 400 Index (S&P Mid Cap 400) by attempting to replicate the RevenueShares Mid Cap Index, a custom index constructed by re-weighting the constituent securities of the S&P Mid Cap 400 by revenue earned, subject to certain asset diversification requirements. The RevenueShares Mid Cap Index generally contains the same securities as the S&P Mid Cap 400, but in different proportions. The S&P Mid Cap 400 is a stock market index comprised of common stock of 400 mid-sized companies selected by S&P Dow Jones Indices LLC.
VanEck Vectors Short Municipal ETF SMB Van Eck Associates Corporation 92189F528 US92189F5281 22 Feb 2008 0.20 % Bonds Not Applicable Barclays Capital AMT-Free Short Continuous Municipal Index
The VanEck Vectors Short Municipal ETF (SMB) seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Barclays Capital AMT-Free Short Continuous Municipal Index . The Index provides broad exposure to investment-grade municipal bonds with a nominal maturity of 1-6 years.
WisdomTree India Earnings Fund EPI Wisdom Tree 97717W422 US97717W4226 22 Feb 2008 0.84 % Equities (Stocks) Not Applicable WisdomTree India Earnings Index
WisdomTree India Earnings Fund seeks investment results that correspond to the price and yield performance before fees and expenses of the WisdomTree India Earnings Index.
United States Gasoline Fund LP UGA United States Commodity Funds 91201T102 US91201T1025 26 Feb 2008 0.75 % Commodities & Metals Not Applicable Gasoline - NYMEX traded unleaded gasoline near month futures contract
The investment objective of UGA is for the changes in percentage terms of the units net asset value to reflect the changes in percentage terms of the price of gasoline as measured by the changes in the price of the futures contract on unleaded gasoline delivered to the New York harbor traded on the New York Mercantile Exchange that is the near month contract to expire except when the near month contract is within two weeks of expiration in which case it will be measured by the futures contract that is the next month contract to expire less UGAs expenses.
DB Gold Double Long ETN DGP DWS 25154H749 US25154H7492 27 Feb 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Optimum Yield Gold
All of the DB Gold ETNs are based on a total return version of the Deutsche Bank Liquid Commodity Index Optimum Yield GoldTM , which is intended to track the long or short performance of a single unfunded gold futures contract.
DB Gold Short ETN DGZ DWS 25154H731 US25154H7310 27 Feb 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Optimum Yield Gold
All of the DB Gold ETNs are based on a total return version of the Deutsche Bank Liquid Commodity Index Optimum Yield GoldTM , which is intended to track the long or short performance of a single unfunded gold futures contract.
DB Gold Double Short ETN DZZ DWS 25154H756 US25154H7567 27 Feb 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Optimum Yield Gold
All of the DB Gold ETNs are based on a total return version of the Deutsche Bank Liquid Commodity Index Optimum Yield GoldTM , which is intended to track the long or short performance of a single unfunded gold futures contract.
Invesco India ETF PIN Invesco 73935L100 US73935L1008 5 Mar 2008 0.79 % Equities (Stocks) Not Applicable Indus India Index
The Invesco India ETF (Fund) is based on the Indus India Index (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index, as well as American depositary receipts and global depositary receipts based on the securities in the Index. The Index is designed to replicate the Indian equity markets as a whole, through a group of 50 Indian stocks selected from a universe of the largest companies listed on two major Indian exchanges. The India Index has 50 constituents, spread among the following sectors: Information Technology, Health Services, Financial Services, Heavy Industry, Consumer Products and Other. The India Index is supervised by an index committee, comprised of representatives of the Index Provider and members of academia specializing in emerging markets. The Fund and the Index are rebalanced and reconstituted quarterly in January, April, July and October.
SPDR FTSE International Government Inflation-Protected Bond ETF WIP State Street (SPDR) 78464A490 US78464A4904 13 Mar 2008 0.50 % Bonds Not Applicable FTSE International Inflation-Linked Securities Select Index
The FTSE International Inflation-Linked Securities Select Index is designed to measure the total return performance of inflation-linked bonds outside the United States with fixed-rate coupon payments that are linked to an inflation index. Inflation-protected public obligations of the inflation-linked government bond markets of developed and emerging market countries, commonly known in the United States as TIPS, are securities issued by such governments that are designed to provide inflation protection to investors. The Index includes government debt (direct obligations of the issuer country) but does not include quasi-government debt or corporate debt.
VanEck Vectors Renminbi/USD ETN CNY Van Eck Associates Corporation 61747W257 US61747W2576 14 Mar 2008 0.55 % Currency Not Applicable S&P Chinese Renminbi Total Return Index
VanEck Vectors Currency Exchange Traded Notes are senior, unsecured debt securities issued by Morgan Stanley that deliver exposure to the exchange rate of foreign currencies. The VanEck Vectors-Chinese Renminbi/USD ETN seeks to track the performance of the S&P Chinese Renminbi Total Return Index (SPCBCNY), less investor fees(1). Investors may trade the ETN on an exchange at market price or receive, at maturity or upon early redemption(2), a cash payment from the issuer based on Index performance, less investor fees(1).The index is based on the performance of a rolling investment in three-month non-deliverable forward contracts.
VanEck Vectors Rupee/USD ETN INR Van Eck Associates Corporation 61747W265 US61747W2659 14 Mar 2008 0.55 % Currency Not Applicable S&P Indian Rupee Total Return Index
VanEck Vectors Currency Exchange Traded Notes are senior, unsecured debt securities issued by Morgan Stanley that deliver exposure to the exchange rate of a specific foreign currency. The VanEck Vectors-Indian Rupee/USD ETN seeks to track the performance of the S&P Indian Rupee Total Return Index (SPCBINR), less investor fees(1). Investors may trade the ETN on an exchange at market price or receive, at maturity or upon early redemption(2), a cash payment from the issuer based on Index performance, less investor fees(1).
ProShares Ultra Telecommunications LTL ProShares 74347R263 US74347R2638 25 Mar 2008 0.95 % Equities (Stocks) Not Applicable Dow Jones US Telecommunications Sector Index
ProShares Ultra Telecommunications seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Select Telecommunications Index
iShares MSCI ACWI ex US ETF ACWX Blackrock (iShares) 464288240 US4642882405 26 Mar 2008 0.32 % Equities (Stocks) Not Applicable MSCI ACWI ex-US Index
The iShares MSCI ACWI ex US Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI All Country World Index ex USA.
iShares MSCI ACWI ETF ACWI Blackrock (iShares) 464288257 US4642882579 26 Mar 2008 0.32 % Equities (Stocks) Not Applicable MSCI ACWI Index
The iShares MSCI ACWI Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI All Country World Index.
iShares MSCI Turkey ETF TUR Blackrock (iShares) 464286715 US4642867158 26 Mar 2008 0.62 % Equities (Stocks) Not Applicable MSCI Turkey Investable Market Index
The iShares MSCI Turkey Investable Market Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Turkey Investable Market Index.
iShares MSCI Israel ETF EIS Blackrock (iShares) 464286632 US4642866325 26 Mar 2008 0.62 % Equities (Stocks) Not Applicable MSCI Israel Capped Investable Market Index
The iShares MSCI Israel ETF seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Israel Capped Investable Market Index. The iShares MSCI Israel ETF seeks to track the investment results of a broad-based index composed of Israeli equities.
iShares MSCI Thailand ETF THD Blackrock (iShares) 464286624 US4642866242 26 Mar 2008 0.63 % Equities (Stocks) Not Applicable MSCI Thailand IMI 25/50 Index
The iShares MSCI Thailand ETF seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Thailand IMI 25/50 Index. The iShares MSCI Thailand ETF seeks to track the investment results of a broad-based index composed of Thai equities.
ETRACS CMCI Food Total Return ETN FUD UBS 902641737 US9026417371 1 Apr 2008 0.65 % Commodities & Metals Not Applicable UBS Bloomberg CMCI Food Total Return Index
ETRACS CMCI Food Total Return is designed to track the performance of the UBS Bloomberg CMCI Food Index Total Return (the "Index"), less investor fees. The Index measures the collateralized returns from a basket of 11 futures contracts from the agricultural and livestock sectors. The commodity futures contracts are diversified across three constant maturities from three months up to one year.
ETRACS CMCI Agriculture Total Return ETN UAG UBS 902641760 US9026417603 1 Apr 2008 0.65 % Commodities & Metals Not Applicable UBS Bloomberg CMCI Agriculture Total Return
The ETRACS CMCI Food Total Return exchange-traded note is designed to track the performance of the UBS Bloomberg CMCI Food Index Total Return (the Index ), less investor fees. The CMCI Food TR is the first investable commodity index to provide direct exposure to food.The Index measures the collateralized returns from a basket of 11 futures contracts from the agricultural and livestock sectors. The commodity futures contracts are diversified across three constant maturities from three months up to one year.
ETRACS CMCI Gold Total Return ETN UBG UBS 902641810 US9026418106 1 Apr 2008 0.30 % Commodities & Metals Not Applicable UBS Bloomberg CMCI Gold Total Return Index
ETRACS CMCI Gold Total Return is designed to track the performance of the UBS Bloomberg CMCI Gold Total Return (the "Index"), less investor fees. The Index measures the collateralized returns from a basket of gold futures contracts. The commodity futures contracts are diversified across five constant maturities from three months up to three years.
ETRACS CMCI Total Return ETN UCI UBS 902641778 US9026417785 1 Apr 2008 0.55 % Commodities & Metals Not Applicable UBS Bloomberg CMCI Composite USD Total Return Index
ETRACS CMCI Total Return is designed to track the performance of the UBS Bloomberg Constant Maturity Commodity Index Total Return (the "Index"), less investor fees. The Index is the first benchmark commodity index to diversify across both commodities and maturities. The Index measures the collateralized returns from a basket of 26 commodity futures contracts representing the energy, precious metals, industrial metals, agricultural and livestock sectors. In addition, the commodity futures contracts are diversified across five constant maturities from three months up to three years.
ETRACS CMCI Silver Total Return ETN USV UBS 902641794 US9026417942 1 Apr 2008 0.40 % Commodities & Metals Not Applicable UBS Bloomberg CMCI Silver Total Return Index
ETRACS CMCI Silver Total Return is designed to track the performance of the UBS Bloomberg CMCI Silver Total Return (the "Index"), less investor fees. The Index measures the collateralized returns from a basket of silver futures contracts. The commodity futures contracts are diversified across five constant maturities from three months up to three years.
United States Diesel-Heating Oil Fund LP UHN United States Commodity Funds 911783108 US9117831084 9 Apr 2008 0.75 % Commodities & Metals Not Applicable Heating Oil - NYMEX futures
The investment objective of UHN is for the changes in percentage terms of the units net asset value to reflect the changes in percentage terms of the price of heating oil as measured by the changes in the price of the futures contract on heating oil (also know as No. 2 fuel) delivered to the New York harbor traded on the New York Mercantile Exchange that is the near month contract to expire except when the near month contract is within two weeks of expiration in which case it will be measured by the futures contract that is the next month contract to expire less UHNs expenses.
DB Agriculture Short ETN ADZ DWS 25154H541 US25154H5413 14 Apr 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Optimum Yield Agriculture
The Agriculture Short ETN offers investors exposure to the monthly inverse performance of the total return version of the Deutsche Bank Liquid Commodity Index Optimum Yield Agriculture index, plus the monthly TBill index return, subject to the investor fee. The index is intended to track the long or short performance of the underlying futures contracts relating to corn, wheat, soybeans and sugar.
DB Agriculture Long ETN AGF DWS 25154H533 US25154H5330 14 Apr 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Optimum Yield Agriculture
The Agriculture Short ETN offers investors exposure to the monthly performance of the Deutsche Bank Liquid Commodity Index Optimum Yield Agriculture index, plus the monthly TBill index return, subject to the investor fee. The index is intended to track the long or short performance of the underlying futures contracts relating to corn, wheat, soybeans and sugar.
DB Agriculture Double Long ETN DAG DWS 25154H558 US25154H5587 14 Apr 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Optimum Yield Agriculture
All of the DB Agriculture ETNs are based on a total return version of the Deutsche Bank Liquid Commodity Index Optimum Yield AgricultureTM, which is intended to track the long or short performance of the underlying futures contracts relating to corn, wheat, soybeans and sugar.
Invesco Solar ETF TAN Invesco 73936Q520 US73936Q5201 15 Apr 2008 0.70 % Equities (Stocks) Not Applicable MAC Global Solar Energy Index
The Invesco Solar ETF (Fund) is based on the MAC Global Solar Energy Index (Index). The Fund will invest at least 90% of its total assets in stock, American depositary receipts (ADRs) and global depositary receipts (GDRs) that comprise the Index. The Index is comprised of companies in the solar energy industry. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced quarterly.
DB Commodity Short ETN DDP DWS 25154H467 US25154H4671 28 Apr 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Excess Return
The index is intended to track the long or short performance of the underlying futures contracts relating to six commodities: wheat, corn, light sweet crude oil, heating oil, gold and aluminum.
DB Commodity Double Short ETN DEE DWS 25154H483 US25154H4838 28 Apr 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Excess Return
The index is designed to reflect the performance of certain wheat, corn, light sweet crude oil, heating oil, gold and aluminum futures contracts plus the returns from investing in 3 month United States Treasury Bills
DB Commodity Double Long ETN DYY DWS 25154H475 US25154H4754 28 Apr 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Optimum Yield Excess Return
All of the DB Commodity ETNs are based on a total return version of the Deutsche Bank Liquid Commodity IndexTM. The Long and Double Long ETNs are based on the Optimum YieldTM version of the Index. The Short and Double Short ETNs are based on the standard version of the Index.
ProShares UltraShort Lehman 7-10 Year Treasury PST ProShares 74347R313 US74347R3131 29 Apr 2008 0.95 % Bonds Not Applicable ICE U.S. Treasury 7-10 Year Bond Index
ProShares UltraShort 7-10 Year Treasury seeks daily investment results, before fees and expenses that correspond to two times the inverse (-2x) of the daily performance of the ICE U.S. Treasury 7-10 Year Bond Index. The ICE U.S. Treasury 7-10 Year Bond Index includes publicly- issued U.S. Treasury securities that have a remaining maturity of greater than seven years and less than or equal to ten years and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. In addition, the securities in the Underlying Index must be fixed-rate and denominated in U.S. dollars. Excluded from the Underlying Index are inflation-linked securities, Treasury bills, cash management bills, any government agency debt issued with or without a government guarantee and zero-coupon issues that have been stripped from coupon-paying bonds. The Underlying Index is weighted by market capitalization, and the securities in the Underlying Index are updated on the last business day of each month.
ProShares UltraShort 20+ Year Treasury TBT ProShares 74347B201 US74347B2016 29 Apr 2008 0.90 % Bonds Not Applicable ICE U.S. Treasury 20+ Year Bond Index
ProShares UltraShort 20+ Year Treasury seeks daily investment results, before fees and expenses, that correspond to two times the inverse (-2x) of the daily performance of the ICE U.S. Treasury 20+ Year Bond Index. The ICE U.S. Treasury 20+ Year Bond Index includes publicly- issued U.S. Treasury securities that have a remaining maturity greater than twenty years and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. In addition, the securities in the Underlying Index must be fixed-rate and denominated in U.S. dollars. Excluded from the Underlying Index are inflation-linked securities, Treasury bills, cash management bills, any government agency debt issued with or without a government guarantee and zero-coupon issues that have been stripped from coupon-paying bonds. The Underlying Index is weighted by market capitalization, and the securities in the Underlying Index are updated on the last business day of each month.
VanEck Vectors Double Short Euro ETN DRR Van Eck Associates Corporation 617480280 US6174802800 6 May 2008 0.65 % Currency Not Applicable Double Short Euro Index
VanEck Vectors Currency Exchange-Traded Notes are senior, unsecured debt securities issued by Morgan Stanley that deliver exposure to the exchange rate of foreign currencies. The VanEck Vectors-Double Short Euro ETN seeks to track the performance of the Double Short Euro Index (DSHRTEUR), less investor fees(1). As the Index is two-times leveraged, for every 1% weakening of the euro relative to the U.S. dollar, the level of the Index will generally increase by 2%, while for every 1% strengthening of the euro relative to the U.S. dollar, the Index will generally decrease by 2%. Investors may trade the ETN on an exchange at market price or receive, at maturity (including upon acceleration of the ETNs) or upon early redemption(2), a cash payment from the issuer based on Index performance, less investor fees(1).
VanEck Vectors Double Long Euro ETN URR Van Eck Associates Corporation 617480272 US6174802727 6 May 2008 0.65 % Currency Not Applicable Double Long Euro Index
VanEck Vectors Currency Exchange-Traded Notes are senior, unsecured debt securities issued by Morgan Stanley that deliver exposure to the exchange rate of foreign currencies. The VanEck Vectors-Double Long Euro ETN seeks to track the performance of the Double Long Euro Index (DLONGEUR), less investor fees(1). As the Index is two-times leveraged, for every 1% strengthening of the euro relative to the U.S. dollar, the level of the Index will generally increase by 2%, while for every 1% weakening of the euro relative to the U.S. dollar, the Index will generally decrease by 2%. Investors may trade the ETN on an exchange at market price or receive, at maturity (including upon acceleration of the ETNs) or upon early redemption(2), a cash payment from the issuer based on Index performance, less investor fees(1).
Cohen & Steers Global Realty Majors ETF GRI ALPS 00162Q106 US00162Q1067 7 May 2008 0.55 % Equities (Stocks) Not Applicable Cohen & Steers Global Realty Majors Index
The fund seeks investment results that correspond generally to the performance before the funds fees and expenses of the Cohen & Steers Global Realty Majors Index.
SPDR Dow Jones Global Real Estate ETF RWO State Street (SPDR) 78463X749 US78463X7497 7 May 2008 0.50 % Equities (Stocks) Not Applicable Dow Jones Global Select Real Estate Securities Index
The SPDR Dow Jones Global Real Estate ETF seeks to replicate as closely as possible before expenses the price and yield performance of the Dow Jones Global Select Real Estate Securities Index(ticker: DWGRST) an index based upon the global real estate market. Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR S&P Emerging Markets SmallCap ETF EWX State Street (SPDR) 78463X756 US78463X7562 12 May 2008 0.65 % Equities (Stocks) Not Applicable S&P Emerging Markets Under USD2 Billion Index
The SPDR S&P Emerging Markets Small Cap ETF seeks to provide investment results that before fees and expenses correspond generally to the total return performance of the S&P Emerging Markets Under USD2 Billion Index (ticker: SPBMKSUP).
WisdomTree Chinese Yuan Fund CYB Wisdom Tree 97717W182 US97717W1826 14 May 2008 0.45 % Currency Not Applicable Chinese yuan
WisdomTree Dreyfus Chinese Yuan Fund seeks to achieve total returns reflective of both money market rates in China available to foreign investors and changes in value of the Chinese Yuan relative to the U.S. dollar.
WisdomTree Brazilian Real Fund BZF Wisdom Tree 97717W240 US97717W2402 14 May 2008 0.45 % Currency Not Applicable Brazilian Real
WisdomTree Dreyfus Brazilian Real Fund seeks to achieve total returns reflective of both money market rates in Brazil available to foreign investors and changes in value of the Brazilian Real relative to the U.S. dollar. Although this fund invests in very short-term investment grade instruments the fund is not a money market fund and it is not the objective of the fund to maintain a constant share price.
ProShares Short Oil & Gas DDG ProShares 74347R222 US74347R2224 10 Jun 2008 0.95 % Equities (Stocks) Not Applicable Dow Jones US Oil & Gas Index
ProShares Short Oil & Gas seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the Dow Jones U.S. Oil & Gas Index
ProShares Short Financials SEF ProShares 74347B185 US74347B1851 10 Jun 2008 0.95 % Equities (Stocks) Not Applicable Dow Jones US Financial Sector Index
ProShares Short Financials seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the Dow Jones U.S. Financials Index.
Invesco Frontier Markets ETF FRN Invesco 73936Q611 US73936Q6118 12 Jun 2008 0.70 % Equities (Stocks) Not Applicable Bank of New York Mellon New Frontier DR Index
The Invesco Frontier Markets ETF (Fund) is based on the BNY Mellon New Frontier Index (Index). The Fund will invest at least 90% of its total assets in American depositary receipts (ADRs), global depositary receipts (GDRs) and local securities that comprise the Index or in the securities underlying such ADRs and GDRs. The Index is composed of all liquid American depositary receipts (ADRs), global depositary receipts (GDRs) and equity securities of issuers in Frontier Market countries. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced quarterly.
Invesco NASDAQ Internet ETF PNQI Invesco 73935X146 US73935X1467 12 Jun 2008 0.60 % Equities (Stocks) Not Applicable NASDAQ Internet Index
The Invesco NASDAQ Internet ETF (Fund) is based on the NASDAQ Internet Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to track the performance of the largest and most liquid US-listed companies engaged in internet-related businesses and that are listed on one of the major US stock exchanges. The Underlying Index employs a modified market capitalization-weighted methodology based on the market capitalization ranking of the Underlying Index securities. The Fund and the Index are rebalanced and reconstituted quarterly.
DB Base Metals Double Long ETN BDD DWS 25154K841 US25154K8412 16 Jun 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Optimum Yield Industrial Metals
The Base Metals Double Long ETNs offer investors exposure to two times the monthly performance of the industrial metals index, plus the monthly TBill index return, subject to the investor fee.
