This list includes all US listed ETFs & ETNs and is a subset of First Bridge's ETF database. The database includes daily holdings and granular classification data. For more information: Call: (650) 762-9270; Email: support@firstbridgedata.com

Last Updated: Jan-21-2020

Fund Name	Fund Exchange Ticker	Fund Sponsor	Fund CUSIP	Fund ISIN	Fund Inception Date	Net Expense Ratio	Asset Class	Other Asset Type	Index Name
SPDR S&P 500 ETF Trust	SPY	State Street (SPDR)	78462F103	US78462F1030	22 Jan 1993	0.09 %	Equities (Stocks)	Not Applicable	S&P 500 Index
The SPDR S&P 500 ETF is a fund that before expenses generally corresponds to the price and yield performance of the S&P 500 Index.
SPDR S&P MidCap 400 ETF Trust	MDY	State Street (SPDR)	78467Y107	US78467Y1073	4 May 1995	0.24 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Index
The SPDR S&P MidCap 400 ETF before expenses seeks to generally correspond to the price and yield performance of the S&P MidCap 400 IndexTM. Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
iShares MSCI Singapore ETF	EWS	Blackrock (iShares)	46434G780	US46434G7806	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI Singapore 25/50 Index
The iShares MSCI Singapore ETF seeks to track the investment results of an index composed of Singaporean equities. The Fund seeks to track the investment results of the MSCI Singapore 25/50 Index (the Underlying Index ), which is designed to measure the performance of the large- and mid-cap segments of the Singapore market. A capping methodology is applied that limits the weight of any single component to a maximum of 25% of the Underlying Index. Additionally, the sum of the components that individually constitute more than 5% of the weight of the Underlying Index cannot exceed a maximum of 50% of the weight of the Underlying Index in the aggregate.
iShares MSCI Mexico ETF	EWW	Blackrock (iShares)	464286822	US4642868222	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI Mexico IMI 25/50 Index
The iShares MSCI Mexico ETF seeks to track the investment results of a broad-based index composed of Mexican equities. The Fund seeks to track the investment results of the MSCI Mexico IMI 25/50 Index (the Underlying Index ), which consists of stocks traded primarily on the Mexican Stock Exchange. The Underlying Index is a free float-adjusted market capitalization-weighted index with a capping methodology applied to issuer weights so that no single issuer of a component exceeds 25% of the Underlying Index weight, and all issuers with a weight above 5% do not cumulatively exceed 50% of the Underlying Index weight. The Underlying Index may include large-, mid- or small-capitalization companies.
iShares MSCI Malaysia ETF	EWM	Blackrock (iShares)	46434G814	US46434G8143	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI Malaysia Index
The iShares MSCI Malaysia ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Malaysian market as measured by the MSCI Malaysia Index.
iShares MSCI Australia ETF	EWA	Blackrock (iShares)	464286103	US4642861037	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI Australia Index
The iShares MSCI Australia ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Australian market as represented by the MSCI Australia Index.
iShares MSCI Switzerland ETF	EWL	Blackrock (iShares)	464286749	US4642867497	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI Switzerland 25/50 Index
The iShares MSCI Switzerland ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Swiss market as measured by the MSCI Switzerland 25/50 Index.
iShares MSCI Netherlands ETF	EWN	Blackrock (iShares)	464286814	US4642868149	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI Netherlands IMI 25/50 Index
The iShares MSCI Netherlands ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Dutch market as measured by the MSCI Netherlands IMI 25/50 Index.
iShares MSCI Hong Kong ETF	EWH	Blackrock (iShares)	464286871	US4642868719	12 Mar 1996	0.48 %	Equities (Stocks)	Not Applicable	MSCI Hong Kong Index
The iShares MSCI Hong Kong ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Hong Kong market as measured by the MSCI Hong Kong Index.
iShares MSCI United Kingdom ETF	EWU	Blackrock (iShares)	46435G334	US46435G3341	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI United Kingdom Index
The iShares MSCI United Kingdom ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the British market as measured by the MSCI United Kingdom Index.
iShares MSCI Sweden ETF	EWD	Blackrock (iShares)	464286756	US4642867562	12 Mar 1996	0.53 %	Equities (Stocks)	Not Applicable	MSCI Sweden 25/50 Index
The iShares MSCI Sweden ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Swedish market as measured by the MSCI Sweden 25/50 Index.
iShares MSCI Germany ETF	EWG	Blackrock (iShares)	464286806	US4642868065	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI Germany index
The iShares MSCI Germany ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the German market as measured by the MSCI Germany Index.
iShares MSCI Canada ETF	EWC	Blackrock (iShares)	464286509	US4642865095	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI Canada Custom Capped Index
The iShares MSCI Canada ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Canadian market as measured by the MSCI Canada Custom Capped Index.
iShares MSCI Austria ETF	EWO	Blackrock (iShares)	464286202	US4642862027	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI Austria IMI 25/50 Index
The iShares MSCI Austria ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Austrian market as represented by the MSCI Austria IMI 25/50 Index.
iShares MSCI Belgium ETF	EWK	Blackrock (iShares)	464286301	US4642863017	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI Belgium IMI 25/50 Index
The iShares MSCI Belgium ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Belgian market as measured by the MSCI Belgium IMI 25/50 Index.
iShares MSCI France ETF	EWQ	Blackrock (iShares)	464286707	US4642867075	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI France Index
The iShares MSCI France Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the French market as measured by the MSCI France Index.
iShares MSCI Italy ETF	EWI	Blackrock (iShares)	46434G830	US46434G8309	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI Italy 25/50 Index
The iShares MSCI Italy ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Italian market as measured by the MSCI Italy 25/50 Index.
iShares MSCI Spain ETF	EWP	Blackrock (iShares)	464286764	US4642867646	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI Spain 25/50 Index
The iShares MSCI Spain ETF Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Spanish market as measured by the MSCI Spain 25/50 Index.
iShares MSCI Japan ETF	EWJ	Blackrock (iShares)	46434G822	US46434G8226	12 Mar 1996	0.47 %	Equities (Stocks)	Not Applicable	MSCI Japan Index
The iShares MSCI Japan Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Japanese market as measured by the MSCI Japan Index.
SPDR Dow Jones Industrial Average ETF Trust	DIA	State Street (SPDR)	78467X109	US78467X1090	14 Jan 1998	0.17 %	Equities (Stocks)	Not Applicable	Dow Jones Industrial Average Index
SPDR Dow Jones Industrial Average ETF seeks to provide investment results that before expenses generally correspond to the price and yield performance of the Dow Jones Industrial Average (Ticker: DJITR).
Consumer Discretionary Select Sector SPDR Fund	XLY	State Street (SPDR)	81369Y407	US81369Y4070	16 Dec 1998	0.13 %	Equities (Stocks)	Not Applicable	S&P Consumer Discretionary Select Sector Index
The Consumer Discretionary Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Consumer Discretionary Select Sector Index (ticker: IXY). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
Consumer Staples Select Sector SPDR Fund	XLP	State Street (SPDR)	81369Y308	US81369Y3080	16 Dec 1998	0.13 %	Equities (Stocks)	Not Applicable	S&P Consumer Staples Select Sector Index
The Consumer Staples Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Consumer Staples Select Sector Index (ticker: IXR).
Energy Select Sector SPDR Fund	XLE	State Street (SPDR)	81369Y506	US81369Y5069	16 Dec 1998	0.13 %	Equities (Stocks)	Not Applicable	S&P Energy Select Sector Index
The Energy Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Energy Select Sector Index (ticker: IXE).
Financial Select Sector SPDR Fund	XLF	State Street (SPDR)	81369Y605	US81369Y6059	16 Dec 1998	0.13 %	Equities (Stocks)	Not Applicable	S&P Financial Select Sector Index
The Financial Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Financial Select Sector Index (ticker: IXM).
Health Care Select Sector SPDR Fund	XLV	State Street (SPDR)	81369Y209	US81369Y2090	16 Dec 1998	0.13 %	Equities (Stocks)	Not Applicable	S&P Health Care Select Sector Index
The Health Care Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Health Care Select Sector Index (ticker: IXV).
Industrial Select Sector SPDR Fund	XLI	State Street (SPDR)	81369Y704	US81369Y7040	16 Dec 1998	0.13 %	Equities (Stocks)	Not Applicable	S&P Industrials Select Sector Index
The Industrial Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Industrial Select Sector Index (ticker: IXI).
Materials Select Sector SPDR Fund	XLB	State Street (SPDR)	81369Y100	US81369Y1001	16 Dec 1998	0.13 %	Equities (Stocks)	Not Applicable	S&P Materials Select Sector Index
The Materials Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Materials Select Sector Index (ticker: IXB).
Technology Select Sector SPDR Fund	XLK	State Street (SPDR)	81369Y803	US81369Y8030	16 Dec 1998	0.13 %	Equities (Stocks)	Not Applicable	S&P Technology Select Sector Index
The Technology Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Technology Select Sector Index (ticker: IXT).
Utilities Select Sector SPDR Fund	XLU	State Street (SPDR)	81369Y886	US81369Y8865	16 Dec 1998	0.13 %	Equities (Stocks)	Not Applicable	S&P Utilities Select Sector Index
The Utilities Select Sector SPDR Fund before expenses seeks to closely match the returns and characteristics of the Utilities Select Sector Index (ticker: IXU).
Invesco QQQ Trust	QQQ	Invesco	46090E103	US46090E1038	10 Mar 1999	0.20 %	Equities (Stocks)	Not Applicable	Nasdaq 100 Index
Invesco QQQ is an exchange-traded fund based on the Nasdaq-100 Index. The Fund will, under most circumstances, consist of all of stocks in the Index. The Index includes 100 of the largest domestic and international nonfinancial companies listed on the Nasdaq Stock Market based on market capitalization. The Fund and the Index are rebalanced quarterly and reconstituted annually.
iShares MSCI South Korea ETF	EWY	Blackrock (iShares)	464286772	US4642867729	9 May 2000	0.59 %	Equities (Stocks)	Not Applicable	MSCI Korea 25/50 Index
The iShares MSCI South Korea ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the South Korean market as measured by the MSCI Korea 25/50 Index.
iShares Core S&P 500 ETF	IVV	Blackrock (iShares)	464287200	US4642872000	15 May 2000	0.04 %	Equities (Stocks)	Not Applicable	S&P 500 Index
The iShares S&P 500 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. large-cap stocks as represented by the Standard & Poors 500 Index.
iShares Russell 1000 ETF	IWB	Blackrock (iShares)	464287622	US4642876225	15 May 2000	0.15 %	Equities (Stocks)	Not Applicable	Russell 1000 Index
The iShares Russell 1000 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the large capitalization sector of the U.S. equity market as represented by the Russell 1000 Index. The index represents the approximately 1000 largest companies in the Russell 3000 Index.
iShares US Technology ETF	IYW	Blackrock (iShares)	464287721	US4642877215	15 May 2000	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Technology Sector Index
The iShares Dow Jones U.S. Technology Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the largest public companies in the technology sector of the U.S. market as represented by the Dow Jones U.S. Technology Index.
iShares US Financials ETF	IYF	Blackrock (iShares)	464287788	US4642877884	22 May 2000	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Financials Index
The iShares Dow Jones U.S. Financial Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the financial and economic sectors of the U.S. equity market as represented by the Dow Jones U.S. Financials Index.
iShares S&P 500 Growth ETF	IVW	Blackrock (iShares)	464287309	US4642873099	22 May 2000	0.18 %	Equities (Stocks)	Not Applicable	S&P 500 Growth Index
The iShares S&P 500 Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. large-cap growth stocks as represented by the S&P 500/Citigroup Growth Index.
iShares S&P 500 Value ETF	IVE	Blackrock (iShares)	464287408	US4642874089	22 May 2000	0.18 %	Equities (Stocks)	Not Applicable	S&P 500 Value Index
The iShares S&P 500 Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. large-cap value stocks as represented by the S&P 500/Citigroup Value Index.
iShares Russell 1000 Value ETF	IWD	Blackrock (iShares)	464287598	US4642875987	22 May 2000	0.19 %	Equities (Stocks)	Not Applicable	Russell 1000 Value Index
The iShares Russell 1000 Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the large capitalization value sector of the U.S. equity market as represented by the Russell 1000 Value Index. The index represents approximately 50% of the total market capitalization of the Russell 1000 Index.
iShares Core S&P Small-Cap ETF	IJR	Blackrock (iShares)	464287804	US4642878049	22 May 2000	0.07 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Index
The iShares S&P SmallCap 600 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. small-cap stocks as represented by the Standard & Poors SmallCap 600 Index.
iShares Russell 1000 Growth ETF	IWF	Blackrock (iShares)	464287614	US4642876142	22 May 2000	0.19 %	Equities (Stocks)	Not Applicable	Russell 1000 Growth Index
The iShares Russell 1000 Growth Index Fund seeks investment returns that correspond generally to the price and yield performance before fees and expenses of the large capitalization growth sector of the U.S. equity market as represented by the Russell 1000 Growth Index. The index represents approximately 50% of the total market capitalization of the Russell 1000 Index.
iShares Russell 3000 ETF	IWV	Blackrock (iShares)	464287689	US4642876894	22 May 2000	0.20 %	Equities (Stocks)	Not Applicable	Russell 3000 Index
The iShares Russell 3000 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the broad U.S. equity market as represented by the Russell 3000 Index.
iShares Core S&P Mid-Cap ETF	IJH	Blackrock (iShares)	464287507	US4642875078	22 May 2000	0.07 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Index
The iShares S&P MidCap 400 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. mid-cap stocks as represented by the Standard & Poors MidCap 400 Index.
iShares Russell 2000 ETF	IWM	Blackrock (iShares)	464287655	US4642876555	22 May 2000	0.19 %	Equities (Stocks)	Not Applicable	Russell 2000 Index
The iShares Russell 2000 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the small capitalization sector of the U.S. equity market as represented by the Russell 2000 Index. The index represents the approximately 2000 smallest companies in the Russell 3000 Index.
iShares US Telecommunications ETF	IYZ	Blackrock (iShares)	464287713	US4642877132	22 May 2000	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Select Telecommunications Sector Index
The iShares Dow Jones U.S. Telecommunications Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Telecommunications Index.
iShares U.S. Consumer Services ETF	IYC	Blackrock (iShares)	464287580	US4642875805	12 Jun 2000	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Consumer Services Index
The iShares Dow Jones U.S. Consumer Services Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. consumer services stocks as represented by the Dow Jones U.S. Consumer Services Index.
iShares US Consumer Goods ETF	IYK	Blackrock (iShares)	464287812	US4642878122	12 Jun 2000	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Consumer Goods Index
The iShares Dow Jones U.S. Consumer Goods Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. consumer goods stocks as represented by the Dow Jones U.S. Consumer Goods Index.
iShares U.S. Energy ETF	IYE	Blackrock (iShares)	464287796	US4642877967	12 Jun 2000	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Oil & Gas Index
The iShares Dow Jones U.S. Energy Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. energy stocks as represented by the Dow Jones U.S. Oil & Gas Index.
iShares U.S. Financial Services ETF	IYG	Blackrock (iShares)	464287770	US4642877702	12 Jun 2000	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Financial Services Index
The iShares Dow Jones U.S. Financial Services Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the financial-services sector of the U.S. equity market as represented by the Dow Jones U.S. Financial Services Index.
iShares US Real Estate ETF	IYR	Blackrock (iShares)	464287739	US4642877397	12 Jun 2000	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Real Estate Index
The iShares Dow Jones U.S. Real Estate Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses to the performance of the real estate sector of the U.S. equity market as represented by the Dow Jones U.S. Real Estate Index.
iShares U.S. Healthcare ETF	IYH	Blackrock (iShares)	464287762	US4642877629	12 Jun 2000	0.43 %	Equities (Stocks)	Not Applicable	Dow Jones US Healthcare Index
The iShares Dow Jones U.S. Healthcare Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. healthcare stocks as represented by the Dow Jones U.S. Health Care Index.
iShares U.S. Industrials ETF	IYJ	Blackrock (iShares)	464287754	US4642877546	12 Jun 2000	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Industrial Index
The iShares Dow Jones U.S. Industrial Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. industry stocks as represented by the Dow Jones U.S. Industrials Index.
iShares U.S. Basic Materials ETF	IYM	Blackrock (iShares)	464287838	US4642878387	12 Jun 2000	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Basic Materials Sector Index
The iShares Dow Jones U.S. Basic Materials Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the basic materials economic sector of the U.S. equity market as represented by the Dow Jones U.S. Basic Materials Index.
iShares Dow Jones U.S. ETF	IYY	Blackrock (iShares)	464287846	US4642878460	12 Jun 2000	0.20 %	Equities (Stocks)	Not Applicable	Dow Jones U.S. Index
The iShares Dow Jones U.S. Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the U.S. equity broad market as represented by the Dow Jones U.S. Index.
iShares US Utilities ETF	IDU	Blackrock (iShares)	464287697	US4642876977	12 Jun 2000	0.43 %	Equities (Stocks)	Not Applicable	Dow Jones US Utilities Sector Index
The iShares Dow Jones U.S. Utilities Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. utilities stocks as represented by the Dow Jones U.S. Utilities Index.
iShares MSCI Taiwan ETF	EWT	Blackrock (iShares)	46434G772	US46434G7723	20 Jun 2000	0.59 %	Equities (Stocks)	Not Applicable	MSCI Taiwan 25/50 Index
The iShares MSCI Taiwan ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Taiwanese market as measured by the MSCI Taiwan 25/50 Index.
iShares MSCI Brazil ETF	EWZ	Blackrock (iShares)	464286400	US4642864007	10 Jul 2000	0.59 %	Equities (Stocks)	Not Applicable	MSCI Brazil 25/50 Index
The iShares MSCI Brazil ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Brazilian market as measured by the MSCI Brazil 25/50 Index.
iShares S&P Small-Cap 600 Growth ETF	IJT	Blackrock (iShares)	464287887	US4642878874	24 Jul 2000	0.25 %	Equities (Stocks)	Not Applicable	S&P Smallcap 600 Growth Index
The iShares S&P SmallCap 600 Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. small-cap growth stocks as represented by the S&P SmallCap 600/Citigroup Growth Index.
iShares S&P Small-Cap 600 Value ETF	IJS	Blackrock (iShares)	464287879	US4642878791	24 Jul 2000	0.25 %	Equities (Stocks)	Not Applicable	S&P Smallcap 600 Value Index
The iShares S&P SmallCap 600 Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. small-cap value stocks as represented by the S&P SmallCap 600/Citigroup Value Index.
iShares Core S&P U.S. Growth ETF	IUSG	Blackrock (iShares)	464287671	US4642876712	24 Jul 2000	0.04 %	Equities (Stocks)	Not Applicable	S&P 900 Growth Index
The iShares Core S&P U.S. Growth ETF seeks to track the investment results of an index composed of large- and mid-capitalization U.S. equities that exhibit growth characteristics. The Index measure growth stocks using three factors: sales growth, the ratio of earnings change to price, and momentum. S&P Style Indices divide the complete market capitalization of each parent index into growth and value segments. Constituents are drawn from the S&P 900 which combines the S&P 500 and S&P MidCap 400.
iShares Russell 2000 Growth ETF	IWO	Blackrock (iShares)	464287648	US4642876480	24 Jul 2000	0.24 %	Equities (Stocks)	Not Applicable	Russell 2000 Growth Index
The iShares Russell 2000 Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses the small capitalization growth sector of the U.S. equity market as represented by the Russell 2000 Growth Index. The index represents approximately 50% of the Russell 2000 Index.
iShares S&P Mid-Cap 400 Growth ETF	IJK	Blackrock (iShares)	464287606	US4642876068	24 Jul 2000	0.24 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Pure Growth Index
The iShares S&P MidCap 400 Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. mid-cap growth stocks as represented by the S&P MidCap 400/Citigroup Growth Index.
iShares Core S&P U.S. Value ETF	IUSV	Blackrock (iShares)	464287663	US4642876639	24 Jul 2000	0.04 %	Equities (Stocks)	Not Applicable	S&P 900 Value Index
The iShares Core S&P U.S. Value ETF seeks to track the investment results of an index composed of large- and mid-capitalization U.S. equities that exhibit value characteristics. The Index measure value stocks using three factors: the ratios of book value, earnings, and sales to price. S&P Style Indices divide the complete market capitalization of each parent index into growth and value indices. Constituents are drawn from the S&P 900, which combines the S&P 500 and S&P MidCap 400.
iShares S&P Mid-Cap 400 Value ETF	IJJ	Blackrock (iShares)	464287705	US4642877058	24 Jul 2000	0.25 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Pure Value Index
The iShares S&P MidCap 400 Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. mid-cap value stocks as represented by the S&P MidCap 400/Citigroup Value Index.
iShares Russell 2000 Value ETF	IWN	Blackrock (iShares)	464287630	US4642876308	24 Jul 2000	0.24 %	Equities (Stocks)	Not Applicable	Russell 2000 Pure Value Index
The iShares Russell 2000 Pure Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the small capitalization value sector of the U.S. equity market as represented by the Russell 2000 Pure Value Index. The index represents approximately 50% of the Russell 2000 Index.
iShares MSCI Eurozone ETF	EZU	Blackrock (iShares)	464286608	US4642866085	25 Jul 2000	0.47 %	Equities (Stocks)	Not Applicable	MSCI EMU Index
The iShares MSCI EMU Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the European Monetary Union (EMU) markets as measured by the MSCI EMU Index.
iShares Europe ETF	IEV	Blackrock (iShares)	464287861	US4642878619	25 Jul 2000	0.59 %	Equities (Stocks)	Not Applicable	S&P Europe 350
The iShares S&P Europe 350 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of 350 stocks providing geographic and economic diversity over 10 market sectors as represented by the Standard & Poors Europe 350 Index.
SPDR Portfolio S&P 500 Growth ETF	SPYG	State Street (SPDR)	78464A409	US78464A4094	25 Sep 2000	0.04 %	Equities (Stocks)	Not Applicable	S&P 500 Growth Index
The SPDR Portfolio S&P 500 Growth ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P 500 Growth Index (the "Index"). The S&P 500 Growth Index measures the performance of the large-capitalization growth sector in the U.S. equity market. The selection universe for the S&P 500 Index includes all U.S. common equities listed on the NYSE, NASDAQ Global Select Market, NASDAQ Select Market and NASDAQ Capital Market with market capitalizations of $5.3 billion or more. The Index is market capitalization weighted.
SPDR S&P 600 Small Cap Growth ETF	SLYG	State Street (SPDR)	78464A201	US78464A2015	25 Sep 2000	0.15 %	Equities (Stocks)	Not Applicable	S&P Smallcap 600 Growth Index
The SPDR S&P 600 Small Cap Growth ETF before expenses seeks to closely match the returns and characteristics of the S&P Small Cap 600 Growth Index (index ticker: SPTRSG). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR S&P 600 Small CapValue ETF	SLYV	State Street (SPDR)	78464A300	US78464A3005	25 Sep 2000	0.15 %	Equities (Stocks)	Not Applicable	S&P Smallcap 600 Value Index
The SPDR S&P 600 Small Cap Value ETF before expenses seeks to closely match the returns and characteristics of the S&P Small Cap 600 Value Index (index ticker: SPTRSV). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR Portfolio S&P 500 Value ETF	SPYV	State Street (SPDR)	78464A508	US78464A5083	25 Sep 2000	0.04 %	Equities (Stocks)	Not Applicable	S&P 500 Value Index
The SPDR Portfolio S&P 500 Value ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P 500 Value Index (the "Index"). The S&P 500 Value Index measures the performance of the large-capitalization value segment in the U.S. equity market. The Index consists of those stocks in the S&P 500 Index exhibiting the strongest value characteristics based on: (i) book value to price ratio; (ii) earnings to price ratio; and (iii) sales to price ratio. The selection universe for the S&P 500 Index includes all U.S-domiciled, as determined by S&P Dow Jones Indices LLC, common equities listed on the NYSE, NYSE Arca, NYSE MKT, NASDAQ Global Select Market, NASDAQ Select Market, NASDAQ Capital Market, Bats BZX, Bats BYX, Bats EDGA, or Bats EDGX with market capitalizations generally of $5.3 billion or more at the time of inclusion. The Index is market capitalization weighted.
SPDR Global Dow ETF	DGT	State Street (SPDR)	78464A706	US78464A7063	25 Sep 2000	0.50 %	Equities (Stocks)	Not Applicable	Dow Jones Global Titans Index
The SPDR DJ Global Titans ETF before expenses seeks to closely match the returns and characteristics of the Dow Jones Global Titans Index (ticker: DJGTR).
SPDR NYSE Technology ETF	XNTK	State Street (SPDR)	78464A102	US78464A1025	25 Sep 2000	0.35 %	Equities (Stocks)	Not Applicable	NYSE Technology Index
The SPDR NYSE Technology ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the NYSE Technology Index (the "Index"). The NYSE Technology Index is composed of 35 leading U.S.-listed technology-related companies. The investible universe of the Index comprises all stocks in the Information Technology sector and technology-related stocks in the Consumer Discretionary sector, as defined by the Index Provider that are listed on major U.S. stock exchanges. The Index is equal-dollar-weighted to ensure that each of its component securities is represented in approximate equal dollar value.