DB Base Metals Double Short ETN BOM DWS 25154K858 US25154K8586 16 Jun 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Optimum Yield Industrial Metals
The Base Metals Double Short ETNs offer investors exposure to two times the monthly inverse performance of the Deutsche Bank Liquid Commodity Index Optimum Yield Industrial MetalsTM ( Index ). The return on the Index is derived by combining the returns on two component indices: the DB 3-Month T-Bill Index ( TBill index ) and the Deutsche Bank Liquid Commodity Index Optimum Yield Industrial MetalsTM Excess Return ( industrial metals index ).
DB Base Metals Short ETN BOS DWS 25154K833 US25154K8339 16 Jun 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Optimum Yield Industrial Metals
The Base Metals Short ETNs offer investors exposure to the monthly inverse performance of the Deutsche Bank Liquid Commodity Index Optimum Yield Industrial MetalsTM ( Index ). The return on the Index is derived by combining the returns on two component indices: the DB 3-Month T-Bill Index ( TBill index ) and the Deutsche Bank Liquid Commodity Index Optimum Yield Industrial MetalsTM Excess Return ( industrial metals index ).
DB Crude Oil Double Short ETN DTO DWS 25154K809 US25154K8099 16 Jun 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Light CrudeExcess Return
The DB Crude Oil ETNs are based on a total return version of the Deutsche Bank Liquid Commodity Index Oil, which is intended to track the long or short performance of the underlying futures contracts of a basket of oil futures contracts. The Long ETN is based on the Optimum YieldTM version of the Index, and the Short and Double Short ETNs are based on the standard version of the Index.
DB Crude Oil Long ETN OLO DWS 25154K866 US25154K8669 16 Jun 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Optimum Yield Crude OilExcess Return
DB Crude Oil ETNs are based on a total return version of the Deutsche Bank Liquid Commodity Index Oil, which is intended to track the long or short performance of the underlying futures contracts of a basket of oil futures contracts. The Long ETN is based on the Optimum YieldTM version of the Index, and the Short and Double Short ETNs are based on the standard version of the Index.
DB Crude Oil Short ETN SZO DWS 25154K874 US25154K8743 16 Jun 2008 0.75 % Commodities & Metals Not Applicable Deutsche Bank Liquid Commodity Index Light CrudeExcess Return
The DB Crude Oil ETNs are based on a total return version of the Deutsche Bank Liquid Commodity Index Oil, which is intended to track the long or short performance of the underlying futures contracts of a basket of oil futures contracts. The Long ETN is based on the Optimum YieldTM version of the Index, and the Short and Double Short ETNs are based on the standard version of the Index.
First Trust Global Wind Energy ETF FAN First Trust 33736G106 US33736G1067 16 Jun 2008 0.60 % Equities (Stocks) Not Applicable ISE Global Wind Energy Index
First Trust ISE Global Wind Energy Index Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before the Funds fees and expenses of an equity index called the ISE Global Wind Energy Index.
iPath Bloomberg Lead Subindex Total Return ETN LD Barclays iPath 06739H263 US06739H2638 24 Jun 2008 0.70 % Commodities & Metals Not Applicable Bloomberg Lead Subindex Total Return
The iPath Dow Jones-UBS Lead Subindex Total Return ETN is designed to provide investors with exposure to the Dow Jones-UBS Lead Subindex Total Return. The Dow Jones-UBS Lead Subindex Total Return (the "Index") reflects the returns that are potentially available through an unleveraged investment in the futures contracts on lead. The Index currently consists of one futures contract on the commodity of lead which is included in the Dow Jones-UBS Commodity Index Total Return
iPath Bloomberg Cocoa Subindex Total Return ETN NIB Barclays iPath 06739H313 US06739H3131 24 Jun 2008 0.70 % Commodities & Metals Not Applicable Bloomberg Cocoa Subindex Total Return
The Bloomberg-UBS Cocoa Subindex Total ReturnSM is a sub-index of the Bloomberg-UBS Commodity Index Total ReturnSM and is intended to reflect the returns that are potentially available through an unleveraged investment in the futures contracts on physical commodities comprising the index as well as the rate of interest that could be earned on cash collateral invested in specified Treasury Bills. The Bloomberg-UBS Cocoa Subindex Total ReturnSM is a single-commodity sub-index currently consisting of one futures contract on the commodity of cocoa, which is included in the Bloomberg-UBS Commodity Index Total ReturnSM
iShares Global Clean Energy ETF ICLN Blackrock (iShares) 464288224 US4642882249 24 Jun 2008 0.48 % Equities (Stocks) Not Applicable S&P Global Clean Energy Index
The iShares S&P Global Clean Energy Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Clean Energy Index.
iShares Global Timber & Forestry ETF WOOD Blackrock (iShares) 464288174 US4642881746 24 Jun 2008 0.51 % Equities (Stocks) Not Applicable S&P Global Timber & Forestry Index
The iShares S&P Global Timber & Forestry Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Timber & Forestry Index.
Vanguard Total World Stock ETF VT Vanguard 922042742 US9220427424 24 Jun 2008 0.11 % Equities (Stocks) Not Applicable FTSE Global All Cap Index
Invests in more than 3000 stocks representative of the whole U.S. market. Goal is to keep pace with U.S. stock market returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
VanEck Vectors Africa Index ETF AFK Van Eck Associates Corporation 92189F866 US92189F8665 10 Jul 2008 0.84 % Equities (Stocks) Not Applicable Market Vectors GDP Africa Index
The Africa Index ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Dow Jones Africa Titans 50 Index
WisdomTree Middle East Dividend Fund GULF Wisdom Tree 97717X305 US97717X3052 16 Jul 2008 0.88 % Equities (Stocks) Not Applicable WisdomTree Middle East Dividend Index
WisdomTree Middle East Dividend Fund seeks investment results that correspond to the price and yield performance before fees and expenses of the WisdomTree Middle East Dividend Index.
iShares MSCI All Country Asia ex Japan ETF AAXJ Blackrock (iShares) 464288182 US4642881829 13 Aug 2008 0.70 % Equities (Stocks) Not Applicable MSCI All Country Asia ex Japan Index
The iShares MSCI All Country Asia ex Japan Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI All Country Asia ex Japan Index.
VanEck Vectors Natural Resources ETF HAP Van Eck Associates Corporation 92189F841 US92189F8418 29 Aug 2008 0.50 % Equities (Stocks) Not Applicable Rogers-Van Eck Natural Resources Index
HAP seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Rogers-Van Eck Natural Resources Index a rules-based index which gives investors a means of tracking the performance of a global universe of listed companies engaged in the production and distribution of hard assets and related products and services.
Invesco Global Gold and Precious Metals ETF PSAU Invesco 73936Q876 US73936Q8767 18 Sep 2008 0.75 % Equities (Stocks) Not Applicable NASDAQ OMX Global Gold and Precious Metals Index
The Invesco Global Gold and Precious Metals ETF (Fund) is based on the NASDAQ OMX Global Gold and Precious Metals Index, (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index and American depositary receipts and Global depositary receipts based on the securities in the Index. The Index is designed to measure the overall performance of the most liquid, globally traded companies involved in gold and other precious metals mining-related activities. The Fund and the Index are rebalanced quarterly and reconstituted annually in September.
Invesco Global Agriculture ETF PAGG Invesco 73936Q702 US73936Q7025 18 Sep 2008 0.77 % Equities (Stocks) Not Applicable NASDAQ OMX Global Agriculture Index
The Invesco Global Agriculture ETF (Fund) is based on the NASDAQ OMX Global Agriculture Index, (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index and American depositary receipts and global depositary receipts based on the securities in the Index. The Index is designed to measure the overall performance of the largest, most liquid, globally traded companies involved in agriculture and farming-related activities. The Index is rebalanced quarterly using a modified, market-cap-weighted methodology. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced quarterly and reconstituted annually with Junes rebalance.
First Trust Global Engineering and Construction ETF FLM First Trust 33736M103 US33736M1036 13 Oct 2008 0.70 % Equities (Stocks) Not Applicable ISE Global Engineering and Construction Index
First Trust Global Engineering and Construction Index Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before the Funds fees and expenses of the ISE Global Engineering and Construction Index.
Invesco Emerging Markets Infrastructure ETF PXR Invesco 73937B209 US73937B2097 16 Oct 2008 0.75 % Equities (Stocks) Not Applicable S-Network Emerging Infrastructure Builders Index
The Invesco Emerging Markets Infrastructure ETF (Fund) is based on the S-Network Emerging Infrastructure Builders Index, (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index and American depositary receipts and global depositary receipts based on the securities in the Index. The Index is designed to measure the overall performance of securities of companies involved in infrastructure construction and development in emerging market countries. Industries include, but are not limited to, construction and engineering, construction machinery, construction materials, diversified metals and mining, heavy electrical equipment, industrial machinery and steel. The Fund and the Index are rebalanced and reconstituted quarterly.
iShares Core Conservative Allocation ETF AOK Blackrock (iShares) 464289883 US4642898831 4 Nov 2008 0.25 % Target Date / Multi-Asset Not Applicable S&P Target Risk Conservative Index
The iShares S&P Conservative Allocation Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Target Risk Conservative Index.
iShares Core Moderate Allocation Fund AOM Blackrock (iShares) 464289875 US4642898757 4 Nov 2008 0.25 % Target Date / Multi-Asset Not Applicable S&P Target Risk Moderate Index
The iShares S&P Moderate Allocation Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Target Risk Moderate Index.
iShares Core Growth Allocation ETF AOR Blackrock (iShares) 464289867 US4642898674 4 Nov 2008 0.25 % Target Date / Multi-Asset Not Applicable S&P Target Risk Growth Index
The iShares S&P Growth Allocation Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Target Risk Growth Index.
iShares Core Aggressive Allocation ETF AOA Blackrock (iShares) 464289859 US4642898591 4 Nov 2008 0.25 % Target Date / Multi-Asset Not Applicable S&P Target Risk Aggressive Index
The iShares S&P Aggressive Allocation Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Target Risk Aggressive Index.
iShares Agency Bond ETF AGZ Blackrock (iShares) 464288166 US4642881662 5 Nov 2008 0.20 % Bonds Not Applicable Bloomberg Barclays U.S. Agency Bond Index
The iShares Barclays Agency Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the agency sector of the U.S. government bond market as defined by the Barclays Capital U.S. Agency Bond Index.
iShares Short-Term National Muni Bond ETF SUB Blackrock (iShares) 464288158 US4642881589 5 Nov 2008 0.07 % Bonds Not Applicable S&P Short Term National AMT-Free Municipal Bond Index
The iShares S&P Short Term National AMT-Free Municipal Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the municipal bond sector of the U.S. market as defined by the S&P Short Term National AMT-Free Municipal Bond Index.
Direxion Daily Small Cap Bull 3X Shares TNA Direxion Shares 25459W847 US25459W8477 5 Nov 2008 0.95 % Equities (Stocks) Not Applicable Russell 2000 Index
The Small Cap Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the Russell 2000 Index (Small Cap Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily S&P 500 Bull 3X SPXL Direxion Shares 25459W862 US25459W8626 5 Nov 2008 0.95 % Equities (Stocks) Not Applicable S&P 500 Index
The Large Cap Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the Russell 1000 Index (Large Cap Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily S&P 500 Bear 3X Shares SPXS Direxion Shares 25460E885 US25460E8856 5 Nov 2008 0.95 % Equities (Stocks) Not Applicable S&P 500 Index
The Large Cap Bear 3X EFT seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the Russell 1000 Index (Large Cap Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Small Cap Bear 3X Shares TZA Direxion Shares 25490K521 US25490K5213 5 Nov 2008 0.95 % Equities (Stocks) Not Applicable Russell 2000 Index
The Small Cap Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the Russell 2000 (Small Cap Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Energy Bull 3X Shares ERX Direxion Shares 25459W888 US25459W8881 6 Nov 2008 0.95 % Equities (Stocks) Not Applicable Energy Select Sector Index
The Energy Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the Russell 1000 Energy Index (Energy Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Energy Bear 3X Shares ERY Direxion Shares 25460E554 US25460E5548 6 Nov 2008 0.95 % Equities (Stocks) Not Applicable Energy Select Sector Index
The Energy Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the Energy Index. There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Financial Bull 3X Shares FAS Direxion Shares 25459Y694 US25459Y6941 6 Nov 2008 0.95 % Equities (Stocks) Not Applicable Russell 1000 Financial Services Index
The Financial Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the Russell 1000 Financial Services Index (Financial Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Financial Bear 3X Shares FAZ Direxion Shares 25490K539 US25490K5395 6 Nov 2008 0.95 % Equities (Stocks) Not Applicable Russell 1000 Financial Services Index
The Financial Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the Russell 1000 Financial Services Index (Financial Index). There is no guarantee the fund will meet its stated investment objective.
Oppenheimer S&P Financials Revenue ETF RWW Oppenheimer Funds 68386C807 US68386C8073 13 Nov 2008 0.45 % Equities (Stocks) Not Applicable S&P 500 Financials Sector Revenue-Weighted Index
The Fund seeks to achieve its investment objective of outperforming the total return performance of the S&P 500 Financials Index by attempting to replicate the RevenueShares Financials Sector Index, a custom index constructed by re-weighting the constituent securities of the S&P 500 Financials Index by revenue earned, subject to certain asset diversification requirements. The RevenueShares Financials Sector Index generally contains the same securities as the S&P 500 Financials Index, but in different proportions. The S&P 500 Financials Index is a stock market index comprised of large cap companies that S&P Dow Jones Indices LLC deems to be part of the Financials sector of the United States economy, using the GICS
Invesco Active U.S. Real Estate ETF PSR Invesco 73935B508 US73935B5084 20 Nov 2008 0.35 % Equities (Stocks) Not Applicable Not Applicable
The Invesco Active U.S. Real Estate ETF (Fund) structures and selects its investments primarily from a universe of securities that are included within the FTSE NAREIT All Equity REITs Index at the time of purchase. The selection methodology uses quantitative and statistical metrics to identify attractively priced securities and manage risk. The Fund will invest principally in equity real estate investment trusts (REITs). Portfolio management generally conducts a security and portfolio evaluation monthly.
ProShares UltraShort Bloomberg Crude Oil SCO ProShares 74347W668 US74347W6681 24 Nov 2008 0.95 % Commodities & Metals Not Applicable Bloomberg WTI Crude Oil Subindex
ProShares UltraShort Bloomberg Crude Oil seeks daily investment results, before fees and expenses, that correspond to two times the inverse (-2x) of the daily performance of the Bloomberg WTI Crude Oil Subindex
ProShares UltraShort Euro EUO ProShares 74347W882 US74347W8828 24 Nov 2008 0.95 % Currency Not Applicable EUR/USD Exchange Rate
ProShares UltraShort Euro seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the U.S. Dollar price of the Euro.
ProShares Ultra Euro ULE ProShares 74347W874 US74347W8745 24 Nov 2008 0.95 % Currency Not Applicable EUR/USD Exchange Rate
ProShares Ultra Euro seeks daily investment results before fees and expenses that correspond to twice (200%) the U.S. Dollar price of the Euro.
ProShares Ultra Yen YCL ProShares 74347W270 US74347W2706 24 Nov 2008 0.95 % Currency Not Applicable JPY/USD Exchange Rate
ProShares Ultra Yen seeks daily investment results before fees and expenses that correspond to twice (200%) the U.S. Dollar price of the Yen.
ProShares Ultra Bloomberg Crude Oil UCO ProShares 74347W247 US74347W2474 24 Nov 2008 0.95 % Commodities & Metals Not Applicable Bloomberg WTI Crude Oil Subindex
ProShares Ultra Bloomberg Crude Oil seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the Bloomberg WTI Crude Oil Subindex.
ProShares UltraShort Yen YCS ProShares 74347W569 US74347W5691 24 Nov 2008 0.95 % Currency Not Applicable JPY/USD Exchange Rate
ProShares UltraShort Yen seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the U.S. Dollar price of the Yen.
ProShares UltraShort Gold GLL ProShares 74347W395 US74347W3951 1 Dec 2008 0.95 % Commodities & Metals Not Applicable LBMA PM Gold Price
ProShares UltraShort Gold seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of gold bullion as measured by the U.S. Dollar fixing price for delivery in London.
ProShares Ultra Gold UGL ProShares 74347W601 US74347W6012 1 Dec 2008 0.95 % Commodities & Metals Not Applicable LBMA PM Gold Price
ProShares Ultra Gold seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of gold bullion as measured by the U.S. Dollar p.m. fixing price for delivery in London.
ProShares UltraShort Silver ZSL ProShares 74347W114 US74347W1146 1 Dec 2008 0.95 % Commodities & Metals Not Applicable London Silver Fix Price
ProShares UltraShort Silver seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of silver bullion as measured by the U.S. Dollar fixing price for delivery in London.
ProShares Ultra Silver AGQ ProShares 74347W353 US74347W3530 1 Dec 2008 0.95 % Commodities & Metals Not Applicable London Silver Fix Price
ProShares Ultra Silver seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of silver bullion as measured by the U.S. Dollar fixing price for delivery in London.
Direxion Daily Developed Markets Bull 3X Shares DZK Direxion Shares 25459W789 US25459W7891 17 Dec 2008 0.95 % Equities (Stocks) Not Applicable MSCI EAFE Index
The Developed Markets Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the MSCI EAFE Index. There is no guarantee the fund will meet its stated investment objective.
Direxion Daily MSCI Emerging Markets Bull 3X Shares EDC Direxion Shares 25490K281 US25490K2814 17 Dec 2008 0.95 % Equities (Stocks) Not Applicable MSCI Emerging Markets Index
The Direxion Daily MSCI Emerging Markets Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the MSCI Emerging Markets Index.
Direxion Daily MSCI Emerging Markets Bear 3X Shares EDZ Direxion Shares 25460E547 US25460E5472 17 Dec 2008 0.95 % Equities (Stocks) Not Applicable MSCI Emerging Markets Index
The Direxion Daily MSCI Emerging Markets Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the MSCI Emerging Markets Index.
Direxion Daily Developed Markets Bear 3X Shares DPK Direxion Shares 25459Y355 US25459Y3559 17 Dec 2008 0.95 % Equities (Stocks) Not Applicable MSCI EAFE Index
The Developed Markets Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the MSCI EAFE Index. There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Technology Bull 3X Shares TECL Direxion Shares 25459W102 US25459W1027 17 Dec 2008 0.95 % Equities (Stocks) Not Applicable Technology Select Sector Index
The Direxion Daily Technology Bull & Bear 3x Shares seek daily investment results, before fees and expenses, of 300% or 300% of the inverse (or opposite) of the performance of the S&P Technology Select Sector Index. There is no guarantee the funds will meet their stated investment objectives. The Index is calculated by the using a modified market capitalization methodology, which is a hybrid between equal weighting and conventional capitalization weighting with the weighting capped for the largest stocks included in the Index. Each stock in the S&P 500 Index is allocated to one and only one of the Select Sector Indexes & each of the component securities in the Index is a constituent company of the S&P 500.
Direxion Daily Technology Bear 3X Shares TECS Direxion Shares 25460E562 US25460E5621 17 Dec 2008 0.95 % Equities (Stocks) Not Applicable Technology Select Sector Index
The Direxion Daily Technology Bull & Bear 3x Shares seek daily investment results, before fees and expenses, of 300% or 300% of the inverse (or opposite) of the performance of the S&P Technology Select Sector Index. There is no guarantee the funds will meet their stated investment objectives. The Index is calculated by the using a modified market capitalization methodology, which is a hybrid between equal weighting and conventional capitalization weighting with the weighting capped for the largest stocks included in the Index. Each stock in the S&P 500 Index is allocated to one and only one of the Select Sector Indexes & each of the component securities in the Index is a constituent company of the S&P 500.
Direxion Daily Mid Cap Bull 3X Shares MIDU Direxion Shares 25459W730 US25459W7305 8 Jan 2009 0.95 % Equities (Stocks) Not Applicable S&P Midcap 400 Index
The Mid Cap Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the Russell Midcap Index. There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Mid Cap Bear 3x Shares MIDZ Direxion Shares 25490K810 US25490K8100 8 Jan 2009 0.95 % Equities (Stocks) Not Applicable S&P Midcap 400 Index
The Mid Cap Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the Russell Midcap Index. There is no guarantee the fund will meet its stated investment objective.
SPDR Bloomberg Barclays Mortgage Backed Bond ETF MBG State Street (SPDR) 78464A383 US78464A3831 15 Jan 2009 0.06 % Bonds Not Applicable Bloomberg Barclays U.S. MBS Index
The SPDR Bloomberg Barclays Mortgage Backed Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays U.S. MBS Index (the "Index"). The Bloomberg Barclays U.S. MBS Index (the "MBS Index") measures the performance of the U.S. agency mortgage pass-through segment of the U.S. investment grade bond market. The term "U.S. agency mortgage pass-through security" refers to a category of pass-through securities backed by pools of mortgages and issued by one of the following U.S. government-sponsored enterprises.
SPDR Bloomberg Barclays Short Term International Treasury Bond ETF BWZ State Street (SPDR) 78464A334 US78464A3344 15 Jan 2009 0.35 % Bonds Not Applicable Bloomberg Barclays 1-3 Year Global Treasury ex-US Capped Index
The SPDR Bloomberg Barclays Short Term International Treasury Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays 1-3 Year Global Treasury ex-US Capped Index (the "Index"). The Bloomberg Barclays 1-3 Year Global Treasury ex-US Capped index is designed to measure the performance of fixed-rate local currency sovereign debt of investment grade countries outside the United States that have remaining maturities of one to three years. The Index includes government bonds issued by investment grade countries outside the United States, in local currencies, that have remaining maturities of one to three years and are rated investment grade.
VanEck Vectors Indonesia Index ETF IDX Van Eck Associates Corporation 92189F833 US92189F8335 15 Jan 2009 0.58 % Equities (Stocks) Not Applicable Market Vectors Indonesia Index
The Indonesia Index ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Indonesia Index.
iShares 1-3 Year International Treasury Bond ETF ISHG Blackrock (iShares) 464288125 US4642881258 21 Jan 2009 0.35 % Bonds Not Applicable S&P/Citigroup International Treasury Bond Index Ex-US 1-3 Year
The iShares S&P/Citigroup 1-3 Year International Treasury Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P/Citigroup International Treasury Bond Index Ex-US 1-3 Year.
iShares International Treasury Bond ETF IGOV Blackrock (iShares) 464288117 US4642881175 21 Jan 2009 0.35 % Bonds Not Applicable S&P/Citigroup International Treasury Bond Index Ex-US
The iShares S&P/Citigroup International Treasury Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P/Citigroup International Treasury Bond Index Ex-US.
iPATH S&P 500 VIX Short-Term Futures ETN VXX Barclays iPath 06746L422 US06746L4225 29 Jan 2009 0.89 % Equities (Stocks) Not Applicable S&P 500 VIX Short-Term Futures Index Total Return
The S&P 500 VIX Short-Term Futures Index TR is designed to provide access to equity market volatility through CBOE Volatility Index (the "VIX Index") futures. Specifically, the S&P 500 VIX Short-Term Futures Index TR offers exposure to a daily rolling long position in the first and second month VIX futures contracts and reflects the implied volatility of the S&P 500 Index at various points along the volatility forward curve. The index futures roll continuously throughout each month from the first month VIX futures contract into the second month VIX futures contract. A direct investment in VIX (commonly referred to as spot VIX) is not possible. The S&P 500 VIX Short-Term Futures Index TR holds VIX futures contracts, which could involve roll costs and exhibit different risk and return characteristics. Investments offering volatility exposure can have various uses within a portfolio including hedging, directional, or arbitrage strategies and are typically short or medium-term in nature.
iPATH S&P 500 VIX Mid-Term Futures ETN VXZ Barclays iPath 06740Q260 US06740Q2600 29 Jan 2009 0.89 % Equities (Stocks) Not Applicable S&P 500 VIX Mid-Term Futures Index Total Return
The S&P 500 VIX Mid-Term Futures Index TR is designed to provide access to equity market volatility through CBOE Volatility Index (the "VIX Index") futures. Specifically, the S&P 500 VIX Mid-Term Futures Index TR offers exposure to a daily rolling long position in the fourth, fifth, sixth and seventh month VIX futures contracts and reflects the implied volatility of the S&P 500 Index at various points along the volatility forward curve. The Index futures roll continuously throughout each month from the fourth month VIX futures contract into the seventh month VIX futures contract. A direct investment in VIX (commonly referred to as spot VIX) is not possible. The S&P 500 VIX Mid-Term Futures Index TR holds VIX futures contracts, which could involve roll costs and exhibit different risk and return characteristics. Investments offering volatility exposure can have various uses within a portfolio including hedging, directional, or arbitrage strategies and are typically short or medium-term in nature.
VanEck Vectors Pre-Refunded Municipal Index ETF PRB Van Eck Associates Corporation 92189F510 US92189F5109 2 Feb 2009 0.24 % Bonds Not Applicable Barclays Capital Municipal Pre-Refunded Treasury-Escrowed Index
The Pre-Refunded Municipal Index ETF (PRB) seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Barclays Capital Municipal Pre-Refunded Treasury-Escrowed Index. The bonds included in this index have been refinanced by their issuers and their principal and interest are secured by Treasury obligations backed by the full faith and credit of the U.S. government. As such PRB combines the credit quality of Treasuries with the tax advantages of munis to potentially meet the needs of today s risk-averse investor.
JPMorgan Alerian MLP Index ETN AMJ JPMorgan Chase 46625H365 US46625H3654 2 Apr 2009 0.85 % Other Asset Types MLP Alerian MLP Index
Alerian MLP Index Exchange Traded Notes ("ETNs") provide investors a convenient way to gain exposure to midstream energy MLPs. The ETNs pay a variable quarterly coupon linked to the cash distributions paid on the MLPs in the index, less accrued tracking fees1. The ETN coupons are reported on Form 1099s. Investors can trade the ETNs on the NYSE, Arca exchange or receive a cash payment at the scheduled maturity or upon early repurchase2, based on the performance of the index less accrued tracking fees and, if applicable, the repurchase fee. The ETNs are senior, unsecured obligations of JPMorgan Chase & Co.
VanEck Vectors High Yield Municipal Index ETF HYD Van Eck Associates Corporation 92189F361 US92189F3617 4 Feb 2009 0.35 % Bonds Not Applicable Barclays Capital Municipal Custom High Yield Composite Index
The VanEck Vectors High-Yield Municipal Index ETF (HYD) seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Barclays Capital Municipal Custom High Yield Composite Index. HYD is the nation s first ETF to focus on high-yield munis and tracks an index that has a 25% weighting in investment-grade triple-B bonds and 75% weighting in non-investment grade bonds. In addition 75% of the index is in bonds issued as part of transactions of at least $100 million in size.
Global X MSCI Colombia ETF GXG Global X 37950E200 US37950E2000 5 Feb 2009 0.61 % Equities (Stocks) Not Applicable MSCI All Colombia Select 25/50 Index
The Global X MSCI Colombia ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI All Colombia Select 25/50 Index. The MSCI All Colombia Select 25/50 Index is designed to represent the performance of the Broad Colombian Equity Universe, while including constituents with minimum level of liquidity and applying the MSCI 25/50 Indexes methodology. The Broad Colombia Equity Universe includes securities that are classified in Colombia according to the MSCI Global Investable Market Index Methodology, together with companies that are headquartered or listed in Colombia and carry out the majority of their operations in Colombia. Further, the Index only includes new securities with a minimum liquidity threshold of 6-month Annualized Traded Value (ATV) greater than or equal to USD 25,000,000 and 6-month Frequency of Trading (FOT) greater than or equal to 95%.
SPDR Portfolio Intermediate Term Corporate Bond ETF SPIB State Street (SPDR) 78464A375 US78464A3757 10 Feb 2009 0.07 % Bonds Not Applicable Barclays Capital Intermediate U.S. Corporate Index
The SPDR Portfolio Intermediate Term Corporate Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays Intermediate US Corporate Index (the "Index"). The Bloomberg Barclays U.S. Intermediate Corporate Bond Index is designed to measure the performance of U.S. corporate bonds that have a maturity of greater than or equal to 1 year and less than 10 years. The Index is a component of the Barclays U.S. Corporate Index and includes investment grade, fixed-rate, taxable, U.S. dollar-denominated debt with $250 million or more par amount outstanding, issued by U.S. and non-U.S. industrial, utility, and financial institutions.
SPDR Portfolio Long Term Corporate Bond ETF SPLB State Street (SPDR) 78464A367 US78464A3674 10 Mar 2009 0.07 % Bonds Not Applicable Barclays Capital Long U.S. Corporate Index
The SPDR Portfolio Long Term Corporate Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays Long U.S. Corporate index (the "Index"). The Bloomberg Barclays U.S. Long Term Corporate Bond Index is designed to measure the performance of U.S. corporate bonds that have a maturity of greater than or equal to 10 years. The Index is a component of the Bloomberg Barclays U.S. Corporate Index and includes investment grade, fixed-rate, taxable, U.S. dollar-denominated debt with $250 million or more par amount outstanding, issued by U.S. and non-U.S. industrial, utility, and financial institutions. The Index is rebalanced monthly, on the last day business day of the month.
IndexIQ ETF Trust - IQ Hedge Multi-Strategy Tracker ETF QAI Index IQ 45409B107 US45409B1070 25 Mar 2009 0.76 % Other Asset Types Hedge Fund Replication IQ Hedge Multi-Strategy Index
The IQ Hedge Multi-Strategy Tracker ETF seeks to track before fees and expenses the performance of the IQ Hedge Multi-Strategy Index. The Index attempts to replicate the risk-adjusted return characteristics of hedge funds using various hedge fund investment styles including long/short equity global macro market neutral event-driven fixed income arbitrage and emerging markets.
Vanguard FTSE All World ex-US Small-Cap ETF VSS Vanguard 922042718 US9220427184 2 Apr 2009 0.13 % Equities (Stocks) Not Applicable FTSE Global Small Cap ex US Index
Attempts to track the performance of the FTSE Global Small Cap ex US Index. Provides a convenient way to get broad exposure across developed and emerging non-U.S. small-cap equity markets around the world. Passively managed using index sampling.
SPDR Bloomberg Barclays Convertible Securities ETF CWB State Street (SPDR) 78464A359 US78464A3591 14 Apr 2009 0.40 % Bonds Not Applicable Bloomberg Barclays US Convertible Liquid Bond Index
The SPDR Bloomberg Barclays Convertible Securities ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays US Convertible Liquid Bond Index (the "Index"). Seeks to provide exposure to the market of U.S. convertible securities with an issue amount of at least $350 million and a par amount outstanding of at least $250 million.
Direxion Daily 7-10 Year Treasury Bull 3x Shares TYD Direxion Shares 25459W565 US25459W5655 16 Apr 2009 0.95 % Bonds Not Applicable ICE U.S. Treasury 7-10 Year Bond Index
The Direxion Daily 7-10 Year Treasury Bull & Bear 3x Shares seek daily investment results, before fees and expenses, of 300% or 300% of the inverse (or opposite) of the performance of the ICE U.S. Treasury 7-10 Year Bond Index. There is no guarantee the funds will meet their stated investment objectives. These leveraged ETFs seek a return that is +300% 0r -300% of the return of their benchmark index for a single day. The funds should not be expected to provide three times or negative three times the return of the benchmark s cumulative return for periods greater than a day. The ICE U.S. Treasury 7-10 Year Bond Index is a market value weighted index that includes publicly issued U.S. Treasury securities that have a remaining maturity of greater than seven years and less than or equal to ten years. Eligible securities must be fixed rate, denominated in U.S. dollars, and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. Securities excluded from the Index are zero-coupon STRIPS, inflation linked securities, floating rate notes, cash management and Treasury bills, and any government agency debt issued with or without a government guarantee. One cannot directly invest in an Index.
Direxion Daily 20 Year Plus Treasury Bull 3x Shares TMF Direxion Shares 25459W540 US25459W5408 16 Apr 2009 0.95 % Bonds Not Applicable ICE U.S. Treasury 20+ Year Bond Index
The Direxion Daily 20+ Year Treasury Bull & Bear 3x Shares seek daily investment results, before fees and expenses, of 300% or 300% of the inverse (or opposite) of the performance of the ICE U.S. Treasury 20+ Year Bond Index. There is no guarantee the funds will meet their stated investment objectives. These leveraged ETFs seek a return that is +300% or -300% of the return of their benchmark index for a single day. The funds should not be expected to provide three times or negative three times the return of the benchmark s cumulative return for periods greater than a day. The ICE U.S. Treasury 20+ Year Bond Index is a market value weighted index that includes publicly issued U.S. Treasury securities that have a remaining maturity of greater than 20 years. Eligible securities must be fixed rate, denominated in U.S. dollars, and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. Securities excluded from the Index are zero-coupon STRIPS, inflation linked securities, floating rate notes, cash management and Treasury bills, and any government agency debt issued with or without a government guarantee. One cannot directly invest in an Index.
Direxion Daily 7-10 Year Treasury Bear 3x Shares TYO Direxion Shares 25459W557 US25459W5572 16 Apr 2009 0.95 % Bonds Not Applicable ICE U.S. Treasury 7-10 Year Bond Index
The Direxion Daily 7-10 Year Treasury Bull & Bear 3x Shares seek daily investment results, before fees and expenses, of 300% or 300% of the inverse (or opposite) of the performance of the ICE U.S. Treasury 7-10 Year Bond Index. There is no guarantee the funds will meet their stated investment objectives. These leveraged ETFs seek a return that is +300% 0r -300% of the return of their benchmark index for a single day. The funds should not be expected to provide three times or negative three times the return of the benchmark s cumulative return for periods greater than a day. The ICE U.S. Treasury 7-10 Year Bond Index is a market value weighted index that includes publicly issued U.S. Treasury securities that have a remaining maturity of greater than seven years and less than or equal to ten years. Eligible securities must be fixed rate, denominated in U.S. dollars, and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. Securities excluded from the Index are zero-coupon STRIPS, inflation linked securities, floating rate notes, cash management and Treasury bills, and any government agency debt issued with or without a government guarantee. One cannot directly invest in an Index.
Direxion Daily 20 Year Plus Treasury Bear 3x Shares TMV Direxion Shares 25459Y678 US25459Y6784 16 Apr 2009 0.90 % Bonds Not Applicable ICE U.S. Treasury 20+ Year Bond Index
The Direxion Daily 20+ Year Treasury Bull & Bear 3x Shares seek daily investment results, before fees and expenses, of 300% or 300% of the inverse (or opposite) of the performance of the ICE U.S. Treasury 20+ Year Bond Index. There is no guarantee the funds will meet their stated investment objectives. These leveraged ETFs seek a return that is +300% or -300% of the return of their benchmark index for a single day. The funds should not be expected to provide three times or negative three times the return of the benchmark s cumulative return for periods greater than a day. The ICE U.S. Treasury 20+ Year Bond Index is a market value weighted index that includes publicly issued U.S. Treasury securities that have a remaining maturity of greater than 20 years. Eligible securities must be fixed rate, denominated in U.S. dollars, and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. Securities excluded from the Index are zero-coupon STRIPS, inflation linked securities, floating rate notes, cash management and Treasury bills, and any government agency debt issued with or without a government guarantee. One cannot directly invest in an Index.
WisdomTree Emerging Currency Fund CEW Wisdom Tree 97717W133 US97717W1339 6 May 2009 0.55 % Currency Not Applicable Emerging Market Currencies
The Fund seeks to achieve total returns reflective of both money market rates in selected emerging market countries available to foreign investors and changes to the value of these currencies relative to the U.S. dollar. Since the Funds investment objective has been adopted as a non-fundamental investment policy the Funds investment objective may be changed without a vote of shareholders. Constituent currencies at launch: Mexican Peso Brazilian Real Chilean Peso South African Rand Polish Zloty Israeli Shekel Turkish New Lira Chinese Yuan South Korean Won Taiwanese Dollar and Indian Rupee.
VanEck Vectors Brazil Small-Cap ETF BRF Van Eck Associates Corporation 92189F825 US92189F8251 12 May 2009 0.60 % Equities (Stocks) Not Applicable Market Vectors Brazil Small-Cap Index
The Brazil Small-Cap ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Brazil Small-Cap Index.
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund TUZ PIMCO 72201R106 US72201R1068 1 Jun 2009 0.15 % Bonds Not Applicable ICE BofA Merrill Lynch 1-3 US Year Treasury Index
The objective of the PIMCO 1-3 Year U.S. Treasury Index Fund is to provide total return that closely corresponds before fees and expenses to the total return of ICE BofA Merrill Lynch 1-3 Year US Treasury Index.
ProShares Ultra MSCI Emerging Markets EET ProShares 74347X302 US74347X3026 2 Jun 2009 0.95 % Equities (Stocks) Not Applicable MSCI Emerging Markets Index
ProShares Ultra MSCI Emerging Markets seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the MSCI Emerging Markets Index.
ProShares Ultra MSCI EAFE EFO ProShares 74347X500 US74347X5005 2 Jun 2009 0.95 % Equities (Stocks) Not Applicable MSCI EAFE Index
ProShares Ultra MSCI EAFE seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the MSCI EAFE Index.
ProShares Ultra MSCI Japan EZJ ProShares 74347X708 US74347X7084 2 Jun 2009 0.95 % Equities (Stocks) Not Applicable MSCI Japan Index
ProShares Ultra MSCI Japan seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the MSCI Japan Index.
ProShares Ultra FTSE China 50 XPP ProShares 74347X880 US74347X8801 2 Jun 2009 0.95 % Equities (Stocks) Not Applicable FTSE China 50 Index
ProShares Ultra FTSE / Xinhua China 50 seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the FTSE/Xinhua China 25 Index.
IQ Hedge Macro Tracker ETF MCRO Index IQ 45409B206 US45409B2060 9 Jun 2009 1.00 % Other Asset Types Hedge Fund Replication IQ Hedge Macro Index
The IQ Hedge Macro Tracker ETF seeks to track before fees and expenses the performance of the IQ Hedge Macro Index. The Index attempts to replicate the risk-adjusted return characteristics of a combination of hedge funds pursuing a macro strategy and hedge funds pursuing an emerging markets strategy.
iShares Emerging Markets Infrastructure ETF EMIF Blackrock (iShares) 464288216 US4642882165 16 Jun 2009 0.75 % Equities (Stocks) Not Applicable S&P Emerging Markets Infrastructure Index
The iShares S&P Emerging Markets Infrastructure Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Emerging Markets Infrastructure Index.
ProShares UltraShort FTSE Europe EPV ProShares 74348A434 US74348A4343 16 Jun 2009 0.95 % Equities (Stocks) Not Applicable FTSE Developed Europe All Cap Index
ProShares UltraShort FTSE Europe seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the FTSE Developed Europe All Cap Index. The FTSE Developed Europe All Cap Index is a market-capitalization weighted index representing the performance of large, mid and small cap companies in Developed European markets, including the UK. The index is comprised of approximately 1250 securities from 16 countries, and derived from the FTSE Global Equity Index Series (GEIS), which covers over 7,400 securities in 47 different countries and captures 98% of the worlds investable market capitalization.
ProShares UltraShort MSCI Brazil Capped BZQ ProShares 74347B292 US74347B2925 16 Jun 2009 0.95 % Equities (Stocks) Not Applicable MSCI Brazil 25/50 Capped Index
ProShares UltraShort MSCI Brazil Capped seeks daily investment results, before fees and expenses, that correspond to two times the inverse (-2x) of the daily performance of the MSCI Brazil 25/50 Index. The MSCI Brazil 25/50 Index is a free-float-adjusted, market capitalization weighted index that is designed to measure the equity market performance of the Brazilian market. The Index is divided into large- and mid-cap segments and targets approximately 85% of free-float-adjusted market capitalization of the region.
iShares MSCI Peru ETF EPU Blackrock (iShares) 464289842 US4642898427 19 Jun 2009 0.63 % Equities (Stocks) Not Applicable MSCI All Peru Capped Index
The iShares MSCI All Peru Capped Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI All Peru Capped Index.
ProShares UltraPro Short S&P 500 SPXU ProShares 74347B268 US74347B2685 23 Jun 2009 0.90 % Equities (Stocks) Not Applicable S&P 500 Index
ProShares UltraPro Short S&P500 seeks daily investment results before fees and expenses that correspond to triple (300%) the inverse (opposite) of the daily performance of the S&P 500
ProShares UltraPro S&P 500 UPRO ProShares 74347X864 US74347X8645 23 Jun 2009 0.95 % Equities (Stocks) Not Applicable S&P 500 Index
ProShares UltraPro S&P500 seeks daily investment results before fees and expenses that correspond to triple (300%) the daily performance of the S&P 500
First Trust NASDAQ ABA Community Bank Index Fund QABA First Trust 33736Q104 US33736Q1040 29 Jun 2009 0.60 % Equities (Stocks) Not Applicable NASDAQ OMX ABA Community Bank Index
The First Trust NASDAQ ABA Community Bank Index Fund seeks investment results that correspond generally to the price and yield before the Funds fees and expenses of an equity index called the NASDAQ OMX ABA Community Bank Index.
ALPS Equal Sector Weight ETF EQL ALPS 00162Q205 US00162Q2057 7 Jul 2009 0.48 % Equities (Stocks) Not Applicable NYSE Select Sector Equal Weight Index
The ALPS Equal Sector Weight ETF (Ticker Symbol: EQL) is an ETF of ETFs that delivers exposure to the US Large Cap Equity market by investing equal proportions in each of the 9 Select Sector SPDRs.
ProShares Large Cap Core Plus CSM ProShares 74347R248 US74347R2489 13 Jul 2009 0.45 % Other Asset Types Hedge Fund Replication Credit Suisse 130/30 Large-Cap Index
ProShares Credit Suisse 130/30 seeks investment results before fees and expenses that track the performance of the Credit Suisse 130/30 Large-Cap Index.
Direxion Daily Real Estate Bull 3x Shares DRN Direxion Shares 25459W755 US25459W7552 16 Jul 2009 0.95 % Equities (Stocks) Not Applicable MSCI US REIT Index
The Direxion Daily Real Estate Bull 3x ETF seeks daily investment results before fees and expenses of 300% of the price performance of the MSCI US REIT Index (Real Estate Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Real Estate Bear 3x Shares DRV Direxion Shares 25459Y363 US25459Y3633 16 Jul 2009 0.95 % Equities (Stocks) Not Applicable MSCI US REIT Index
The Direxion Daily Real Estate Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the Real Estate Index. There is no guarantee the fund will meet its stated investment objective.
ETFS Physical Silver Shares SIVR Aberdeen 26922X107 US26922X1072 24 Jul 2009 0.30 % Commodities & Metals Not Applicable London Silver Fix Price
ETFS Physical Silver Shares (SIVR) is designed to offer investors a simple cost-efficient and secure way to access the precious metals market. SIVR is intended to provide investors with a return equivalent to movements in the silver spot price less fees.