SPDR Portfolio Total Stock Market ETF	SPTM	State Street (SPDR)	78464A805	US78464A8053	4 Oct 2000	0.03 %	Equities (Stocks)	Not Applicable	SSGA Total Stock Market Index
The SPDR Portfolio Total Stock Market ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the SSGA Total Stock Market Index (the "Index"). The SSGA Total Stock Market Index is designed to measure the performance of the broad market segment of the U.S. equity market. The investible universe comprises all equity securities listed on major U.S. exchanges that are issued by companies either incorporated or headquartered in the U.S.
iShares S&P 100 ETF	OEF	Blackrock (iShares)	464287101	US4642871010	23 Oct 2000	0.20 %	Equities (Stocks)	Not Applicable	S&P 100 Index
The iShares S&P 100 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S. large-cap stocks as represented by the Standard & Poors 100 Index.
iShares Global 100 ETF	IOO	Blackrock (iShares)	464287572	US4642875722	5 Dec 2000	0.40 %	Equities (Stocks)	Not Applicable	S&P Global 100 Index
The iShares S&P Global 100 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of global large-cap stocks as represented by the Standard & Poors Global 100 Index. The index is a subset of the S&P Global 1200 Index.
iShares Cohen & Steers REIT ETF	ICF	Blackrock (iShares)	464287564	US4642875649	29 Jan 2001	0.34 %	Equities (Stocks)	Not Applicable	Cohen & Steers Realty Majors Index
The iShares Cohen & Steers Realty Majors Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of large actively traded U.S. real estate investment trusts as represented by the Cohen & Steers Realty Majors Index.
iShares Nasdaq Biotechnology ETF	IBB	Blackrock (iShares)	464287556	US4642875565	5 Feb 2001	0.47 %	Equities (Stocks)	Not Applicable	NASDAQ Biotechnology Index
The iShares Nasdaq Biotechnology Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies primarily engaged in the biotechnology industry as represented by the NASDAQ Biotechnology Index .
iShares Expanded Tech Sector ETF	IGM	Blackrock (iShares)	464287549	US4642875490	13 Mar 2001	0.46 %	Equities (Stocks)	Not Applicable	S&P North American Expanded Technology Sector Index
The iShares Expanded Tech Sector ETF seeks to track the investment results of an index composed of North American equities in the technology sector and select North American equities from communication services to consumer discretionary sectors. The Underlying Index includes companies in the following categories: producers of sophisticated computer-related devices; providers of communications equipment and internet services; producers of computer and internet software; consultants for information technology; providers of computer services; semiconductors and semiconductor equipment manufacturers; and select company engaging in content and information creation or distribution.
SPDR Dow Jones REIT ETF	RWR	State Street (SPDR)	78464A607	US78464A6073	23 Apr 2001	0.25 %	Equities (Stocks)	Not Applicable	Dow Jones US Select REIT Index
The SPDR Dow Jones REIT ETF before expenses seeks to match the returns and characteristics of the Dow Jones U.S. Select REIT Index (ticker: DWRTFT).
Vanguard Total Stock Market ETF	VTI	Vanguard	922908769	US9229087690	24 May 2001	0.03 %	Equities (Stocks)	Not Applicable	CRSP US Total Market Index
Vanguard Total Stock Market ETF seeks to track the performance of a benchmark index that measures the investment return of the overall stock market.
iShares North American Tech-Multimedia Networking ETF	IGN	Blackrock (iShares)	464287531	US4642875318	10 Jul 2001	0.46 %	Equities (Stocks)	Not Applicable	S&P North American Technology-Multimedia Networking Index
The iShares S&P North American Technology-Multimedia Networking Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S.-traded multimedia networking stocks as represented by the S&P North American Technology-Multimedia Networking Index
iShares PHLX Semiconductor ETF	SOXX	Blackrock (iShares)	464287523	US4642875235	10 Jul 2001	0.46 %	Equities (Stocks)	Not Applicable	PHLX Semiconductor Sector Index
The iShares PHLX SOX Semiconductor Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S.-listed semiconductor stocks as represented by the PHLX Semiconductor Sector Index (the Index).
iShares Expanded Tech-Software Sector ETF	IGV	Blackrock (iShares)	464287515	US4642875151	10 Jul 2001	0.46 %	Equities (Stocks)	Not Applicable	S&P North American Expanded Technology Software Index
The iShares Expanded Tech-Software Sector ETF seeks to track the investment results of an index composed of North American equities in the software industry and select North American equities from interactive home entertainment and interactive media and services industries.
iShares Russell Mid-Cap ETF	IWR	Blackrock (iShares)	464287499	US4642874998	17 Jul 2001	0.19 %	Equities (Stocks)	Not Applicable	Russell Midcap Index
The iShares Russell Midcap Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the mid-capitalization sector of the U.S. equity market as represented by the Russell Midcap Index. The index represents the 800 smallest companies in the Russell 1000 Index.
iShares Russell Mid-Cap Value ETF	IWS	Blackrock (iShares)	464287473	US4642874733	17 Jul 2001	0.24 %	Equities (Stocks)	Not Applicable	Russell Midcap Pure Value Index
The iShares Russell Midcap Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the mid-capitalization value sector of the U.S. equity market as represented by the Russell Midcap Value Index. The index represents approximately 60% of the total market capitalization of the Russell Midcap Index.
iShares Russell Mid-Cap Growth ETF	IWP	Blackrock (iShares)	464287481	US4642874816	17 Jul 2001	0.24 %	Equities (Stocks)	Not Applicable	Russell Midcap Pure Growth Index
The iShares Russell Midcap Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the mid-capitalization growth sector of the U.S. equity market as represented by the Russell Midcap Growth Index. The index represents approximately 40% of the total market capitalization of the Russell Midcap Index.
iShares MSCI EAFE ETF	EFA	Blackrock (iShares)	464287465	US4642874659	14 Aug 2001	0.31 %	Equities (Stocks)	Not Applicable	MSCI EAFE Index
The iShares MSCI EAFE Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the European Australasian and Far Eastern markets as measured by the MSCI EAFE Index.
iShares North American Natural Resources ETF	IGE	Blackrock (iShares)	464287374	US4642873743	22 Oct 2001	0.46 %	Equities (Stocks)	Not Applicable	S&P North American Natural Resources Index
The iShares S&P North American Natural Resources Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of U.S.-traded natural resource-related stocks as represented by the the S&P North American Natural Resources Sector Index
iShares JPX-Nikkei 400 ETF	JPXN	Blackrock (iShares)	464287382	US4642873826	23 Oct 2001	0.48 %	Equities (Stocks)	Not Applicable	JPX-Nikkei 400 Net Total Return Index
The iShares JPX-Nikkei 400 ETF (JPXN) seeks to track the investment results of a broad-based benchmark composed of Japanese equities. The benchmark consisting of 400 Japanese securities that pass a rigorous screening process. The index uses indicators such as return on equity (ROE), cumulative operating profit, and market capitalization to select high-quality, capitally-efficient Japanese companies.
iShares Latin America 40 ETF	ILF	Blackrock (iShares)	464287390	US4642873909	25 Oct 2001	0.48 %	Equities (Stocks)	Not Applicable	S&P Latin America 40 Index
The iShares S&P Latin America 40 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies in the Mexican and South American equity markets as represented by the Standard & Poors Latin America 40 Index.
iShares MSCI Pacific ex Japan ETF	EPP	Blackrock (iShares)	464286665	US4642866655	25 Oct 2001	0.48 %	Equities (Stocks)	Not Applicable	MSCI Pacific ex-Japan Index
The iShares MSCI Pacific ex-Japan Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the Australia Hong Kong New Zealand and Singapore markets as represented by the MSCI Pacific ex-Japan Index.
iShares Global Energy ETF	IXC	Blackrock (iShares)	464287341	US4642873412	12 Nov 2001	0.46 %	Equities (Stocks)	Not Applicable	S&P Global 1200 Energy Sector Index
The iShares S&P Global Energy Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies that Standard & Poors deems part of the energy sector of the economy and important to global markets as represented by the S&P Global Energy Sector Index. The index is a subset of the Standard & Poors Global 1200 Index.
iShares Global Financials ETF	IXG	Blackrock (iShares)	464287333	US4642873339	12 Nov 2001	0.46 %	Equities (Stocks)	Not Applicable	S&P Global 1200 Financials Sector Index
The iShares S&P Global Financials Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies that Standard & Poors deems part of the financial sector of the economy and important to global markets as represented by the S&P Global Financials Sector Index. The index is a subset of the Standard & Poors Global 1200 Index.
iShares Global Tech ETF	IXN	Blackrock (iShares)	464287291	US4642872919	12 Nov 2001	0.46 %	Equities (Stocks)	Not Applicable	S&P Global 1200 Technology Sector Index
The iShares S&P Global Technology Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies that Standard & Poors deems part of the information technology sector of the economy and important to global markets as represented by the Standard & Poors Global Information Technology Sector Index. The index is a subset of the Standard & Poors Global 1200 Index.
iShares Global Telecom ETF	IXP	Blackrock (iShares)	464287275	US4642872752	12 Nov 2001	0.46 %	Equities (Stocks)	Not Applicable	S&P Global 1200 Telecommunications Sector Index
The iShares S&P Global Telecommunications Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies that Standard & Poors deems part of the telecommunications sector of the economy and important to global markets as represented by the Standard & Poors Global Telecommunications Sector Index. The index is a subset of the Standard & Poors Global 1200 Index.
iShares Global Healthcare ETF	IXJ	Blackrock (iShares)	464287325	US4642873255	13 Nov 2001	0.46 %	Equities (Stocks)	Not Applicable	S&P Global 1200 Healthcare Sector Index
The iShares S&P Global Healthcare Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of companies that Standard & Poors deems part of the healthcare sector of the economy and important to global markets as represented by the S&P Global Healthcare Sector Index. The index is a subset of the Standard & Poors Global 1200 Index.
Vanguard Extended Market ETF	VXF	Vanguard	922908652	US9229086528	27 Dec 2001	0.07 %	Equities (Stocks)	Not Applicable	S&P Completion Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks from small and midsize companies. Provides a convenient way to match the performance of virtually all regularly traded U.S. stocks except those in the S&P 500 Index. Passively managed using index sampling techniques.
iShares 20+ Year Treasury Bond ETF	TLT	Blackrock (iShares)	464287432	US4642874329	22 Jul 2002	0.15 %	Bonds	Not Applicable	ICE U.S. Treasury 20+ Year Bond Index
The iShares 20+ Year Treasury Bond ETF seeks to track the investment results of an index composed of U.S. Treasury bonds with remaining maturities greater than twenty years. The ICE U.S. Treasury 20+ Year Bond Index is part of a series of indices intended to assess U.S. Treasury issued debt. Only U.S. dollar denominated, fixed rate securities with minimum term to maturity greater than twenty years are included.
iShares iBoxx $ Investment Grade Corporate Bond ETF	LQD	Blackrock (iShares)	464287242	US4642872422	22 Jul 2002	0.15 %	Bonds	Not Applicable	iBoxx $ Liquid Investment Grade Index
The iShares iBoxx $ Investment Grade Corporate Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the corporate bond market as defined by the iBoxx $ Liquid Investment Grade Index.
iShares 1-3 Year Treasury Bond ETF	SHY	Blackrock (iShares)	464287457	US4642874576	22 Jul 2002	0.15 %	Bonds	Not Applicable	ICE U.S. Treasury 1-3 Year Index
The iShares 1-3 Year Treasury Bond ETF seeks to track the investment results of an index composed of U.S. Treasury bonds with remaining maturities between one and three years. The ICE U.S. Treasury 1-3 Year Bond Index is part of a series of indices intended to assess U.S. Treasury issued debt. Only U.S. dollar denominated, fixed rate securities with minimum term to maturity greater than one year and less than or equal to three years are included.
iShares 7-10 Year Treasury Bond ETF	IEF	Blackrock (iShares)	464287440	US4642874402	22 Jul 2002	0.15 %	Bonds	Not Applicable	ICE U.S. Treasury 7-10 Year Bond Index
The iShares 7-10 Year Treasury Bond ETF (IEF) seeks to track the investment results of an index composed of U.S. Treasury bonds with remaining maturities between seven and ten years. The ICE U.S. Treasury 7-10 Year Bond Index is part of a series of indices intended to assess U.S. Treasury issued debt. Only U.S. dollar denominated, fixed rate securities with minimum term to maturity greater than seven years and less than or equal to ten years are included.
SPDR Portfolio Europe ETF	SPEU	State Street (SPDR)	78463X103	US78463X1037	15 Oct 2002	0.09 %	Equities (Stocks)	Not Applicable	STOXX Europe 50 Index
The SPDR Portfolio Europe ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the STOXX Europe Total Market Index (the "Index"). The STOXX Europe Total Market Index is a free-float market capitalization weighted index designed to provide a broad representation of publicly traded Western European companies. The Index represents approximately the top 95% of the free-float market capitalization of each of the following European countries: Austria, Belgium, Poland, Denmark, Finland, France, Germany, Ireland, Italy, Luxembourg, the Netherlands, Norway, Portugal, Spain, Sweden, Switzerland and the United Kingdom.
SPDR EURO STOXX 50 ETF	FEZ	State Street (SPDR)	78463X202	US78463X2027	15 Oct 2002	0.29 %	Equities (Stocks)	Not Applicable	EURO STOXX 50 Index
The SPDR EURO STOXX 50 ETF before expenses seeks to closely match the returns and characteristics of the EURO STOXX 50 Index Fund (ticker: SX5U).
Invesco BLDRS Emerging Markets 50 ADR Index Fund	ADRE	Invesco	46090C305	US46090C3051	13 Nov 2002	0.18 %	Equities (Stocks)	Not Applicable	BNY Mellon Emerging Markets 50 ADR Index
The Invesco BLDRS Emerging Markets 50 ADR Index Fund (Fund) seeks to provide investment results that correspond generally, before fees and expenses, to the price and yield performance of the BNY Mellon Emerging Markets 50 ADR Index (Index). The Fund normally holds at least 95% of its total assets in depositary receipts (DR) that comprise the Index. The Index is capitalization-weighted and designed to track the performance of approximately 50 emerging market-based DRs. The Fund and the Index are rebalanced and reconstituted quarterly. The Fund is an "index fund" that holds publicly traded DRs, negotiable U.S. securities that generally represent a non-U.S. companys publicly traded equity or debt, of non-U.S. companies in a particular geographic region or market represented by a specified relevant benchmark BNY Mellon ADR Index.
Invesco BLDRS Asia 50 ADR Index Fund	ADRA	Invesco	46090C107	US46090C1071	13 Nov 2002	0.30 %	Equities (Stocks)	Not Applicable	BNY Mellon Asia 50 ADR Index
The Invesco BLDRS Asia 50 ADR Index Fund (Fund) seeks to provide investment results that correspond generally, before fees and expenses, to the price and yield performance of the BNY Mellon Asia 50 ADR Index (Index). The Fund normally holds at least 95% of its total assets in depositary receipts (DR) that comprise the Index. The Index is capitalization-weighted and designed to track the performance of approximately 50 Asian market-based DRs. The Fund and the Index are rebalanced and reconstituted quarterly. The Fund is an "index fund" that holds publicly traded DRs, negotiable U.S. securities that generally represent a non-U.S. companys publicly traded equity or debt, of non-U.S. companies in a particular geographic region or market represented by a specified relevant benchmark BNY Mellon ADR Index.
Invesco BLDRS Europe Select ADR Index Fund	ADRU	Invesco	46090C404	US46090C4042	13 Nov 2002	0.30 %	Equities (Stocks)	Not Applicable	BNY Mellon Europe 100 ADR Index
The Invesco BLDRS Europe Select ADR Index Fund (Fund) seeks to provide investment results that correspond generally, before fees and expenses, to the price and yield performance of the BNY Mellon Europe Select ADR Index (Index). The Fund normally holds at least 95% of its total assets in depositary receipts (DR) that comprise the Index. The Index is capitalization-weighted and designed to track the performance of approximately 100 European market-based DRs. The Fund and the Index are rebalanced and reconstituted quarterly. The Fund is an "index fund" that holds publicly traded DRs, negotiable U.S. securities that generally represent a non-U.S. companys publicly traded equity or debt, of non-U.S. companies in a particular geographic region or market represented by a specified relevant benchmark BNY Mellon ADR Index.
Invesco BLDRS Developed Markets 100 ADR Index Fund	ADRD	Invesco	46090C206	US46090C2061	13 Nov 2002	0.27 %	Equities (Stocks)	Not Applicable	BNY Mellon Developed Markets 100 ADR Index
The Invesco BLDRS Developed Markets 100 ADR Index Fund (Fund) seeks to provide investment results that correspond generally, before fees and expenses, to the price and yield performance of the BNY Mellon Developed Markets 100 ADR Index (Index). The Fund normally holds at least 95% of its total assets in depositary receipts (DR) that comprise the Index. The Index is capitalization-weighted and designed to track the performance of approximately 100 developed market-based DRs. The Fund and the Index are rebalanced and reconstituted quarterly. The Fund is an "index fund" that holds publicly traded DRs, negotiable U.S. securities that generally represent a non-U.S. companys publicly traded equity or debt, of non-U.S. companies in a particular geographic region or market represented by a specified relevant benchmark BNY Mellon ADR Index.
iShares MSCI South Africa ETF	EZA	Blackrock (iShares)	464286780	US4642867802	3 Feb 2003	0.59 %	Equities (Stocks)	Not Applicable	MSCI South Africa 25/50 Index
The iShares MSCI South Africa Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in the South African equity market as measured by the MSCI South Africa 25/50 Index.
iShares MSCI Emerging Markets ETF	EEM	Blackrock (iShares)	464287234	US4642872349	7 Apr 2003	0.67 %	Equities (Stocks)	Not Applicable	MSCI Emerging Markets Index
The iShares MSCI Emerging Markets Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of publicly traded securities in emerging markets as represented by the MSCI Emerging Markets Index.
Invesco S&P 500 Equal Weight ETF	RSP	Invesco	46137V357	US46137V3574	24 Apr 2003	0.20 %	Equities (Stocks)	Not Applicable	S&P 500 Equal Weighted Index
The Invesco S&P 500 Equal Weight ETF (Fund) is based on the S&P 500 Equal Weight Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index equally weights the stocks in the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco DWA NASDAQ Momentum ETF	DWAQ	Invesco	46137V829	US46137V8292	1 May 2003	0.60 %	Equities (Stocks)	Not Applicable	Dorsey Wright NASDAQ Technical Leaders Index
The Invesco DWA NASDAQ Momentum ETF (Fund) is based on the Dorsey Wright NASDAQ Technical Leaders Index (DWA NASDAQ Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is comprised of approximately 100 common stocks from an eligible universe of approximately 1,000 securities of large capitalization companies from the NASDAQ Composite Index. All securities in the universe are ranked using a proprietary relative strength (momentum) measure. Each securitys score is based on intermediate and long-term price movements relative to a representative market benchmark and the other eligible securities. The top 100 securities are selected for the Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco Dynamic Market ETF	PWC	Invesco	46137V712	US46137V7120	1 May 2003	0.59 %	Equities (Stocks)	Not Applicable	Dynamic Market Intellidex
The Invesco Dynamic Market ETF (Fund) is based on the Dynamic Market Intellidex Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Underlying Intellidex selection methodology seeks to identify and select companies from the US marketplace with superior risk-return profiles. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
First Trust Value Line 100 Exchange-Traded Fund	FVL	First Trust	33735G107	US33735G1076	12 Jun 2003	0.70 %	Equities (Stocks)	Not Applicable	Value Line 100 Index
This exchange-traded fund seeks investment results that correspond generally to the price and yield (before the funds fees and expenses) of an equity index called the Value Line 100 Index.
First Trust Value Line Dividend Index Fund	FVD	First Trust	33734H106	US33734H1068	19 Aug 2003	0.70 %	Equities (Stocks)	Not Applicable	Value Line Dividend Index
The First Trust Value Line Dividend Index Fund is an exchange-traded index fund. The objective of the fund is to seek investment results that correspond generally to the price and yield before fees and expenses of the Value Line Dividend Index.
iShares Core U.S. Aggregate Bond ETF	AGG	Blackrock (iShares)	464287226	US4642872265	22 Sep 2003	0.05 %	Bonds	Not Applicable	Bloomberg Barclays US Aggregate Bond Index
The iShares Barclays Aggregate Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the total United States investment grade bond market as defined by the Barclays Capital U.S. Aggregate Bond Index.
Fidelity NASDAQ Composite Index Tracking Stock ETF	ONEQ	Fidelity	315912808	US3159128087	25 Sep 2003	0.21 %	Equities (Stocks)	Not Applicable	NASDAQ Composite Index
The investment seeks to provide investment returns that closely corresponds to the price and yield performance of the Nasdaq Composite index. The fund normally invests at least 80% of assets in common stocks included in the index. Advisor uses a sampling technique based on quantitative analytic procedures to create a portfolio of securities listed in the Index that have a similar investment profile to the entire Index.
iShares Transportation Average ETF	IYT	Blackrock (iShares)	464287192	US4642871929	6 Oct 2003	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones Transportation Average Index
The iShares Dow Jones Transportation Average Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of Dow Jones Transportation Average Index.
iShares Select Dividend ETF	DVY	Blackrock (iShares)	464287168	US4642871689	3 Nov 2003	0.39 %	Equities (Stocks)	Not Applicable	Dow Jones U.S. Select Dividend Index
The iShares Dow Jones Select Dividend Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Dividend Index.
iShares TIPS Bond ETF	TIP	Blackrock (iShares)	464287176	US4642871762	4 Dec 2003	0.19 %	Bonds	Not Applicable	Bloomberg Barclays U.S. Treasury Inflation Protected Securities (TIPS) Index (Series-L)
The iShares Barclays Treasury Inflation Protected Securities Bond Fund seeks results that correspond generally to the price and yield performance before fees and expenses of the inflation-protected sector of the United States Treasury market as defined by the Barclays Capital U.S. Treasury Inflation Protected Securities (TIPS) Index (Series-L).
iShares Core S&P Total U.S. Stock Market ETF	ITOT	Blackrock (iShares)	464287150	US4642871507	20 Jan 2004	0.03 %	Equities (Stocks)	Not Applicable	S&P Total Market Index
The iShares Core S&P Total U.S. Stock Market ETF seeks to track the investment results of S&P Total Market Index.The S&P Total Market Index (TMI) is designed to track the broad equity market, including large-, mid-, small-, and micro-cap stocks. The index includes all common equities listed on the NYSE (including NYSE Arca and NYSE MKT), the NASDAQ Global Select Market, the NASDAQ Global Market, and the NASDAQ Capital Market. The S&P 500 and the S&P Completion Index are subsets of the S&P TMI.
Vanguard Consumer Discretionary ETF	VCR	Vanguard	92204A108	US92204A1088	26 Jan 2004	0.10 %	Equities (Stocks)	Not Applicable	MSCI US Investable Market Consumer Discretionary 25/50 Transition Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the consumer discretionary sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that manufacture products and provide services that consumers purchase on a discretionary basis.
Vanguard Consumer Staples ETF	VDC	Vanguard	92204A207	US92204A2078	26 Jan 2004	0.10 %	Equities (Stocks)	Not Applicable	MSCI US Investable Market Consumer Staples 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the consumer staples sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that provide direct-to-consumer products that based on consumer spending habits are considered nondiscretionary.
Vanguard Financials ETF	VFH	Vanguard	92204A405	US92204A4058	26 Jan 2004	0.10 %	Equities (Stocks)	Not Applicable	MSCI US Investable Market Financials 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the financials sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that provide financial services.
Vanguard Health Care ETF	VHT	Vanguard	92204A504	US92204A5048	26 Jan 2004	0.10 %	Equities (Stocks)	Not Applicable	MSCI US Investable Market Healthcare 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the health care sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies involved in providing medical or health care products services technology or equipment.
Vanguard Materials ETF	VAW	Vanguard	92204A801	US92204A8018	26 Jan 2004	0.10 %	Equities (Stocks)	Not Applicable	MSCI US Investable Market Materials 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the materials sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that extract or process raw materials.
Vanguard Small-Cap ETF	VB	Vanguard	922908751	US9229087518	26 Jan 2004	0.05 %	Equities (Stocks)	Not Applicable	CRSP US Small Cap Index
The Fund seeks to track the performance of a benchmark index that measures the investment return of small-capitalization stocks in the United States
Vanguard Small-Cap Value ETF	VBR	Vanguard	922908611	US9229086114	26 Jan 2004	0.07 %	Equities (Stocks)	Not Applicable	CRSP U.S. Small Cap Value Index
Seeks to track the performance of the CRSP U.S. Small Cap Value Index which measures the investment return of small-capitalization value stocks. Provides a convenient way to match the performance of a diversified group of small value companies. Follows a passively managed full-replication approach.
Vanguard Value ETF	VTV	Vanguard	922908744	US9229087443	26 Jan 2004	0.04 %	Equities (Stocks)	Not Applicable	CRSP U.S. Large Cap Value Index
Seeks to track the performance of the CRSP U.S. Large Cap Value Index which measures the investment return of large-capitalization value stocks. Provides a convenient way to match the performance of many of the nation s largest value stocks. Follows a passively managed full-replication approach.
Vanguard Growth ETF	VUG	Vanguard	922908736	US9229087369	26 Jan 2004	0.04 %	Equities (Stocks)	Not Applicable	CRSP U.S. Large Cap Growth Index
Seeks to track the performance of the CRSP U.S. Large Cap Growth Index. Provides a convenient way to match the performance of many of the nation s largest growth stocks. Follows a passively managed full-replication approach.
Vanguard Small-Cap Growth ETF	VBK	Vanguard	922908595	US9229085959	26 Jan 2004	0.07 %	Equities (Stocks)	Not Applicable	CRSP U.S. Small Cap Growth Index
Seeks to track the performance of the CRSP U.S. Small Cap Growth Index which measures the investment return of small-capitalization growth stocks. Provides a convenient way to match the performance of a diversified group of small growth companies. Follows a passively managed full-replication approach.
Vanguard Mid-Cap ETF	VO	Vanguard	922908629	US9229086296	26 Jan 2004	0.04 %	Equities (Stocks)	Not Applicable	CRSP US Mid Cap Index
The Fund seeks to track the performance of a benchmark index that measures the investment return of Mid-capitalization stocks in the United States
Vanguard Information Technology ETF	VGT	Vanguard	92204A702	US92204A7028	26 Jan 2004	0.10 %	Equities (Stocks)	Not Applicable	MSCI US Investable Market Information Technology 25/50 Transition Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the information technology sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that serve the electronics and computer industries or that manufacture products based on the latest applied science.
Vanguard Utilities ETF	VPU	Vanguard	92204A876	US92204A8760	26 Jan 2004	0.10 %	Equities (Stocks)	Not Applicable	MSCI US Investable Market Utilities 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the utilities sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that distribute electricity water or gas or that operate as independent power producers.
Vanguard Large-Cap ETF	VV	Vanguard	922908637	US9229086379	27 Jan 2004	0.04 %	Equities (Stocks)	Not Applicable	CRSP US Large Cap Index
The Fund seeks to track the performance of a benchmark index that measures the investment return of large-capitalization stocks in the United States
iShares Morningstar Large-Cap ETF	JKD	Blackrock (iShares)	464287127	US4642871275	28 Jun 2004	0.20 %	Equities (Stocks)	Not Applicable	Morningstar Large Core Index
The iShares Morningstar Large Core Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Large Core Index.
iShares Morningstar Large-Cap Growth ETF	JKE	Blackrock (iShares)	464287119	US4642871192	28 Jun 2004	0.25 %	Equities (Stocks)	Not Applicable	Morningstar Large Growth Index
The iShares Morningstar Large Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Large Growth Index.
iShares Morningstar Large-Cap Value ETF	JKF	Blackrock (iShares)	464288109	US4642881092	28 Jun 2004	0.25 %	Equities (Stocks)	Not Applicable	Morningstar Large Value Index
The iShares Morningstar Large Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Large Value Index.
iShares Morningstar Small-Cap ETF	JKJ	Blackrock (iShares)	464288505	US4642885051	28 Jun 2004	0.25 %	Equities (Stocks)	Not Applicable	Morningstar Small Core Index
The iShares Morningstar Small Core Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Small Core Index.
iShares Morningstar Mid-Cap ETF	JKG	Blackrock (iShares)	464288208	US4642882082	28 Jun 2004	0.25 %	Equities (Stocks)	Not Applicable	Morningstar Mid Core Index
The iShares Morningstar Mid Core Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Mid Core Index.
iShares Morningstar Mid-Cap Growth ETF	JKH	Blackrock (iShares)	464288307	US4642883072	28 Jun 2004	0.30 %	Equities (Stocks)	Not Applicable	Morningstar Mid Growth Index
The iShares Morningstar Mid Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Mid Growth Index.
iShares Morningstar Mid-Cap Value ETF	JKI	Blackrock (iShares)	464288406	US4642884062	28 Jun 2004	0.30 %	Equities (Stocks)	Not Applicable	Morningstar Mid Value Index
The iShares Morningstar Mid Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Mid Value Index.
iShares Morningstar Small-Cap Growth ETF	JKK	Blackrock (iShares)	464288604	US4642886042	28 Jun 2004	0.30 %	Equities (Stocks)	Not Applicable	Morningstar Small Growth Index
The iShares Morningstar Small Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Small Growth Index.
iShares Morningstar Small-Cap Value ETF	JKL	Blackrock (iShares)	464288703	US4642887032	28 Jun 2004	0.30 %	Equities (Stocks)	Not Applicable	Morningstar Small Value Index
The iShares Morningstar Small Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Morningstar Small Value Index.
Vanguard Energy ETF	VDE	Vanguard	92204A306	US92204A3068	23 Sep 2004	0.10 %	Equities (Stocks)	Not Applicable	MSCI US Investable Market Energy 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the energy sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies involved in the exploration and production of energy products such as oil natural gas and coal.
Vanguard Real Estate ETF	VNQ	Vanguard	922908553	US9229085538	23 Sep 2004	0.12 %	Equities (Stocks)	Not Applicable	MSCI US Investable Market Real Estate 25/50 Transition Index
Vanguard Real Estate ETF seeks to provide a high level of income and moderate long-term capital appreciation by tracking the performance of a benchmark index that measures the performance of publicly traded equity REITs and other real estate-related investments.
Vanguard Industrials ETF	VIS	Vanguard	92204A603	US92204A6038	23 Sep 2004	0.10 %	Equities (Stocks)	Not Applicable	MSCI US Investable Market Industrials 25/50 Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the industrials sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that convert unfinished goods into finished durables used to manufacture other goods or provide services.
Vanguard Communication Services ETF	VOX	Vanguard	92204A884	US92204A8844	23 Sep 2004	0.10 %	Equities (Stocks)	Not Applicable	MSCI US Investable Market Communication Services 25/50 Transition Index
Seeks to track the performance of a benchmark index that measures the investment return of stocks in the telecommunication services sector. Passively managed using a full-replication strategy when possible and a sampling strategy if regulatory constraints dictate. Includes stocks of companies that provide telephone data-transmission cellular or wireless communication services.
iShares China Large-Cap ETF	FXI	Blackrock (iShares)	464287184	US4642871846	5 Oct 2004	0.74 %	Equities (Stocks)	Not Applicable	FTSE China 50 Index
The iShares China Large-Cap ETF seeks to track the investment results of an index composed of large-capitalization Chinese equities that trade on the Hong Kong Stock Exchange.
SPDR Gold Shares	GLD	State Street (SPDR)	78463V107	US78463V1070	18 Nov 2004	0.40 %	Commodities & Metals	Not Applicable	Gold - London PM Gold Price
The objective of the SPDR Gold Trust is for the Shares to reflect the performance of the price of gold bullion less the Trusts expenses.
Invesco High Yield Equity Dividend Achievers ETF	PEY	Invesco	46137V563	US46137V5637	9 Dec 2004	0.53 %	Equities (Stocks)	Not Applicable	Dividend Achiever 50 Index
The Invesco High Yield Equity Dividend Achievers ETF (Fund) is based on the NASDAQ US Dividend Achievers 50 Index (Index). The Fund will normally invest at least 90% of its total assets in dividend paying common stocks that comprise the Index. The Index is comprised of 50 stocks selected principally on the basis of dividend yield and consistent growth in dividends. The Fund and the Index are reconstituted annually in March and rebalanced quarterly in March, June, September and December.
Invesco Golden Dragon China ETF	PGJ	Invesco	46137V571	US46137V5710	9 Dec 2004	0.70 %	Equities (Stocks)	Not Applicable	NASDAQ Golden Dragon China Index
The Invesco Golden Dragon China ETF (Fund) is based on the NASDAQ Golden Dragon China Index (Index). The Fund generally will invest at least 90% of its total assets in equity securities of companies deriving a majority of their revenues from the People s Republic of China and that comprise the Underlying Index. The Underlying Index is composed of US exchange-listed companies that are headquartered or incorporated in the People s Republic of China. The Fund and the Index are rebalanced and reconstituted quarterly.
SPDR Bloomberg Barclays International Corporate Bond ETF	IBND	State Street (SPDR)	78464A151	US78464A1512	19 May 2010	0.50 %	Bonds	Not Applicable	Bloomberg Barclays Global Aggregate ex-USD >$1B: Corporate Bond Index
The SPDR Bloomberg Barclays International Corporate Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays Global Aggregate ex-USD > $1B: Corporate Bond Index (the "Index"). Seeks to provide a broad exposure to the global investment grade, fixed rate, fixed income corporate markets outside the United States. The securities in the Index must have a $1 billion USD equivalent market capitalization outstanding and at least 1 year remaining. Market cap weighted and reconstituted on the last business day of the month.
iShares Gold Trust	IAU	Blackrock (iShares)	464285105	US4642851053	21 Jan 2005	0.25 %	Commodities & Metals	Not Applicable	LBMA Gold Price
The iShares Gold Trust (Trust) seeks to correspond generally to the day-to-day movement of the price of gold bullion. The objective of the Trust is for the value to reflect at any given time the price of gold owned by the Trust at that time less the expenses and liabilities of the Trust.
iShares MSCI USA ESG Select ETF	SUSA	Blackrock (iShares)	464288802	US4642888022	24 Jan 2005	0.25 %	Equities (Stocks)	Not Applicable	MSCI USA Extended ESG Select Index
The iShares MSCI USA ESG Select ETF seeks to track the investment results of an index composed of U.S. companies that have positive environmental, social and governance characteristics as identified by the index provider.
Invesco Dynamic Large Cap Growth ETF	PWB	Invesco	46137V746	US46137V7468	3 Mar 2005	0.55 %	Equities (Stocks)	Not Applicable	Dynamic Large Cap Growth Intellidex Index
The Invesco Dynamic Large Cap Growth ETF (Fund) is based on the Dynamic Large Cap Growth Intellidex Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index seeks to provide capital appreciation while maintaining consistent stylistically accurate exposure. The Style Intellidexes apply a rigorous 10-factor style isolation process to objectively segregate companies into their appropriate investment style and size universe. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Large Cap Value ETF	PWV	Invesco	46137V738	US46137V7385	3 Mar 2005	0.55 %	Equities (Stocks)	Not Applicable	Dynamic Large Cap Value Intellidex Index
The Invesco Dynamic Large Cap Value ETF (Fund) is based on the Dynamic Large Cap Value Intellidex Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to provide capital appreciation while maintaining consistent stylistically accurate exposure. The Style Intellidexes apply a rigorous 10 factor style isolation process to objectively segregate companies into their appropriate investment style and size universe. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco WilderHill Clean Energy ETF	PBW	Invesco	46137V134	US46137V1347	3 Mar 2005	0.70 %	Equities (Stocks)	Not Applicable	WilderHill Clean Energy Index
The Invesco WilderHill Clean Energy ETF (Fund) is based on the WilderHill Clean Energy Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is composed of stocks of companies that are publicly traded in the United States and engaged in the business of advancement of cleaner energy and conservation. The Fund and the Index are rebalanced and reconstituted quarterly.
Vanguard FTSE Pacific ETF	VPL	Vanguard	922042866	US9220428661	4 Mar 2005	0.08 %	Equities (Stocks)	Not Applicable	FTSE Developed Asia Pacific All Cap Index
Vanguard FTSE Pacific ETF seeks to track the performance of a benchmark index that measures the investment return of stocks issued by companies located in the major markets of the Pacific region. The FTSE Developed Asia Pacific All Cap Index is designed to measure the broad performance of developed equity markets in the Pacific region. Vanguard FTSE Pacific ETF includes exposure to markets in Japan, Australia, South Korea, Hong Kong, New Zealand, and Singapore.
Vanguard FTSE Europe ETF	VGK	Vanguard	922042874	US9220428745	4 Mar 2005	0.08 %	Equities (Stocks)	Not Applicable	FTSE Developed Europe All Cap Index
Vanguard FTSE Europe ETF seeks to track the performance of a benchmark index that measures the investment return of stocks issued by companies located in the major markets of Europe. The FTSE Developed Europe All Cap Index is designed to measure the broad performance of developed European equity markets. The FTSE Developed Europe All Cap Index is designed to hold stocks of companies located in Austria Belgium Denmark Finland France Germany Greece Ireland Italy the Netherlands Norway Portugal Spain Sweden Switzerland and the United Kingdom. Follows a passively managed full-replication approach.
Vanguard FTSE Emerging Markets ETF	VWO	Vanguard	922042858	US9220428588	4 Mar 2005	0.10 %	Equities (Stocks)	Not Applicable	FTSE Emerging Markets All Cap China A Inclusion Index
Vanguard FTSE Emerging Markets ETF seeks to track the performance of the FTSE Emerging Markets All Cap China A Inclusion Index. The FTSE Emerging Markets All Cap China A Inclusion Index is a market-capitalization-weighted index representing large-,mid-, and small-cap stocks of companies located in emerging markets around the world. The index will gradually increase exposure to small-capitalization stocks and China A-Shares while proportionately reducing exposure to other stocks based on their weightings in the new index. Brazil, Russia, India, Taiwan, China, and South Africa are among the markets included in the index.
Invesco S&P 500 Top 50 ETF	XLG	Invesco	46137V233	US46137V2337	4 May 2005	0.20 %	Equities (Stocks)	Not Applicable	S&P 500 Top 50 Index
The Invesco S&P 500 Top 50 ETF (Fund) is based on the S&P 500 Top 50 Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index is composed of 50 of the largest companies in the S&P 500 Index. The Fund and the Index are rebalanced annually.
Invesco Dynamic Leisure and Entertainment ETF	PEJ	Invesco	46137V720	US46137V7203	23 Jun 2005	0.63 %	Equities (Stocks)	Not Applicable	Dynamic Leisure Intellidex Index
The Invesco Dynamic Leisure and Entertainment ETF (Fund) is based on the Dynamic Leisure & Entertainment Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US leisure and entertainment companies. These are companies that are principally engaged in the design, production or distribution of goods or services in the leisure and entertainment industries. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Media ETF	PBS	Invesco	46137V696	US46137V6965	23 Jun 2005	0.63 %	Equities (Stocks)	Not Applicable	Dynamic Media Intellidex Index
The Invesco Dynamic Media ETF (Fund) is based on the Dynamic Media Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US media companies. These are companies that are principally engaged in the development, production, sale and distribution of goods or services used in the media industry. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Food & Beverage ETF	PBJ	Invesco	46137V753	US46137V7534	23 Jun 2005	0.63 %	Equities (Stocks)	Not Applicable	Dynamic Food & Beverage Intellidex Index
The Invesco Dynamic Food & Beverage ETF (Fund) is based on the Dynamic Food & Beverage Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US food and beverage companies. These are companies that are principally engaged in the manufacture, sale or distribution of sale or distribution of food and beverage products, agricultural products and products related to the development of new food technologies. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Biotechnology & Genome ETF	PBE	Invesco	46137V787	US46137V7872	23 Jun 2005	0.57 %	Equities (Stocks)	Not Applicable	Dynamic Biotechnology & Genome Intellidex Index
The Invesco Dynamic Biotechnology & Genome ETF (Fund) is based on the Dynamic Biotech & Genome Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US biotechnology and genome companies. These are companies that are principally engaged in the research, development, manufacture and marketing and distribution of various biotechnological products, services and processes and companies that benefit significantly from scientific and technological advances in biotechnology and genetic engineering and research. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Pharmaceuticals ETF	PJP	Invesco	46137V662	US46137V6627	23 Jun 2005	0.56 %	Equities (Stocks)	Not Applicable	Dynamic Pharmaceuticals Intellidex Index
The Invesco Dynamic Pharmaceuticals ETF (Fund) is based on the Dynamic Pharmaceutical Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US pharmaceuticals companies. These are companies that are principally engaged in the research, development, manufacture, sale or distribution of pharmaceuticals and drugs of all types. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Networking ETF	PXQ	Invesco	46137V688	US46137V6882	23 Jun 2005	0.63 %	Equities (Stocks)	Not Applicable	Dynamic Networking Intellidex Index
The Invesco Dynamic Networking ETF (Fund) is based on the Dynamic Networking Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US networking companies. These are companies that are principally engaged in the development, manufacture, sale or distribution of products, services or technologies that support the flow of electronic information, including voice, data, images and commercial transactions. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Semiconductors ETF	PSI	Invesco	46137V647	US46137V6478	23 Jun 2005	0.58 %	Equities (Stocks)	Not Applicable	Dynamic Semiconductors Intellidex Index
The Invesco Dynamic Semiconductors ETF (Fund) is based on the Dynamic Semiconductor Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intelldiex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US semiconductors companies. These are companies that are principally engaged in the manufacture of semiconductors. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Software ETF	PSJ	Invesco	46137V639	US46137V6395	23 Jun 2005	0.58 %	Equities (Stocks)	Not Applicable	Dynamic Software Index
The Invesco Dynamic Software ETF (Fund) is based on the Dynamic Software Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US software companies. These are companies that are principally engaged in the research, design, production or distribution of products or processes that relate to software applications and systems and information-based services. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
iShares MSCI EAFE Growth ETF	EFG	Blackrock (iShares)	464288885	US4642888857	1 Aug 2005	0.40 %	Equities (Stocks)	Not Applicable	MSCI EAFE Growth Index
The iShares MSCI EAFE Growth Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI EAFE Growth Index.
iShares MSCI EAFE Value ETF	EFV	Blackrock (iShares)	464288877	US4642888774	1 Aug 2005	0.38 %	Equities (Stocks)	Not Applicable	MSCI EAFE Value Index
The iShares MSCI EAFE Value Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI EAFE Value Index.
iShares Micro-Cap ETF	IWC	Blackrock (iShares)	464288869	US4642888691	12 Aug 2005	0.60 %	Equities (Stocks)	Not Applicable	Russell Microcap Index
The iShares Russell Microcap Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Russell Microcap Index.
Invesco International Dividend Achievers ETF	PID	Invesco	46137V548	US46137V5488	15 Sep 2005	0.54 %	Equities (Stocks)	Not Applicable	International Dividend Achievers Index
The Invesco International Dividend Achievers ETF (Fund) is based on the NASDAQ International Dividend Achievers Index (Index). The Fund will normally invest at least 90% of its total assets in dividend-paying common stocks and other securities that comprise the Index. The Index is designed to identify an international group of American Depository Receipts, Global Depositary Receipts and non-U.S. common or ordinary stocks that have qualified as International Dividend Achievers. These companies have increased their aggregate annual regular cash dividend payments consistently for at least each of the last five consecutive years. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are reconstituted annually in March and rebalanced quarterly in March, June, September and December.
Invesco Dividend Achievers ETF	PFM	Invesco	46137V506	US46137V5066	15 Sep 2005	0.54 %	Equities (Stocks)	Not Applicable	Broad Dividend Achiever Index
The Invesco Dividend Achievers ETF (Fund) seeks to replicate, before fees and expenses, the NASDAQ US Broad Dividend Achievers Index (Index), which is designed to identify a diversified group of dividend-paying companies. The Fund will normally invest at least 90% of its total assets in dividend paying common stocks that comprise Index. These companies have increased their annual dividend for 10 or more consecutive fiscal years. The Fund and the Index are reconstituted annually in March and rebalanced quarterly in March, June, September and December.
First Trust Dow Jones Select Microcap Index Fund	FDM	First Trust	33718M105	US33718M1053	27 Sep 2005	0.60 %	Equities (Stocks)	Not Applicable	Dow Jones Select Micro Cap Index
The First Trust Dow MicroCap Index Fund is an exchange-traded index fund. The investment objective of the Fund is to replicate as closely as possible before fees and expenses the price and yield of the Dow Jones Select Microcap Index.
Invesco Dynamic Retail ETF	PMR	Invesco	46137V654	US46137V6544	26 Oct 2005	0.63 %	Equities (Stocks)	Not Applicable	Dynamic Retail Intellidex Index
The Invesco Dynamic Retail ETF (Fund) is based on the Dynamic Retail Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value.The Underlying Intellidex Index is comprised of common stocks of 30 US retailers. These are companies that are principally engaged in operating general merchandise stores such as department stores, discount stores, warehouse clubs and superstores; specialty stores, including apparel, electronics, accessories and footwear stores; and home improvement and home furnishings stores. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Oil & Gas Services ETF	PXJ	Invesco	46137V670	US46137V6700	26 Oct 2005	0.63 %	Equities (Stocks)	Not Applicable	Dynamic Oil & Gas Services Intellidex Index
The Invesco Dynamic Oil & Gas Services ETF (Fund) is based on the Dynamic Oil Services Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is composed of stocks of 30 U.S. companies that assist in the production, processing and distribution of oil and gas. The Underlying Intellidex Index may include companies that are engaged in the drilling of oil and gas wells; manufacturing oil and gas field machinery and equipment; or providing services to the oil and gas industry, such as well analysis, platform and pipeline engineering and construction, logistics and transportation services, oil and gas well emergency management and geophysical data acquisition and processing. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Dynamic Energy Exploration & Production ETF	PXE	Invesco	46137V761	US46137V7617	26 Oct 2005	0.63 %	Equities (Stocks)	Not Applicable	Dynamic Energy & Exploration Intellidex Index
The Invesco Dynamic Energy Exploration & Production ETF (Fund) is based on the Dynamic Energy Exploration & Production Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is composed of stocks of 30 U.S. companies involved in the exploration and production of natural resources used to produce energy. These companies are engaged principally in exploration, extraction and production of crude oil and natural gas from land-based or offshore wells. These companies include petroleum refineries that process the crude oil into finished products, such as gasoline and automotive lubricants, and companies involved in gathering and processing natural gas, and manufacturing natural gas liquid. The Fund is rebalanced and reconstituted quarterly in February, May, August and November.
Invesco Aerospace & Defense ETF	PPA	Invesco	46137V100	US46137V1008	26 Oct 2005	0.59 %	Equities (Stocks)	Not Applicable	SPADE Defense Index
The Invesco Aerospace & Defense ETF (Fund) is based on the SPADE Defense Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify a group of companies involved in the development, manufacturing, operations and support of US defense, homeland security and aerospace operations. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco Dynamic Building & Construction ETF	PKB	Invesco	46137V779	US46137V7799	26 Oct 2005	0.60 %	Equities (Stocks)	Not Applicable	Dynamic Building & Construction Index
The Invesco Dynamic Building & Construction ETF (Fund) is based on the Dynamic Building & Construction Intellidex Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US building and construction companies. These are companies that are primarily engaged in providing construction and related engineering services for building and remodeling residential properties, commercial or industrial buildings, or working on large-scale infrastructure projects, such as highways, tunnels, bridges, dams, power lines, and airports. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco DWA Utilities Momentum ETF	PUI	Invesco	46137V795	US46137V7955	26 Oct 2005	0.60 %	Equities (Stocks)	Not Applicable	DWA Utilities Technical Leaders Index
The Invesco DWA Utilities Momentum ETF (Fund) is based on the Dorsey Wright Utilities Technical Leaders Index (DWA Utilities Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
SPDR S&P Bank ETF	KBE	State Street (SPDR)	78464A797	US78464A7972	8 Nov 2005	0.35 %	Equities (Stocks)	Not Applicable	S&P Banks Select Industry Index
The SPDR KBW Bank ETF before expenses seeks to closely match the returns and characteristics of the KBW Bank Index (ticker: BKX).
SPDR S&P Capital Markets ETF	KCE	State Street (SPDR)	78464A771	US78464A7717	8 Nov 2005	0.35 %	Equities (Stocks)	Not Applicable	S&P Capital Markets Select Industry Index
The SPDR KBW Capital Markets ETF before expenses seeks to closely match the returns and characteristics of the KBW Capital Markets Index (ticker: KSX).
SPDR S&P Insurance ETF	KIE	State Street (SPDR)	78464A789	US78464A7899	8 Nov 2005	0.35 %	Equities (Stocks)	Not Applicable	S&P Insurance Select Industry Index
The SPDR KBW Insurance ETF before expenses seeks to closely match the returns and characteristics of the KBW Insurance Index (ticker: KIX).
SPDR S&P 600 Small CapETF	SLY	State Street (SPDR)	78464A813	US78464A8137	8 Nov 2005	0.15 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Index
The SPDR S&P 600 Small Cap ETF before expenses seeks to closely match the returns and characteristics of the S&P Small Cap 600 Index (index ticker: SML). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR Portfolio Large Cap ETF	SPLG	State Street (SPDR)	78464A854	US78464A8541	8 Nov 2005	0.03 %	Equities (Stocks)	Not Applicable	SSGA Large Cap Index
The SPDR Portfolio Large Cap ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the SSGA Large Cap Index (the "Index"). The Index is designed to measure the performance of the large-capitalization segment of the U.S. equity market. The investible universe of the Index comprises all equity securities listed on major U.S. exchanges that are listed by companies either incorporated or headquartered in the U.S.
SPDR S&P 400 Mid Cap Value ETF	MDYV	State Street (SPDR)	78464A839	US78464A8392	8 Nov 2005	0.15 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Pure Value Index
The SPDR S&P 400 Mid Cap Value ETF before expenses seeks to closely match the returns and characteristics of the S&P Mid Cap 400 Value Index (ticker: SPTRMV). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR S&P 400 Mid CapGrowth ETF	MDYG	State Street (SPDR)	78464A821	US78464A8210	8 Nov 2005	0.15 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Pure Growth Index
The SPDR S&P 400 Mid Cap Growth ETF before expenses seeks to closely match the returns and characteristics of the S&P Mid Cap 400 Growth Index (ticker: SPTRMG). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR Portfolio Mid Cap ETF	SPMD	State Street (SPDR)	78464A847	US78464A8475	8 Nov 2005	0.05 %	Equities (Stocks)	Not Applicable	S&P 1000 Index
The SPDR Portfolio Mid Cap ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P 1000 Index (the "Index"). The S&P 1000 Index combines the S&P MidCap 400 and the S&P SmallCap 600 to form an investable benchmark for the mid- to small-cap segment of the U.S. equity market.
SPDR S&P Dividend ETF	SDY	State Street (SPDR)	78464A763	US78464A7634	8 Nov 2005	0.35 %	Equities (Stocks)	Not Applicable	S&P High Yield Dividend Aristocrats Index
The SPDR S&P Dividend ETF before expenses seeks to closely match the returns and characteristics of the S&P High Yield Dividend Aristocrats Index (ticker: SPHYDATR).
Invesco Water Resources ETF	PHO	Invesco	46137V142	US46137V1420	6 Dec 2005	0.60 %	Equities (Stocks)	Not Applicable	Nasdaq OMX US Water Index
The Invesco Water Resources ETF (Fund) is based on the NASDAQ OMX US Water Index (Index). The Fund generally will invest at least 90% of its total assets in common stocks and American depositary receipts (ADRs) of companies in the water industry that comprise the Underlying Index. The Underlying Index seeks to track the performance of US exchange-listed companies that create products designed to conserve and purify water for homes, businesses and industries. The Fund and the Index are rebalanced quarterly and reconstituted annually in April.
Invesco S&P 500 Quality ETF	SPHQ	Invesco	46137V241	US46137V2410	6 Dec 2005	0.15 %	Equities (Stocks)	Not Applicable	S&P 500 Quality Index
The Invesco S&P 500 Quality ETF (Fund) is based on the S&P 500 Quality Index (Index).The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index tracks the performance of stocks in the S&P 500 Index that have the highest quality score, which is calculated based on three fundamental measures, return on equity, accruals ratio and financial leverage ratio. The Fund and the Index are rebalanced and reconstituted semi-annually on the third Friday of June and December.