VanEck Vectors Vietnam ETF VNM Van Eck Associates Corporation 92189F817 US92189F8178 11 Aug 2009 0.66 % Equities (Stocks) Not Applicable Market Vectors Vietnam Index
The Vietnam ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Vietnam Index.
Global X FTSE Nordic Region ETF GXF Global X 37950E101 US37950E1010 17 Aug 2009 0.55 % Equities (Stocks) Not Applicable FTSE Nordic 30 Index
The Global X FTSE Nordic 30 ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the FTSE Nordic 30 Index.
ProShares Short 20+ Year Treasury TBF ProShares 74347X849 US74347X8496 18 Aug 2009 0.92 % Bonds Not Applicable ICE U.S. Treasury 20+ Year Bond Index
ProShares Short 20+ Year Treasury seeks daily investment results, before fees and expenses, that correspond to the inverse (-1x) of the daily performance of the ICE U.S. Treasury 20+ Year Bond Index. The ICE U.S. Treasury 20+ Year Bond Index includes publicly- issued U.S. Treasury securities that have a remaining maturity greater than twenty years and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. In addition, the securities in the Underlying Index must be fixed-rate and denominated in U.S. dollars. Excluded from the Underlying Index are inflation-linked securities, Treasury bills, cash management bills, any government agency debt issued with or without a government guarantee and zero-coupon issues that have been stripped from coupon-paying bonds. The Underlying Index is weighted by market capitalization, and the securities in the Underlying Index are updated on the last business day of each month.
PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund STPZ PIMCO 72201R205 US72201R2058 20 Aug 2009 0.20 % Bonds Not Applicable ICE BofA Merrill Lynch 1-5 Year US Inflation-Linked Treasury Index
The objective of the PIMCO 1-5 Year U.S. TIPS Index Fund is to provide total return that closely corresponds before fees and expenses to the total return of ICE BofA Merrill Lynch 1-5 Year US Inflation-Linked Treasury Index.
PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund LTPZ PIMCO 72201R304 US72201R3049 3 Sep 2009 0.20 % Bonds Not Applicable ICE BofA Merrill Lynch 15+ Year US Inflation-Linked Treasury Index
The objective of the PIMCO 15+ Year U.S. TIPS Index Fund is to provide total return that closely corresponds before fees and expenses to the total return of ICE BofA Merrill Lynch 15+ Year US Inflation-Linked Treasury Index.
PIMCO Broad U.S. TIPS Index Exchange-Traded Fund TIPZ PIMCO 72201R403 US72201R4039 3 Sep 2009 0.20 % Bonds Not Applicable ICE BofA Merrill Lynch US Inflation-Linked Treasury Index
The objective of the PIMCO Broad U.S. TIPS Index Fund is to provide total return that closely corresponds before fees and expenses to the total return of ICE BofA Merrill Lynch US Inflation-Linked Treasury Index.
ETFS Physical Swiss Gold Shares SGOL Aberdeen 26922Y105 US26922Y1055 9 Sep 2009 0.39 % Commodities & Metals Not Applicable Gold - London PM Gold Price
ETFS Physical Swiss Gold Shares (SGOL) is designed to offer investors a simple cost-efficient and secure way to access the precious metals market. SGOL is intended to provide investors with a return equivalent to movements in the gold spot price less fees.
SPDR Wells Fargo Preferred Stock ETF PSK State Street (SPDR) 78464A292 US78464A2924 16 Sep 2009 0.45 % Other Asset Types Preferred Stock Wells Fargo Hybrid and Preferred Securities Aggregate Index
The SPDR Wells Fargo Preferred Stock ETF seeks to replicate as closely as possible before fees and expenses the total return of the Wells Fargo Hybrid and Preferred Securities Aggregate Index.
iShares Russell Top 200 ETF IWL Blackrock (iShares) 464289446 US4642894467 22 Sep 2009 0.15 % Equities (Stocks) Not Applicable Russell Top 200 Index
The iShares Russell Top 200 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Russell Top 200 Index.
iShares Russell Top 200 Value ETF IWX Blackrock (iShares) 464289420 US4642894202 22 Sep 2009 0.20 % Equities (Stocks) Not Applicable Russell Top 200 Value Index
The iShares Russell Top 200 Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Russell Top 200® Value Index.
iShares Russell Top 200 Growth ETF IWY Blackrock (iShares) 464289438 US4642894384 22 Sep 2009 0.20 % Equities (Stocks) Not Applicable Russell Top 200 Pure Growth Index
The iShares Russell Top 200 Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Russell Top 200® Growth Index.
United States Short Oil Fund LP DNO United States Commodity Funds 912613205 US9126132052 24 Sep 2009 0.75 % Commodities & Metals Not Applicable Crude Oil - NYMEX traded near month light sweet crude oil futures
The investment objective of DNO is to have the changes in percentage terms of the units net asset value inversely reflect the changes in percentage terms of the spot price of light sweet crude oil delivered to Cushing Oklahoma as measured by the changes in the price of the futures contract on light sweet crude oil as traded on the New York Mercantile Exchange that is the near month contract to expire except when the near month contract is within two weeks of expiration in which case the futures contract will be the next month contract to expire less DNOs expenses. It is not the intent of DNO to be operated in a fashion such that its NAV will equal in dollar terms the spot price of crude oil or any particular futures contract based on crude oil.
Columbia Beyond BRICs ETF BBRC Columbia Management 19762B103 US19762B1035 15 Aug 2012 0.58 % Equities (Stocks) Not Applicable FTSE Beyond BRICs Index
Columbia Beyond BRICs ETF seeks investment results that correspond (before fees and expenses) to the price and yield performance of the FTSE Beyond BRICs Index. The FTSE Beyond BRICs Index is a market capitalization-weighted index designed to represent the performance of a diversified basket of 90 liquid companies in emerging and frontier markets excluding Brazil, Russia, India, China (BRIC), Taiwan and Argentina as defined by FTSEs Country Classification System. The index has 75% exposure to emerging markets and 25% to frontier markets at rebalance.
Invesco China All-Cap ETF YAO Invesco 73936Q561 US73936Q5615 19 Oct 2009 0.70 % Equities (Stocks) Not Applicable AlphaShares China All-Cap Index
The Invesco China All-Cap ETF (Fund) is based on the AlphaShares China All-Cap Index (Index). The Fund will invest at least 90% of its total assets in stocks, American depositary receipts (ADRs), American depositary shares (ADSs), global depositary receipts (GDRs) and international depositary receipts (IDRs) that comprise the Index. The Index is composed of designed to measure and monitor the performance of the investable universe of publicly-traded companies based in mainland China. The Fund and the Index are rebalanced annually.
IQ Real Return ETF CPI Index IQ 45409B602 US45409B6020 27 Oct 2009 0.66 % Target Date / Multi-Asset Not Applicable IQ Real Return Index
The IQ Real Return ETF seeks investment results that correspond before fees and expenses to the price and yield performance of the IQ Real Return Index. The Index seeks to provide a hedge against the U.S. inflation rate by providing a real return or a return above the rate of inflation as represented by the Consumer Price Index which is published by the Bureau of Labor Statistics and is a measure of the average change in prices over time of goods and services purchased by households.
IQ Global Resources ETF GRES Index IQ 45409B883 US45409B8836 27 Oct 2009 0.77 % Equities (Stocks) Not Applicable IQ Global Resources Index
The IQ Global Resources ETF seeks investment results that correspond before fees and expenses to the price and yield performance of the IQ Global Resources Index. The Index uses momentum and valuation factors to identify global companies that operate in commodity-specific market segments and whose equity securities trade in developed markets including the U.S. These segments include the major commodity sectors (Precious Metals Industrial Metals Livestock Energy and Grains Food & Fiber) plus Timber Water and Coal. The Index also includes short exposure to global equities as a partial equity market hedge.
ETRACS Bloomberg Commodity Index Total Return ETN DJCI UBS 902641679 US9026416795 28 Oct 2009 0.50 % Commodities & Metals Not Applicable Bloomberg Commodity USD Total Return Index
The ETRACS Bloomberg-UBS Commodity Index Total Return is designed to track the performance of the Bloomberg-UBS Commodity Index Total ReturnSM (the "Index") less investor fees. The Index is designed to provide diversified commodity exposure with weightings based on each underlying commoditys liquidity and economic significance. The Index measures the collateralized returns from a basket of 19 commodity futures contracts representing the energy, precious metals, industrial metals, grains, softs and livestock sectors. In addition, the Index is rebalanced once a year to ensure that no commodity sector may constitute more than 33% of the Index as of the date of such rebalancing.
PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund ZROZ PIMCO 72201R882 US72201R8824 30 Oct 2009 0.15 % Bonds Not Applicable ICE BofA Merrill Lynch Long US Treasury Principal STRIPS Index
The objective of the PIMCO 25+ Year Zero Coupon U.S. Treasury Index Fund is to provide total return that closely corresponds before fees and expenses to the total return of ICE BofA Merrill Lynch Long Treasury Principal STRIPS Index.
Schwab US Broad Market ETF SCHB Schwab 808524102 US8085241029 3 Nov 2009 0.03 % Equities (Stocks) Not Applicable Dow Jones U.S. Broad Stock Market Index
The fund offers diversified exposure across large- and small-cap U.S. stocks. It seeks investment results that track performance before fees and expenses of the approximately 2500-stock Dow Jones U.S. Broad Stock Market Index?.
Schwab US Large-Cap ETF SCHX Schwab 808524201 US8085242019 3 Nov 2009 0.03 % Equities (Stocks) Not Applicable Dow Jones US Large Cap Total Stock Market Index
The fund provides exposure to large-cap U.S. companies. It seeks investment results that track the performance before fees and expense of the Dow Jones U.S. Large-Cap Total Stock Market Index? made up of approximately the largest 750 U.S. stocks.
Schwab International Equity ETF SCHF Schwab 808524805 US8085248057 3 Nov 2009 0.06 % Equities (Stocks) Not Applicable FTSE Developed Countries ex US Index
The fund provides broad exposure to international large-and mid-cap companies in over 20 developed international markets. It seeks investment returns that track the performance before fees and expenses of the FTSE Developed ex U.S. Index made up of approximately 1400 international stocks.
Schwab US Small-Cap ETF SCHA Schwab 808524607 US8085246077 3 Nov 2009 0.05 % Equities (Stocks) Not Applicable Dow Jones U.S. Small-Cap Total Stock Market Index
The fund offers exposure to small-cap U.S. companies. It seeks investment results that track the performance before fees and expenses of the Dow Jones U.S. Small-Cap Total Stock Market Index? made up of approximately 1750 U.S. small cap stocks.
VanEck Vectors Junior Gold Miners ETF GDXJ Van Eck Associates Corporation 92189F791 US92189F7915 10 Nov 2009 0.54 % Equities (Stocks) Not Applicable Market Vectors Junior Gold Miners Index
The Junior Gold Miners ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Junior Gold Miners Index. The Market Vectors Junior Gold Miners Index is a rules-based modified market capitalization-weighted float-adjusted index intended to investors exposure to small- and medium-capitalization companies in the gold or silver mining industry.
PIMCO Enhanced Short Maturity Exchange-Traded Fund MINT PIMCO 72201R833 US72201R8337 16 Nov 2009 0.35 % Bonds Not Applicable Not Applicable
PIMCO Enhanced Short Maturity Strategy Fund (MINT) is an actively managed exchange-traded fund (ETF) that seeks greater income and total return potential than money market funds and may be appropriate for non-immediate cash allocations. MINT will primarily invest in short duration investment grade debt securities. The average portfolio duration of MINT will vary based on PIMCO s economic forecasts and active investment process decisions and will not normally exceed one year. MINT will disclose all portfolio holdings on a daily basis and will not use options futures or swaps.
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID First Trust 33737A108 US33737A1088 16 Nov 2009 0.70 % Equities (Stocks) Not Applicable NASDAQ OMX Clean Edge Smart Grid Infrastructure Index
This exchange-traded fund seeks investment results that correspond generally to the price and yield before the Funds fees and expenses of an equity index called the NASDAQ OMX Clean Edge Smart Grid Infrastructure Index.
IQ Merger Arbitrage ETF MNA Index IQ 45409B800 US45409B8000 17 Nov 2009 0.77 % Other Asset Types Hedge Fund Replication IQ Merger Arbitrage Index
The IQ Merger Arbitrage ETF seeks to track before fees and expenses the performance of the IQ Merger Arbitrage Index. The Index seeks to achieve capital appreciation by investing in global companies for which there has been a public announcement of a takeover by an acquirer. This differentiated approach is based on a passive strategy of owning certain announced takeover targets with the goal of generating returns that are representative of global merger arbitrage activity. The Index also includes short exposure to global equities as a partial equity market hedge. Merger arbitrage is a directional hedge fund strategy. The IQ Merger Arbitrage ETF is not a hedge fund and does not invest in hedge funds.
Invesco Taxable Municipal Bond ETF BAB Invesco 73937B407 US73937B4077 17 Nov 2009 0.28 % Bonds Not Applicable ICE BofA Merrill Lynch US Taxable Municipal Securities Plus Index
The Invesco Taxable Municipal Bond ETF (Fund) is based on the ICE BofAML US Taxable Municipal Securities Plus Index (Index). The Fund will normally invest at least 80% of its total assets in the securities that comprise the Index. The Index is designed to track the performance of US dollar-denominated taxable municipal debt publicly issued by US states and territories, and their political subdivisions, in the US market. The Fund and the Index are rebalanced and reconstituted monthly.
iShares India 50 ETF INDY Blackrock (iShares) 464289529 US4642895290 18 Nov 2009 0.93 % Equities (Stocks) Not Applicable CNX Nifty Index
The iShares India Nifty 50 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the CNX Nifty Index.
United States 12 Month Natural Gas Fund LP UNL United States Commodity Funds 91288X109 US91288X1090 18 Nov 2009 0.90 % Commodities & Metals Not Applicable Natural Gas - NYMEX traded next 12 months average futures contracts
The investment objective of UNL is to have the changes in percentage terms of the units net asset value reflect the changes in percentage terms of the spot price of natural gas delivered at the Henry Hub Louisiana as measured by the changes in the average of the prices of 12 futures contracts on natural gas traded on the New York Mercantile Exchange consisting of the near month contact to expire and the contracts for the following eleven months for a total of 12 consecutive months contracts except when the near month contract is within two weeks of expiration in which case it will be measured by the futures contract that is the next month contract to expire and the contracts for the following eleven consecutive months less UNLs expenses.
Vanguard Long-Term Government Bond ETF VGLT Vanguard 92206C847 US92206C8477 19 Nov 2009 0.07 % Bonds Not Applicable Barclays Capital U.S. Long Government Float Adjusted Index
Seeks to provide a high and sustainable level of current income. Invests primarily in government bonds. Maintains a dollar-weighted average maturity of 10 to 25 years.
Vanguard Long-Term Corporate Bond ETF VCLT Vanguard 92206C813 US92206C8139 19 Nov 2009 0.07 % Bonds Not Applicable Barclays US 10+ Year Corp Index
Seeks to provide a high and sustainable level of current income. Invests primarily in high-quality (investment-grade) corporate bonds. Maintains a dollar-weighted average maturity of 10 to 25 years.
Vanguard Short-Term Government Bond ETF VGSH Vanguard 92206C102 US92206C1027 19 Nov 2009 0.07 % Bonds Not Applicable Barclays Capital U.S. 1 3 Year Government Float Adjusted Index
Seeks to provide current income with modest price fluctuation. Invests primarily in high-quality (investment-grade) U.S. government bonds. Maintains a dollar-weighted average maturity of 1 to 3 years.
Vanguard Intermediate-Term Government Bond ETF VGIT Vanguard 92206C706 US92206C7065 19 Nov 2009 0.07 % Bonds Not Applicable Barclays Capital U.S. 3 10 Year Government Float Adjusted Index
Seeks to provide a moderate and sustainable level of current income. Invests primarily in government bonds. Moderate interest rate risk with a dollar-weighted average maturity of 5 to 10 years.
Vanguard Mortgage-Backed Securities ETF VMBS Vanguard 92206C771 US92206C7719 19 Nov 2009 0.07 % Bonds Not Applicable Barclays Capital U.S. MBS Float Adjusted Index
Seeks to provide a moderate and sustainable level of current income. Invests primarily in U.S. agency mortgage-backed pass-through securities issued by Ginnie Mae (GNMA) Fannie Mae (FNMA) and Freddie Mac (FHLMC). Moderate interest rate risk with a dollar-weighted average maturity of 3 to 10 years.
Vanguard Intermediate-Term Corporate Bond ETF VCIT Vanguard 92206C870 US92206C8709 19 Nov 2009 0.07 % Bonds Not Applicable Barclays US 5-10 Year Corp Index
Seeks to provide a moderate and sustainable level of current income. Invests primarily in high-quality (investment-grade) corporate bonds. Moderate interest rate risk with a dollar-weighted average maturity of 5 to 10 years
Vanguard Short-Term Corporate Bond ETF VCSH Vanguard 92206C409 US92206C4096 19 Nov 2009 0.07 % Bonds Not Applicable Barclays Capital U.S. 1 5 Year Corporate Index
Seeks to provide current income with modest price fluctuation. Invests primarily in high-quality (investment-grade) corporate bonds. Maintains a dollar-weighted average maturity of 1 to 3 years.
VanEck Vectors Poland ETF PLND Van Eck Associates Corporation 92189F783 US92189F7832 24 Nov 2009 0.66 % Equities (Stocks) Not Applicable Market Vectors Poland Index
The Poland ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Poland Index.
PIMCO Intermediate Municipal Bond Exchange-Traded Fund MUNI PIMCO 72201R866 US72201R8667 30 Nov 2009 0.35 % Bonds Not Applicable Not Applicable
The Intermediate Municipal Bond Strategy Fund is an actively managed exchange-traded fund (ETF). Designed to be appropriate for investors seeking tax-exempt income the Fund consists of a diversified portfolio of primarily intermediate duration high credit quality bonds which carry interest income that is exempt from federal tax and in some cases state tax. With this Fund investors will see the names of the bonds owned daily. In addition the Fund will not use options futures or swaps.
Global X China Consumer ETF CHIQ Global X 37950E408 US37950E4089 30 Nov 2009 0.65 % Equities (Stocks) Not Applicable Solactive China Consumer Index
The Global X China Consumer ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the Solactive China Consumer Index.
Global X China Industrials ETF CHII Global X 37950E705 US37950E7058 30 Nov 2009 0.65 % Equities (Stocks) Not Applicable Solactive China Industrials Index
The Global X China Industrials ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the Solactive China Industrials Index.
Direxion Daily FTSE China Bull 3X Shares YINN Direxion Shares 25459W771 US25459W7719 3 Dec 2009 0.95 % Equities (Stocks) Not Applicable FTSE China 50 Index
The Direxion Daily FTSE China Bull 3X Shares seeks daily investment results before fees and expenses of 300% of the price performance of the FTSE China 50 Index (the China Index). There is no guarantee the fund will meet its stated investment objective. The FTSE China 50 Index (TXIN0UNU) consists of the 50 largest and most liquid public Chinese companies currently trading on the Hong Kong Stock Exchange ( SEHK ). Securities in the Index are weighted based on the total market value of their shares, so that securities with higher total market values will generally have a higher representation in the Index.
Direxion Daily Latin America Bull 3X Shares LBJ Direxion Shares 25490K299 US25490K2996 3 Dec 2009 0.95 % Equities (Stocks) Not Applicable S&P Latin America 40 Index
The Direxion Daily Latin America Bull 3x ETF seeks daily investment results before fees and expenses of 300% of the price performance of the S&P Latin America 40 Index (Latin America Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily FTSE China Bear 3X Shares YANG Direxion Shares 25460E521 US25460E5217 3 Dec 2009 0.95 % Equities (Stocks) Not Applicable FTSE China 50 Index
The Direxion Daily FTSE China Bear 3X Shares seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the FTSE China 50 Index (the China Index). There is no guarantee the fund will meet its stated investment objective. The FTSE China 50 Index (TXIN0UNU) consists of the 50 largest and most liquid public Chinese companies currently trading on the Hong Kong Stock Exchange ( SEHK ). Securities in the Index are weighted based on the total market value of their shares, so that securities with higher total market values will generally have a higher representation in the Index.
iShares Core 10+ Year USD Bond ETF ILTB Blackrock (iShares) 464289479 US4642894798 8 Dec 2009 0.06 % Bonds Not Applicable Bloomberg Barclays U.S. Universal 10+ Year Index
The iShares Core 10+ Year USD Bond ETF seeks to track the investment results of an index composed of U.S. dollar-denominated bonds that are rated either investment grade or high-yield with remaining maturities greater than ten years.
iShares 10+ Year Credit Bond ETF CLY Blackrock (iShares) 464289511 US4642895118 8 Dec 2009 0.06 % Bonds Not Applicable Bloomberg Barclays U.S. Long Credit Index
The iShares 10+ Year Credit Bond Fund seeks results that correspond generally to the price and yield performance before fees and expenses of the long-term investment-grade U.S. corporate and Yankee bond markets as defined by the Barclays U.S. Long Credit Index which includes debt securities issued publicly by U.S. corporations and U.S. dollar-denominated publicly issued debt of non-U.S. corporations non-U.S. government debt and supranational debt.