Invesco CurrencyShares Euro Trust	FXE	Invesco	46138K103	US46138K1034	9 Dec 2005	0.40 %	Currency	Not Applicable	Euro
The Invesco CurrencyShares Euro Trust (the "trust") is designed to track the price of the euro, and trades under the ticker symbol FXE. The euro is the currency of 19 European Union countries. The Fund is rebalanced quarterly.
Invesco FTSE RAFI US 1000 ETF	PRF	Invesco	46137V613	US46137V6130	19 Dec 2005	0.39 %	Equities (Stocks)	Not Applicable	FTSE RAFI US 1000 Index
The Invesco FTSE RAFI US 1000 ETF (Fund) is based on the FTSE RAFI US 1000 Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to track the performance of the largest US equities, selected based on the following four fundamental measures of firm size: book value, cash flow, sales and dividends. The 1,000 equities with the highest fundamental strength are weighted by their fundamental scores. The Fund and the Index are reconstituted annually.
SPDR S&P Homebuilders ETF	XHB	State Street (SPDR)	78464A888	US78464A8889	31 Jan 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P Homebuilders Index
The SPDR S&P Homebuilders ETF before expenses seeks to closely match the returns and characteristics of the S&P Homebuilders Select Industry Index (ticker: SPSIHOTR).
SPDR S&P Biotech ETF	XBI	State Street (SPDR)	78464A870	US78464A8707	31 Jan 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P Biotech Index
The SPDR S&P Biotech ETF before expenses seeks to closely match the returns and characteristics of the S&P Biotechnology Select Industry Index (ticker: SPSIBITR).
SPDR S&P Semiconductor ETF	XSD	State Street (SPDR)	78464A862	US78464A8624	31 Jan 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P Semiconductor Index
The SPDR S&P Semiconductor ETF before expenses seeks to closely match the returns and characteristics of the S&P Semiconductor Select Industry Index (ticker: SPSISCTR).
Invesco DB Commodity Index Tracking Fund	DBC	Invesco	46138B103	US46138B1035	3 Feb 2006	0.89 %	Commodities & Metals	Not Applicable	Deutsche Bank Liquid Commodity Index Optimum Yield Diversified Excess Return
The Invesco DB Commodity Index Tracking Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Diversified Commodity Index Excess Return, (DBIQ Opt Yield Diversified Comm Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on 14 of the most heavily traded and important physical commodities in the world. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco S&P SmallCap 600 Pure Value ETF	RZV	Invesco	46137V167	US46137V1677	1 Mar 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P Small Cap 600 Pure Value Index
The Invesco S&P SmallCap 600 Pure Value ETF (Fund) is based on the S&P SmallCap 600 Pure Value Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index measures the performance of securities that exhibit strong value characteristics in the S&P SmallCap 600 Index. Value is measured by the following risk factors: book value-to-price ratio, earnings-to-price ratio and sales-to-price ratio. The Fund and the Index are rebalanced annually.
Invesco S&P MidCap 400 Pure Value ETF	RFV	Invesco	46137V191	US46137V1917	1 Mar 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Pure Value Index
The Invesco S&P MidCap 400 Pure Value ETF (Fund) is based on the S&P MidCap 400 Pure Value Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index measures the performance of securities that exhibit strong value characteristics in the S&P MidCap 400 Index. Value is measured by the following risk factors: book value-to-price ratio, earnings-to-price ratio and sales-to-price ratio. The Fund and the Index are rebalanced annually.
Invesco S&P SmallCap 600 Pure Growth ETF	RZG	Invesco	46137V175	US46137V1750	1 Mar 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P Small Cap 600 Pure Growth Index
The Invesco S&P SmallCap 600 Pure Growth ETF (Fund) is based on the S&P SmallCap 600 Pure Growth Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index measures the performance of securities that exhibit strong growth characteristics in the S&P SmallCap 600 Index. Growth is measured by the following risk factors: sales growth, earnings change to price and momentum. The Fund and the Index are rebalanced annually.
Invesco S&P 500 Pure Value ETF	RPV	Invesco	46137V258	US46137V2584	1 Mar 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P 500 Pure Value Index
The Invesco S&P 500 Pure Value ETF (Fund) is based on the S&P 500 Pure Value Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index measures the performance of securities that exhibit strong value characteristics in the S&P 500 Index. Value is measured by the following risk factors: book value-to-price ratio, earnings-to-price ratio and sales-to-price ratio. The Fund and the Index are rebalanced annually.
Invesco S&P MidCap 400 Pure Growth ETF	RFG	Invesco	46137V217	US46137V2170	1 Mar 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Pure Growth Index
The Invesco S&P MidCap 400 Pure Growth ETF (Fund) is based on the S&P MidCap 400 Pure Growth Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index measures the performance of securities that exhibit strong growth characteristics in the S&P MidCap 400 Index. Growth is measured by the following risk factors: sales growth, earnings change to price and momentum. The Fund and the Index are rebalanced annually.
Invesco S&P 500 Pure Growth ETF	RPG	Invesco	46137V266	US46137V2667	1 Mar 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P 500 Pure Growth Index
The Invesco S&P 500 Pure Growth ETF (Fund) is based on the S&P 500 Pure Growth Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index measures the performance of securities that exhibit strong growth characteristics in the S&P 500 Index. Growth is measured by the following risk factors: sales growth, earnings change to price and momentum. The Fund and the Index are rebalanced annually.
First Trust Morningstar Dividend Leaders Index	FDL	First Trust	336917109	US3369171091	9 Mar 2006	0.45 %	Equities (Stocks)	Not Applicable	Morningstar Dividend Leaders Index
The First Trust Morningstar Dividend Leaders Index Fund is an exchange-traded index fund. The investment objective of the fund is to replicate as closely as possible before fees and expenses the price and yield of the Morningstar Dividend Leaders Index.
United States Oil Fund LP	USO	United States Commodity Funds	91232N108	US91232N1081	10 Apr 2006	0.84 %	Commodities & Metals	Not Applicable	Crude Oil - NYMEX traded near month light sweet crude oil futures
The investment objective of USO is for the changes in percentage terms of its units net asset value (NAV) to reflect the changes in percentage terms of the spot price of light sweet crude oil delivered to Cushing Oklahoma as measured by the changes in the price of the futures contract for light sweet crude oil traded on the New York Mercantile Exchange (the NYMEX) less USOs expenses.
First Trust US Equity Opportunities ETF	FPX	First Trust	336920103	US3369201039	12 Apr 2006	0.59 %	Equities (Stocks)	IPO Based	IPOX-100 U.S. Index
The First Trust US Equity Opportunities ETF is an exchange-traded index fund. The investment objective of the Fund is to replicate as closely as possible, before fees and expenses, the price and yield of the IPOX-100 U.S. Index. The IPOX-100 U.S. Index is a modified value-weighted price index measuring the performance of the top 100 companies ranked quarterly by market capitalization in the IPOX Global Composite Index.
First Trust NASDAQ 100 Equal Weighted Index Fund	QQEW	First Trust	337344105	US3373441050	19 Apr 2006	0.60 %	Equities (Stocks)	Not Applicable	NASDAQ-100 Equal Weighted Index
The First Trust NASDAQ-100 Equal Weighted Index Fund is an exchange-traded index fund. The investment objective of the fund is to replicate as closely as possible before fees and expenses the price and yield of the NASDAQ-100 Equal Weighted Index.
First Trust NASDAQ 100 Technology Index Fund	QTEC	First Trust	337345102	US3373451026	19 Apr 2006	0.57 %	Equities (Stocks)	Not Applicable	NASDAQ-100 Technology Sector Index
The First Trust NASDAQ-100-Technology Sector Index Fund is an exchange-traded index fund. The investment objective of the fund is to replicate as closely as possible before fees and expenses the price and yield of the NASDAQ-100 Technology Sector Index.
iShares Silver Trust	SLV	Blackrock (iShares)	46428Q109	US46428Q1094	21 Apr 2006	0.50 %	Commodities & Metals	Not Applicable	LBMA Silver Price
The objective of the iShares Silver Trust is for the value of the shares of the iShares Silver Trust to reflect at any given time the price of silver owned by the iShares Silver Trust at that time less the iShares Silver Trusts expenses and liabilities.
Vanguard Dividend Appreciation ETF	VIG	Vanguard	921908844	US9219088443	21 Apr 2006	0.06 %	Equities (Stocks)	Not Applicable	NASDAQ US Dividend Achievers Select Index
Seeks to track the performance of the Dividend Achievers Select Index. Provides a convenient way to track the performance of stocks of companies with a record of growing their dividends year over year. Follows a passively managed full-replication approach.
iShares U.S. Home Construction ETF	ITB	Blackrock (iShares)	464288752	US4642887529	1 May 2006	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Select Home Construction Index
The iShares Dow Jones U.S. Home Construction Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Home Construction Index.
iShares U.S. Oil Equipment & Services ETF	IEZ	Blackrock (iShares)	464288844	US4642888444	1 May 2006	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Select Oil & Gas Index
The iShares Dow Jones U.S. Oil Equipment & Services Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Oil Equipment & Services Index.
iShares U.S. Oil & Gas Exploration & Production ETF	IEO	Blackrock (iShares)	464288851	US4642888519	1 May 2006	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Select Oil Equipment & Services Index
The iShares Dow Jones U.S. Oil & Gas Exploration & Production Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Oil Exploration & Production Index.
iShares US Regional Banks ETF	IAT	Blackrock (iShares)	464288778	US4642887784	1 May 2006	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Select Regional Banks Index
The iShares Dow Jones U.S. Regional Banks Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Regional Banks Index.
iShares U.S. Broker-Dealers & Securities Exchanges ETF	IAI	Blackrock (iShares)	464288794	US4642887941	1 May 2006	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Select Investment Services Index
The iShares U.S. Broker-Dealers & Securities Exchanges ETF seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Investment Services Index.
iShares U.S. Insurance ETF	IAK	Blackrock (iShares)	464288786	US4642887867	1 May 2006	0.43 %	Equities (Stocks)	Not Applicable	Dow Jones US Select Insurance Index
The iShares Dow Jones U.S. Insurance Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Insurance Index.
iShares U.S. Medical Devices ETF	IHI	Blackrock (iShares)	464288810	US4642888105	1 May 2006	0.43 %	Equities (Stocks)	Not Applicable	Dow Jones US Select Medical Devices Index
The iShares Dow Jones U.S. Medical Devices Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Medical Equipment Index.
iShares U.S. Healthcare Providers ETF	IHF	Blackrock (iShares)	464288828	US4642888287	1 May 2006	0.43 %	Equities (Stocks)	Not Applicable	Dow Jones US Select Healthcare Providers Index
The iShares Dow Jones U.S. Healthcare Providers Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Health Care Providers Index.
iShares US Pharmaceuticals ETF	IHE	Blackrock (iShares)	464288836	US4642888360	1 May 2006	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Select Pharmaceuticals Index
The iShares Dow Jones U.S. Pharmaceuticals Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Pharmaceuticals Index.
iShares U.S. Aerospace & Defense ETF	ITA	Blackrock (iShares)	464288760	US4642887602	1 May 2006	0.42 %	Equities (Stocks)	Not Applicable	Dow Jones US Select Aerospace & Defense Index
The iShares Dow Jones U.S. Aerospace & Defense Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones U.S. Select Aerospace & Defense Index.
VanEck Vectors Gold Miners ETF	GDX	Van Eck Associates Corporation	92189F106	US92189F1066	16 May 2006	0.52 %	Equities (Stocks)	Not Applicable	NYSE Arca Gold Miners Index
GDX seeks to replicate as closely as possible before fees and expenses the price and yield performance of NYSE Arca Gold Miners Index.
Invesco Raymond James SB-1 Equity ETF	RYJ	Invesco	46137V522	US46137V5223	19 May 2006	0.82 %	Equities (Stocks)	Not Applicable	Raymond James SB-1 Equity Index
The Invesco Raymond James SB-1 Equity ETF (Fund) is based on the Raymond James SB-1 Equity Index (Index). The Fund will invest at least 80% of its total assets in securities and depositary receipts that comprise the Index. The Index is composed of all equity securities rated Strong Buy 1 by Raymond James & Associates, Inc. The Fund and the Index are rebalanced semi-monthly.
iPath Bloomberg Commodity Index Total Return ETN	DJP	Barclays iPath	06738C778	US06738C7781	6 Jun 2006	0.70 %	Commodities & Metals	Not Applicable	Bloomberg Commodity USD Total Return Index
The iPath Bloomberg-UBS Commodity Index Total Return ETN is linked to the Bloomberg-UBS Commodity Index Total Returnand reflects the returns that are potentially available through an unleveraged investment in the futures contracts on physical commodities comprising the index plus the rate of interest that could be earned on cash collateral invested in specified Treasury Bills. The commodities represented in the Bloomberg-UBS Commodity Index Total Return are rebalanced annually; however, the weightings fluctuate between rebalancings due to changes in market prices.
iPath GSCI Total Return Index ETN	GSP	Barclays iPath	06738C794	US06738C7948	6 Jun 2006	0.70 %	Commodities & Metals	Not Applicable	S&P GSCI Total Return Index
The iPath S&P GSCI Total Return Index ETN is linked to the S&P GSCI Total Return Index and provides you with exposure to the returns potentially available through an unleveraged investment in the contracts comprising the S&P GSCI plus the Treasury Bill rate of interest that could be earned on funds committed to the trading of the underlying contracts.
WisdomTree U.S. LargeCap Dividend Fund	DLN	Wisdom Tree	97717W307	US97717W3079	16 Jun 2006	0.28 %	Equities (Stocks)	Not Applicable	WisdomTree U.S. LargeCap Dividend Index
The WisdomTree U.S. LargeCap Dividend Index is a fundamentally weighted index that measures the performance of the large-capitalization segment of the U.S. dividend-paying market. The Index is comprised of the 300 largest companies ranked by market capitalization from the WisdomTree U.S. Dividend Index. The index is dividend weighted annually to reflect the proportionate share of the aggregate cash dividends each component company is projected to pay in the coming year, based on the most recently declared dividend per share.
WisdomTree Total U.S. Dividend Fund	DTD	Wisdom Tree	97717W109	US97717W1099	16 Jun 2006	0.28 %	Equities (Stocks)	Not Applicable	WisdomTree U.S. Dividend Index
The WisdomTree U.S. Dividend Index is a fundamentally-weighted index that defines the dividend-paying portion of the U.S. equity market. The Index measures the performance of U.S. companies, listed on the NYSE, NASDAQ Global Select or NASDAQ Global Market, that pay regular cash dividends and meet other liquidity and capitalization requirements established by WisdomTree. The index is dividend weighted.
WisdomTree U.S. Dividend ex-Financials Fund	DTN	Wisdom Tree	97717W406	US97717W4069	16 Jun 2006	0.38 %	Equities (Stocks)	Not Applicable	WisdomTree U.S. Dividend ex-Financials Index
WisdomTree U.S. Dividend ex-Financials Fund seeks to track the investment results of high-dividend-yielding companies outside the financial sector in the U.S. equity market. The WisdomTree U.S. Dividend ex-Financials Index measures the performance of high dividend-yielding stocks outside the financial sector. The index consists primarily of large- and mid-capitalization companies listed on major U.S. stock exchanges that pass WisdomTree Investments market capitalization, liquidity and selection requirements.
WisdomTree U.S. SmallCap Dividend Fund	DES	Wisdom Tree	97717W604	US97717W6049	16 Jun 2006	0.38 %	Equities (Stocks)	Not Applicable	WisdomTree SmallCap Dividend Index
The WisdomTree U.S. SmallCap Dividend Index is a fundamentally weighted index measuring the performance of the small-capitalization segment of the US dividend-paying market. The Index is comprised of the companies that compose the bottom 25% of the market capitalization of the WisdomTree U.S. Dividend Index after the 300 largest companies have been removed. The index is dividend weighted annually to reflect the proportionate share of the aggregate cash dividends each component company is projected to pay in the coming year.
WisdomTree U.S. High Dividend Fund	DHS	Wisdom Tree	97717W208	US97717W2089	16 Jun 2006	0.38 %	Equities (Stocks)	Not Applicable	WisdomTree U.S. High Dividend Index
The WisdomTree U.S. High Dividend Index is a fundamentally weighted index that measures the performance of companies with high dividend yields selected from the WisdomTree Dividend Index. At the index measurement date, companies within the WisdomTree Dividend Index with market capitalizations of at least $200 million and average daily trading volumes of at least $200,000 for the prior three months are ranked by dividend yield. Securities ranking in the highest 30% by dividend yield are selected for inclusion. The index is dividend weighted annually to reflect the proportionate share of the aggregate cash dividends each component company is projected to pay in the coming year.
WisdomTree U.S. MidCap Dividend Fund	DON	Wisdom Tree	97717W505	US97717W5058	16 Jun 2006	0.38 %	Equities (Stocks)	Not Applicable	WisdomTree U.S. MidCap Dividend Index
The WisdomTree U.S. MidCap Dividend Index is a fundamentally weighted index that measures the performance of the mid-capitalization segment of the US dividend-paying market. The Index is comprised of the companies that compose the top 75% of the market capitalization of the WisdomTree U.S. Dividend Index after the 300 largest companies have been removed. The index is dividend weighted annually to reflect the proportionate share of the aggregate cash dividends each component company is projected to pay in the coming year.
WisdomTree Asia-Pacific ex-Japan Fund	AXJL	Wisdom Tree	97717W828	US97717W8284	16 Jun 2006	0.48 %	Equities (Stocks)	Not Applicable	WisdomTree Asia Pacific ex-Japan Index
WisdomTree Asia Pacific ex-Japan Fund seeks investment results that closely correspond to the price and yield performance, before fees and expenses, of the WisdomTree Asia Pacific ex-Japan Index. The WisdomTree Asia Pacific ex-Japan Index is a fundamentally weighted Index that measures the performance of dividend paying companies in the Asia Pacific ex-Japan region.
WisdomTree International LargeCap Dividend Fund	DOL	Wisdom Tree	97717W794	US97717W7948	16 Jun 2006	0.48 %	Equities (Stocks)	Not Applicable	WisdomTree International LargeCap Dividend Index
WisdomTree International LargeCap Dividend Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree International LargeCap Dividend Index.
WisdomTree International Equity Fund	DWM	Wisdom Tree	97717W703	US97717W7039	16 Jun 2006	0.48 %	Equities (Stocks)	Not Applicable	WisdomTree International Equity Index
The WisdomTree International Equity Index is a fundamentally weighted Index that measures the performance of dividend-paying companies in the industrialized world, excluding Canada and the United States, that pay regular cash dividends and that meet other liquidity and capitalization requirements. It is comprised of companies incorporated in 15 developed European countries, Japan, Australia, New Zealand, Hong Kong, Israel and Singapore. Companies are weighted in the Index based on annual cash dividends paid.
WisdomTree Japan Hedged Equity Fund	DXJ	Wisdom Tree	97717W851	US97717W8516	16 Jun 2006	0.48 %	Equities (Stocks)	Not Applicable	WisdomTree Japan Hedged Equity Index
WisdomTree Japan Total Dividend Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree Japan Dividend Index.
WisdomTree International MidCap Dividend Fund	DIM	Wisdom Tree	97717W778	US97717W7781	16 Jun 2006	0.58 %	Equities (Stocks)	Not Applicable	WisdomTree International MidCap Dividend Index
WisdomTree International MidCap Dividend Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree International MidCap Dividend Index.
WisdomTree Global High Dividend Fund	DEW	Wisdom Tree	97717W877	US97717W8771	16 Jun 2006	0.58 %	Equities (Stocks)	Not Applicable	WisdomTree Global High Dividend Index
The WisdomTree Global High Dividend Index is a fundamentally weighted index that measures the performance of high dividend-yielding companies selected from the WisdomTree Global Dividend Index, which measures the performance of dividend-paying companies in the U.S., developed and emerging markets. At the index measurement date, companies with market capitalizations of at least $2 billion that rank in the top 30% by dividend yield from each region are selected for inclusion in the Index. Companies are weighted in the index based on annual cash dividends paid. Regional weights are set according to the respective float-adjusted market capitalization weights of the universe of dividend and non-dividend payers of the regional allocations to the U.S., developed and emerging markets.
WisdomTree Europe SmallCap Dividend Fund	DFE	Wisdom Tree	97717W869	US97717W8698	16 Jun 2006	0.58 %	Equities (Stocks)	Not Applicable	WisdomTree Europe SmallCap Dividend Index
WisdomTree Europe SmallCap Dividend Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree Europe SmallCap Dividend Index.
WisdomTree International SmallCap Dividend Fund	DLS	Wisdom Tree	97717W760	US97717W7609	16 Jun 2006	0.58 %	Equities (Stocks)	Not Applicable	WisdomTree International SmallCap Dividend Index
WisdomTree International SmallCap Dividend Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree International SmallCap Dividend Index.
WisdomTree Global ex U.S. Quality Dividend Growth Fund	DNL	Wisdom Tree	97717W844	US97717W8441	16 Jun 2006	0.58 %	Equities (Stocks)	Not Applicable	WisdomTree Global ex-U.S. Quality Dividend Growth Index
The WisdomTree Global ex-U.S. Quality Dividend Growth Index is a fundamentally weighted index that measures the performance of dividend paying stocks with growth characteristics in the developed and emerging markets outside of the United States. The primary starting screening universe for this index is the constituents of the WisdomTree Global ex-U.S. Dividend Index with market capitalization of at least $2 billion. The Index is comprised of the 300 companies in this universe that have the best combined rank of growth and quality factors. The growth factor ranking is based on long-term earnings growth expectations, while the quality factor ranking is based on three year historical averages for return on equity and return on assets. Companies are weighted in the Index based on annual cash dividends paid.
WisdomTree International Dividend Ex-Financials Fund	DOO	Wisdom Tree	97717W786	US97717W7864	16 Jun 2006	0.58 %	Equities (Stocks)	Not Applicable	WisdomTree International Dividend ex-Financials Index
WisdomTree International Dividend ex-Financials Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree International Dividend ex-Financials Index.
WisdomTree International High Dividend Fund	DTH	Wisdom Tree	97717W802	US97717W8029	16 Jun 2006	0.58 %	Equities (Stocks)	Not Applicable	WisdomTree International High Dividend Index
The WisdomTree International High Dividend Index is a fundamentally weighted Index that measures the performance of companies with high dividend yields selected from the WisdomTree International Equity Index. At the index measurement date, companies within the WisdomTree International Equity Index with market capitalizations of at least $200 million and average daily trading volumes of at least $200,000 for the prior three months are ranked by dividend yield. Securities ranking in the highest 30% by dividend yield are selected for inclusion. Companies are weighted in the Index based on annual cash dividends paid.
WisdomTree Japan SmallCap Dividend Fund	DFJ	Wisdom Tree	97717W836	US97717W8367	16 Jun 2006	0.58 %	Equities (Stocks)	Not Applicable	WisdomTree Japan SmallCap Dividend Index
WisdomTree Japan SmallCap Dividend Fund seeks investment results that closely correspond to the price and yield performance before fees and expenses of the WisdomTree Japan SmallCap Dividend Index.
First Trust NYSE Arca Biotechnology Index Fund	FBT	First Trust	33733E203	US33733E2037	19 Jun 2006	0.57 %	Equities (Stocks)	Not Applicable	NYSE Arca Biotechnology Index
The First Trust NYSE Arca Biotechnology Index Fund is an exchange-traded index fund. The investment objective of the fund is to replicate as closely as possible before fees and expenses the price and yield of the NYSE Arca Biotechnology Index.
First Trust Dow Jones Internet Index Fund	FDN	First Trust	33733E302	US33733E3027	19 Jun 2006	0.52 %	Equities (Stocks)	Not Applicable	Dow Jones Internet Index
The First Trust Dow Jones Internet Index Fund is an exchange-traded index fund. The investment objective of the fund is to replicate as closely as possible before fees and expenses the price and yield of the Dow Jones Internet Index.
ProShares Short S&P500	SH	ProShares	74347B425	US74347B4251	19 Jun 2006	0.89 %	Equities (Stocks)	Not Applicable	S&P 500 Index
ProShares Short S&P500 seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the S&P500 Index.
ProShares Ultra QQQ	QLD	ProShares	74347R206	US74347R2067	19 Jun 2006	0.95 %	Equities (Stocks)	Not Applicable	NASDAQ-100 Index
ProShares Ultra QQQ seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the NASDAQ-100 Index .
ProShares Short Dow30	DOG	ProShares	74347B235	US74347B2354	19 Jun 2006	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones Industrial Average Index
ProShares Short Dow30 seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the Dow Jones Industrial Average Index.
ProShares Ultra MidCap400	MVV	ProShares	74347R404	US74347R4048	19 Jun 2006	0.95 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Index
ProShares Ultra MidCap400 seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the S&P MidCap 400 Index.
ProShares Short MidCap 400	MYY	ProShares	74347B250	US74347B2503	19 Jun 2006	0.95 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Index
ProShares Short MidCap400 seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the S&P MidCap 400 Index.
ProShares Short QQQ	PSQ	ProShares	74347B714	US74347B7148	19 Jun 2006	0.95 %	Equities (Stocks)	Not Applicable	NASDAQ-100 Index
ProShares Short QQQ seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the NASDAQ-100 Index .
ProShares Ultra Dow30	DDM	ProShares	74347R305	US74347R3057	19 Jun 2006	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones Industrial Average Index
ProShares Ultra Dow30 seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones Industrial Average
ProShares Ultra S&P500	SSO	ProShares	74347R107	US74347R1077	19 Jun 2006	0.90 %	Equities (Stocks)	Not Applicable	S&P 500 Index
ProShares Ultra S&P500 seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the S&P 500 Index.
SPDR S&P Retail ETF	XRT	State Street (SPDR)	78464A714	US78464A7147	19 Jun 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P Retail Index
The SPDR S&P Retail ETF seeks to replicate as closely as possible before expenses the total return performance of the S&P Retail Select Industry Index (ticker: SPSIRETR).
SPDR S&P Oil & Gas Equipment & Services ETF	XES	State Street (SPDR)	78464A748	US78464A7485	19 Jun 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P Oil & Gas Equipment & Services Index
The SPDR S&P Oil & Gas Equipment & Services ETF seeks to replicate as closely as possible before expenses the total return performance of the S&P Oil & Gas Equipment & Services Select Industry Index (ticker:SPSIOSTR).
SPDR S&P Oil & Gas Exploration & Production ETF	XOP	State Street (SPDR)	78464A730	US78464A7303	19 Jun 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P Oil & Gas Exploration & Production Index
The SPDR S&P Oil & Gas Exploration & Production ETF seeks to replicate as closely as possible before expenses the total return performance of the S&P Oil & Gas Exploration & Production Select Industry Index (ticker: SPSIOPTR).
SPDR S&P Regional Banking ETF	KRE	State Street (SPDR)	78464A698	US78464A6982	19 Jun 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P Regional Banks Select Industry Index
The SPDR S&P Regional Banking ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Regional Banks Select Industry Index. The S&P Regional Banks Select Industry Index is a modified equal-weighted index that seeks to reflect the performance of publicly traded companies that do business as regional banks or thrifts. The Regional Banking Index is currently comprised of common stocks of leading regional banks or thrifts listed on the NYSE or another U.S. national securities exchange, or NASDAQ/NMS. The Regional Banking Index components are selected to provide appropriate representation of the industrys sub-sectors.
SPDR S&P Pharmaceuticals ETF	XPH	State Street (SPDR)	78464A722	US78464A7220	19 Jun 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P Pharmaceuticals Index
The SPDR S&P Pharmaceuticals ETF seeks to replicate as closely as possible before expenses the total return performance of the S&P Pharmaceuticals Select Industry Index (ticker: SPSIPHTR).
SPDR S&P Metals & Mining ETF	XME	State Street (SPDR)	78464A755	US78464A7550	19 Jun 2006	0.35 %	Equities (Stocks)	Not Applicable	S&P Metals and Mining Index
The SPDR S&P Metals and Mining ETF seeks to replicate as closely as possible before expenses the total return performance of the S&P Metals and Mining Select Industry Index (ticker:SPSIMMTR).
Invesco CurrencyShares Australian Dollar Trust	FXA	Invesco	46090N103	US46090N1037	21 Jun 2006	0.40 %	Currency	Not Applicable	Ausralian Dollar
The Invesco CurrencyShares Australian Dollar Trust (the "trust") is designed to track the price of the Australian dollar and trades under the symbol FXA. The Australian dollar is the national currency of Australia and the currency of the accounts of the Reserve Bank of Australia, the Australian Central Bank. The Fund is rebalanced quarterly
Invesco CurrencyShares British Pound Sterling Trust	FXB	Invesco	46138M109	US46138M1099	21 Jun 2006	0.40 %	Currency	Not Applicable	British Pound
The Invesco CurrencyShares British Pound Sterling Trust (the "trust") is designed to track the price of the British pound sterling, and trades under the ticker symbol FXB. The British pound sterling is the official currency of the United Kingdom (England, Wales, Scotland and Northern Ireland) and has been the currency of the accounts of the Bank of England since 1694. The Fund is rebalanced quarterly.
Invesco CurrencyShares Canadian Dollar Trust	FXC	Invesco	46138T104	US46138T1043	21 Jun 2006	0.40 %	Currency	Not Applicable	Canadian Dollar
The Invesco CurrencyShares Canadian Dollar Trust (the "trust") is designed to track the price of the Canadian dollar, and trades under the ticker symbol FXC. The Canadian dollar is the national currency of Canada and the currency of the accounts of the Bank of Canada, the Canadian Central Bank. The Fund is rebalanced quarterly.
Invesco CurrencyShares Swiss Franc Trust	FXF	Invesco	46138R108	US46138R1086	21 Jun 2006	0.40 %	Currency	Not Applicable	Swiss Franc
The Invesco CurrencyShares Swiss Franc Trust (the "trust") is designed to track the price of the Swiss franc, and trades under the ticker symbol FXF. The Swiss franc is the national currency of Switzerland and Liechtenstein and the currency of the accounts of the Swiss National Bank, the central bank of Switzerland. The Fund is rebalanced quarterly
Invesco CurrencyShares Swedish Krona Trust	FXS	Invesco	46138V109	US46138V1098	21 Jun 2006	0.40 %	Currency	Not Applicable	Swedish Krona
The Invesco CurrencyShares Swedish Krona Trust (the "trust") is designed to track the price of the Swedish krona, and trades under the ticker symbol FXS. The Swedish krona is the national currency of Sweden and the currency of the accounts of the Swedish central bank, the Riksbank. The Swedish krona is referred to as the "krona" and the plural is "kronor." It is locally abbreviated as kr and is sometimes informally referred to as the "Swedish crown." The Fund is rebalanced quarterly.
First Trust Capital Strength ETF	FTCS	First Trust	33733E104	US33733E1047	6 Jul 2006	0.60 %	Equities (Stocks)	Not Applicable	Capital Strength Index
The First Trust Capital Strength ETF seeks investment results that correspond generally to the price and yield (before the funds fees and expenses) of an equity index called The Capital Strength Index.
iShares S&P GSCI Commodity Indexed Trust	GSG	Blackrock (iShares)	46428R107	US46428R1077	10 Jul 2006	0.75 %	Commodities & Metals	Not Applicable	S&P GSCI Total Return Index
The investment objective of the iShares S&P GSCI Commodity-Indexed Trust (the Trust) is to seek investment results through the Trusts investment in the iShares S&P GSCI Commodity-Indexed Investing Pool (Investing Pool) that correspond generally to the performance of the S&P GSCI Total Return Index (the Index) before payment of the Trusts and the Investing Pools expenses and liabilities. The Index is intended to reflect the performance of a diversified group of commodities.
ProShares UltraShort S&P500	SDS	ProShares	74347B383	US74347B3832	11 Jul 2006	0.90 %	Equities (Stocks)	Not Applicable	S&P 500 Index
ProShares UltraShort S&P500 seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the S&P500 Index.
ProShares UltraShort Dow30	DXD	ProShares	74347B276	US74347B2768	11 Jul 2006	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones Industrial Average Index
ProShares UltraShort Dow30 seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones Industrial Average Index.
ProShares UltraShort MidCap400	MZZ	ProShares	74348A343	US74348A3436	11 Jul 2006	0.95 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Index
ProShares UltraShort MidCap400 seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the S&P MidCap 400 Index.
ProShares UltraShort QQQ	QID	ProShares	74347B243	US74347B2438	11 Jul 2006	0.95 %	Equities (Stocks)	Not Applicable	NASDAQ-100 Index
ProShares UltraShort QQQ seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the NASDAQ-100 Index .
Vanguard Mid-Cap Value ETF	VOE	Vanguard	922908512	US9229085124	17 Aug 2006	0.07 %	Equities (Stocks)	Not Applicable	CRSP U.S. Mid Cap Value Index
Seeks to track the performance of the CRSP U.S. Mid Cap Value Index which measures the investment return of mid-capitalization value stocks. Provides a convenient way to match the performance of a diversified group of midsize value companies. Follows a passively managed full-replication approach.
Vanguard Mid-Cap Growth ETF	VOT	Vanguard	922908538	US9229085389	17 Aug 2006	0.07 %	Equities (Stocks)	Not Applicable	CRSP U.S. Mid Cap Growth Index
Seeks to track the performance of the CRSP U.S. Mid Cap Growth Index which measures the investment return of mid-capitalization growth stocks. Provides a convenient way to match the performance of a diversified group of midsize growth companies. Follows a passively managed full-replication approach.
iShares Global Consumer Discretionary ETF	RXI	Blackrock (iShares)	464288745	US4642887453	12 Sep 2006	0.46 %	Equities (Stocks)	Not Applicable	S&P Global 1200 Consumer Discretionary Sector Index
The iShares S&P Global Consumer Discretionary Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Consumer Discretionary Index.
iShares Global Consumer Staples ETF	KXI	Blackrock (iShares)	464288737	US4642887370	12 Sep 2006	0.46 %	Equities (Stocks)	Not Applicable	S&P Global 1200 Consumer Staples Sector Index
The iShares S&P Global Consumer Staples Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Consumer Staples Index.
iShares Global Industrials ETF	EXI	Blackrock (iShares)	464288729	US4642887297	12 Sep 2006	0.46 %	Equities (Stocks)	Not Applicable	S&P Global 1200 Industrials Sector Index
The iShares S&P Global Industrials Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Industrials Index.
iShares Global Materials ETF	MXI	Blackrock (iShares)	464288695	US4642886950	12 Sep 2006	0.46 %	Equities (Stocks)	Not Applicable	S&P Global 1200 Materials Sector Index
The iShares S&P Global Materials Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Materials Index.
iShares Global Utilities ETF	JXI	Blackrock (iShares)	464288711	US4642887115	12 Sep 2006	0.46 %	Equities (Stocks)	Not Applicable	S&P Global 1200 Utilities Sector Index
The iShares S&P Global Utilities Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Utilities Index.
Invesco DB G10 Currency Harvest Fund	DBV	Invesco	46139B102	US46139B1026	18 Sep 2006	0.80 %	Currency	Not Applicable	Deutsche Bank G10 Currency Future Harvest Index - Excess Return
The Invesco DB G10 Currency Harvest Fund seeks to track changes, whether positive or negative, in the level of the Deutsche Bank G10 Currency Future Harvest Index, Excess Return (DB G10 Currency Future Harvest Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost effective and convenient way to invest in currency futures. The Index is composed of currency futures contracts on certain G10 currencies and is designed to exploit the trend that currencies associated with relatively high interest rates, on average, tend to rise in value relative to currencies associated with relatively low interest rates. The G10 currency universe from which the Index selects currently includes U.S. dollars, euros, Japanese yen, Canadian dollars, Swiss francs, British pounds, Australian dollars, New Zealand dollars, Norwegian krone and Swedish krona. The Fund seeks to track the Index, which is designed to reflect the return from investing up to a 2:1 leveraged basis (immediately upon rebalancing, which may then increase or decrease) in long currency futures positions for certain currencies associated with relatively high yielding interest rates and in short currency futures positions for certain currencies associated with relatively low yielding interest rates. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco FTSE RAFI US 1500 Small-Mid ETF	PRFZ	Invesco	46137V597	US46137V5975	20 Sep 2006	0.39 %	Equities (Stocks)	Not Applicable	FTSE RAFI US 1500 Small-Mid Index
The Invesco FTSE RAFI US 1500 Small-Mid ETF (Fund) is based on the FTSE RAFI US 1500 Small-Mid Index (index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to track the performance of the equity securities of small and medium-sized US companies. Companies in the index are selected based on the following four fundamental measures of size: book value, cash flow, sales and dividends. Each of the equities with a fundamental size ranking of 1,001 to 2,500 in the universe of 3,000 is then selected and assigned a weight equal to its fundamental value. The Portfolio and the Index are reconstituted annually.
Invesco BRIC ETF	EEB	Invesco	46137V209	US46137V2097	21 Sep 2006	0.64 %	Equities (Stocks)	Not Applicable	BNY Mellon BRIC Select DR Index
The Invesco BRIC ETF (Fund) is based on the BNY Mellon BRIC Select DR Index (Index). The Fund will invest at least 80% of its total assets in securities and American depositary receipts (ADRs) and global depositary receipts (GDRs) that are constituents of the Index. The Index is comprised of ADRs, GDRs and China H-Shares of Chinese equities, based on liquidity, from all depositary receipts of companies from four major emerging markets and China H-shares incorporated in mainland China and listed on the Hong Kong Stock Exchange. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced quarterly.
Invesco Insider Sentiment ETF	NFO	Invesco	46137V555	US46137V5553	21 Sep 2006	0.66 %	Equities (Stocks)	Not Applicable	Nasdaq US Insider Sentiment Index
The Invesco Insider Sentiment ETF (Fund) is based on the Nasdaq US Insider Sentiment Index (Index). The Fund will invest at least 90% of its total assets in securities and depositary receipts that comprise the Index. The Index provides exposure to US companies from the starting universe, the Nasdaq US Large Mid Cap Index. The top 100 constituents are selected using a rules-based ,three-step screening process based on favorable corporate insider buying trends based on: insider buying trends, momentum and volatility. The securities are equally weighted and subject to industry specific constraints. The Index is computed using the gross total return, which reflects dividends paid. The Fund and the Index are rebalanced semiannually.
Invesco Zacks Multi-Asset Income ETF	CVY	Invesco	46137Y500	US46137Y5006	21 Sep 2006	0.97 %	Equities (Stocks)	Not Applicable	Zacks Multi-Asset Income Index
The Invesco Zacks Multi-Asset Income ETF (Fund) is based on the Zacks Multi-Asset Income Index (Index). The Fund will invest at least 90% of its total assets in securities and depositary receipts that comprise the Index. The Index is comprised of domestic and international companies, including US listed common stocks, American depositary receipts (ADRs) paying dividends, real estate investment trusts (REITs), master limited partnerships (MLPs), closed-end funds and traditional preferred stocks. The Index is computed using the gross total return, which reflects dividends paid. The Fund and the Index are rebalanced quarterly.
VanEck Vectors Steel Index Fund	SLX	Van Eck Associates Corporation	92189F205	US92189F2056	10 Oct 2006	0.56 %	Equities (Stocks)	Not Applicable	NYSE Arca Steel Index
The Steel ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the NYSE Arca Steel Index.
VanEck Vectors Environmental Services ETF	EVX	Van Eck Associates Corporation	92189F304	US92189F3047	10 Oct 2006	0.56 %	Equities (Stocks)	Not Applicable	NYSE Arca Environmental Services Index
The Environmental Services ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the NYSE Arca Environmental Services Index.
Invesco DWA Consumer Cyclicals Momentum ETF	PEZ	Invesco	46137V803	US46137V8037	12 Oct 2006	0.60 %	Equities (Stocks)	Not Applicable	DWA Consumer Cyclicals Technical Leaders Index
The Invesco DWA Consumer Cyclicals Momentum ETF (Fund) is based on the Dorsey Wright Consumer Cyclicals Technical Leaders Index (DWA Consumer Cyclicals Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Consumer Staples Momentum ETF	PSL	Invesco	46137V886	US46137V8862	12 Oct 2006	0.60 %	Equities (Stocks)	Not Applicable	DWA Consumer Staples Technical Leaders Index
The Invesco DWA Consumer Staples Momentum ETF (Fund) is based on the Dorsey Wright Consumer Staples Technical Leaders Index (DWA Consumer Staples Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Energy Momentum ETF	PXI	Invesco	46137V878	US46137V8789	12 Oct 2006	0.60 %	Equities (Stocks)	Not Applicable	DWA Energy Technical Leaders Index
The Invesco DWA Energy Momentum ETF (Fund) is based on the Dorsey Wright Energy Technical Leaders Index (DWA Energy Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Financial Momentum ETF	PFI	Invesco	46137V860	US46137V8607	12 Oct 2006	0.60 %	Equities (Stocks)	Not Applicable	DWA Financials Technical Leaders Index
The Invesco DWA Financial Momentum ETF (Fund) is based on the Dorsey Wright Financials Technical Leaders Index (DWA Financials Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Healthcare Momentum ETF	PTH	Invesco	46137V852	US46137V8524	12 Oct 2006	0.60 %	Equities (Stocks)	Not Applicable	DWA Healthcare Technical Leaders Index
The Invesco DWA Healthcare Momentum ETF (Fund) is based on the Dorsey Wright Healthcare Technical Leaders Index (DWA Healthcare Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Industrials Momentum ETF	PRN	Invesco	46137V845	US46137V8458	12 Oct 2006	0.60 %	Equities (Stocks)	Not Applicable	DWA Industrials Technical Leaders Index
The Invesco DWA Industrials Momentum ETF (Fund) is based on the Dorsey Wright Industrials Technical Leaders Index (DWA Industrials Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Basic Materials Momentum ETF	PYZ	Invesco	46137V704	US46137V7047	12 Oct 2006	0.60 %	Equities (Stocks)	Not Applicable	DWA Basic Materials Technical Leaders Index
The Invesco DWA Basic Materials Momentum ETF (Fund) is based on the Dorsey Wright Basic Materials Technical Leaders Index (DWA Basic Materials Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Technology Momentum ETF	PTF	Invesco	46137V811	US46137V8110	12 Oct 2006	0.60 %	Equities (Stocks)	Not Applicable	DWA Technology Technical Leaders Index
The Invesco DWA Technology Momentum ETF (Fund) is based on the Dorsey Wright Technology Technical Leaders Index (DWA Technology Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to identify companies that are showing relative strength (momentum), and is composed of at least 30 common stocks from the NASDAQ US Benchmark Index. Relative strength is the measurement of a securitys performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco Cleantech ETF	PZD	Invesco	46137V407	US46137V4077	24 Oct 2006	0.68 %	Equities (Stocks)	Not Applicable	Clean Tech Index
The Invesco Cleantech, ETF (Fund) is based on the Cleantech Index, (Index). The Fund will normally invest at least 90% of its total assets in stocks of clean technology (or cleantech) companies that comprise the Index and American Depository Receipts based on the stocks in the Index. The Index is designed to track the leading cleantech companies, from a broad range of industry sectors that offer the best investment returns. The Cleantech Index is a modified equally weighted index composed of stocks (and ADRs of such stocks) of publicly traded cleantech companies. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco Global Listed Private Equity ETF	PSP	Invesco	46137V589	US46137V5892	24 Oct 2006	1.78 %	Other Asset Types	Private Equity	Global Listed Private Equity Index
The Invesco Global Listed Private Equity ETF (Fund) is based on the Red Rocks Global Listed Private Equity Index (Index). The Fund will normally invest at least 90% of its total assets in securities, which may include American depository receipts and global depository receipts, that comprise the Index. The Index includes securities, ADRs and GDRs of 40 to 75 private equity companies, including business development companies (BDCs), master limited partnerships (MLPs) and other vehicles whose principal business is to invest in, lend capital to or provide services to privately held companies (collectively, listed private equity companies). The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco S&P 500 Equal Weight Consumer Discretionary ETF	RCD	Invesco	46137V381	US46137V3814	1 Nov 2006	0.40 %	Equities (Stocks)	Not Applicable	S&P Equal Weight Consumer Discretionary Index
The Invesco S&P 500 Equal Weight Consumer Discretionary ETF (Fund) is based on the S&P 500 Equal Weight Consumer Discretionary Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the consumer discretionary sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Consumer Staples ETF	RHS	Invesco	46137V373	US46137V3731	1 Nov 2006	0.40 %	Equities (Stocks)	Not Applicable	S&P Equal Weight Consumer Staples Index
The Invesco S&P 500 Equal Weight Consumer Staples ETF (Fund) is based on the S&P 500 Equal Weight Consumer Staples Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the consumer staples sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Energy ETF	RYE	Invesco	46137V365	US46137V3657	1 Nov 2006	0.40 %	Equities (Stocks)	Not Applicable	S&P Equal Weight Energy Index
The Invesco S&P 500 Equal Weight Energy ETF (Fund) is based on the S&P 500 Equal Weight Energy Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the energy sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Financials ETF	RYF	Invesco	46137V340	US46137V3400	1 Nov 2006	0.40 %	Equities (Stocks)	Not Applicable	S&P Equal Weight Financials Index
The Invesco S&P 500 Equal Weight Financials ETF (Fund) is based on the S&P 500 Equal Weight Financials Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the financials sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Health Care ETF	RYH	Invesco	46137V332	US46137V3327	1 Nov 2006	0.40 %	Equities (Stocks)	Not Applicable	S&P Equal Weight Healthcare Index
The Invesco S&P 500 Equal Weight Health Care ETF (Fund) is based on the S&P 500 Equal Weight Health Care Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the health care sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Industrials ETF	RGI	Invesco	46137V324	US46137V3244	1 Nov 2006	0.40 %	Equities (Stocks)	Not Applicable	S&P Equal Weight Industrials Index
The Invesco S&P 500 Equal Weight Industrials ETF (Fund) is based on the S&P 500 Equal Weight Industrials Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the industrials sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Materials ETF	RTM	Invesco	46137V316	US46137V3160	1 Nov 2006	0.40 %	Equities (Stocks)	Not Applicable	S&P Equal Weight Materials Index
The Invesco S&P 500 Equal Weight Materials ETF (Fund) is based on the S&P 500 Equal Weight Materials Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index equally weights stocks in the materials sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Technology ETF	RYT	Invesco	46137V282	US46137V2824	1 Nov 2006	0.40 %	Equities (Stocks)	Not Applicable	S&P Equal Weight Technology Index
The Invesco S&P 500 Equal Weight Technology ETF (Fund) is based on the S&P 500 Equal Weight Information Technology Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index equally weights stocks in the information technology sector of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P 500 Equal Weight Utilities ETF	RYU	Invesco	46137V274	US46137V2741	1 Nov 2006	0.40 %	Equities (Stocks)	Not Applicable	S&P Equal Weight Utilities Index
The Invesco S&P 500 Equal Weight Utilities ETF (Fund) is based on the S&P 500 Equal Weight Telecommunication Services & Utilities Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index equally weights stocks found in the utilities and telecommunication services sectors of the S&P 500 Index. The Fund and the Index are rebalanced quarterly.
Vanguard High Dividend Yield ETF	VYM	Vanguard	921946406	US9219464065	10 Nov 2006	0.06 %	Equities (Stocks)	Not Applicable	FTSE High Dividend Yield Index
Seeks to track the performance of the FTSE High Dividend Yield Index which measures the investment return of common stocks of companies characterized by high dividend yields. Provides a convenient way to track the performance of stocks with histories of above-average dividend yields. Follows a passively managed full-replication approach.
iShares MSCI KLD 400 Social ETF	DSI	Blackrock (iShares)	464288570	US4642885705	14 Nov 2006	0.25 %	Equities (Stocks)	Not Applicable	MSCI KLD 400 Social Index
The iShares MSCI KLD 400 Social Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI KLD 400 Social Index.
Invesco Financial Preferred ETF	PGF	Invesco	46137V621	US46137V6213	1 Dec 2006	0.62 %	Other Asset Types	Preferred Stock	Wells Fargo Hybrid and Preferred Securities Financial Index
The Invesco Financial Preferred ETF (Fund) is based on the Wells Fargo Hybrid and Preferred Securities Financial Index (WHPSF Index). The Fund generally will invest at least 90% of its total assets in preferred securities of financial institutions that comprise the Index. The Index is a market capitalization weighted index designed to track the performance of preferred securities traded in the US market by financial institutions. The Index is composed of preferred securities with either fixed or floating rate dividends issued by financial institutions that have received an industrial sector classification of "financial" from the Bloomberg Professional Service. The Fund and the Index are rebalanced and reconstituted monthly.
Invesco S&P MidCap Momentum ETF	XMMO	Invesco	46137V464	US46137V4648	3 Mar 2005	0.39 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Momentum Index
The Invesco S&P MidCap Momentum ETF (Fund) is based on the S&P Midcap 400 Momentum Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is composed of securities with 80 securities in the S&P Midcap 400 Index having the highest momentum scores, which are computed by measuring the upward price movements of each security as compared to other eligible stocks within the S&P Midcap 400 Index.
Invesco S&P SmallCap Momentum ETF	XSMO	Invesco	46137V498	US46137V4986	3 Mar 2005	0.39 %	Equities (Stocks)	Not Applicable	S&P Smallcap 600 Momentum Index
The Invesco S&P SmallCap Momentum ETF (Fund) is based on the S&P Smallcap 600 Momentum Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is composed of securities 120 securities in the S&P SmallCap 600 Index having the highest momentum scores, calculated pursuant to the index methodology. which are computed by measuring the upward price movements of each security as compared to other eligible stocks within the S&P Midcap 600 Index.
Invesco S&P MidCap Value with Momentum ETF	XMVM	Invesco	46137V456	US46137V4564	3 Mar 2005	0.39 %	Equities (Stocks)	Not Applicable	S&P 400 High Momentum Value Index
The Invesco S&P MidCap Value with Momentum ETF (Fund) is based on the S&P 400 High Momentum Value Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is composed of 120 securities in the S&P SmallCap 600 Index having the highest "value scores" and "momentum scores," calculated pursuant to the index methodology. Index constituents are weighted by their value scores; securities with higher value scores receive relatively greater weights.
Invesco S&P SmallCap Value with Momentum ETF	XSVM	Invesco	46137V480	US46137V4804	3 Mar 2005	0.39 %	Equities (Stocks)	Not Applicable	S&P 600 High Momentum Value Index
The Invesco S&P SmallCap Value with Momentum ETF (Fund) is based on the S&P 600 High Momentum Value Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is composed of 120 securities in the S&P SmallCap 600 Index having the highest "value scores" and "momentum scores," calculated pursuant to the index methodology. Index constituents are weighted by their value scores; securities with higher value scores receive relatively greater weights.
Invesco S&P MidCap Quality ETF	XMHQ	Invesco	46137V472	US46137V4721	1 Dec 2006	0.25 %	Equities (Stocks)	Not Applicable	S&P MidCap 400 Quality Index
The Invesco S&P MidCap Quality ETF (Fund) is based on the S&P MidCap 400 Quality Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is a modified market capitalization weighted index that holds approximately 80 securities in the S&P Midcap 400 Index that have the highest quality scores, which are computed based on a composite of three proprietary factors.