Global X NASDAQ China Technology ETF QQQC Global X 37950E804 US37950E8049 8 Dec 2009 0.65 % Equities (Stocks) Not Applicable NASDAQ OMX China Technology Index
The Global X NASDAQ China Technology ETF seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the NASDAQ OMX China Technology Index
Invesco China Technology ETF CQQQ Invesco 73936Q553 US73936Q5532 8 Dec 2009 0.70 % Equities (Stocks) Not Applicable AlphaShares China Technology Index
The Invesco China Technology ETF is based on the AlphaShares China Technology Index (Index). The Fund will invest at least 80% of its total assets in securities that comprise the Index and American depositary receipts (ADRs), American depositary shares (ADSs), global depositary receipts (GDRs) and international depositary receipts (IDRs) based on securities in the Index. The Index is designed to measure and monitor the performance of the universe of publicly-traded information technology companies open to foreign investment which are based in China, Hong Kong or Macau. The Fund and the Index are rebalanced semiannually.
Global X China Financials ETF CHIX Global X 37950E606 US37950E6068 10 Dec 2009 0.65 % Equities (Stocks) Not Applicable Solactive China Financials Index
The Global X China Financials ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the Solactive China Financials Index.
Schwab U.S. Large-Cap Growth ETF SCHG Schwab 808524300 US8085243009 11 Dec 2009 0.04 % Equities (Stocks) Not Applicable Dow Jones U.S. Large-Cap Growth Total Stock Market Index
The fund provides exposure to large-cap U.S. stocks that exhibit growth style characteristics. It seeks investment results that track the the performance before fees and expenses of the Dow Jones U.S. Large-Cap Growth Total Stock Market Index? representing approximately half of the market capitalization of stocks in the Dow Jones U.S. Large Cap Total Stock Market Index?.
Schwab U.S. Large-Cap Value ETF SCHV Schwab 808524409 US8085244098 11 Dec 2009 0.04 % Equities (Stocks) Not Applicable Dow Jones U.S. Large-Cap Value Total Stock Market Index
The fund provides broad exposure to large-cap U.S. stocks that exhibit value style characteristics. It seeks investment results that track the the performance before fees and expenses of the Dow Jones U.S. Large-Cap Value Total Stock Market Index? representing approximately half of the market capitalization of stocks in the Dow Jones U.S. Large Cap Total Stock Market Index?.
Global X China Energy ETF CHIE Global X 37950E507 US37950E5078 15 Dec 2009 0.65 % Equities (Stocks) Not Applicable Solactive China Energy Index
The Global X China Energy ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the Solactive China Energy Index
SPDR Portfolio Short Term Corporate Bond ETF SPSB State Street (SPDR) 78464A474 US78464A4748 16 Dec 2009 0.07 % Bonds Not Applicable Barclays Capital U.S. 1-3 Year Corporate Bond Index
The SPDR Portfolio Short Term Corporate Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays U.S. 1-3 Year Corporate Bond Index (the "Index"). The Bloomberg Barclays U.S. 1-3 Year Corporate Bond Index is designed to measure the performance of the short term U.S. corporate bond market. The Index includes publicly issued U.S. dollar denominated corporate issues that have a remaining maturity of greater than or equal to 1 year and less than 3 years, are rated investment grade (must be Baa3/BBB- or higher using the middle rating of Moodys Investor Service, Inc., Standard & Poors, and Fitch Rating), and have $250 million or more of outstanding face value. In addition, the securities must be Securities and Exchange Commission ("SEC") registered, denominated in U.S. dollars, fixed rate and non-convertible. The Index includes only corporate sectors. The corporate sectors are Industrial, Utility, and Financial Institutions, which include both U.S. and non-U.S. corporations. The following instruments are excluded from the Index: structured notes with embedded swaps or other special features; private placements; floating rate securities; and Eurobonds. The Index is market capitalization weighted and the securities in the Index are updated on the last business day of each month.
WisdomTree Europe Hedged Equity Fund HEDJ Wisdom Tree 97717X701 US97717X7012 31 Dec 2009 0.58 % Equities (Stocks) Not Applicable WisdomTree Europe Hedged Equity Index
WisdomTree Europe Hedged Equity Fund seeks to provide exposure to the European equity market while hedging exposure to fluctuations between the U.S. dollar and the euro. The WisdomTree Europe Hedged Equity Index is designed to provide exposure to European equities while at the same time neutralizing exposure to fluctuations between the euro and the U.S. dollar.
ETFS Physical Palladium Shares PALL Aberdeen 26923A106 US26923A1060 8 Jan 2010 0.60 % Commodities & Metals Not Applicable Palladium - London PM Fix
ETFS Physical Palladium (PALL) is designed to offer investors a simple cost-efficient and secure way to access the precious metals market. PALL is intended to provide investors with a return equivalent to movements in the palladium spot price less fees.
ETFS Physical Platinum Shares PPLT Aberdeen 26922V101 US26922V1017 8 Jan 2010 0.60 % Commodities & Metals Not Applicable Platinum - London PM Fix
ETFS Physical Platinum (PPLT) is designed to offer investors a simple cost-efficient and secure way to access the precious metals market. PPLT is intended to provide investors with a return equivalent to movements in the platinum spot price less fees.
Global X China Materials ETF CHIM Global X 37950E242 US37950E2422 12 Jan 2010 0.65 % Equities (Stocks) Not Applicable Solactive China Materials Index
The Global X China Materials ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the Solactive China Materials Index.
Schwab Emerging Markets Equity ETF SCHE Schwab 808524706 US8085247067 14 Jan 2010 0.13 % Equities (Stocks) Not Applicable FTSE All Emerging Index
The fund offers diversified exposure to large- and mid-cap companies in over 20 emerging markets. It seeks investment results that track the performance before fees and expenses of the approximately 740-stock FTSE All Emerging Index.
Schwab International Small-Cap Equity ETF SCHC Schwab 808524888 US8085248883 14 Jan 2010 0.12 % Equities (Stocks) Not Applicable FTSE Developed Small Cap ex U.S. Liquid Index
The fund offers diversified exposure to international small-cap companies in over 20 developed international markets. It seeks investment results that track the performance before fees and expenses of the FTSE Developed Small Cap ex U.S. Liquid Index made up of approximately 2000 international small cap stocks.
ProShares Ultra 7-10 Year Treasury UST ProShares 74347R180 US74347R1804 19 Jan 2010 0.95 % Bonds Not Applicable ICE U.S. Treasury 7-10 Year Bond Index
ProShares Ultra 7-10 Year Treasury seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the ICE U.S. Treasury 7-10 Year Bond Index. The ICE U.S. Treasury 7-10 Year Bond Index includes publicly- issued U.S. Treasury securities that have a remaining maturity of greater than seven years and less than or equal to ten years and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. In addition, the securities in the Underlying Index must be fixed-rate and denominated in U.S. dollars. Excluded from the Underlying Index are inflation-linked securities, Treasury bills, cash management bills, any government agency debt issued with or without a government guarantee and zero-coupon issues that have been stripped from coupon-paying bonds. The Underlying Index is weighted by market capitalization, and the securities in the Underlying Index are updated on the last business day of each month.
ProShares Ultra 20+ Year Treasury UBT ProShares 74347R172 US74347R1721 19 Jan 2010 0.95 % Bonds Not Applicable ICE U.S. Treasury 20+ Year Bond Index
ProShares Ultra 20+ Year Treasury seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the ICE U.S. Treasury 20+ Year Bond Index. The ICE U.S. Treasury 20+ Year Bond Index includes publicly- issued U.S. Treasury securities that have a remaining maturity greater than twenty years and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. In addition, the securities in the Underlying Index must be fixed-rate and denominated in U.S. dollars. Excluded from the Underlying Index are inflation-linked securities, Treasury bills, cash management bills, any government agency debt issued with or without a government guarantee and zero-coupon issues that have been stripped from coupon-paying bonds. The Underlying Index is weighted by market capitalization, and the securities in the Underlying Index are updated on the last business day of each month.
iShares MSCI Europe Financials ETF EUFN Blackrock (iShares) 464289180 US4642891802 20 Jan 2010 0.48 % Equities (Stocks) Not Applicable MSCI Europe Financial Sector Index
The iShares MSCI Europe Financials Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Europe Financials Index.
PIMCO Short Term Municipal Bond Exchange-Traded Fund SMMU PIMCO 72201R874 US72201R8741 1 Feb 2010 0.35 % Bonds Not Applicable Not Applicable
The Short Term Municipal Bond Strategy Fund is an actively managed exchange-traded fund (ETF). Designed to be appropriate for investors seeking tax-exempt income the Fund consists of a diversified portfolio of primarily short duration high credit quality bonds which carry interest income that is exempt from federal tax and in some cases state tax. With this Fund investors will see the names of the bonds owned daily. In addition the Fund will not use options futures or swaps.
ProShares UltraPro Russell2000 URTY ProShares 74347X799 US74347X7993 9 Feb 2010 0.95 % Equities (Stocks) Not Applicable Russell 2000 Index
ProShares UltraPro Russell2000 seeks daily investment results before fees and expenses that correspond to triple (300%) the daily performance of the Russell 2000 Index.
ProShares UltraPro QQQ TQQQ ProShares 74347X831 US74347X8314 9 Feb 2010 0.95 % Equities (Stocks) Not Applicable NASDAQ-100 Index
ProShares UltraPro QQQ seeks daily investment results before fees and expenses that correspond to triple (300%) the daily performance of the NASDAQ-100 Index .
ProShares UltraPro MidCap400 UMDD ProShares 74347X815 US74347X8157 9 Feb 2010 0.95 % Equities (Stocks) Not Applicable S&P Midcap 400 Index
ProShares UltraPro MidCap400 seeks daily investment results before fees and expenses that correspond to triple (300%) the daily performance of the S&P MidCap 400 Index.
ProShares UltraPro Short MidCap400 SMDD ProShares 74348A392 US74348A3923 9 Feb 2010 0.95 % Equities (Stocks) Not Applicable S&P Midcap 400 Index
ProShares UltraPro Short MidCap400 seeks daily investment results before fees and expenses that correspond to triple (300%) the inverse (opposite) of the daily performance of the S&P MidCap 400 Index.
ProShares UltraPro Short Dow30 SDOW ProShares 74348A178 US74348A1786 9 Feb 2010 0.95 % Equities (Stocks) Not Applicable Dow Jones Industrial Average Index
ProShares UltraPro Short Dow30 seeks daily investment results before fees and expenses that correspond to triple (300%) the inverse (opposite) of the daily performance of the Dow Jones Industrial Average Index.
ProShares UltraPro Short Russell2000 SRTY ProShares 74348A152 US74348A1521 9 Feb 2010 0.95 % Equities (Stocks) Not Applicable Russell 2000 Index
ProShares UltraPro Short Russell2000 seeks daily investment results before fees and expenses that correspond to triple (300%) the inverse (opposite) of the daily performance of the Russell 2000 Index.
ProShares UltraPro Dow30 UDOW ProShares 74347X823 US74347X8231 9 Feb 2010 0.95 % Equities (Stocks) Not Applicable Dow Jones Industrial Average Index
ProShares UltraPro Dow30 seeks daily investment results before fees and expenses that correspond to triple (300%) the daily performance of the Dow Jones Industrial Average Index.
ProShares UltraPro Short QQQ SQQQ ProShares 74348A160 US74348A1604 9 Feb 2010 0.95 % Equities (Stocks) Not Applicable NASDAQ-100 Index
ProShares UltraPro Short QQQ seeks daily investment results before fees and expenses that correspond to triple (300%) the inverse (opposite) of the daily performance of the NASDAQ-100 Index .
VanEck Vectors Egypt Index ETF EGPT Van Eck Associates Corporation 92189F775 US92189F7758 16 Feb 2010 0.94 % Equities (Stocks) Not Applicable Market Vectors Egypt Index
The Egypt Index ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Egypt Index.
Invesco CEF Income Composite ETF PCEF Invesco 73936Q843 US73936Q8437 19 Feb 2010 2.07 % Other Asset Types Closed End Funds S-Network Composite Closed-End Fund Index
The Invesco CEF Income Composite ETF (Fund) is based on the S-Network Composite Closed-End Fund IndexSM (Index). The Fund will normally invest at least 90% of its total assets in securities of funds included in the Index. The Fund is a "fund of funds," as it invests its assets in the common shares of funds included in the Index rather than in individual securities. The Index currently includes closed-end funds that invest in taxable investment grade fixed-income securities, taxable high yield fixed-income securities and others utilize an equity option writing (selling) strategy. The Fund and the Index are rebalanced and reconstituted quarterly
Invesco Wilshire US REIT ETF WREI Invesco 739371862 US7393718629 9 Mar 2010 0.32 % Equities (Stocks) Not Applicable Wilshire US REIT
The Invesco Wilshire US REIT ETF (Fund) is based on the Wilshire US REIT Index, (Index). The Fund will invest at least 80% of its total assets in securities that comprise the Index. The Index uses a rules-based approach comprised primarily of real estate investment trusts (REITs) and is derived from the Wilshire 5000 Total Market Index, . The Fund does not purchase all of the securities in the Index; instead, the Fund utilizes a "sampling" methodology to seek to achieve its investment objective. The Fund and the Index are rebalanced quarterly.
Direxion Daily MSCI India Bull 3x Shares INDL Direxion Shares 25490K331 US25490K3317 11 Mar 2010 0.95 % Equities (Stocks) Not Applicable MSCI India Index
The Direxion Daily MSCI India Bull 3x Shares seeks daily investment results, before fees and expenses, of 300% of the performance of the MSCI India Index. There is no guarantee this fund will meet its stated investment objective. The MSCI India Index is provided by MSCI Inc. and is designed to measure the performance of the large- and mid-capitalization equity securities of the Indian market. Securities are selected based on the MSCI Global Investable Indexes Methodology as defined by the Index Provider. All component securities in the Index are classified per the Global Industry Classification Standard (GICS).
Direxion Daily Semiconductors Bear 3x Shares SOXS Direxion Shares 25460E836 US25460E8369 11 Mar 2010 0.95 % Equities (Stocks) Not Applicable PHLX Semiconductor Sector Index
The Direxion Daily Semiconductor Bear 3x ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the PHLX Semiconductor Sector Index (Semiconductor Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Semiconductors Bull 3x Shares SOXL Direxion Shares 25459W458 US25459W4583 11 Mar 2010 0.95 % Equities (Stocks) Not Applicable PHLX Semiconductor Sector Index
The Direxion Daily Semiconductor Bull 3x ETF seeks daily investment results before fees and expenses of 300% of the price performance of the PHLX Semiconductor Sector Index (Semiconductor Index). There is no guarantee the fund will meet its stated investment objective.
First Trust Indxx Global Agriculture ETF FTAG First Trust 33734X812 US33734X8121 11 Mar 2010 0.70 % Equities (Stocks) Not Applicable Indxx Global Agriculture Index
The First Trust Indxx Global Agriculture ETF is an exchange-trade fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called theIndxx Global Agriculture Index. The Indxx Global Agriculture Index is a market capitalization weighted index designed to measure the performance of companies which are directly or indirectly engaged in improving agricultural yields. Each security in the index must meet certain eligibility criteria based on liquidity and size. Companies may generally be domiciled in any country, including emerging markets, subject to certain exclusions determined by the Index Provider based on certain criteria. Securities in the agriculture sector are selected and the index is comprised of farmland companies and firms involved in chemicals & fertilizers, seeds, irrigation equipment, and farm machinery.
First Trust Indxx Global Natural Resources Income ETF FTRI First Trust 33734X838 US33734X8386 11 Mar 2010 0.70 % Equities (Stocks) Not Applicable Indxx Global Natural Resources Income Index
The First Trust Indxx Global Natural Resources Income ETF is an exchange-trade fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the Indxx Global Natural Resources Income Index. The Indxx Global Natural Resources Income Index is a free float adjusted market capitalization weighted index designed to measure the market performance of the highest dividend yielding companies involved in the upstream segment of the natural resources sector. Each security in the index must meet certain eligibility criteria based on liquidity, size and dividend history. Companies may generally be domiciled in any country, including emerging markets, subject to certain exclusions determined by the Index Provider based on certain criteria. Securities are classified into the following broad five categories and each category is capped at 30%: Energy, Materials, Agriculture, Water and Timber. Top 50 companies by dividend yield form the interim portfolio.
ProShares Short Real Estate REK ProShares 74347X641 US74347X6417 16 Mar 2010 0.95 % Equities (Stocks) Not Applicable Dow Jones US Real Estate Index
ProShares Short Real Estate seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the Dow Jones U.S. Real Estate Index
ProShares Short Basic Materials SBM ProShares 74347X559 US74347X5591 16 Mar 2010 0.95 % Equities (Stocks) Not Applicable Dow Jones US Basic Materials Sector Index
ProShares Short Basic Materials seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the Dow Jones U.S. Basic Materials Index.
ProShares Short FTSE China 50 YXI ProShares 74347X658 US74347X6581 16 Mar 2010 0.95 % Equities (Stocks) Not Applicable FTSE China 50 Index
ProShares Short FTSE/Xinhua China 50 seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the FTSE/Xinhua China 50 Index.
ETRACS Alerian MLP Infrastructure Index ETN MLPI UBS 902641646 US9026416464 31 Mar 2010 0.85 % Other Asset Types MLP Alerian MLP Infrastructure Index
The ETRACS Alerian MLP Infrastructure Index is designed to track the performance of the Alerian MLP Infrastructure Index (the "Index") and pay a variable quarterly coupon linked to the cash distributions paid on the Master Limited Partnerships in the index, less investor fees. The Index, comprised of 25 energy infrastructure Master Limited Partnerships, is a liquid, midstream-focused subset of the Alerian MLP Index (NYSE: AMZ). The Index, whose constituents generally earn the majority of their cash flow from the transportation and storage of energy commodities, provides investors with a benchmark for the infrastructure component of this emerging asset class. The Index is calculated using a capped, float-adjusted, capitalization-weighted methodology that results in greater diversification versus a pure market capitalization-weighted index.
ProShares Ultra Nasdaq Biotechnology BIB ProShares 74347R214 US74347R2141 7 Apr 2010 0.95 % Equities (Stocks) Not Applicable Nasdaq Biotech Index
ProShares Ultra Nasdaq Biotechnology seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the NASDAQ Biotechnology Index.
ProShares UltraShort Nasdaq Biotechnology BIS ProShares 74347B789 US74347B7890 7 Apr 2010 0.95 % Equities (Stocks) Not Applicable Nasdaq Biotech Index
ProShares UltraShort Nasdaq Biotechnology seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the NASDAQ Biotechnology Index.
Invesco S&P SmallCap Consumer Discretionary ETF PSCD Invesco 73937B506 US73937B5066 7 Apr 2010 0.29 % Equities (Stocks) Not Applicable S&P SmallCap 600 Capped Consumer Discretionary Index
The Invesco S&P SmallCap Consumer Discretionary ETF (Fund) is based on the S&P SmallCap 600 Capped Consumer Discretionary Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US consumer discretionary companies. These companies are principally engaged in providing consumer goods and services that are cyclical in nature, including retail, automotive, leisure and recreation, media and real estate.
Invesco S&P SmallCap Consumer Staples ETF PSCC Invesco 73937B605 US73937B6056 7 Apr 2010 0.29 % Equities (Stocks) Not Applicable S&P SmallCap 600 Capped Consumer Staples Index
The Invesco S&P SmallCap Consumer Staples ETF (Fund) is based on the S&P SmallCap 600 Capped Consumer Staples Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US consumer staples companies. These companies are principally engaged in the business of providing consumer goods and services that have non-cyclical characteristics, including tobacco, textiles, food and beverage, and nondiscretionary retail.
Invesco S&P SmallCap Energy ETF PSCE Invesco 73937B704 US73937B7047 7 Apr 2010 0.29 % Equities (Stocks) Not Applicable S&P SmallCap 600 Capped Energy Index
The Invesco S&P SmallCap Energy ETF (Fund) is based on the S&P SmallCap 600 Capped Energy Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US energy companies. These companies are principally engaged in the business of producing, distributing or servicing energy related products, including oil and gas exploration and production, refining, oil services, pipeline, and solar, wind and other non-oil based energy.
Invesco S&P SmallCap Financials ETF PSCF Invesco 73937B803 US73937B8037 7 Apr 2010 0.29 % Equities (Stocks) Not Applicable S&P SmallCap 600 Capped Financials Index
The Invesco S&P SmallCap Financials ETF (Fund) is based on the S&P SmallCap 600 Capped Financials & Real Estate Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US financial services companies. These companies are principally engaged in the business of providing services and products, including banking, investment services, insurance and real estate finance services.
Invesco S&P SmallCap Health Care ETF PSCH Invesco 73937B886 US73937B8862 7 Apr 2010 0.29 % Equities (Stocks) Not Applicable S&P SmallCap 600 Capped Healthcare Index
The Invesco S&P SmallCap Health Care ETF (Fund) is based on the S&P SmallCap 600 Capped Health Care Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks in the health care sector. Included are healthcare companies principally engaged in the business of providing healthcare-related products and services, including biotechnology, pharmaceuticals, medical technology and supplies, and facilities.
Invesco S&P SmallCap Industrials ETF PSCI Invesco 73937B878 US73937B8789 7 Apr 2010 0.29 % Equities (Stocks) Not Applicable S&P SmallCap 600 Capped Industrials Index
The Invesco S&P SmallCap Industrials ETF (Fund) is based on the S&P SmallCap 600 Capped Industrials Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US industrial companies. These companies are principally engaged in the business of providing industrial products and services, including engineering, heavy machinery, construction, electrical equipment, aerospace and defense and general manufacturing.