Invesco S&P 100 Equal Weight ETF	EQWL	Invesco	46137V449	US46137V4499	1 Dec 2006	0.25 %	Equities (Stocks)	Not Applicable	S&P 100 Equal Weight Index
The Invesco S&P 100 Equal Weight ETF (Fund) is based on the S&P 100 Equal Weight Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is an equal-weight version of the S&P 100 Index.
First Trust Total US Market AlphaDEX ETF	TUSA	First Trust	33733E708	US33733E7085	5 Dec 2006	0.70 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Total US Market Index
The First Trust Total US Market AlphaDEX ETF is an exchange-traded index fund. The objective of the Fund is to seek investment results that correspond generally to the price and yield (before the Funds fees and expenses) of an equity index called the NASDAQ AlphaDEX Total US Market Index. The NASDAQ AlphaDEX Total US Market Index is an "enhanced" index created and administered by The NASDAQ OMX Group, Inc. ("NASDAQ") which employs the AlphaDEX stock selection methodology to select stocks that meet certain criteria from three indices - the NASDAQ US Large Cap Index, the NASDAQ US Mid Cap Index and the NASDAQ US Small Cap Index.
SPDR Dow Jones International Real Estate ETF	RWX	State Street (SPDR)	78463X863	US78463X8636	15 Dec 2006	0.59 %	Equities (Stocks)	Not Applicable	Dow Jones Global ex-U.S. Select Real Estate Securities Index
The SPDR Dow Jones International Real Estate ETF before expenses seeks to closely match the returns and characteristics of the total return performance of the Dow Jones Global ex-U.S. Select Real Estate Securities Index (ticker: DWXRSN) an equity index based upon the global (ex-US) real estate market. Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
Invesco S&P Spin-Off ETF	CSD	Invesco	46137V159	US46137V1594	15 Dec 2006	0.62 %	Equities (Stocks)	Not Applicable	S&P U.S. Spin-Off Index
The Invesco S&P Spin-Off ETF (Fund) is based on the S&P U.S. Spin-Off Index (Index). The Fund will invest at least 80% of its total assets in securities and depositary receipts that comprise the Index. The Index is composed of companies that have been spun off from larger corporations within the past four years. The Index is computed using the gross total return, which reflects dividends paid. The Fund and the Index are rebalanced monthly.
Invesco Defensive Equity ETF	DEF	Invesco	46138J775	US46138J7752	15 Dec 2006	0.59 %	Equities (Stocks)	Not Applicable	Guggenheim Defensive Equity Index
The Invesco Defensive Equity ETF (Fund) is based on the Invesco Defensive Equity Index (Index). The Fund will invest at least 80% of its total assets in securities that comprise the Index. The Index is designed to provide exposure to securities of large-cap US issuers. The Index uses a rules-based approach to select companies that potentially have superior risk-return profiles during periods of stock market weakness while still offering the potential for gains during periods of market strength. The Index is computed using the gross total return, which reflects dividends paid. The Fund and the Index are rebalanced quarterly.
Invesco BuyBack Achievers ETF	PKW	Invesco	46137V308	US46137V3087	20 Dec 2006	0.62 %	Equities (Stocks)	Not Applicable	Share BuyBack Achievers Index
The Invesco BuyBack Achievers, ETF (Fund) is based on the NASDAQ US BuyBack Achievers, Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to track the performance of companies that meet the requirements to be classified as BuyBack Achievers,. The NASDAQ US BuyBack Achievers Index is comprised of US securities issued by corporations that have effected a net reduction in shares outstanding of 5% or more in the trailing 12 months. The Fund and the Index are reconstituted annually in January and rebalanced quarterly in January, April, July and October
iShares 3-7 Year Treasury Bond ETF	IEI	Blackrock (iShares)	464288661	US4642886612	5 Jan 2007	0.15 %	Bonds	Not Applicable	ICE U.S. Treasury 3-7 Year Bond Index
The iShares Barclays 3-7 Year Treasury Bond Fund seeks results that correspond generally to the price and yield performance before fees and expense of the intermediate sector of the United States Treasury market as defined by the ICE U.S. Treasury 3-7 Year Bond Index. The ICE U.S. Treasury 3-7 Year Bond Index is part of a series of indices intended to assess U.S. Treasury issued debt. Only U.S. dollar denominated, fixed rate securities with minimum term to maturity greater than three years and less than or equal to seven years are included.
iShares 10-20 Year Treasury Bond ETF	TLH	Blackrock (iShares)	464288653	US4642886539	5 Jan 2007	0.15 %	Bonds	Not Applicable	ICE US Treasury 10-20 Year Index
The iShares 10-20 Year Treasury Bond ETF seeks to track the investment results of an index composed of U.S. Treasury bonds with remaining maturities between ten and twenty years.
iShares Short Treasury Bond ETF	SHV	Blackrock (iShares)	464288679	US4642886794	5 Jan 2007	0.15 %	Bonds	Not Applicable	ICE US Treasury Short Term Index
The iShares Short Treasury Bond ETF seeks to track the investment results of an index composed of U.S. Treasury bonds with remaining maturities between one month and one year. Exposure to U.S. Treasury bonds that mature in less than 1 year.
iShares Government/Credit Bond ETF	GBF	Blackrock (iShares)	464288596	US4642885960	5 Jan 2007	0.20 %	Bonds	Not Applicable	Bloomberg Barclays U.S. Government/Credit Bond Index
The iShares Barclays Government/Credit Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the U.S. government and investment grade U.S corporate securities of the U.S. bond market as defined by the Barclays Capital U.S. Government/Credit Bond Index.
iShares Intermediate Government/Credit Bond ETF	GVI	Blackrock (iShares)	464288612	US4642886125	5 Jan 2007	0.20 %	Bonds	Not Applicable	Bloomberg Barclays U.S. Intermediate Government/Credit Bond Index
The iShares Barclays Intermediate Government/Credit Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the investment grade credit sector of the United States bond market and the total United States Treasury market as defined by the Barclays Capital U.S. Intermediate Government/Credit Bond Index.
iShares Intermediate-Term Corporate Bond ETF	IGIB	Blackrock (iShares)	464288638	US4642886380	5 Jan 2007	0.06 %	Bonds	Not Applicable	ICE BofAML 5-10 Year US Corporate Index
The iShares Intermediate-Term Corporate Bond ETF seeks to track the investment results of an index composed of U.S. dollar-denominated investment-grade corporate bonds with remaining maturities between five and ten years.
iShares Broad USD Investment Grade Corporate Bond ETF	USIG	Blackrock (iShares)	464288620	US4642886208	5 Jan 2007	0.06 %	Bonds	Not Applicable	ICE BofAML US Corporate Index
The iShares Broad USD Investment Grade Corporate Bond ETF seeks to track the investment results of an index composed of U.S. dollar-denominated investment-grade corporate bonds.
iShares Short-Term Corporate Bond ETF	IGSB	Blackrock (iShares)	464288646	US4642886463	5 Jan 2007	0.06 %	Bonds	Not Applicable	ICE BofAML 1-5 Year US Corporate Index
The iShares Short-Term Corporate Bond ETF seeks to track the investment results of an index composed of U.S. dollar-denominated investment-grade corporate bonds with remaining maturities between one and five years.
Invesco DB Precious Metals Fund	DBP	Invesco	46140H502	US46140H5028	5 Jan 2007	0.78 %	Commodities & Metals	Not Applicable	Deutsche Bank Liquid Commodity Index - Optimum Yield Precious Metals
The Invesco DB Precious Metals Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Precious Metals Index Excess Return, (DBIQ Opt Yield Precious Metals Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on two of the most important precious metals gold and silver. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco DB Gold Fund	DGL	Invesco	46140H601	US46140H6018	5 Jan 2007	0.78 %	Commodities & Metals	Not Applicable	Deutsche Bank Liquid Commodity Index - Optimum Yield Gold Excess Return
The Invesco DB Gold Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Gold Index Excess Return, (DBIQ Opt Yield Gold Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on gold. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco DB Base Metals Fund	DBB	Invesco	46140H700	US46140H7008	5 Jan 2007	0.80 %	Commodities & Metals	Not Applicable	Deutsche Bank Liquid Commodity Index Optimum Yield Industrial Metals Excess Return
The Invesco DB Base Metals Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Industrial Metals Index Excess Return, (DBIQ Opt Yield Industrial Metals Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on some of the most liquid and widely used base metals aluminum, zinc and copper (grade A). You cannot invest directly in the Index. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco DB Oil Fund	DBO	Invesco	46140H403	US46140H4039	5 Jan 2007	0.78 %	Commodities & Metals	Not Applicable	Deutsche Bank Liquid Commodity Index - Optimum Yield Oil Excess Return
The Invesco DB Oil Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Crude Oil Index Excess Return, (DBIQ Opt Yield Crude Oil Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on light sweet crude oil (WTI). You cannot invest directly in the Index. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco DB Silver Fund	DBS	Invesco	46140H205	US46140H2058	5 Jan 2007	0.79 %	Commodities & Metals	Not Applicable	Deutsche Bank Liquid Commodity Index - Optimum Yield Silver Excess Return
The Invesco DB Silver Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Silver Index Excess Return, (DBIQ Opt Yield Silver Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on silver.
Invesco DB Energy Fund	DBE	Invesco	46140H304	US46140H3049	5 Jan 2007	0.78 %	Commodities & Metals	Not Applicable	Deutsche Bank Liquid Commodity Index-Optimum Yield Energy Excess Return
The Invesco DB Energy Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Energy Index Excess Return, (DBIQ Opt Yield Energy Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on some of the most heavily traded energy commodities in the world light sweet crude oil (WTI), heating oil, Brent crude oil, RBOB gasoline and natural gas. You cannot invest directly in the Index. The Fund and the Index are rebalanced and reconstituted annually in November.
Invesco DB Agriculture Fund	DBA	Invesco	46140H106	US46140H1068	5 Jan 2007	0.89 %	Commodities & Metals	Not Applicable	Deutsche Bank Liquid Commodity Index Diversified Agriculture Excess Return
The Invesco DB Agriculture Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Diversified Agriculture Index Excess Return, (DBIQ Diversified Agriculture Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost-effective and convenient way to invest in commodity futures. The Index is a rules-based index composed of futures contracts on some of the most liquid and widely traded agricultural commodities. You cannot invest directly in the Index. The Fund and the Index are rebalanced and reconstituted annually in November.
SPDR MSCI ACWI ex-US ETF	CWI	State Street (SPDR)	78463X848	US78463X8487	10 Jan 2007	0.30 %	Equities (Stocks)	Not Applicable	MSCI ACWI ex-US Index
The SPDR MSCI ACWI ex-US ETF before expenses seeks to closely match the returns and characteristics of the total return performance of the MSCI ACWI ex USA Index (ticker: NDUEACWZ)
ProShares Ultra Russell2000	UWM	ProShares	74347R842	US74347R8429	23 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Russell 2000 Index
ProShares Ultra Russell2000 seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Russell 2000 Index.
ProShares Ultra SmallCap600	SAA	ProShares	74347R818	US74347R8189	23 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Index
ProShares Ultra SmallCap600 seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the S&P SmallCap 600 Index.
ProShares Short SmallCap600	SBB	ProShares	74348A376	US74348A3766	23 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Index
ProShares Short SmallCap600 seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the S&P SmallCap 600 Index.
ProShares UltraShort SmallCap600	SDD	ProShares	74348A327	US74348A3279	23 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Index
ProShares UltraShort SmallCap600 seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the S&P SmallCap 600 Index.
ProShares Short Russell2000	RWM	ProShares	74348A210	US74348A2107	23 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Russell 2000 Index
ProShares Short Russell2000 seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the Russell 2000 Index.
ProShares UltraShort Russell2000	TWM	ProShares	74348A319	US74348A3196	23 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Russell 2000 Index
ProShares UltraShort Russell2000 seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Russell 2000 Index.
SPDR S&P Global Infrastructure ETF	GII	State Street (SPDR)	78463X855	US78463X8552	25 Jan 2007	0.40 %	Equities (Stocks)	Not Applicable	S&P Global Infrastructure Index
The SPDR FTSE/Macquarie Global Infrastructure 100 ETF before expenses seeks to closely match the returns and characteristics of the total return performance of the Macquarie Global Infrastructure 100 Index (ticker: MCGIGIDT) an equity index based upon the global infrastructure industry market. Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
ProShares UltraShort Consumer Services	SCC	ProShares	74348A236	US74348A2362	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Consumer Services Index
ProShares Ultra Consumer Services seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Consumer Services Index.
ProShares Ultra Consumer Services	UCC	ProShares	74347R750	US74347R7504	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Consumer Services Index
ProShares Ultra Consumer Services seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Consumer Services Index.
ProShares UltraShort Consumer Goods	SZK	ProShares	74347R115	US74347R1150	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Consumer Goods Index
ProShares UltraShort Consumer Goods seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Consumer Goods Index.
ProShares Ultra Consumer Goods	UGE	ProShares	74347R768	US74347R7686	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Consumer Goods Index
ProShares Ultra Consumer Goods seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Consumer Goods Index.
ProShares UltraShort Oil & Gas	DUG	ProShares	74348A525	US74348A5258	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Oil & Gas Index
ProShares UltraShort Oil & Gas seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Oil & Gas Index
ProShares Ultra Oil & Gas	DIG	ProShares	74347R719	US74347R7199	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Oil & Gas Index
ProShares Ultra Oil & Gas seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Oil & Gas Index
ProShares Ultra Financials	UYG	ProShares	74347X633	US74347X6334	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Financial Sector Index
ProShares Ultra Financials seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Financials Index.
ProShares Ultra Real Estate	URE	ProShares	74347X625	US74347X6250	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Real Estate Index
ProShares Ultra Real Estate seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Real Estate Index.
ProShares UltraShort Real Estate	SRS	ProShares	74348A244	US74348A2446	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Real Estate Index
ProShares UltraShort Real Estate seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Real Estate Index.
ProShares Ultra Health Care	RXL	ProShares	74347R735	US74347R7355	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Healthcare Index
ProShares Ultra Health Care seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Health Care Index.
ProShares UltraShort Health Care	RXD	ProShares	74348A228	US74348A2289	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Healthcare Index
ProShares UltraShort Health Care seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Health Care Index.
ProShares UltraShort Industrials	SIJ	ProShares	74348A368	US74348A3683	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Industrial Index
ProShares Ultra Short Industrials seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Industrials Index.
ProShares Ultra Industrials	UXI	ProShares	74347R727	US74347R7272	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Industrial Index
ProShares Ultra Industrials seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Industrials Index.
ProShares UltraShort Basic Materials	SMN	ProShares	74347B177	US74347B1778	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Basic Materials Sector Index
ProShares UltraShort Basic Materials seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Basic Materials Index.
ProShares Ultra Basic Materials	UYM	ProShares	74347R776	US74347R7769	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Basic Materials Sector Index
ProShares Ultra Basic Materials seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Basic Materials Index.
ProShares Ultra Technology	ROM	ProShares	74347R693	US74347R6936	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Technology Sector Index
ProShares Ultra Technology seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Technology Index.
ProShares UltraShort Technology	REW	ProShares	74347G101	US74347G1013	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Technology Sector Index
ProShares UltraShort Technology seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Technology Index
ProShares Ultra Semiconductors	USD	ProShares	74347R669	US74347R6696	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones U.S. Semiconductors Index
ProShares Ultra Semiconductors seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Semiconductors Index.
ProShares UltraShort Semiconductors	SSG	ProShares	74347G200	US74347G2003	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones U.S. Semiconductors Index
ProShares UltraShort Semiconductors seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Semiconductors Index.
ProShares Ultra Utilities	UPW	ProShares	74347R685	US74347R6852	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Utilities Sector Index
ProShares Ultra Utilities seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Utilities Index.
ProShares UltraShort Utilities	SDP	ProShares	74347B722	US74347B7221	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Utilities Sector Index
ProShares UltraShort Utilities seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Utilities Index.
First Trust NASDAQ Clean Edge Green Energy Index Fund	QCLN	First Trust	33733E500	US33733E5006	8 Feb 2007	0.60 %	Equities (Stocks)	Not Applicable	NASDAQ Clean Edge Green Energy Index
The First Trust NASDAQ Clean Edge Green Energy Index Fund is an exchange-traded index fund. The objective of the Fund is to seek investment results that correspond generally to the price and yield (before the Funds fees and expenses) of an equity index called the NASDAQ Clean Edge Green Energy Index.
First Trust NASDAQ 100 Ex-Technology Sector IndexSM Fund	QQXT	First Trust	33733E401	US33733E4017	8 Feb 2007	0.60 %	Equities (Stocks)	Not Applicable	NASDAQ-100 Ex-Tech Sector Index
The First Trust NASDAQ-100 Ex-Technology Sector Index Fund is an exchange-traded index fund. The objective of the Fund is to seek investment results that correspond generally to the price and yield (before the Funds fees and expenses) of an equity index called the NASDAQ-100 Ex-Tech Sector Index.
Invesco CurrencyShares Japanese Yen Trust	FXY	Invesco	46138W107	US46138W1071	12 Feb 2007	0.40 %	Currency	Not Applicable	Japanese Yen
The Invesco CurrencyShares Japanese Yen Trust (the "trust") is designed to track the price of the Japanese yen, and trades under the ticker symbol FXY. The Japanese yen is the national currency of Japan and the currency of the accounts of the Bank of Japan, the Japanese central bank. The Fund is rebalanced quarterly.
Invesco DB US Dollar Index Bullish Fund	UUP	Invesco	46141D203	US46141D2036	20 Feb 2007	0.79 %	Currency	Not Applicable	Deutsche Bank Long US Dollar Index
The Invesco DB US Dollar Index Bullish Fund (Symbol: UUP) seeks to track changes, whether positive or negative, in the level of the Deutsche Bank Long USD Currency Portfolio Index - Excess ReturnTM (DB Long USD Currency Portfolio Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost effective and convenient way to track the value of the U.S. dollar relative to a basket of the six major world currencies - the euro, Japanese yen, British pound, Canadian dollar, Swedish krona and Swiss franc (collectively, the "Basket Currencies"). The Index is a rules-based index composed solely of long U.S. Dollar Index futures contracts that trade on the ICE futures exchange (USDX futures contracts). The USDX futures contract is designed to replicate the performance of being long the U.S. dollar against the Basket Currencies.
Invesco DB US Dollar Index Bearish Fund	UDN	Invesco	46141D104	US46141D1046	20 Feb 2007	0.80 %	Currency	Not Applicable	Deutsche Bank Short US Dollar Index (USDX) Futures Index
The Invesco DB US Dollar Index Bearish Fund (Symbol: UDN) seeks to track changes, whether positive or negative, in the level of the Deutsche Bank Short USD Currency Portfolio Index - Excess Return, (DB Short USD Currency Portfolio Index ER) plus the interest income from the Funds holdings of primarily US Treasury securities and money market income less the Funds expenses. The Fund is designed for investors who want a cost effective and convenient way to track the value of the U.S. dollar relative to a basket of the six major world currencies the euro, Japanese yen, British pound, Canadian dollar, Swedish krona and Swiss franc (collectively, the "Basket Currencies"). The Index is a rules-based index composed solely of short U.S. Dollar Index futures contracts that trade on the ICE futures exchange (USDX futures contracts). The USDX futures contract is designed to replicate the performance of being short the U.S. dollar against the Basket Currencies.
ProShares UltraShort Financials	SKF	ProShares	74347B748	US74347B7486	30 Jan 2007	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Financial Sector Index
ProShares UltraShort Financials seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Financials Index.
WisdomTree U.S. Earnings 500 Fund	EPS	Wisdom Tree	97717W588	US97717W5884	23 Feb 2007	0.08 %	Equities (Stocks)	Not Applicable	WisdomTree U.S. Earnings 500 Index
The WisdomTree U.S. Earnings 500 Index is a fundamentally weighted index that measures the performance of earnings-generating companies within the large-capitalization segment of the U.S. Stock Market. Companies in the index are incorporated and listed in the U.S and have generated positive cumulative earnings over their most recent four fiscal quarters prior to the index measurement date. The index is comprised of the 500 largest companies ranked by market capitalization in the WisdomTree U.S. Earnings Index. The index is earnings-weighted in December of each year to reflect the proportionate share of the aggregate earnings each component company has generated. Companies with greater earnings generally have larger weights in the index.
WisdomTree U.S. Total Earnings Fund	EXT	Wisdom Tree	97717W596	US97717W5967	23 Feb 2007	0.28 %	Equities (Stocks)	Not Applicable	WisdomTree U.S. Earnings Index
The WisdomTree U.S. Earnings Index is a fundamentally weighted index that measures the performance of earnings-generating companies within the broad U.S. Stock Market. Companies in the index are incorporated and listed in the U.S and have generated positive cumulative earnings over their most recent four fiscal quarters prior to the index measurement date. The index is earnings-weighted in December to reflect the proportionate share of the aggregate earnings each component company has generated. Companies with greater earnings generally have larger weights in the index.
WisdomTree U.S. Quality Shareholder Yield Fund	QSY	Wisdom Tree	97717W547	US97717W5470	23 Feb 2007	0.38 %	Equities (Stocks)	Not Applicable	WisdomTree U.S. LargeCap Value Index
The WisdomTree U.S. Quality Shareholder Yield Fund seeks income and capital appreciation by investing primarily in U.S. equity securities that provide a high total shareholder yield with favorable relative quality characteristics. The WisdomTree U.S. LargeCap Value Index is a fundamentally weighted index that measures the performance of large-cap value companies. The Index consists of U.S. companies that have positive cumulative earnings over the past four fiscal quarters and that meet WisdomTree s requirements as of the Index measurement date. WisdomTree Investments uses "Core Earnings", computed by Standard & Poor s, as the weighting metric. Core Earnings is a standardized calculation of earnings developed by Standard & Poor s designed to include expenses, incomes and activities that reflect the actual profitability of an enterprises ongoing operations. WisdomTree creates a "value" score for each company based on the company s Price to Earnings Ratio, Price to Sales Ratio, and Price to Book Value and 1-year change in stock price. Companies are weighted in the Index annually based on earnings.
WisdomTree U.S. SmallCap Earnings Fund	EES	Wisdom Tree	97717W562	US97717W5629	23 Feb 2007	0.38 %	Equities (Stocks)	Not Applicable	WisdomTree U.S. SmallCap Earnings Index
The WisdomTree U.S. SmallCap Earnings Index is a fundamentally weighted index that measures the performance of earnings-generating companies within the small-capitalization segment of the U.S. Stock Market. The index is comprised of the companies in the bottom 25% of the market capitalization of the WisdomTree U.S. Earnings Index after the 500 largest companies have been removed. Companies must be incorporated and listed in the U.S. and have generated positive cumulative earnings over their most recent four fiscal quarters prior to the index measurement date. The index is earnings-weighted in December to reflect the proportionate share of the aggregate earnings each component company has generated. Companies with greater earnings generally have larger weights in the index.
WisdomTree U.S. MidCap Earnings Fund	EZM	Wisdom Tree	97717W570	US97717W5702	23 Feb 2007	0.38 %	Equities (Stocks)	Not Applicable	WisdomTree U.S. MidCap Earnings Index
The WisdomTree U.S. MidCap Earnings Index is a fundamentally weighted index that measures the performance of earnings-generating companies within the mid-capitalization segment of the U.S. Stock Market. The index is comprised of the companies in the top 75% of the market capitalization of the WisdomTree U.S. Earnings Index after the 500 largest companies have been removed. Companies in the index are incorporated and listed in the U.S. and have generated positive cumulative earnings over their most recent four fiscal quarters prior to the index measurement date. The index is earnings-weighted in December of each year to reflect the proportionate share of the aggregate earnings each component company has generated. Companies with greater earnings generally have larger weights in the index.
Invesco DWA Momentum ETF	PDP	Invesco	46137V837	US46137V8375	1 Mar 2007	0.62 %	Equities (Stocks)	Not Applicable	Dorsey Wright Technical Leaders Index
The Invesco DWA Momentum ETF (Fund) is based on the Dorsey Wright Technical Leaders Index (DWA Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index includes approximately 100 US companies from the NASDAQ US Benchmark Index. The Index is constructed pursuant to Dorsey, Wright & Associates, LLCs proprietary methodology that is designed to identify companies that demonstrate powerful relative strength characteristics. Relative strength is the measurement of a security s performance in a given universe over time as compared to the performance of all other securities in that universe. The Fund and the Index are rebalanced and reconstituted quarterly.
Vanguard FTSE All-World ex-US ETF	VEU	Vanguard	922042775	US9220427754	2 Mar 2007	0.08 %	Equities (Stocks)	Not Applicable	FTSE All-World ex US Index
Seeks to track the performance of the FTSE All-World ex US Index. Provides a convenient way to get broad exposure across developed and emerging non-U.S. equity markets around the world. Passively managed using index sampling.
iShares MBS ETF	MBB	Blackrock (iShares)	464288588	US4642885887	13 Mar 2007	0.07 %	Bonds	Not Applicable	Bloomberg Barclays US Mortgage Backed Securities Index
The iShares Barclays MBS Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the investment grade agency mortgage-backed securities sector of the United States as defined by the Barclays Capital U.S. MBS Index.
SPDR S&P China ETF	GXC	State Street (SPDR)	78463X400	US78463X4007	19 Mar 2007	0.59 %	Equities (Stocks)	Not Applicable	S&P China BMI Index
The SPDR S&P China ETF before expenses seeks to closely match the returns and characteristics of the total return performance of the S&P China BMI Index (ticker: STBCCNU).
SPDR Portfolio Emerging Markets ETF	SPEM	State Street (SPDR)	78463X509	US78463X5095	19 Mar 2007	0.11 %	Equities (Stocks)	Not Applicable	S&P Emerging BMI Index
The SPDR Portfolio Emerging Markets ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Emerging BMI Index (the "Index"). The S&P Emerging BMI Index is a market capitalization weighted index designed to define and measure the investable universe of publicly traded companies domiciled in emerging markets. The Index component securities are a subset, based on region, of component securities included in the S&P Global BMI (Broad Market Index) ("Global Equity Index"). The Global Equity Index is a comprehensive, float-weighted, rules-based benchmark that is readily divisible and customizable. The Index is "float-adjusted," meaning that only those shares publicly available to investors are included in the Index calculation.
SPDR S&P Emerging Asia Pacific ETF	GMF	State Street (SPDR)	78463X301	US78463X3017	19 Mar 2007	0.49 %	Equities (Stocks)	Not Applicable	S&P Emerging Asia Pacific Index
The SPDR S&P Emerging Asia Pacific ETF before expenses seeks to closely match the returns and characteristics of the total return performance of the S&P Asia Pacific Emerging BMI Index (ticker: STBMAEU).
iShares US Preferred Stock ETF	PFF	Blackrock (iShares)	464288687	US4642886877	26 Mar 2007	0.46 %	Other Asset Types	Preferred Stock	S&P U.S. Preferred Stock Index
The iShares S&P U.S. Preferred Stock Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P U.S. Preferred Stock Index.
Invesco Zacks Mid-Cap ETF	CZA	Invesco	46137Y401	US46137Y4017	2 Apr 2007	0.76 %	Equities (Stocks)	Not Applicable	Zacks Mid-Cap Core Index
The PowerShares Zacks Mid-Cap Portfolio (Fund) is based on the Zacks Mid-Cap Core Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index selects securities from a universe of mid-capitalization securities, including master limited partnerships (MLPs) and American depositary receipts (ADRs)and business development companies (BDCs). The Fund and the Index are rebalanced quarterly.
Vanguard Long-Term Bond ETF	BLV	Vanguard	921937793	US9219377937	3 Apr 2007	0.07 %	Bonds	Not Applicable	Barclays Capital U.S. Long Government/Credit Float Adjusted Index
Seeks to track the performance of the Barclays Capital U.S. Long Government/Credit Float Adjusted Index. Exchange-traded share class. Passively managed using index sampling. Diversified exposure to the long-term investment-grade U.S. bond market. Provides high current income with high credit quality.
Vanguard Intermediate-Term Bond ETF	BIV	Vanguard	921937819	US9219378190	3 Apr 2007	0.07 %	Bonds	Not Applicable	Barclays Capital U.S. 5 10 Year Government/Credit Float Adjusted Index
Seeks to track the investment return of the Barclays Capital U.S. 5 10 Year Government/Credit Float Adjusted Index a market-weighted bond index that covers investment-grade bonds with a dollar-weighted average maturity of 5 to 10 years. Invests in U.S. government high-quality (investment grade) corporate and investment-grade international dollar-denominated bonds. Passively managed using index sampling.
Vanguard Total Bond Market ETF	BND	Vanguard	921937835	US9219378356	3 Apr 2007	0.04 %	Bonds	Not Applicable	Barclays Capital U.S. Aggregate Float Adjusted Index
Invests in more than 3000 bonds representative of the broad U.S. investment-grade market. Goal is to keep pace with U.S. bond market returns. Offers relatively high potential for investment income; share value tends to rise and fall modestly. More appropriate for medium- or long-term goals where you re looking for a reliable income stream. Appropriate for diversifying the risks of stocks in a portfolio.
Vanguard Short-Term Bond ETF	BSV	Vanguard	921937827	US9219378273	3 Apr 2007	0.07 %	Bonds	Not Applicable	Barclays Capital U.S. 1 5 Year Government/Credit Float Adjusted Index
Seeks to track the performance of the Barclays Capital U.S. 1 5 Year Government/Credit Float Adjusted Index a market-weighted bond index that covers investment-grade bonds with a dollar-weighted average maturity of 1 to 5 years. Invests in U.S. government high-quality (investment-grade) corporate and investment-grade international dollar-denominated bonds. Follows a passively managed index sampling approach.
iShares iBoxx $ High Yield Corporate Bond ETF	HYG	Blackrock (iShares)	464288513	US4642885135	4 Apr 2007	0.49 %	Bonds	Not Applicable	iBoxx $ Liquid High Yield Index
The iShares iBoxx $ High Yield Corporate Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the iBoxx $ Liquid High Yield Index a corporate bond market index compiled by the International Index Company Limited.
United States Natural Gas Fund LP	UNG	United States Commodity Funds	912318300	US9123183009	18 Apr 2007	1.29 %	Commodities & Metals	Not Applicable	Natural Gas - NYMEX traded near month futures
The investment objective of UNG is for the changes in percentage terms of the units net asset value to reflect the changes in percentage terms of the price of natural gas delivered at the Henry Hub Louisiana as measured by the changes in the price of the futures contract on natural gas traded on the New York Mercantile Exchange that is the near month contract to expire except when the near month contract is within two weeks of expiration in which case it will be measured by the futures contract that is the next month contract to expire less UNGs expenses.
SPDR Portfolio Developed World ex-US ETF	SPDW	State Street (SPDR)	78463X889	US78463X8891	20 Apr 2007	0.04 %	Equities (Stocks)	Not Applicable	S&P Developed Ex-U.S. BMI Index
The SPDR Portfolio Developed World ex-US ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Developed Ex-U.S. BMI Index (the "Index"). One of the low cost core SPDR Portfolio ETFs, a suite of portfolio building blocks designed to provide broad, diversified exposure to core asset classes. A low cost ETF that seeks to offer broad exposure to developed international equities outside the United States.
SPDR S&P International Small Cap ETF	GWX	State Street (SPDR)	78463X871	US78463X8719	20 Apr 2007	0.40 %	Equities (Stocks)	Not Applicable	S&P Developed Ex-U.S. Under USD2 Billion
The SPDR S&P International Small Cap ETF before expenses seeks to closely match the returns and characteristics of the total return performance of the S&P Developed Ex-U.S. Under USD2 Billion (ticker: STBMWUU2) an equity index based upon the world (ex-US) small cap composite market. Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
VanEck Vectors Russia ETF	RSX	Van Eck Associates Corporation	92189F403	US92189F4037	24 Apr 2007	0.65 %	Equities (Stocks)	Not Applicable	MVIS Russia Index
VanEck Vectors Russia ETF (RSX) seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the MVIS Russia Index (MVRSXTR), which includes companies that are incorporated in Russia or that generate at least 50% of their revenues (or, where applicable, have at least 50% of their assets) in Russia.
iShares Core U.S. REIT ETF	USRT	Blackrock (iShares)	464288521	US4642885218	1 May 2007	0.08 %	Equities (Stocks)	Not Applicable	FTSE NAREIT Equity REITS Index
The iShares Core U.S. REIT ETF seeks to track the investment results of an index composed of U.S. real estate equities. The FTSE NAREIT US Real Estate Index Series is designed to present investors with a comprehensive family of REIT performance indexes that spans the commercial real estate space across the US economy. The index series provides investors with exposure to all investment and property sectors. In addition, the more narrowly focused property sector and sub-sector indexes provide the facility to concentrate commercial real estate exposure in more selected markets. The FTSE NAREIT All Equity REITs index contains all tax-qualified REITs with more than 50 percent of total assets in qualifying real estate assets other than mortgages secured by real property that also meet minimum size and liquidity criteria.
iShares Residential Real Estate ETF	REZ	Blackrock (iShares)	464288562	US4642885622	1 May 2007	0.48 %	Equities (Stocks)	Not Applicable	FTSE NAREIT All Residential Capped Index
The iShares Residential Real Estate ETF seeks investment results that correspond generally to the price and yield performance before fees and expenses of the FTSE NAREIT All Residential Capped Index.
iShares Mortgage Real Estate Capped ETF	REM	Blackrock (iShares)	46435G342	US46435G3424	1 May 2007	0.48 %	Equities (Stocks)	Not Applicable	FTSE NAREIT All Mortgage Capped Index
The iShares FTSE NAREIT Mortgage Plus Capped Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the FTSE NAREIT All Mortgage Capped Index.
VanEck Vectors Low Carbon Energy ETF	SMOG	Van Eck Associates Corporation	92189F502	US92189F5026	3 May 2007	0.63 %	Equities (Stocks)	Not Applicable	Ardour Global Index
VanEck Vectors Low Carbon Energy ETF seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Ardour Global IndexSM Extra Liquid (AGIXLT). The index is intended to track the overall performance of low carbon energy companies which are those companies primarily engaged in alternative energy which includes power derived principally from bio-fuels (such as ethanol), wind, solar, hydro and geothermal sources and also includes the various technologies that support the production, use and storage of these sources.
First Trust Consumer Discretionary AlphaDEX Fund	FXD	First Trust	33734X101	US33734X1019	8 May 2007	0.64 %	Equities (Stocks)	Not Applicable	StrataQuant Consumer Discretionary Index
The First Trust Consumer Discretionary AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Consumer Discretionary Index.
First Trust Consumer Staples AlphaDEX Fund	FXG	First Trust	33734X119	US33734X1191	8 May 2007	0.64 %	Equities (Stocks)	Not Applicable	StrataQuant Consumer Staples Index
The First Trust Consumer Staples AlphaDEX Fund is an exchange-traded Fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Consumer Staples Index.
First Trust Energy AlphaDEX Fund	FXN	First Trust	33734X127	US33734X1274	8 May 2007	0.63 %	Equities (Stocks)	Not Applicable	StrataQuant Energy Index
The First Trust Energy AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Energy Index
First Trust Natural Gas ETF	FCG	First Trust	33733E807	US33733E8075	8 May 2007	0.60 %	Equities (Stocks)	Not Applicable	ISE- REVERE Natural Gas Index
The First Trust Natural Gas ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before fees and expenses, of an equity index called the ISE-Revere Natural Gas Index. The ISE-Revere Natural Gas Index is comprised of exchange-listed companies that derive a substantial portion of their revenues from the exploration and production of natural gas.
First Trust Financial AlphaDEX Fund	FXO	First Trust	33734X135	US33734X1357	8 May 2007	0.63 %	Equities (Stocks)	Not Applicable	StrataQuant Financials Index
The First Trust Financials AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Financials Index.
First Trust S&P REIT Index Fund	FRI	First Trust	33734G108	US33734G1085	8 May 2007	0.50 %	Equities (Stocks)	Not Applicable	S&P US REIT Index
The First Trust S&P REIT Index Fund is an exchange-traded fund. This exchange-traded fund seeks investment results that correspond generally to the price and yield (before the funds fees and expenses) of an equity index called the S&P United States REIT Index.
First Trust Health Care AlphaDEX Fund	FXH	First Trust	33734X143	US33734X1431	8 May 2007	0.63 %	Equities (Stocks)	Not Applicable	StrataQuant Healthcare Index
The First Trust Health Care AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Health Care Index.
First Trust Industrials/Producer Durables AlphaDEX Fund	FXR	First Trust	33734X150	US33734X1506	8 May 2007	0.62 %	Equities (Stocks)	Not Applicable	StrataQuant Industrials Index
The First Trust Industrials/Producer Durables AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Industrials Index.
First Trust Materials AlphaDEX Fund	FXZ	First Trust	33734X168	US33734X1688	8 May 2007	0.64 %	Equities (Stocks)	Not Applicable	StrataQuant Materials Index
The First Trust Materials AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Materials Index.
First Trust Chindia ETF	FNI	First Trust	33733A102	US33733A1025	8 May 2007	0.59 %	Equities (Stocks)	Not Applicable	ISE Chindia Index
The First Trust Chindia ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the ISE Chindia Index.
First Trust Water ETF	FIW	First Trust	33733B100	US33733B1008	8 May 2007	0.55 %	Equities (Stocks)	Not Applicable	ISE Clean Edge Water Index
The First Trust Water ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before fees and expenses, of an equity index called the ISE Clean Edge Water Index. The ISE Clean Edge Water Index is a modified market capitalization-weighted index comprised of exchange-listed companies that derive a substantial portion of their revenues from the potable and wastewater industry. The Index begins by establishing the total population of stocks in the potable and wastewater industry and eliminates stocks which do not meet the Indexs baseline eligibility requirements. To meet Index eligibility, a stock must satisfy market capitalization, liquidity and weighting concentration requirements. The Index selects the top 36 stocks in the industry by market capitalization.
First Trust MultiCap Growth AlphaDEX Fund	FAD	First Trust	33733F101	US33733F1012	8 May 2007	0.69 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Multi Cap Growth Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Multi Cap Growth Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Multi Cap Growth Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks that meet certain criteria from the three indices NASDAQ US 500 Large Cap Index, NASDAQ US 600 Mid Cap Index and NASDAQ US 700 Small Cap Index. Nasdaq constructs the NASDAQ AlphaDEX Multi Cap Growth Index by ranking the eligible stocks within each index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 187 stocks from the NASDAQ US 500 Large Cap Growth Index, 225 stocks from the NASDAQ US 600 Mid Cap Growth Index and 262 stocks from the NASDAQ US 700 Small Cap Growth Index based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings within their size class and the top ranked quintiles receive a higher weight within the index. The NASDAQ AlphaDEX Multi Cap Growth Index is comprised of the selected stocks in the following weights: the stocks selected from the NASDAQ US 500 Large Cap Growth Index comprise 50%, the stocks selected from the NASDAQ US 600 Mid Cap Growth Index comprise 30%, and the stocks selected from the NASDAQ US 700 Small Cap Growth Index comprise 20%. The index is reconstituted and rebalanced quarterly.
First Trust Multi Cap Value AlphaDEX Fund	FAB	First Trust	33733C108	US33733C1080	8 May 2007	0.71 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Multi Cap Value Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Multi Cap Value Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Multi Cap Value Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks that meet certain criteria from the three indices NASDAQ US 500 Large Cap Index, NASDAQ US 600 Mid Cap Index and NASDAQ US 700 Small Cap Index. Nasdaq constructs the NASDAQ AlphaDEX Multi Cap Value Index by ranking the eligible stocks within each index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 187 stocks from the NASDAQ US 500 Large Cap Value Index, 225 stocks from the NASDAQ US 600 Mid Cap Value Index and 262 stocks from the NASDAQ US 700 Small Cap Value Index based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings within their size class and the top ranked quintiles receive a higher weight within the index. The NASDAQ AlphaDEX Multi Cap Value Index is comprised of the selected stocks in the following weights: the stocks selected from the NASDAQ US 500 Large Cap Value Index comprise 50%, the stocks selected from the NASDAQ US 600 Mid Cap Value Index comprise 30%, and the stocks selected from the NASDAQ US 700 Small Cap Value Index comprise 20%. The index is reconstituted and rebalanced quarterly.
First Trust Small Cap Core AlphaDEX Fund	FYX	First Trust	33734Y109	US33734Y1091	8 May 2007	0.66 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Small Cap Core Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Small Cap Core Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Small Cap Core Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 700 Small Cap Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Small Cap Core Index by ranking the eligible stocks from the NASDAQ US 700 Small Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 525 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
First Trust Mid Cap Core AlphaDEX Fund	FNX	First Trust	33735B108	US33735B1089	8 May 2007	0.62 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Mid Cap Core Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Mid Cap Core Index (the New Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Mid Cap Core Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 600 Mid Cap Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Mid Cap Core Index by ranking the eligible stocks from the NASDAQ US 600 Mid Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 450 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
First Trust Large Cap Growth AlphaDEX Fund	FTC	First Trust	33735K108	US33735K1088	8 May 2007	0.61 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Large Cap Growth Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Large Cap Growth Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Large Cap Growth Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 500 Large Cap Growth Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Large Cap Growth Index by ranking the eligible stocks from the NASDAQ US 500 Large Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 187 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
First Trust Large Cap Value AlphaDEX Fund	FTA	First Trust	33735J101	US33735J1016	8 May 2007	0.62 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Large Cap Value Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Large Cap Value Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Large Cap Value Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 500 Large Cap Value Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Large Cap Value Index by ranking the eligible stocks from the NASDAQ US 500 Large Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 187 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
First Trust Large Cap Core AlphaDEX Fund	FEX	First Trust	33734K109	US33734K1097	8 May 2007	0.61 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Large Cap Core Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Large Cap Core Index(the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology.
First Trust Technology AlphaDEX Fund	FXL	First Trust	33734X176	US33734X1761	8 May 2007	0.63 %	Equities (Stocks)	Not Applicable	StrataQuant Technology Index
The First Trust Technology AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Technology Index.
First Trust Utilities AlphaDEX Fund	FXU	First Trust	33734X184	US33734X1845	8 May 2007	0.63 %	Equities (Stocks)	Not Applicable	StrataQuant Utilities Index
The First Trust Utilities AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the StrataQuant Utilities Index.
Invesco S&P Global Water Index ETF	CGW	Invesco	46138E263	US46138E2634	14 May 2007	0.62 %	Equities (Stocks)	Not Applicable	S&P Global Water Index
The Invesco S&P Global Water Index ETF (Fund) is based on the S&P Global Water Index (Index). The Fund will invest at least 90% of its total assets in stock and American depositary receipts (ADRs) that comprise the Index. The Index is comprised of developed market securities including water utilities, infrastructure, equipment, instruments and materials. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced semiannually.
SPDR Bloomberg Barclays 1-3 Month T-Bill ETF	BIL	State Street (SPDR)	78468R663	US78468R6633	25 May 2007	0.14 %	Bonds	Not Applicable	Bloomberg Barclays 1-3 Month U.S. Treasury Bill Index
The SPDR Bloomberg Barclays 1-3 Month T-Bill ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays 1-3 Month U.S. Treasury Bill Index (the "Index"). Seeks to provide exposure to zero coupon U.S. Treasury securities that have a remaining maturity of 1-3 months. Short duration fixed income is less exposed to fluctuations in interest rates than longer duration securities.
SPDR Portfolio Intermediate Term Treasury ETF	SPTI	State Street (SPDR)	78464A672	US78464A6727	23 May 2007	0.06 %	Bonds	Not Applicable	Bloomberg Barclays 3-10 Year U.S. Treasury Index
The SPDR Portfolio Intermediate Term Treasury ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays 3-10 Year U.S.Treasury Index (the "Index"). The Bloomberg Barclays 3-10 Year U.S. Treasury Index is designed to measure the performance of intermediate term (3-10 years) public obligations of the U.S. Treasury. The Index includes all publicly issued U.S. Treasury securities that have a remaining maturity of greater than or equal to 3 years and less than 10 years, are rated investment grade and have $300 million or more of outstanding face value. In addition, the securities must be denominated in U.S. dollars, fixed rate and non-convertible. Securities excluded from the Index include state and local government series bonds, inflation protected public obligations of the U.S. Treasury, commonly known as "TIPS," floating rate bonds and coupon issues that have been stripped from bonds included in the Index. The Index is market capitalization weighted and the securities in the Index are updated on the last business day of each month.
SPDR Portfolio Long Term Treasury ETF	SPTL	State Street (SPDR)	78464A664	US78464A6644	23 May 2007	0.06 %	Bonds	Not Applicable	Barclays Capital Long U.S. Treasury Index
The SPDR Portfolio Long Term Treasury ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays Long U.S. Treasury Index (the "Index"). The Bloomberg Barclays Long U.S. Treasury Index includes all publicly issued, U.S. Treasury securities that have a remaining maturity of 10 or more years, are rated investment grade, and have $250 million or more of outstanding face value. In addition, the securities must be denominated in U.S. dollars and must be fixed rate and non convertible. Excluded from the Long U.S. Treasury Index are certain special issues, such as flower bonds, TINs, state and local government series bonds, TIPS, and coupon issues that have been stripped from bonds included in the index. The Long U.S. Treasury Index is market capitalization weighted and the securities in the index are updated on the last business day of each month.
SPDR Portfolio Aggregate Bond ETF	SPAB	State Street (SPDR)	78464A649	US78464A6495	23 May 2007	0.04 %	Bonds	Not Applicable	Barclays Capital U.S. Aggregate Bond Index
The SPDR Portfolio Aggregate Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays U.S. Aggregate Index (the "Index"). The Bloomberg Barclays U.S. Aggregate Index provides a measure of the performance of the U.S. dollar denominated investment grade bond market, which includes investment grade (must be Baa3/BBB- or higher using the middle rating of Moodys Investor Service, Inc., Standard & Poors, and Fitch Inc.) government bonds, investment grade corporate bonds, mortgage pass through securities, commercial mortgage backed securities and asset backed securities that are publicly for sale in the United States. The securities in the U.S. Aggregate Index must have at least 1 year remaining to maturity and must have $250 million or more of outstanding face value. Asset backed securities must have a minimum deal size of $500 million and a minimum tranche size of $25 million. For commercial mortgage backed securities, the original aggregate transaction must have a minimum deal size of $500 million, and a minimum tranche size of $25 million; the aggregate outstanding transaction sizes must be at least $300 million to remain in the index. In addition, the securities must be U.S. dollar denominated, fixed rate, non convertible, and taxable. Certain types of securities, such as flower bonds, TINs, and state and local government series bonds are excluded from the U.S. Aggregate Index. Also excluded from the U.S. Aggregate Index are structured notes with embedded swaps or other special features, private placements, floating rate securities and Eurobonds. The U.S. Aggregate Index is market capitalization weighted and the securities in the Index are updated on the last business day of each month.
SPDR Portfolio TIPS ETF	SPIP	State Street (SPDR)	78464A656	US78464A6560	23 May 2007	0.12 %	Bonds	Not Applicable	Bloomberg Barclays U.S. Government Inflation-linked Bond Index
The SPDR Portfolio TIPS ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays U.S. Government Inflation-Linked Bond Index (the "Index"). The Bloomberg Barclays U.S. Government Inflation-Linked Bond Index includes publicly issued, U.S. Treasury inflation protected securities that have at least 1 year remaining to maturity on index rebalancing date, with an issue size equal to or in excess of $500 million. Bonds must be capital-indexed and linked to an eligible inflation index. The securities must be denominated in U.S. dollars and pay coupon and principal in U.S. dollars.
WisdomTree Global ex-US Real Estate Fund	DRW	Wisdom Tree	97717W331	US97717W3319	5 Jun 2007	0.58 %	Equities (Stocks)	Not Applicable	WisdomTree International Real Estate Index
WisdomTree International Real Estate Fund seeks investment results that correspond to the price and yield performance before fees and expenses of the WisdomTree International Real Estate Index.
iShares International Select Dividend ETF	IDV	Blackrock (iShares)	464288448	US4642884484	11 Jun 2007	0.49 %	Equities (Stocks)	Not Applicable	Dow Jones EPAC Select Dividend Index
The iShares Dow Jones International Select Dividend Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Dow Jones EPAC Select Dividend Index.
Invesco Global Clean Energy ETF	PBD	Invesco	46138G847	US46138G8472	13 Jun 2007	0.75 %	Equities (Stocks)	Not Applicable	WilderHill New Energy Global Innovation Index
The Invesco Global Clean Energy ETF (Fund) is based on the WilderHill New Energy Global Innovation Index (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index and American Depository Receipts (ADRs) based on the securities in the Index. The Index seeks to deliver capital appreciation and is composed of companies that focus on greener and generally renewable sources of energy and technologies facilitating cleaner energy. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco S&P International Developed Quality ETF	IDHQ	Invesco	46138E214	US46138E2147	13 Jun 2007	0.29 %	Equities (Stocks)	Not Applicable	S&P Quality Developed ex-U.S. LargeMidCap Index
The Invesco S&P International Developed Quality ETF (Fund) is based on the S&P Quality Developed ex-U.S. LargeMidCap Index (Index). The Fund generally will invest at least 90% of its total assets in common stocks that comprise the Index. The Index tracks the performance of stocks in the S&P Developed ex-U.S. LargeMidCap Index that have the highest quality score, which is calculated based on three fundamental measures, return on equity, accruals ratio and financial leverage ratio. The Fund and the Index are rebalanced and reconstituted semi-annually on the third Friday of June and December.
Invesco Global Water ETF	PIO	Invesco	46138E651	US46138E6510	13 Jun 2007	0.75 %	Equities (Stocks)	Not Applicable	Nasdaq OMX US Global Water Index
The Invesco Global Water ETF (Fund) is based on the NASDAQ OMX Global Water Index. The Fund generally will invest at least 90% of its total assets in companies listed on a global exchange that create products designed to conserve and purify water for homes, businesses and industries. The Fund and the Index are rebalanced quarterly and reconstituted annually in April.
Invesco S&P Global Dividend Opportunities Index ETF	LVL	Invesco	46138E271	US46138E2717	25 Jun 2007	0.64 %	Equities (Stocks)	Not Applicable	S&P Global Dividend Opportunities Index
The Invesco S&P Global Dividend Opportunities Index ETF (Fund) is based on the S&P Global Dividend Opportunities Index (Index). The Fund will invest at least 90% of its total assets in common stocks, American depositary receipts (ADRs) and depositary receipts that comprise the Index. The Index is composed of securities that offer high dividend yields chosen from a universe consisting of the stocks listed in on the exchanges of those countries included in the S&P Global Broad Market Index. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced semiannually.
Invesco FTSE RAFI Developed Markets ex-U.S. ETF	PXF	Invesco	46138E743	US46138E7435	25 Jun 2007	0.45 %	Equities (Stocks)	Not Applicable	FTSE RAFI Developed Markets ex-U.S. Index
The Invesco FTSE RAFI Developed Markets ex-U.S. ETF (Fund) is based on the FTSE RAFI Developed ex U.S. 1000 Index (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index and American Depository Receipts (ADRs) based on the securities in the Index. The Index is designed to track the performance of the largest developed market equities (excluding the US), selected based on the following four fundamental measures of firm size: book value, cash flow, sales and dividends. The equities with the highest fundamental strength are weighted according to their fundamental scores. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are reconstituted annually.