Invesco S&P SmallCap Materials ETF PSCM Invesco 73937B852 US73937B8524 7 Apr 2010 0.29 % Equities (Stocks) Not Applicable S&P SmallCap 600 Capped Materials Index
The Invesco S&P SmallCap Materials ETF (Fund) is based on the S&P SmallCap 600 Capped Materials Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US basic materials companies. These companies are principally engaged in the business of producing raw materials, including paper or wood products, chemicals, construction materials, and mining and metals.
Invesco S&P SmallCap Information Technology ETF PSCT Invesco 73937B860 US73937B8607 7 Apr 2010 0.29 % Equities (Stocks) Not Applicable S&P SmallCap 600 Capped Technology Index
The Invesco S&P SmallCap Information Technology ETF (Fund) is based on the S&P SmallCap 600 Capped Information Technology Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US information technology companies. These companies are principally engaged in the business of providing information technology-related products and services, including computer hardware and software, Internet, electronics and semiconductors and communication technologies.
Invesco S&P SmallCap Utilities ETF PSCU Invesco 73937B837 US73937B8375 7 Apr 2010 0.29 % Equities (Stocks) Not Applicable S&P SmallCap 600 Capped Utlities Index
The Invesco S&P SmallCap Utilities ETF (Fund) is based on the S&P SmallCap 600 Capped Utilities & Telecom Services Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US utilities and telecommunication services companies. These companies are principally engaged in providing either energy, water or natural gas utilities, as well as services designed to promote or enhance the transmission of voice, data and video over various communications media, including wireline, wireless (terrestrial-based), satellite and cable.
First Trust BICK Index Fund BICK First Trust 33733H107 US33733H1077 12 Apr 2010 0.64 % Equities (Stocks) Not Applicable ISE BICK Index
The First Trust BICK Index Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before the Funds fees and expenses of an equity index call the ISE BICK (Brazil India China South Korea) Index.
Global X Copper Miners ETF COPX Global X 37954Y830 US37954Y8306 19 Apr 2010 0.65 % Equities (Stocks) Not Applicable Solactive Global Copper Miners Index
The Global X Copper Miners ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the Solactive Global Copper Miners Index.
Global X Silver Miners ETF SIL Global X 37954Y848 US37954Y8488 19 Apr 2010 0.65 % Equities (Stocks) Not Applicable Solactive Global Silver Miners Index
The Global X Silver Miners ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the Solactive Global Silver Miners Index.
ProShares Ultra MSCI Brazil Capped UBR ProShares 74347B490 US74347B4905 27 Apr 2010 0.95 % Equities (Stocks) Not Applicable MSCI Brazil 25/50 Capped Index
ProShares Ultra MSCI Brazil Capped seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the MSCI Brazil 25/50 Index. The MSCI Brazil 25/50 Index is a free-float-adjusted, market capitalization weighted index that is designed to measure the equity market performance of the Brazilian market. The Index is divided into large- and mid-cap segments and targets approximately 85% of free-float-adjusted market capitalization of the region.
ProShares Ultra FTSE Europe UPV ProShares 74347X526 US74347X5260 27 Apr 2010 0.95 % Equities (Stocks) Not Applicable FTSE Developed Europe All Cap Index
ProShares Ultra FTSE Europe seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the FTSE Developed Europe All Cap Index. The FTSE Developed Europe All Cap Index is a market-capitalization weighted index representing the performance of large, mid and small cap companies in Developed European markets, including the UK. The index is comprised of approximately 1250 securities from 16 countries, and derived from the FTSE Global Equity Index Series (GEIS), which covers over 7,400 securities in 47 different countries and captures 98% of the worlds investable market capitalization.
iShares MSCI USA Equal Weighted ETF EUSA Blackrock (iShares) 464286681 US4642866812 5 May 2010 0.15 % Equities (Stocks) Not Applicable MSCI USA Equal Weighted Index
The iShares MSCI USA Equal Weighted ETF seeks to track the investment results of an index composed of equal weighted U.S. equities. The Fund seeks to track the investment results of the MSCI USA EqualWeighted Index (the Underlying Index ), which represents an alternativeweighting scheme to its market capitalization weighted parent index, the MSCIUSA Index (the Parent Index ), which is designed to measure the performanceof equity securities in the top 85% by market capitalization of equity securitieslisted on stock exchanges in the United States. The Underlying Index generallyapplies equal weights to the constituents of the Parent Index. The UnderlyingIndex may include large-, mid- or small-capitalization companies, andcomponents primarily include consumer discretionary, financials andinformation technology companies. The components of the Underlying Index,and the degree to which these components represent certain industries, maychange over time.
iShares MSCI Ireland ETF EIRL Blackrock (iShares) 46429B507 US46429B5075 5 May 2010 0.48 % Equities (Stocks) Not Applicable MSCI All Ireland Capped Index
The iShares MSCI Ireland ETF seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI All Ireland Capped Index. The iShares MSCI Ireland ETF seeks to track the investment results of a broad-based index composed of Irish equities.
iShares MSCI Indonesia ETF EIDO Blackrock (iShares) 46429B309 US46429B3096 5 May 2010 0.63 % Equities (Stocks) Not Applicable MSCI Indonesia Investable Market Index
The iShares MSCI Indonesia Investable Market Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Indonesia Investable Market Index.
iShares MSCI Poland ETF EPOL Blackrock (iShares) 46429B606 US46429B6065 25 May 2010 0.64 % Equities (Stocks) Not Applicable MSCI Poland IMI 25/50 Index
The iShares MSCI Poland Investable Market Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Poland IMI 25/50 Index. The iShares MSCI Poland ETF seeks to track the investment results of a broad-based index composed of Polish equities.
United States Brent Oil Fund LP BNO United States Commodity Funds 91167Q100 US91167Q1004 2 Jun 2010 0.90 % Commodities & Metals Not Applicable Crude Oil - ICE traded near month Brent crude oil futures
The investment objective of BNO is for the daily changes in percentage terms of its units net asset value to reflect the daily changes in percentage terms of the spot price of Brent crude oil as measured by the changes in the price of the futures contract on Brent crude oil as traded on the ICE Futures Exchange that is the near month contract to expire except when the near month contract is within two weeks of expiration in which case the futures contract will be the next month contract to expire (the Benchmark Futures Contract) less BNO s expenses.
Invesco International Corporate Bond ETF PICB Invesco 73936Q835 US73936Q8353 3 Jun 2010 0.50 % Bonds Not Applicable S&P International Corporate Bond Index
The Invesco International Corporate Bond ETF (Fund) is based on the S&P International Corporate Bond Index (Index). The Fund will normally invest at least 80% of its total assets in investment-grade corporate bonds that comprise the Index. The Index measures the performance of investment-grade corporate bonds issued in the following currencies of Group of Ten (G10) countries, excluding the US dollar (USD): Australian dollar (AUD), British pound (GBP), Canadian dollar (CAD), euro (EUR), Japanese yen (JPY), Swiss franc (SFR), New Zealand dollar (NZD), Norwegian krone (NOK) and Swedish krona (SEK). The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced monthly and reconstituted annually in September.
Teucrium Corn Fund CORN Teucrium 88166A102 US88166A1025 9 Jun 2010 1.75 % Commodities & Metals Not Applicable Corn Futures Contracts Benchmark
The Teucrium Corn Fund (NYSE: CORN) provides investors unleveraged direct exposure to corn without the need for a futures account. The Teucrium Corn Fund was also designed to reduce the effects of contango.
Invesco Shipping ETF SEA Invesco 73936Q579 US73936Q5797 11 Jun 2010 0.65 % Equities (Stocks) Not Applicable Dow Jones Global Shipping Index
The Invesco Shipping ETF (Fund) is based on the Dow Jones Global Shipping Index, (Index). The Fund will invest at least 90% of its total assets in stock and depositary receipts that comprise the Index. The Index measures the performance high dividend-paying companies in the global shipping industry. The Index is computed using the gross total return, which reflects dividends paid. The Fund and the Index are rebalanced quarterly.
Columbia India Small Cap ETF SCIN Columbia Management 19762B889 US19762B8899 7 Jul 2010 0.76 % Equities (Stocks) Not Applicable Indxx India Small Cap Index
Columbia India Small Cap ETF seeks investment results that correspond (before fees and expenses) to the price and yield performance of the Indxx India Small Cap Index. The Indxx India Small Cap Index is a maximum 75-stock free-float adjusted market capitalization-weighted index designed to measure the market performance of companies in the small cap segment in India. The index consists of securities listed on the primary stock exchange of India.
ETRACS Alerian Natural Gas MLP Index ETN MLPG UBS 902641620 US9026416209 13 Jul 2010 0.85 % Other Asset Types MLP Alerian Natural Gas MLP Index
The ETRACS Alerian Natural Gas MLP Index is designed to track an investment in the Alerian Natural Gas MLP Index (the "Index"), and pay a variable quarterly coupon linked to the cash distributions associated with the underlying MLP constituents, less investor fees. The Index is an equal-weighted composite of the 15 largest natural gas infrastructure Master Limited Partnerships by market capitalization. The Index, whose constituents earn the majority of their cash flow from the transportation, storage, and processing of natural gas and natural gas liquids, provides investors with a benchmark for the infrastructure component of the natural gas industry.
Direxion Daily Retail Bull 3X Shares RETL Direxion Shares 25459W417 US25459W4179 14 Jul 2010 0.95 % Equities (Stocks) Not Applicable Russell 1000 Retail Index
The Direxion Daily Retail Bull 2x ETF seeks daily investment results before fees and expenses of 200% of the price performance of the Russell 1000 Retail Index. There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Natural Gas Related Bull 3X Shares GASL Direxion Shares 25490K349 US25490K3499 14 Jul 2010 0.95 % Equities (Stocks) Not Applicable ISE- REVERE Natural Gas Index
The Direxion Daily Natural Gas Related Bull 2x ETF seeks daily investment results before fees and expenses of 200% of the price performance of the ISE Revere Natural Gas IndexTM. There is no guarantee the fund will meet its stated investment objective.
AdvisorShares Dorsey Wright ADR ETF AADR Advisor Shares 00768Y206 US00768Y2063 20 Jul 2010 0.89 % Equities (Stocks) Not Applicable Not Applicable
The AdvisorShares Dorsey Wright ADR ETF (NYSE Arca: AADR) seeks long-term capital appreciation above international benchmarks such as the MSCI EAFE Index and the BNY Mellon Classic ADR Index. AADR is managed by Dorsey, Wright & Associates, LLC ( Portfolio Manager ). AADR s investment focus follows the Portfolio Manager s core philosophy of relative strength. Relative strength investing involves buying securities that have appreciated in price more than the other securities in the investment universe and holding those securities until they experience sufficient underperformance. The strategy is entirely based on market movement of the securities and there is no company fundamental data involved in the analysis. The Portfolio Manager s process is systematic and removes emotion from the day-to-day decision making. In implementing AADR s strategy, the Portfolio Manager takes into account current sector and industry group allocations in order to keep the strategy diversified. There is no consideration given to the allocation between developed and emerging markets; the strategy will allocate between the two depending on global price trends.
Global X Lithium & Battery Tech ETF LIT Global X 37954Y855 US37954Y8553 22 Jul 2010 0.75 % Equities (Stocks) Not Applicable Solactive Global Lithium Index
The Global X Lithium & Battery Tech ETF seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Lithium Index. The Global X Lithium & Battery Tech ETF (LIT) invests in the full lithium cycle, from mining and refining the metal, through battery production.
VanEck Vectors J.P. Morgan EM Local Currency Bond ETF EMLC Van Eck Associates Corporation 92189F494 US92189F4946 22 Jul 2010 0.30 % Bonds Not Applicable J.P. Morgan GBI-EMG Core Index
The VanEck Vectors J.P. Morgan EM Local Currency Bond ETF (EMLC) seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the J.P. Morgan GBI-EMG Core Index (GBIEMCOR), which is comprised of bonds issued by emerging market governments and denominated in the local currency of the issuer.
Schwab Intermediate-Term U.S. Treasury ETF SCHR Schwab 808524854 US8085248545 5 Aug 2010 0.06 % Bonds Not Applicable Barclays Capital U.S. 3-10 Year Treasury Bond Index
The ETF seeks investment results that track the price and yield performance before fees and expenses of the Barclays Capital U.S. 3-10 Year Treasury Bond Index?. The ETF invests in U.S Treasury securities that have a remaining maturity of three to ten years are rated investment grade and have $250 million or more of outstanding face value.
Schwab Short-Term U.S. Treasury ETF SCHO Schwab 808524862 US8085248628 5 Aug 2010 0.06 % Bonds Not Applicable Barclays Capital U.S. 1-3 Year Treasury Bond Index
The ETF seeks investment results that track the price and yield performance before fees and expenses of the Barclays Capital U.S. 1-3 Year Treasury Bond Index?. The ETF invests in U.S Treasury securities that have a remaining maturity of one to three years are rated investment grade and have $250 million or more of outstanding face value.
Schwab U.S. TIPs ETF SCHP Schwab 808524870 US8085248701 5 Aug 2010 0.05 % Bonds Not Applicable Barclays Capital U.S. Treasury Inflation Protected Securities
The ETF seeks investment results that track the price and yield performance before fees and expenses of the Barclays Capital U.S. Treasury Inflation Protected Securities (TIPS) Index - Series L. Publicly-issued U.S TIPS are securities issued by the U.S. Treasury that generate principal and interest payments designed to adjust for and help protect against inflation.
iPath US Treasury Long Bond Bull ETN DLBL Barclays iPath 06740L527 US06740L5277 9 Aug 2010 0.75 % Bonds Not Applicable Barclays Capital Long Bond Futures Targeted Exposure Index
The iPath US Treasury Long Bond Bull Exchange Traded Note is linked to the performance of the Barclays Capital Long Bond Futures Targeted Exposure Index . The index seeks to produce returns that track movements in response to an increase or decrease, as applicable, in the yields available to investors purchasing long dated U.S. Treasury bonds. The level of the index is designed to increase in response to a decrease in long dated Treasury bond yields and to decrease in response to an increase in long dated Treasury bond yields. To accomplish this objective, the performance of the index tracks the returns of a notional investment in a weighted "long" position in relation to Long Bond U.S. Treasury futures contracts, as traded on the Chicago Board of Trade.
iPath US Treasury Long Bond Bear ETN DLBS Barclays iPath 06740L444 US06740L4445 9 Aug 2010 0.75 % Bonds Not Applicable Barclays Capital Long Bond Futures Targeted Exposure Index
The iPath US Treasury Long Bond Bear Exchange Traded Note is linked inversely to the performance of the Barclays Capital Long Bond US Treasury Futures Targeted Exposure Index . The index seeks to produce returns that track movements in response to an increase or decrease, as applicable, in the yields available to investors purchasing long dated U.S. Treasury bonds. The level of the index is designed to increase in response to a decrease in long dated Treasury bond yields and to decrease in response to an increase in long dated Treasury bond yields. To accomplish this objective, the performance of the index tracks the returns of a notional investment in a weighted "long" position in relation to 30-year U.S. Treasury futures contracts, as traded on the Chicago Board of Trade.
iPath US Treasury 2 year Bull ETN DTUL Barclays iPath 06740L469 US06740L4692 9 Aug 2010 0.75 % Bonds Not Applicable Barclays Capital 2 Year U.S. Treasury Futures Targeted Exposure Index
The iPath US Treasury 2-year Bull Exchange Traded Note is linked to the performance of the Barclays Capital 2Y US Treasury Futures Targeted Exposure Index . The index seeks to produce returns that track movements in response to an increase or decrease, as applicable, in the yields available to investors purchasing 2-year U.S. Treasury notes. The level of the index is designed to increase in response to a decrease in 2-year Treasury note yields and to decrease in response to an increase in 2-year Treasury note yields. To accomplish this objective, the performance of the Index tracks the returns of a notional investment in a weighted "long" position in relation to 2-year Treasury futures contracts, as traded on the Chicago Board of Trade. The iPath US Treasury 2-year Bull ETN employs an index multiplier that provides the investor at maturity or upon redemption a participation rate of $0.10 gain or loss per each 1.00 point increase or decrease, respectively, in the level of the index. For purposes of calculating the closing indicative note value on a given day, the index multiplier is multiplied by the daily index performance, which is added to the daily interest that accrued from a notional investment of the value of the ETN at the 28-day U.S. Treasury Bill rate, from which all applicable costs and fees are deducted.
iPath US Treasury 2 year Bear ETN DTUS Barclays iPath 06740L519 US06740L5194 9 Aug 2010 0.75 % Bonds Not Applicable Barclays Capital 2 Year U.S. Treasury Futures Targeted Exposure Index
The iPath US Treasury 2-year Bear Exchange Traded Note is linked inversely to the performance of the Barclays Capital 2Y US Treasury Futures Targeted Exposure Index . The index seeks to produce returns that track movements in response to an increase or decrease, as applicable, in the yields available to investors purchasing 2-year U.S. Treasury notes. The level of the index is designed to increase in response to a decrease in 2-year Treasury note yields and to decrease in response to an increase in 2-year Treasury note yields. To accomplish this objective, the performance of the index tracks the returns of a notional investment in a weighted "long" position in relation to 2-year Treasury futures contracts, as traded on the Chicago Board of Trade. The iPath US Treasury 2-year Bear ETN employs an index multiplier that provides the investor at maturity or upon redemption a participation rate of $0.10 gain or loss per each 1.00 point decrease or increase, respectively, in the level of the index. For purposes of calculating the closing indicative note value on a given day, the index multiplier is multiplied by the daily index performance, which is added to the daily interest that accrued from a notional investment of the value of the ETN at the 28-day U.S. Treasury Bill rate, from which all applicable costs and fees are deducted.
iPath US Treasury 10 year Bull ETN DTYL Barclays iPath 06740L493 US06740L4932 9 Aug 2010 0.75 % Bonds Not Applicable Barclays Capital 10Y US Treasury Futures Targeted Exposure Index
The iPath US Treasury 10-year Bull Exchange Traded Note is linked to the performance of the Barclays Capital 10Y US Treasury Futures Targeted Exposure Index . The index seeks to produce returns that track movements in response to an increase or decrease, as applicable, in the yields available to investors purchasing 10-year U.S. Treasury notes. Specifically, the level of the index is designed to increase in response to a decrease in 10-year Treasury note yields and to decrease in response to an increase in 10-year Treasury note yields. To accomplish this objective, the performance of the index tracks the returns of a notional investment in a weighted "long" position in relation to 10-year Treasury futures contracts, as traded on the Chicago Board of Trade.
iPath US Treasury 10 year Bear ETN DTYS Barclays iPath 06740L451 US06740L4510 9 Aug 2010 0.75 % Bonds Not Applicable Barclays Capital 10Y US Treasury Futures Targeted Exposure Index
The iPath US Treasury 10-year Bear Exchange Traded Note is linked inversely to the performance of the Barclays Capital 10Y US Treasury Futures Targeted Exposure Index . The index seeks to produce returns that track movements in response to an increase or decrease, as applicable, in the yields available to investors purchasing 10-year U.S. Treasury notes. The level of the index is designed to increase in response to a decrease in 10-year Treasury note yields and to decrease in response to an increase in 10-year Treasury note yields. To accomplish this objective, the performance of the index tracks the returns of a notional investment in a weighted "long" position in relation to 10-year Treasury futures contracts, as traded on the Chicago Board of Trade.
iPath US Treasury Flattener ETN FLAT Barclays iPath 06740L485 US06740L4858 9 Aug 2010 0.75 % Bonds Not Applicable Barclays Capital U.S. Treasury 2 Year/10 Year Yield Curve Index
The iPath US Treasury Flattener Exchange Traded Note is linked inversely to the performance of the Barclays Capital US Treasury 2Y/10Y Yield Curve Index . The index employs a strategy that seeks to capture returns that are potentially available from a "steepening" or "flattening", as applicable, of the U.S. Treasury yield curve through a notional rolling investment in U.S. Treasury note futures contracts. The level of the index is designed to increase in response to a "steepening" of the yield curve and to decrease in response to a "flattening" of the yield curve. To accomplish this objective, the performance of the index tracks the returns of a notional investment in a weighted "long" position in relation to 2-year Treasury futures contracts and a weighted "short" position in relation to 10-year Treasury futures contracts, as traded on the Chicago Board of Trade.
iPath US Treasury Steepener ETN STPP Barclays iPath 06740L477 US06740L4775 9 Aug 2010 0.75 % Bonds Not Applicable Barclays Capital U.S. Treasury 2 Year/10 Year Yield Curve Index
The iPath US Treasury Steepener Exchange Traded Note is linked to the performance of the Barclays Capital US Treasury 2Y/10Y Yield Curve Index . The index employs a strategy that seeks to capture returns that are potentially available from a "steepening" or "flattening", as applicable, of the U.S. Treasury yield curve through a notional rolling investment in U.S. Treasury note futures contracts. The level of the index is designed to increase in response to a "steepening" of the yield curve and to decrease in response to a "flattening" of the yield curve. To accomplish this objective, the performance of the index tracks the returns of a notional investment in a weighted "long" position in relation to 2-year Treasury futures contracts and a weighted "short" position in relation to 10-year Treasury futures contracts, as traded on the Chicago Board of Trade.
United States Commodity Index Fund USCI United States Commodity Funds 911717106 US9117171069 9 Aug 2010 1.04 % Commodities & Metals Not Applicable SummerHaven Dynamic Commodity Index Total Return
The investment objective of USCI is to have the daily changes in percentage terms of the Units net asset value ( NAV ) reflect the daily changes in percentage terms of the Index less USCI s expenses. The Index is comprised of 14 futures contracts that will be selected on a monthly basis from a list of 27 possible futures contracts. The futures contracts that at any given time make up the Index are referred to herein as Benchmark Component Futures Contracts.
WisdomTree Emerging Markets Local Debt Fund ELD Wisdom Tree 97717X867 US97717X8671 9 Aug 2010 0.55 % Bonds Not Applicable JP Morgan GBI-EM Global Diversified Index
WisdomTree Emerging Markets Local Debt Fund seeks a high level of total returns consisting of both income and capital appreciation. The fund attempts to achieve its investment objective through investment in local debt denominated in the currencies of emerging market countries.
Columbia India Consumer ETF INCO Columbia Management 19762B707 US19762B7073 10 Aug 2011 0.75 % Equities (Stocks) Not Applicable Indxx India Consumer Index
Columbia India Consumer ETF seeks investment results that correspond (before fees and expenses) to the price and yield performance of the Indxx India Consumer Index. The Indxx India Consumer Index is a maximum 30-stock free-float adjusted market capitalization-weighted index designed to measure the market performance of companies in the consumer industry in India as defined by Indxx s proprietary methodology. The index consists of common stocks listed on the primary exchange of India.
Columbia India Infrastructure ETF INXX Columbia Management 19762B806 US19762B8063 11 Aug 2010 0.76 % Equities (Stocks) Not Applicable Indxx India Infrastructure Index
Columbia India Infrastructure ETF seeks investment results that correspond (before fees and expenses) to the price and yield performance of the Indxx India Infrastructure Index. The Indxx India Infrastructure Index is a maximum 30-stock free-float adjusted market capitalization-weighted index designed to measure the market performance of companies in the infrastructure industry in India, as defined by Indxxs proprietary methodology. The index consists of ADRs, GDRs, and common stocks listed on the primary exchange of India.
VanEck Vectors India Small-Cap Index ETF SCIF Van Eck Associates Corporation 92189F767 US92189F7675 24 Aug 2010 0.72 % Equities (Stocks) Not Applicable Market Vectors India Small-Cap Index
The India Small-Cap Index ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors India Small-Cap Index. The Market Vectors India Small-Cap Index is a rules-based modified market capitalization-weighted float-adjusted index intended to provide exposure to Indian small-cap companies.
Alerian MLP ETF AMLP Alerian 00162Q866 US00162Q8666 25 Aug 2010 0.85 % Other Asset Types MLP Alerian MLP Infrastructure Index
The Fund seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of its underlying index, the Alerian MLP Infrastructure Index (the "Index"). The Fund employs a "passive management" - or indexing - investment approach designed to track the performance of the Index. The Index is a rules based, modified capitalization weighted, float adjusted index intended to give investors a means of tracking the overall performance of the United States energy infrastructure Master Limited Partnership ("MLP") asset class.
Barclays ETN+ ETNs Linked to the S&P 500 Dynamic VEQTORTM TotaL Return Index VQT Barclays iPath 06740C337 US06740C3372 31 Aug 2010 0.95 % Equities (Stocks) Not Applicable S&P 500 dynamic VEQTOR Total return index
The Barclays ETn+ s&P VEQTOr ETns (the ETns ) are senior, unsecured debt securities issued by Barclays Bank Plc that are linked to the performance of the s&P 500 dynamic VEQTOr TM Total return index (the index ). investors can trade the ETns on the nysE arca exchange1 at a market price or receive a cash payment (less an investor fee) at the scheduled maturity upon early redemption2. The index seeks to provide investors with broad equity market exposure with an implied volatility hedge by dynamically allocating its notional investments among three components: equity, volatility and cash. The equity component of the index is represented by the s&P 500 Total return index TM and the volatility component of the index is represented by the s&P 500 ViX short-Term Futures TM index.
iShares MSCI New Zealand ETF ENZL Blackrock (iShares) 464289123 US4642891232 1 Sep 2010 0.48 % Equities (Stocks) Not Applicable MSCI New Zealand IMI 25/50 Index
The iShares MSCI New Zealand ETF seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI New Zealand IMI 25/50 Index. The iShares MSCI New Zealand ETF seeks to track the investment results of a broad-based index composed of New Zealand equities.
Vanguard S&P 500 ETF VOO Vanguard 922908363 US9229083632 7 Sep 2010 0.04 % Equities (Stocks) Not Applicable S&P 500 Index
Invests in stocks in the S&P 500 Index representing 500 of the largest U.S. companies. Goal is to closely track the index s return which is considered a gauge of overall U.S. stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P Small-Cap 600 ETF VIOO Vanguard 921932828 US9219328286 7 Sep 2010 0.15 % Equities (Stocks) Not Applicable S&P SmallCap 600 Index
Invests in stocks in the S&P Small-Cap 600 Index representing 600 smaller U.S. companies. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. small-cap stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P 500 Value ETF VOOV Vanguard 921932703 US9219327031 7 Sep 2010 0.15 % Equities (Stocks) Not Applicable S&P 500 Value Index
Invests in stocks in the S&P 500 Value Index composed of the value companies in the S&P 500. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. value stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P 500 Growth ETF VOOG Vanguard 921932505 US9219325050 7 Sep 2010 0.15 % Equities (Stocks) Not Applicable S&P 500 Growth Index
Invests in stocks in the Standard & Poor s 500 Growth Index composed of the growth companies in the S&P 500. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. growth stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P Mid-Cap 400 ETF IVOO Vanguard 921932885 US9219328856 7 Sep 2010 0.15 % Equities (Stocks) Not Applicable S&P Midcap 400 Index
Invests in stocks in the S&P MidCap 400 Index representing 400 medium-size U.S. companies. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. mid-cap stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P Mid-Cap 400 Growth ETF IVOG Vanguard 921932869 US9219328690 7 Sep 2010 0.20 % Equities (Stocks) Not Applicable S&P Midcap 400 Pure Growth Index
Invests in stocks in the S&P MidCap 400 Growth Index composed of the growth companies in the S&P 400. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. mid-cap growth stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P Mid-Cap 400 Value ETF IVOV Vanguard 921932844 US9219328443 7 Sep 2010 0.20 % Equities (Stocks) Not Applicable S&P Midcap 400 Pure Value Index
Invests in stocks in the S&P MidCap 400 Value Index composed of the value companies in the S&P 400. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. mid-cap value stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P Small-Cap 600 Growth ETF VIOG Vanguard 921932794 US9219327940 7 Sep 2010 0.20 % Equities (Stocks) Not Applicable S&P Smallcap 600 Growth Index
Invests in stocks in the S&P Small-Cap 600 Growth Index composed of the growth companies in the S&P 600. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. small-cap growth stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P Small-Cap 600 Value ETF VIOV Vanguard 921932778 US9219327783 7 Sep 2010 0.20 % Equities (Stocks) Not Applicable S&P Smallcap 600 Value Index
Invests in stocks in the S&P Small-Cap 600 Value Index composed of the value companies in the S&P 600. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. small-cap value stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
SPDR S&P Global Natural Resources ETF GNR State Street (SPDR) 78463X541 US78463X5418 13 Sep 2010 0.40 % Equities (Stocks) Not Applicable S&P Global Natural Resources Index
The SPDR S&P Global Natural Resources ETF seeks to provide investment results that before fees and expenses correspond generally to the price and yield performance of the S&P Global Natural Resources Index (ticker: SPGNRUP) an index that tracks publicly-traded companies in natural resources and/or commodities businesses. Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
Columbia Emerging Markets Consumer ETF ECON Columbia Management 19762B509 US19762B5093 14 Sep 2010 0.59 % Equities (Stocks) Not Applicable Dow Jones Emerging Markets Consumer Titans Index
Columbia Emerging Markets Consumer ETF seeks investment results that correspond (before fees and expenses) to the price and yield performance of the Dow Jones Emerging Markets Consumer Titans 30 Index. The Dow Jones Emerging Markets Consumer Titans 30 Index is a free-float market capitalization-weighted index that measures the performance of 30 leading emerging market companies in the Consumer Goods and Consumer Services Industries as defined by S&P Dow Jones Indexes.
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund CORP PIMCO 72201R817 US72201R8170 20 Sep 2010 0.20 % Bonds Not Applicable ICE BofA Merrill Lynch US Corporate Index
ICE BofA Merrill Lynch US Corporate Index is an unmanaged index comprised of U.S. dollar denominated investment grade fixed rate corporate debt securities publicly issued in the U.S. domestic market with at least one year remaining term to final maturity and at least $250 million outstanding. It is not possible to invest directly in an unmanaged index.
Vanguard Russell 1000 VONE Vanguard 92206C730 US92206C7305 20 Sep 2010 0.12 % Equities (Stocks) Not Applicable Russell 1000 Index
Invests in stocks in the Russell 1000 Index a broadly diversified index made up of large U.S. companies. Seeks to closely track the index s return which is considered a gauge of large-cap growth U.S. stock returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard Russell 2000 VTWO Vanguard 92206C664 US92206C6646 20 Sep 2010 0.15 % Equities (Stocks) Not Applicable Russell 2000 Index
Invests in stocks in the Russell 2000 Index a broadly diversified index predominantly made up of stocks of small U.S. companies. Seeks to closely track the index s return which is considered a gauge of small-cap U.S. stock returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard Russell 1000 Value VONV Vanguard 92206C714 US92206C7149 20 Sep 2010 0.12 % Equities (Stocks) Not Applicable Russell 1000 Value Index
Invests in stocks in the Russell 1000 Value Index a broadly diversified index predominantly made up of value stocks of large U.S. companies. Seeks to closely track the index s return which is considered a gauge of large-cap value U.S. stock returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard Russell 3000 VTHR Vanguard 92206C599 US92206C5994 20 Sep 2010 0.15 % Equities (Stocks) Not Applicable Russell 3000 Index
Invests in 3000 stocks representative of 98% of the whole U.S. market. Goal is to keep pace with U.S. stock market returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard Russell 1000 Growth ETF VONG Vanguard 92206C680 US92206C6802 20 Sep 2010 0.12 % Equities (Stocks) Not Applicable Russell 1000 Growth Index
Invests in stocks in the Russell 1000 Growth Index a broadly diversified index predominantly made up of growth stocks of large U.S. companies. Seeks to closely track the index s return which is considered a gauge of large-cap growth U.S. stock returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard Russell 2000 Value VTWV Vanguard 92206C649 US92206C6497 20 Sep 2010 0.20 % Equities (Stocks) Not Applicable Russell 2000 Pure Value Index
Invests in stocks in the Russell 2000 Pure Value Index a broadly diversified index predominantly made up of value stocks of small U.S. companies. Seeks to closely track the index s return which is considered a gauge of small-cap value U.S. stock returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard Russell 2000 Growth VTWG Vanguard 92206C623 US92206C6232 20 Sep 2010 0.20 % Equities (Stocks) Not Applicable Russell 2000 Growth Index
Invests in stocks in the Russell 2000 Growth Index a broadly diversified index predominantly made up of growth stocks of small U.S. companies. Seeks to closely track the index s return which is considered a gauge of small-cap growth U.S. stock returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
iShares MSCI China Small-Cap ETF ECNS Blackrock (iShares) 46429B200 US46429B2007 28 Sep 2010 0.62 % Equities (Stocks) Not Applicable MSCI China Small Cap Index
The iShares MSCI China Small Cap Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI China Small Cap Index.
iShares MSCI Philippines ETF EPHE Blackrock (iShares) 46429B408 US46429B4086 28 Sep 2010 0.58 % Equities (Stocks) Not Applicable MSCI Philippines Investable Market Index
The iShares MSCI Philippines Investable Market Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Philippines Investable Market Index.
iShares MSCI Brazil Small-Cap ETF EWZS Blackrock (iShares) 464289131 US4642891315 28 Sep 2010 0.63 % Equities (Stocks) Not Applicable MSCI Brazil Small Cap Index
The iShares MSCI Brazil Small Cap Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Brazil Small Cap Index.
VanEck Vectors China ETF PEK Van Eck Associates Corporation 92189F759 US92189F7592 13 Oct 2010 0.78 % Equities (Stocks) Not Applicable CSI 300 Index
The VanEck Vectors China ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the CSI 300 Index. The CSI 300 a diversified index consists of 300 A-Share stocks listed on the Shenzen or Shanghai Stock Exchange. The Fund does not invest directly in A-Shares it invests in swaps and other types of derivative instruments that have economic characteristics substantially identical to those of China A-Share stocks.
ETFS Physical Precious Metal Basket Shares GLTR Aberdeen 26922W109 US26922W1099 22 Oct 2010 0.60 % Commodities & Metals Not Applicable London Silver Fix Price
ETFS Physical Precious Metals Basket Shares (the Shares) are issued by ETFS Precious Metals Basket Trust (the Trust). The investment objective of the Trust Symbol: GLTR is for the Shares to reflect the performance of the prices of gold silver platinum and palladium bullion less Sponsor s Fee. The Shares are designed for investors who want a cost-effective and convenient way to invest in a basket of precious metals.
VanEck Vectors Rare Earth/Strategic Metals ETF REMX Van Eck Associates Corporation 92189F742 US92189F7428 27 Oct 2010 0.61 % Equities (Stocks) Not Applicable Market Vectors Rare Earth/Strategic Metals Index
Rare Earth/Strategic Metals ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Rare Earth/Strategic Metals Index a rules based modified capitalization weighted float adjusted index intended to give investors a means of tracking the overall performance of publicly traded companies primarily engaged in a variety of activities that are related to the mining refining and manufacturing of rare earth/strategic metals.
Vanguard Global ex-U.S. Real Estate ETF VNQI Vanguard 922042676 US9220426764 1 Nov 2010 0.15 % Equities (Stocks) Not Applicable S&P Global ex-U.S. Property Index
Invests in stocks in the S&P Global ex-U.S. Property Index representing real estate investment trusts in more than 30 countries. Provides a convenient way to get broad exposure across international REIT equity markets. Focuses on closely tracking the index s return which is considered a gauge of overall non-U.S. REIT returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Global X Gold Explorers ETF GOEX Global X 37954Y863 US37954Y8637 3 Nov 2010 0.66 % Equities (Stocks) Not Applicable Solactive Global Gold Explorers & Developers Total Return Transition Index
The Global X Gold Explorers ETF (GOEX) provides investors access to a broad range of companies involved in the exploration of gold deposits. The Global X Gold Explorers ETF seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Gold Explorers & Developers Total Return Transition Index.
Global X Uranium ETF URA Global X 37954Y871 US37954Y8710 4 Nov 2010 0.69 % Equities (Stocks) Not Applicable Solactive Global Uranium Index
The Global X Uranium ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the Solactive Global Uranium Index.
iShares MSCI Russia ETF ERUS Blackrock (iShares) 46434G798 US46434G7988 9 Nov 2010 0.62 % Equities (Stocks) Not Applicable MSCI Russia 25/50 Index
The iShares MSCI Russia Capped Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Russia 25/50 Index.
Global X MSCI Norway ETF NORW Global X 37950E747 US37950E7470 9 Nov 2010 0.50 % Equities (Stocks) Not Applicable MSCI Norway IMI 25/50 Index
The Global X MSCI Norway ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Norway IMI 25/50 Index.
VelocityShares Daily 2x VIX Short Term ETN TVIX Velocity Shares 22542D357 US22542D3576 29 Nov 2010 1.65 % Equities (Stocks) Not Applicable S&P 500 VIX Short-Term Futures Index Excess Return
The VelocityShares Daily 2x VIX Short-Term ETNs (the ETNs ) are senior, unsecured obligations of Credit Suisse AG ( Credit Suisse ) acting through its Nassau branch. The return on the ETNs is linked to twice (2x) the daily performance of the S&P 500 VIX Short-Term Futures Index ER less the investor fee. The ETNs provide traders with an exchange traded instrument enabling them to efficiently express their market views on the short-term futures contracts on the CBOE SPX Volatility Index (the VIX ). The ETNs do not guarantee any return of principal at maturity and do not pay any interest during their term.
VelocityShares Daily 2x VIX Medium Term ETN TVIZ Velocity Shares 22542D340 US22542D3402 29 Nov 2010 1.65 % Equities (Stocks) Not Applicable S&P 500 VIX Mid-Term Futures Index Excess Return
The VelocityShares Daily 2x VIX Medium-Term ETNs (the ETNs ) are senior, unsecured obligations of Credit Suisse AG ( Credit Suisse ) acting through its Nassau branch. The return on the ETNs is linked to twice (2x) the daily performance of the S&P 500 VIX Mid-Term Futures Index ER less the investor fee. The ETNs provide traders with an exchange traded instrument enabling them to efficiently express their market views on the medium-term futures contracts on the CBOE SPX Volatility Index(the VIX ). The ETNs do not guarantee any return of principal at maturity and do not pay any interest during their term.
VelocityShares VIX Short Term ETN VIIX Velocity Shares 22542D365 US22542D3659 29 Nov 2010 0.89 % Equities (Stocks) Not Applicable S&P 500 VIX Short-Term Futures Index Excess Return
The VelocityShares Daily Long VIX Short-Term ETNs (the ETNs ) are senior, unsecured obligations of Credit Suisse AG ( Credit Suisse ) acting through its Nassau branch. The return on the ETNs is linked to the daily performance of the S&P 500 VIX Short-Term Futures Index ER less the investor fee. The ETNs provide traders with an exchange traded instrument enabling them to efficiently express their market views on the short-term futures contracts on the CBOE SPX Volatility Index (the VIX ). The ETNs do not guarantee any return of principal at maturity and do not pay any interest during their term
VelocityShares VIX Medium Term ETN VIIZ Velocity Shares 22542D787 US22542D7874 29 Nov 2010 0.89 % Equities (Stocks) Not Applicable S&P 500 VIX Mid-Term Futures Index Excess Return
The VelocityShares Daily Long VIX Medium-Term ETNs (the ETNs ) are senior, unsecured obligations of Credit Suisse AG ( Credit Suisse ) acting through its Nassau branch. The return on the ETNs is linked to the daily performance of the S&P 500 VIX Mid-Term utures Index ER less the investor fee. The ETNs provide traders with an exchange traded strument enabling them to efficiently express their market views on the medium-term futures contracts on the CBOE SPX Volatility Index (the VIX ). The ETNs do not guarantee any return of principal at maturity and do not pay any interest during their term.
VelocityShares Daily Inverse VIX Medium Term ETN ZIV Velocity Shares 22542D829 US22542D8294 29 Nov 2010 1.35 % Equities (Stocks) Not Applicable S&P 500 VIX Mid-Term Futures Index Excess Return
The VelocityShares Daily Inverse VIX Medium-Term ETNs (the ETNs ) are senior, unsecured obligations of Credit Suisse AG ( Credit Suisse ) acting through its Nassau branch. The return on the ETNs is linked to the inverse of the daily performance of the S&P 500 VIX MidTerm Futures Index ER less the investor fee. The ETNs provide traders with an exchange traded instrument enabling them to efficiently express their market views on the medium-term futures contracts on the CBOE SPX Volatility Index (the VIX ). The ETNs do not guarantee any return of principal at maturity and do not pay any interest during their term.
Peritus High Yield ETF HYLD Exchange Traded Concepts 00768Y503 US00768Y5033 30 Nov 2010 1.25 % Bonds Not Applicable Not Applicable
The investment objective of the Peritus High Yield ETF (HYLD) is to generate a high current income with a secondary goal of capital appreciation. HYLD is sub-advised by Peritus I Asset Management LLC. Peritus seeks to achieve the Fund s objective by selecting a focused portfolio of high yield debt securities that via their coupons generate a high current income stream. Peritus takes a value-based active credit approach to the markets largely foregoing new issue participation favoring instead the secondary market where Peritus believes there is less competition and more opportunities for capital gains. Peritus de-emphasizes relative value in favor of long-term absolute returns.
iShares 0-5 Year TIPS Bond ETF STIP Blackrock (iShares) 46429B747 US46429B7477 1 Dec 2010 0.06 % Bonds Not Applicable Bloomberg Barclays U.S. Treasury Inflation-Protected Securities (TIPS) 0-5 Years Index (Series-L)
The iShares Barclays 0-5 Year TIPS Bond Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Barclays Capital U.S. Treasury Inflation-Protected Securities (TIPS) 0-5 Years Index (Series-L).
Invesco KBW Property & Casualty Insurance ETF KBWP Invesco 73936Q777 US73936Q7777 2 Dec 2010 0.35 % Equities (Stocks) Not Applicable KBW Property & Casualty Index
The Invesco KBW Property & Casualty Insurance ETF (Fund) is based on the KBW Nasdaq Property & Casualty Index (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index. The Index is a modified market capitalization weighted index that seeks to reflect the performance of approximately 24 property and casualty insurance companies. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco KBW High Dividend Yield Financial ETF KBWD Invesco 73936Q793 US73936Q7934 2 Dec 2010 2.40 % Equities (Stocks) Not Applicable KBW Financial Sector Dividend Yield Index
The Invesco KBW High Dividend Yield Financial ETF is based on the KBW Nasdaq Financial Sector Dividend Yield Index. The Fund generally will invest at least 90% of its total assets in the securities of publicly listed financial companies that principally are engaged in the business of providing financial services and products, including banking, insurance and diversified financial services, in the United States and that comprise the Underlying Index. Keefe Bruyette & Woods, Inc. ("KBW Nasdaq" or the "Index Provider") compiles, maintains and calculates the Underlying Index, which is a modified-dividend yield-weighted index that seeks to reflect the performance of such companies. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco KBW Premium Yield Equity REIT ETF KBWY Invesco 73936Q819 US73936Q8197 2 Dec 2010 0.35 % Equities (Stocks) Not Applicable KBW Premium Yield Equity REIT Index
The Invesco KBW Premium Yield Equity REIT ETF (Fund) is based on the KBW Nasdaq Premium Yield Equity REIT Index (Index). The Fund generally will invest at least 90% of its total assets in the securities of small- and mid-cap equity REITs in the United States that comprise the Underlying Index. Keefe, Bruyette & Woods, Inc. and Nasdaq, Inc. compile, maintain and calculate the Underlying Index, which is a modified-dividend yield-weighted index that seeks to reflect the performance of such companies. The Fund generally invests in all of the securities comprising the Underlying Index in proportion to their weightings in the Underlying Index. The Fund and the Index are rebalanced and reconstituted on the third Friday of March, June, September and December.
ProShares RAFI Long/Short RALS ProShares 74347X310 US74347X3109 2 Dec 2010 0.95 % Equities (Stocks) Not Applicable FTSE RAFI US 1000 Long/Short Total Return Index
ProShares RAFI Long/Short seeks investment results before fees and expenses that track the performance of the RAFI US Equity Long/Short Index. The index allocates an aggregate equal dollar amount to both long and short equity positions. The long equity positions consist of securities in the FTSE RAFI US 1000 Total Return Index, and the short equity positions consist of securities in the Russell 1000 Total Return Index. By going long a "fundamental" index and short a market cap index, the index seeks to provide an alternative to traditional market cap weighting. The index is rebalanced monthly.
Invesco S&P MidCap 400 Equal Weight ETF EWMC Invesco 78355W577 US78355W5774 3 Dec 2010 0.40 % Equities (Stocks) Not Applicable S&P MidCap 400 Equal Weight Index
The Invesco S&P MidCap 400 Equal Weight ETF (Fund) is based on the S&P MidCap 400 Equal Weight Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index equally weights mid-cap securities in the S&P MidCap 400 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P SmallCap 600 Equal Weight ETF EWSC Invesco 78355W585 US78355W5857 3 Dec 2010 0.40 % Equities (Stocks) Not Applicable S&P SmallCap 600 Equal Weight Index
The Invesco S&P SmallCap 600 Equal Weight ETF (Fund) is based on the S&P SmallCap 600 Equal Weight Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index equally weights small-cap securities in the S&P SmallCap 600 Index. The Fund and the Index are rebalanced quarterly.
Invesco MSCI Emerging Markets Equal Country Weight ETF EWEM Invesco 73936Q512 US73936Q5128 3 Dec 2010 0.70 % Equities (Stocks) Not Applicable MSCI Emerging Markets Equal Weighted Index
The Invesco MSCI Emerging Markets Equal Country Weight ETF (Fund) is based on the MSCI Emerging Markets Equal Country Weighted Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index provides equal weighted exposure to all of the countries included in the index while providing cap-weighted exposure to the securities within each country. The Index is a free float-adjusted market-cap index that is designed to measure equity market performance of certain markets deemed to be emerging markets. The Fund does not purchase all of the securities in the Index; instead, the Fund utilizes a "sampling" methodology to seek to achieve its investment objective. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced semiannually.
Direxion Daily Gold Miners Bear 3x Shares DUST Direxion Shares 25490K133 US25490K1337 8 Dec 2010 0.95 % Equities (Stocks) Not Applicable NYSE Arca Gold Miners Index
The Daily Gold Miners Bear 3x Shares seeks daily investment results, before fees and expenses, of 300% of the inverse (or opposite) of the performance of the NYSE Arca Gold Miners Index. Potentially hedge exposure to equity and fixed income market risk.
Direxion Daily Gold Miners Bull 3x Shares NUGT Direxion Shares 25460E844 US25460E8443 8 Dec 2010 0.90 % Equities (Stocks) Not Applicable NYSE Arca Gold Miners Index
The Daily Gold Miners Bull 3x Shares seeks daily investment results, before fees and expenses, of 300% of the performance of the NYSE Arca Gold Miners Index. Potentially hedge exposure to equity and fixed income market risk.
ProShares VIX Mid-Term Futures ETF VIXM ProShares 74347W338 US74347W3381 3 Jan 2011 0.85 % Equities (Stocks) Not Applicable S&P 500 VIX Mid-Term Futures Index
The CBOE Volatility Index (VIX) is a widely followed measure of the expected volatility of the S&P 500. Since the VIX is not directly investable S&P 500 volatility exposure is often achieved through VIX futures. Each of the VIX futures indexes measures the movements of a combination of VIX futures and is designed to track changes in the expectation for VIX over a specific time window in the future. As a result the S&P 500 VIX Mid-Term Futures Index and VIXM can be expected to perform differently than the VIX.
ProShares VIX Short-Term Futures ETF VIXY ProShares 74347W171 US74347W1716 3 Jan 2011 0.85 % Equities (Stocks) Not Applicable S&P 500 VIX Short-Term Futures Index
The CBOE Volatility Index (VIX) is a widely followed measure of the expected volatility of the S&P 500. Since the VIX is not directly investable S&P 500 volatility exposure is often achieved through VIX futures. Each of the VIX futures indexes measures the movements of a combination of VIX futures and is designed to track changes in the expectation for VIX over a specific time window in the future. As a result the S&P 500 VIX Short-Term Futures Index and VIXY can be expected to perform differently than the VIX.
WisdomTree Managed Futures Strategy Fund WTMF Wisdom Tree 97717W125 US97717W1255 5 Jan 2011 0.65 % Other Asset Types Hedge Fund Replication Diversified Trends Indicator
The WisdomTree Managed Futures Strategy Fund seeks to achieve positive total returns in rising or falling markets that are not directly correlated to broad market equity or fixed income returns. The Fund is managed using a quantitative rules-based strategy designed to provide returns that correspond to the performance of the Diversified Trends Indicator (DTI Index or Benchmark). The Fund intends to invest in a combination of U.S. treasury futures currency futures non-deliverable currency forwards commodity futures commodity swaps U.S. government and money market securities. The Benchmark is a widely-used indicator designed to capture the economic benefit derived from rising or declining price trends in the markets for commodity currency and U.S. treasury futures.
Schwab U.S. REIT ETF SCHH Schwab 808524847 US8085248479 13 Jan 2011 0.07 % Equities (Stocks) Not Applicable Dow Jones US Select REIT Index
he funds goal is to track as closely as possible, before fees and expenses, the total return of the Dow Jones U.S. Select REIT Index
Schwab U.S. Mid-Cap ETF SCHM Schwab 808524508 US8085245087 13 Jan 2011 0.05 % Equities (Stocks) Not Applicable Dow Jones U.S. Mid-Cap Total Stock Market Index
The funds goal is to track as closely as possible, before fees and expenses, the total return of the Dow Jones U.S. Mid-Cap Total Stock Market Index
Ranger Equity Bear ETF HDGE Advisor Shares 00768Y883 US00768Y8839 26 Jan 2011 2.86 % Equities (Stocks) Not Applicable Not Applicable
The investment objective of the Active Bear ETF (HDGE) is capital appreciation through short sales of domestically traded equity securities. The HDGE portfolio is sub-advised by Ranger Alternative Management L.P. The portfolio management team implements a bottom-up fundamental research driven security selection process. In selecting short positions the Fund seeks to identify securities with low earnings quality or aggressive accounting which may be intended on the part of company management to mask operational deterioration and bolster the reported earnings per share over a short time period. In addition the portfolio management team seeks to identify earnings driven events that may act as a catalyst to the price decline of a security such as downwards earnings revisions or reduced forward guidance.
SPDR S&P Health Care Equipment ETF XHE State Street (SPDR) 78464A581 US78464A5810 26 Jan 2011 0.35 % Equities (Stocks) Not Applicable S&P Health Care Equipment Select Industry Index
The SPDR S&P Health Care Equipment ETF before expenses seeks to closely match the returns and characteristics of the S&P Health Care Equipment Select Industry Index (index ticker: SPSIHE). The approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR S&P Transportation ETF XTN State Street (SPDR) 78464A532 US78464A5323 26 Jan 2011 0.35 % Equities (Stocks) Not Applicable S&P Transportation Select Industry Index
The SPDR S&P Transportation ETF before expenses seeks to closely match the returns and characteristics of the S&P Transportation Select Industry Index (index ticker: SPSITN). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR S&P Telecom ETF XTL State Street (SPDR) 78464A540 US78464A5406 26 Jan 2011 0.35 % Equities (Stocks) Not Applicable S&P Telecom Select Industry Index
The SPDR S&P Telecom ETF before expenses seeks to closely match the returns and characteristics of the S&P Telecom Select Industry Index (index ticker: SPSITE). The approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
Vanguard Total International Stock ETF VXUS Vanguard 921909768 US9219097683 28 Jan 2011 0.11 % Equities (Stocks) Not Applicable FTSE Global All Cap ex US Index
Vanguard Total International Stock ETF seeks to track the performance of a benchmark index that measures the investment return of stocks issued by companies located in developed and emerging markets, excluding the United States.
Global X Southeast Asia ETF ASEA Global X 37950E648 US37950E6480 16 Feb 2011 0.65 % Equities (Stocks) Not Applicable FTSE/ASEAN 40 Index
The Global X FTSE Andean 40 ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the FTSE Andean 40 Index. The FTSE/ASEAN 40 Index tracks the performance of the 40 largest companies in the five ASEAN regions: Indonesia, Philippines, Singapore, Malaysia and Thailand. The index is freefloat adjusted and weighted by market capitalization and designed using eligible stocks within the FTSE All-World universe.
First Trust Nasdaq Smartphone Index Fund FONE First Trust 33737K106 US33737K1060 17 Feb 2011 0.70 % Equities (Stocks) Not Applicable Nasdaq CTA Smartphone Index
The First Trust NASDAQ Smartphone Index Fund is an exchange-traded fund. The Fund seeks investment results that correspond generally to the price and yield (before the Funds fees and expenses) of an equity index called the Nasdaq CTA Smartphone Index. The index is designed to track the performance of companies engaged in the smartphone segment of the telecom and technology sectors. To be eligible for the index, issuers of the securities must be classified as a smartphone company as determined by the Consumer Technology Association. Component securities must be listed on an index-eligible global stock exchange, as determined by the NASDAQ OMX, have a minimum worldwide market capitalization of $250 million, have a minimum free float of 20%, and have a minimum three-month average daily dollar trading volume of $1 million. 45% of the index weight is allocated to Handsets, 45% of the index weight is allocated to Software Applications and Hardware Components, and 10% of the index weight is allocated to Network Providers. Index components are equally weighted within each business segment. Index components are reconstituted semi-annually and rebalanced quarterly.
SPDR Bloomberg Barclays Emerging Markets Local Bond ETF EBND State Street (SPDR) 78464A391 US78464A3914 23 Feb 2011 0.40 % Bonds Not Applicable Bloomberg Barclays EM Local Currency Government Diversified Index
The SPDR Bloomberg Barclays Emerging Markets Local Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays EM Local Currency Government Diversified Index (the "Index"). Seeks to provide exposure to fixed-rate local currency sovereign debt of emerging market countries. Index includes government bonds, in local currencies, issued by investment grade and non-investment grade countries outside the U.S. that have a remaining maturity of one year or more.
SPDR S&P Emerging Markets Dividend ETF EDIV State Street (SPDR) 78463X533 US78463X5335 23 Feb 2011 0.49 % Equities (Stocks) Not Applicable S&P Emerging Markets Dividend Opportunities Index
he SPDR S&P Emerging Markets Dividend ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the S&P Emerging Markets Dividend Opportunities Index (index ticker: SPGTEDUN), an index that tracks dividend paying securities of publicly-traded companies in emerging markets.
Global X MSCI Argentina ETF ARGT Global X 37950E259 US37950E2596 2 Mar 2011 0.59 % Equities (Stocks) Not Applicable MSCI All Argentina 25/50 Index
The Global X MSCI Argentina ETF seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI All Argentina 25/50 Index.
Invesco Senior Loan ETF BKLN Invesco 73936Q769 US73936Q7694 3 Mar 2011 0.65 % Bonds Not Applicable S&P/LSTA U.S. Leveraged Loan 100 Index
The Invesco Senior Loan ETF (Fund) is based on the S&P/LSTA U.S. Leveraged Loan 100 Index (Index). The Fund will normally invest at least 80% of its total assets in the component securities that comprise the Index. The Index is designed to track the market-weighted performance of the largest institutional leveraged loans based on market weightings, spreads and interest payments. The Fund and the Index are rebalanced and reconstituted bi-annually, in June and December.
Morgan Stanley Cushing MLP High Income Index ETN MLPY Morgan Stanley 61760E846 US61760E8460 16 Mar 2011 0.85 % Other Asset Types MLP CushingMLP High Income Index
The Exchange Traded Notes (ETNs) are based on the performance of the Cushing MLP High Income Index (the Index), which is a criteria-weighted index tracking the performance of 30 Master Limited Partnerships (MLPs) which hold energy and shipping assets in North America. These Index constituents are chosen for having the highest current indicative yields among MLPs meeting certain criteria1. The quarterly coupon payments are linked to the cash distributions paid on the MLPs in the Index, less accrued tracking fees. The ETNs are senior, unsecured debt obligations of Morgan Stanley.
WisdomTree Asia Local Debt Fund ALD Wisdom Tree 97717X842 US97717X8424 17 Mar 2011 0.55 % Bonds Not Applicable Not Applicable
WisdomTree Asia Local Debt Fund seeks a high level of total returns consisting of both income and capital appreciation. The fund attempts to achieve its investment objective through investment in local debt denominated in the currencies of Asia Pacific ex-Japan countries.
ProShares Short High Yield SJB ProShares 74347R131 US74347R1317 21 Mar 2011 0.95 % Bonds Not Applicable Markit iBoxx $ Liquid High Yield Index
ProShares Short High Yield seeks daily investment results, before fees and expenses, that correspond to the inverse (opposite) of the daily performance of the Markit iBoxx $ Liquid High Yield Index. Markit iBoxx $ Liquid High Yield Index is a modified market-value weighted index designed to provide a balanced representation of U.S. dollar-denominated high yield corporate bonds for sale within the United States.
IQ Global Agribusiness Small Cap ETF CROP Index IQ 45409B834 US45409B8349 22 Mar 2011 0.76 % Equities (Stocks) Not Applicable IQ Global Agribusiness Small Cap Index
The IQ Global Agribusiness Small Cap ETF seeks to track, before fees and expenses, the performance of the IQ Global Agribusiness Small Cap Index. The IQ Global Agribusiness Small Cap Index is float-adjusted market cap-weighted and includes global small cap companies engaged in the agribusiness sector, including crop production and farming, livestock operations, agricultural machinery, agricultural supplies and logistics, agricultural chemicals, and biofuels.
Direxion Daily Total Bond Market Bear 1x Shares SAGG Direxion Shares 25459Y306 US25459Y3062 23 Mar 2011 0.45 % Bonds Not Applicable Barclays Capital U.S. Aggregate Bond Index
The Fund seeks daily investment results, before fees and expenses, of 100% of the inverse of the price performance of the Barclays Capital U.S. Aggregate Bond Index. There is no guarantee the fund will meet its stated investment objective.
Direxion Daily 7-10 Year Treasury Bear 1x Shares TYNS Direxion Shares 25459Y108 US25459Y1082 23 Mar 2011 0.45 % Bonds Not Applicable ICE U.S. Treasury 7-10 Year Bond Index
The Direxion Daily 7-10 Year Treasury Bear 1x Shares seeks daily investment results, before fees and expenses, of 100% of the inverse (or opposite) of the performance of the ICE U.S. Treasury 7-10 Year Bond Index. There is no guarantee the fund will meet its stated investment objective. This leveraged ETF seeks a return that is -100% of the return of its benchmark index for a single day. The fund should not be expected to provide 100% of the inverse of the benchmark s cumulative return for periods greater than a day. The ICE U.S. Treasury 7-10 Year Bond Index is a market value weighted index that includes publicly issued U.S. Treasury securities that have a remaining maturity of greater than seven years and less than or equal to ten years. Eligible securities must be fixed rate, denominated in U.S. dollars, and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. Securities excluded from the Index are zero-coupon STRIPS, inflation linked securities, floating rate notes, cash management and Treasury bills, and any government agency debt issued with or without a government guarantee. One cannot directly invest in an Index.
Direxion Daily 20+ Year Treasury Bear 1x Shares TYBS Direxion Shares 25459Y405 US25459Y4052 23 Mar 2011 0.45 % Bonds Not Applicable ICE U.S. Treasury 20+ Year Bond Index
The Direxion Daily 20+ Year Treasury Bear 1x Shares seeks daily investment results, before fees and expenses, of 100% of the inverse (or opposite) of the performance of the ICE U.S. Treasury 20+ Year Bond Index. There is no guarantee the fund will meet its stated investment objective. This leveraged ETF seeks a return that is -100% of the return of its benchmark index for a single day. The fund should not be expected to provide 100% of the inverse of the benchmark s cumulative return for periods greater than a day. The ICE U.S. Treasury 20+ Year Bond Index is a market value weighted index that includes publicly issued U.S. Treasury securities that have a remaining maturity of greater than 20 years. Eligible securities must be fixed rate, denominated in U.S. dollars, and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. Securities excluded from the Index are zero-coupon STRIPS, inflation linked securities, floating rate notes, cash management and Treasury bills, and any government agency debt issued with or without a government guarantee. One cannot directly invest in an Index.
iShares MSCI China ETF MCHI Blackrock (iShares) 46429B671 US46429B6719 29 Mar 2011 0.62 % Equities (Stocks) Not Applicable MSCI China Index
The iShares MSCI China Index Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI China Index. The MSCI China Index is designed to measure the performance of the top 85% of equity securities by market capitalization in the Chinese equity markets.
iShares Core High Dividend ETF HDV Blackrock (iShares) 46429B663 US46429B6636 29 Mar 2011 0.08 % Equities (Stocks) Not Applicable Morningstar Dividend Yield Focus Index
The iShares High Dividend Equity Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Morningstar Dividend Yield Focus Index. The Morningstar Dividend Yield Focus Index is designed to measure the performance of a select group of U.S. equity securities issued by companies that have provided relatively high dividend yields on a consistent basis.
ProShares Short 7-10 Treasury TBX ProShares 74348A608 US74348A6082 4 Apr 2011 0.95 % Bonds Not Applicable ICE U.S. Treasury 7-10 Year Bond Index
ProShares Short 7-10 Year Treasury seeks daily investment results, before fees and expenses, that correspond to the inverse (-1x) of the daily performance of the ICE U.S. Treasury 7-10 Year Bond Index. The ICE U.S. Treasury 7-10 Year Bond Index includes publicly- issued U.S. Treasury securities that have a remaining maturity of greater than seven years and less than or equal to ten years and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. In addition, the securities in the Underlying Index must be fixed-rate and denominated in U.S. dollars. Excluded from the Underlying Index are inflation-linked securities, Treasury bills, cash management bills, any government agency debt issued with or without a government guarantee and zero-coupon issues that have been stripped from coupon-paying bonds. The Underlying Index is weighted by market capitalization, and the securities in the Underlying Index are updated on the last business day of each month.
SPDR Bloomberg Barclays Issuer Scored Corporate Bond ETF CBND State Street (SPDR) 78464A144 US78464A1447 6 Apr 2011 0.16 % Bonds Not Applicable Bloomberg Barclays Issuer Scored Corporate Index
The SPDR Bloomberg Barclays Issuer Scored Corporate Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays Issuer Scored Corporate Index (the "Index"). A smart beta bond that seeks to provide exposure to corporate issuers that have publicly traded equity using factors other than the market value of their outstanding debt.
ProShares Ultra High Yield UJB ProShares 74348A707 US74348A7072 13 Apr 2011 1.31 % Bonds Not Applicable Markit iBoxx $ Liquid High Yield Index
ProShares Ultra High Yield seeks daily investment results, before fees and expenses, that correspond to twice (200%) the daily performance of the Markit iBoxx $ Liquid High Yield Index.
SPDR Nuveen S&P High Yield Municipal Bond ETF HYMB State Street (SPDR) 78464A284 US78464A2841 13 Apr 2011 0.45 % Bonds Not Applicable S&P Municipal Yield Index
The SPDR Nuveen S&P High Yield Municipal Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the S&P Municipal Yield Index (index ticker: SPMUHT), an index that tracks the US high yield municipal bond market and to provide income that is exempt from federal income taxes.
VanEck Vectors Russia Small-Cap ETF RSXJ Van Eck Associates Corporation 92189F734 US92189F7345 13 Apr 2011 0.75 % Equities (Stocks) Not Applicable Market Vectors Russia Small-Cap Index
The VanEck Vectors Russia Small-Cap ETF (RSXJ) seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Russia Small-Cap Index (MVRSXJTR), a rules-based, modified market capitalization-weighted, float adjusted index comprised of publicly traded companies that are domiciled and primarily listed in Russia or that generate the majority of their revenues in Russia.
First Trust Asia Pacific ex-Japan AlphaDEX Fund FPA First Trust 33737J109 US33737J1097 18 Apr 2011 0.80 % Equities (Stocks) Not Applicable NASDAQ AlphaDEX Asia P