WisdomTree Emerging Markets High Dividend Fund	DEM	Wisdom Tree	97717W315	US97717W3152	13 Jul 2007	0.63 %	Equities (Stocks)	Not Applicable	WisdomTree Emerging Markets High Dividend Index
The WisdomTree Emerging Markets High Dividend Index is a fundamentally weighted index that measures the performance of the highest dividend yielding stocks selected from the WisdomTree Emerging Markets Dividend Index. At the index measurement date, companies within the WisdomTree Emerging Markets Dividend Index are ranked by dividend yield. Securities ranking in the highest 30% by dividend yield are selected for inclusion. Companies are weighted in the Index based on annual cash dividends paid.
Vanguard FTSE Developed Markets ETF	VEA	Vanguard	921943858	US9219438580	20 Jul 2007	0.05 %	Equities (Stocks)	Not Applicable	FTSE Developed All Cap ex US Index
Vanguard FTSE Developed Markets ETF seeks to track the performance of a benchmark index that measures the investment return of stocks issued by companies located in Canada and the major markets of Europe and the Pacific region. The FTSE Developed All Cap ex US Index is a market-capitalization-weighted index that is made up of approximately 3,700 common stocks of large-, mid-, and small-cap companies located in Canada and the major markets of Europe and the Pacific region. The top countries represented include Japan, United Kingdom, Canada, France, Germany, Switzerland, and Australia.
iShares International Developed Property ETF	WPS	Blackrock (iShares)	464288422	US4642884229	30 Jul 2007	0.48 %	Equities (Stocks)	Not Applicable	S&P Developed ex-US Property Index
The iShares S&P Developed ex-U.S. Property Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Developed ex US Property Index.
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN	GSC	Goldman Sachs	38144L852	US38144L8524	31 Jul 2007	1.25 %	Commodities & Metals	Not Applicable	S&P GSCI Enhanced Commodity Total Return Strategy Index
The Claymore CEF Index-Linked GS Connect ETN provides a way forinvestors to gain broad-based exposure to a portfolio of CEFs that meet a predefined set of criteria. The screening process by which CEFs are selected for inclusion in the Index is used to identify desirable CEFs within the universe of eligible CEFs. These measures include, but are not limited to, tests for the CEFs longevity, liquidity, distributions and market price
ELEMENTS SPECTRUM ETN	EEH	ELEMENTS	870297504	US8702975041	1 Aug 2007	0.75 %	Equities (Stocks)	Not Applicable	SPECTRUM Large Cap U.S. Sector Momentum Index
The Index applies the methodology of momentum investing to the ten component sub-Indices of the S&P 500 Index (the Sub-indices and each a Sub-index ). Each of the component stocks of the S&P 500 Index (the Index Components ) belongs to one of the ten Sub-indices. According to the index calculation methodology, the Index is rebalanced daily in two steps to account for the different performances of the Sub-indices relative to the S&P 500 Total Return Index (the SPTR )..
VanEck Vectors Uranium+Nuclear Energy ETF	NLR	Van Eck Associates Corporation	92189F601	US92189F6016	13 Aug 2007	0.60 %	Equities (Stocks)	Not Applicable	Market Vectors Global Uranium and Nuclear Energy Index
The Nuclear Energy ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Global Uranium and Nuclear Energy Index.
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	First Trust	33736N101	US33736N1019	27 Aug 2007	0.60 %	Equities (Stocks)	Not Applicable	FTSE EPRA/NAREIT Developed Index
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the FTSE EPRA/NAREIT Developed Index.
First Trust Stoxx European Select Dividend Index Fund	FDD	First Trust	33735T109	US33735T1097	27 Aug 2007	0.57 %	Equities (Stocks)	Not Applicable	STOXX Europe Select Dividend 30 Index
First Trust STOXX European Select Dividend Index Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before fees and expenses, of an equity index called the STOXX Europe Select Dividend 30 Index. The Index is a dividend weighted index of 30 stocks selected from the STOXX Europe 600 Index which includes high-dividend yielding companies across 18 European countries.
VanEck Vectors Agribusiness ETF	MOO	Van Eck Associates Corporation	92189F700	US92189F7006	31 Aug 2007	0.54 %	Equities (Stocks)	Not Applicable	Market Vectors Global Agribusiness Index
The Agribusiness ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the DAXglobal Agribusiness Index.
iShares National Muni Bond ETF	MUB	Blackrock (iShares)	464288414	US4642884146	7 Sep 2007	0.07 %	Bonds	Not Applicable	S&P National AMT-Free Municipal Bond Index
The iShares S&P National AMT-Free Municipal Bond Fund seeks results that correspond generally to the price and yield performance before fees and expenses of the municipal bond sector of the United States as defined by the S&P National AMT-Free Municipal Bond Index.
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF	TFI	State Street (SPDR)	78468R721	US78468R7219	11 Sep 2007	0.23 %	Bonds	Not Applicable	Bloomberg Barclays Municipal Managed Money 1-25 Years Index
The SPDR Nuveen Bloomberg Barclays Municipal Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays Municipal Managed Money 1-25 Years Index. The Bloomberg Barclays Municipal Managed Money 1-25 Years Index is designed to track the U.S. long term tax-exempt bond market, including state and local general obligation bonds, revenue bonds, pre-refunded bonds, and insured bonds. The Index is comprised of tax-exempt municipal securities issued by states, cities, counties, districts and their respective agencies. A general obligation bond is secured by the full faith and credit of its issuer.
Invesco FTSE RAFI Developed Markets ex-U.S. Small-Mid ETF	PDN	Invesco	46138E735	US46138E7351	27 Sep 2007	0.49 %	Equities (Stocks)	Not Applicable	FTSE RAFI Developed Markets ex-U.S. Mid-Small 1500 Index
The Invesco FTSE RAFI Developed Markets ex-U.S. Small-Mid ETF (Fund) is based on the FTSE RAFI Developed ex U.S. Mid-Small 1500 Index (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index and American Depository Receipts (ADRs) based on the securities in the Index. The Index is designed to track the performance of small and mid-capitalization equities of companies in developed international markets (excluding the US), selected based on the following four fundamental measures of firm size: book value, cash flow, sales and dividends. The equities are based on their fundamental strength and are weighted according to their fundamental scores. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are reconstituted annually.
Invesco FTSE RAFI Emerging Markets ETF	PXH	Invesco	46138E727	US46138E7278	27 Sep 2007	0.50 %	Equities (Stocks)	Not Applicable	FTSE RAFI Emerging Markets Index
The Invesco FTSE RAFI Emerging Markets ETF (Fund) is based on the FTSE RAFI Emerging Markets Index (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index and American Depository Receipts (ADRs) based on the securities in the Index. The Index is designed to track the performance of the largest emerging market equities, selected based on the following four fundamental measures of firm size: book value, cash flow, sales and dividends. The equities with the highest fundamental strength are weighted according to their fundamental scores. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are reconstituted annually.
SPDR Bloomberg Barclays International Treasury Bond ETF	BWX	State Street (SPDR)	78464A516	US78464A5166	2 Oct 2007	0.35 %	Bonds	Not Applicable	Bloomberg Barclays Global Treasury ex-US Capped Index
The SPDR Bloomberg Barclays International Treasury Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays Global Treasury ex-US Capped Index (the "Index"). Seeks to provide exposure to fixed-rate local currency sovereign debt of investment grade countries outside the United States. Index includes government bonds issued by investment grade countries outside the United States, in local currencies, that have a remaining maturity of one year or more and are rated investment grade.
iShares California Muni Bond ETF	CMF	Blackrock (iShares)	464288356	US4642883569	4 Oct 2007	0.25 %	Bonds	Not Applicable	S&P California AMT-Free Municipal Bond Index
The iShares S&P California AMT-Free Municipal Bond Fund seeks results that correspond generally to the price and yield performance before fees and expenses of the California municipal bond sector of the U.S. municipal bond market as defined by the S&P California AMT-Free Municipal Bond Index.
iShares New York Muni Bond ETF	NYF	Blackrock (iShares)	464288323	US4642883239	4 Oct 2007	0.25 %	Bonds	Not Applicable	S&P New York AMT-Free Municipal Bond Index
The iShares S&P New York AMT-Free Municipal Bond Fund seeks results that correspond generally to the price and yield performance before fees and expenses of the New York municipal bond sector of the U.S. municipal bond market as defined by the S&P New York AMT-Free Municipal Bond Index.
SPDR Nuveen Barclays Short Term Municipal Bond ETF	SHM	State Street (SPDR)	78468R739	US78468R7391	10 Oct 2007	0.20 %	Bonds	Not Applicable	Barclays Capital Managed Money Municipal Short Term Index
The SPDR Nuveen Barclays Capital Short Term Municipal Bond ETF seeks to provide investment results that before fees and expenses correspond generally to the price and yield performance of the Barclays Capital Managed Money Municipal Short Term Index (ticker: LMM1TR).
Invesco 1-30 Laddered Treasury ETF	PLW	Invesco	46138E107	US46138E1073	11 Oct 2007	0.25 %	Bonds	Not Applicable	Ryan/Mergent 1-30 Year Treasury Laddered Index
The Invesco 1-30 Laddered Treasury ETF (Fund) is based on the Ryan/NASDAQ U.S. 1-30 Year Treasury Laddered Index (Index). The Fund will normally invest at least 80% of its total assets in securities that comprise the Index. The Index measures the potential returns of the U.S. Treasury yield curve based on approximately 30 equally weighted U.S. Treasury issues with fixed coupons, scheduled to mature in a proportional, annual sequential ("laddered") structure. The Fund does not participate in Treasury Bills, Treasury Inflation Protected Securities (TIPS), or zero-coupon securities (STRIPS). The Fund and the Index are rebalanced and reconstituted annually in February.
Invesco California AMT-Free Municipal Bond ETF	PWZ	Invesco	46138E206	US46138E2063	11 Oct 2007	0.28 %	Bonds	Not Applicable	ICE BofA Merrill Lynch California Long-Term Core Plus Municipal Securities Index
The Invesco California AMT-Free Municipal Bond ETF (Fund) is based on the ICE BofAML California Long-Term Core Plus Municipal Securities Index (Index). The Fund generally will invest at least 80% of its total assets in municipal securities that comprise the Index and that also are exempt from the federal alternative minimum tax. The Index is composed of US dollar-denominated, investment grade, tax-exempt debt publicly issued by California or any US territory, or their political subdivisions, in the US domestic market with a term of at least 15 years remaining to final maturity. The Index is adjusted monthly and its constituents are capitalization-weighted based on their current amount outstanding. The Fund and the Index are rebalanced and reconstituted monthly.
Invesco New York AMT-Free Municipal Bond ETF	PZT	Invesco	46138E529	US46138E5298	11 Oct 2007	0.28 %	Bonds	Not Applicable	ICE BofA Merrill Lynch New York Long-Term Core Plus Municipal Securities Index
The Invesco New York AMT-Free Municipal Bond ETF (Fund) is based on The ICE BofAML New York Long-Term Core Plus Municipal Securities Index (Index). The Fund generally will invest at least 80% of its total assets in municipal securities that comprise the Index and that also are exempt from the federal alternative minimum tax. The Index is composed of US dollar-denominated, investment grade, tax-exempt debt publicly issued by New York or any US territory, or their political subdivisions, in the US domestic market with a term of at least 15 years remaining to final maturity. The Index is adjusted monthly and its constituents are capitalization-weighted based on their current amount outstanding. The Fund and the Index are rebalanced and reconstituted monthly.
Invesco National AMT-Free Municipal Bond ETF	PZA	Invesco	46138E537	US46138E5371	11 Oct 2007	0.28 %	Bonds	Not Applicable	ICE BofA Merrill Lynch National Long-Term Core Plus Municipal Securities Index
The Invesco National AMT-Free Municipal Bond ETF (Fund) is based on The ICE BofAML National Long-Term Core Plus Municipal Securities Index (Index). The Fund generally will invest at least 80% of its total assets in municipal securities that comprise the Index and that also are exempt from the federal alternative minimum tax. The Index is composed of US dollar-denominated, investment grade, tax-exempt debt publicly issued by US. states and territories, or their political subdivisions, in the US domestic market with a term of at least 15 years remaining to final maturity. The Index is adjusted monthly and its constituents are capitalization-weighted based on their current amount outstanding. The Fund and the Index are rebalanced and reconstituted monthly.
Invesco Emerging Markets Sovereign Debt ETF	PCY	Invesco	46138E784	US46138E7849	11 Oct 2007	0.50 %	Bonds	Not Applicable	DB Emerging Market USD Liquid Balanced Index
The Invesco Emerging Markets Sovereign Debt ETF is based on the DBIQ Emerging Market USD Liquid Balanced Index. The Fund will normally invest at least 80% of its total assets in securities that comprise the Index. The Index tracks the potential returns of a theoretical portfolio of liquid emerging markets US dollar-denominated government bonds issued by more than 20 emerging-market countries. The countries in the Index are selected annually pursuant to a proprietary index methodology. The Fund and the Index are rebalanced and reconstituted quarterly.
Claymore CEF GS Connect ETN	GCE	Goldman Sachs	362273104	US3622731046	10 Dec 2007	0.95 %	Other Asset Types	Hedge Fund Replication	Claymore CEF Index
The Claymore CEF Index-Linked GS Connect ETN provides a way for investors to gain broad-based exposure to a portfolio of CEFs that meet a predefined set of criteria. The screening process by which CEFs are selected for inclusion in the Index is used to identify desirable CEFs within the universe of eligible CEFs. These measures include, but are not limited to, tests for the CEFs longevity, liquidity, distributions and market price.
ELEMENTS Linked to the Rogers International Commodity Index - Agri Tot Return	RJA	ELEMENTS	870297603	US8702976031	17 Oct 2007	0.75 %	Commodities & Metals	Not Applicable	Rogers International Commodity Index Agriculture Total Return
The Index represents the value of a basket of 20 agricultural commodity futures contracts and is a sub-index of the Rogers International Commodity Index
ELEMENTS Linked to the Rogers International Commodity Index - Total Return	RJI	ELEMENTS	870297801	US8702978011	17 Oct 2007	0.75 %	Commodities & Metals	Not Applicable	Rogers International Commodity Index Total Return
The Index represents the value of a basket of 36 commodity futures contracts. The Index is a composite, United States dollar based, total return index, launched by James B. Rogers on July 31, 1998. The Index represents the value of a basket of futures contracts on commodities consumed in the global economy, ranging from agricultural to energy and metals products.
ELEMENTS Linked to the Rogers International Commodity Index - Energy To Return	RJN	ELEMENTS	870297306	US8702973061	17 Oct 2007	0.75 %	Commodities & Metals	Not Applicable	Rogers International Commodity Index Energy Total Return
The Index represents the value of a basket of 6 energy commodity futures contracts and is a sub-index of the Rogers International Commodity Index
ELEMENTS Linked to the Rogers International Commodity Index - Metals Tot Return	RJZ	ELEMENTS	870297405	US8702974051	17 Oct 2007	0.75 %	Commodities & Metals	Not Applicable	Rogers International Commodity Index Metals Total Return
The Index represents the value of a basket of 10 metals commodity futures contracts and is a sub-index of the Rogers International Commodity Index
ProShares Short MSCI EAFE	EFZ	ProShares	74347R370	US74347R3701	23 Oct 2007	0.95 %	Equities (Stocks)	Not Applicable	MSCI EAFE Index
Short MSCI EAFE ProShares seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the MSCI EAFE Index.
ProShares UltraShort MSCI EAFE	EFU	ProShares	74348A475	US74348A4756	23 Oct 2007	0.95 %	Equities (Stocks)	Not Applicable	MSCI EAFE Index
ProShares UltraShort MSCI EAFE seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the MSCI EAFE Index.
ProShares UltraShort MSCI Emerging Markets	EEV	ProShares	74347B284	US74347B2842	30 Oct 2007	0.95 %	Equities (Stocks)	Not Applicable	MSCI Emerging Markets Index
ProShares UltraShort MSCI Emerging Markets seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the MSCI Emerging Markets Index.
ProShares Short MSCI Emerging Markets	EUM	ProShares	74347R396	US74347R3966	30 Oct 2007	0.95 %	Equities (Stocks)	Not Applicable	MSCI Emerging Markets Index
ProShares Short MSCI Emerging Markets seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the MSCI Emerging Markets Index.
WisdomTree Emerging Markets SmallCap Dividend Fund	DGS	Wisdom Tree	97717W281	US97717W2816	30 Oct 2007	0.63 %	Equities (Stocks)	Not Applicable	WisdomTree Emerging Markets SmallCap Dividend Index
WisdomTree Emerging Markets SmallCap Dividend Fund seeks investment results that correspond to the price and yield performance before fees and expenses of the WisdomTree Emerging Markets SmallCap Dividend Index.
ProShares UltraShort MSCI Japan	EWV	ProShares	74348A459	US74348A4590	6 Nov 2007	0.95 %	Equities (Stocks)	Not Applicable	MSCI Japan Index
ProShares UltraShort MSCI Japan seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the MSCI Japan Index.
ProShares UltraShort FTSE China 50	FXP	ProShares	74347B227	US74347B2271	6 Nov 2007	0.95 %	Equities (Stocks)	Not Applicable	FTSE China 50 Index
ProShares UltraShort FTSE/Xinhua China 50 seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the FTSE/Xinhua China 50 Index.
Invesco MSCI Global Timber ETF	CUT	Invesco	46138E545	US46138E5454	9 Nov 2007	0.55 %	Equities (Stocks)	Not Applicable	MSCI ACWI IMI Timber Select Capped Index
The Invesco MSCI Global Timber ETF (Fund) is based on the MSCI ACWI IMI Timber Select Capped Index (Index). The Fund will invest at least 90% of its total assets in stock, American depositary receipts (ADRs), global depositary receipts (GDRs) and depositary receipts that comprise the Index. The Index measures the performance of securities engaged in the ownership and management of forests, timberlands and production of products using timber as raw materials. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced quarterly.
iShares Europe Developed Real Estate ETF	IFEU	Blackrock (iShares)	464288471	US4642884716	12 Nov 2007	0.48 %	Equities (Stocks)	Not Applicable	FTSE EPRA/NAREIT Developed Europe Index
The iShares FTSE EPRA/NAREIT Developed Europe Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the FTSE EPRA/NAREIT Developed Europe Index.
iShares International Developed Real Estate ETF	IFGL	Blackrock (iShares)	464288489	US4642884898	12 Nov 2007	0.48 %	Equities (Stocks)	Not Applicable	FTSE EPRA/NAREIT Developed Real Estate ex-U.S. Index
The iShares FTSE EPRA/NAREIT Developed Real Estate ex-U.S. Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the FTSE EPRA/NAREIT Developed Real Estate ex-U.S. Index.
iShares MSCI Europe Small-Cap ETF	IEUS	Blackrock (iShares)	464288497	US4642884971	12 Nov 2007	0.40 %	Equities (Stocks)	Not Applicable	MSCI Europe Small Cap Index
The iShares MSCI Europe Small-Cap ETF seeks to track the investment results of an index composed of small-capitalization developed market equities in Europe. Exposure to small public companies in developed European markets.
iShares MSCI Chile ETF	ECH	Blackrock (iShares)	464286640	US4642866408	12 Nov 2007	0.59 %	Equities (Stocks)	Not Applicable	MSCI Chile IMI 25/50 Index
The iShares MSCI Chile ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Chile IMI 25/50 Index. The iShares MSCI Chile ETF seeks to track the investment results of a broad-based index composed of Chilean equities.
iShares MSCI BRIC ETF	BKF	Blackrock (iShares)	464286657	US4642866572	12 Nov 2007	0.67 %	Equities (Stocks)	Not Applicable	MSCI BRIC Index
The iShares MSCI BRIC Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI BRIC Index.
iShares Asia 50 ETF	AIA	Blackrock (iShares)	464288430	US4642884302	13 Nov 2007	0.50 %	Equities (Stocks)	Not Applicable	S&P Asia 50 Index
The iShares S&P Asia 50 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Standard & Poors Asia 50 Index.
Invesco VRDO Tax-Free Weekly ETF	PVI	Invesco	46138G862	US46138G8621	15 Nov 2007	0.25 %	Bonds	Not Applicable	Bloomberg US Municipal AMT-Free Weekly VRDO Index
The Invesco VRDO Tax-Free Weekly ETF (Fund) is based on the Bloomberg US Municipal AMT-Free Weekly VRDO Index (Index). The Fund generally will invest at least 80% of its total assets in variable rate demand obligation (VRDO) bonds that are exempt from federal income tax with interest rates that reset weekly, which comprise the Underlying Index. The Index is comprised of municipal securities issued in the primary market as VRDOs.
Invesco Fundamental High Yield Corporate Bond ETF	PHB	Invesco	46138E719	US46138E7195	15 Nov 2007	0.50 %	Bonds	Not Applicable	RAFI Bonds US High Yield 1-10 Index
The Invesco Fundamental High Yield Corporate Bond ETF (Fund) is based on the RAFI Bonds US High Yield 1-10 Index (Index). The Fund will normally invest at least 80% of its total assets in high-yield corporate bonds that comprise the Index. The Index is comprised of US dollar-denominated bonds that are registered with the SEC or that are Rule 144A securities that provide for registration rights and whose issuers are public companies listed on a major US stock exchange. Only investible non-convertible, non-exchangeable, non-zero, fixed coupon high-yield corporate bonds qualify for inclusion in the Index. Based on the Fundamental Index methodology developed by Research Affiliates, LLC, the Index is compiled and calculated by ALM Research Solutions, LLC. The Fund and the Index are rebalanced monthly and reconstituted annually in March.
First Trust DJ Global Select Dividend Index Fund	FGD	First Trust	33734X200	US33734X2009	21 Nov 2007	0.58 %	Equities (Stocks)	Not Applicable	Dow Jones Global Select Dividend Index
First Trust Dow Jones Global Select Dividend Index Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before fees and expenses of an equity index called the Dow Jones Global Select Dividend Index.
SPDR Bloomberg Barclays High Yield Bond ETF	JNK	State Street (SPDR)	78468R622	US78468R6229	28 Nov 2007	0.40 %	Bonds	Not Applicable	Bloomberg Barclays High Yield Very Liquid Index
The SPDR Bloomberg Barclays High Yield Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays High Yield Very Liquid Index (the "Index"). Seeks to provide a a diversified exposure to US dollar-denominated high yield corporate bonds with above-average liquidity. A more cost efficient way to implement a high yield exposure than via individual bonds.
VanEck Vectors Intermediate Municipal ETF	ITM	Van Eck Associates Corporation	92189H201	US92189H2013	4 Dec 2007	0.24 %	Bonds	Not Applicable	Barclays Capital AMT-Free Intermediate Continuous Municipal Index
The VanEck Vectors Intermediate Municipal ETF (ITM) seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Barclays Capital AMT-Free Intermediate Continuous Municipal Index . The Index provides broad exposure to investment-grade municipal bonds with a nominal maturity of 6-17 years.
United States 12 Month Oil Fund LP	USL	United States Commodity Funds	91288V103	US91288V1035	6 Dec 2007	0.86 %	Commodities & Metals	Not Applicable	Crude Oil - NYMEX traded light sweet crude oil next 12 months average futures contracts
The investment objective of USL is to have the changes in percentage terms of the units net asset value reflect the changes in percentage terms of the price of light sweet crude oil delivered to Cushing Oklahoma as measured by the changes in the average of the prices of 12 Futures Contracts on crude oil traded on the New York Mercantile Exchange (the Benchmark Futures Contracts) consisting of the near month contract to expire and the contracts for the following eleven months for a total of 12 consecutive months contracts except when the near month contract is within two weeks of expiration in which case it will be measured by the futures contracts that are the next month contract to expire and the contracts for the following eleven consecutive months less USLs expenses. When calculating the daily movement of the average price of the 12 contracts each contract month will be equally weighted.
Vanguard Extended Duration Treasury ETF	EDV	Vanguard	921910709	US9219107094	6 Dec 2007	0.07 %	Bonds	Not Applicable	Barclays Capital U.S. Treasury STRIPS 20 30 Year Equal Par Bond Index
Seeks to track the performance of the Barclays Capital U.S. Treasury STRIPS 20 30 Year Equal Par Bond Index. Passively managed using index sampling. Diversified exposure to the long-term Treasury STRIPS market. Provides high current income with high credit quality.
iShares MSCI Kokusai ETF	TOK	Blackrock (iShares)	464288265	US4642882652	10 Dec 2007	0.25 %	Equities (Stocks)	Not Applicable	MSCI Kokusai Index
The iShares MSCI Kokusai Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses as measured by the MSCI Kokusai Index.
iShares MSCI EAFE Small-Cap ETF	SCZ	Blackrock (iShares)	464288273	US4642882736	10 Dec 2007	0.39 %	Equities (Stocks)	Not Applicable	MSCI EAFE Small Cap Index
The iShares MSCI EAFE Small Cap Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses as represented by the MSCI EAFE Small Cap Index.
iShares Global Infrastructure ETF	IGF	Blackrock (iShares)	464288372	US4642883726	10 Dec 2007	0.46 %	Equities (Stocks)	Not Applicable	S&P Global Infrastructure Index
The iShares S&P Global Infrastructure Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Infrastructure Index.
iShares JP Morgan USD Emerging Markets Bond ETF	EMB	Blackrock (iShares)	464288281	US4642882819	17 Dec 2007	0.39 %	Bonds	Not Applicable	J.P. Morgan EMBI Global Core Index
The iShares JPMorgan USD Emerging Markets Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the JPMorgan EMBI Global Core Index.
Vanguard Mega Cap ETF	MGC	Vanguard	921910873	US9219108738	17 Dec 2007	0.07 %	Equities (Stocks)	Not Applicable	CRSP US Mega Cap Index
The Fund seeks to track the performance of a benchmark index that measures the investment return of large-capitalization stocks in the United States
Vanguard Mega Cap Growth ETF	MGK	Vanguard	921910816	US9219108167	17 Dec 2007	0.07 %	Equities (Stocks)	Not Applicable	CRSP U.S. Mega Cap Growth Index
Seeks to track the performance of the CRSP U.S. Mega Cap Growth Index. Employs a passively managed full-replication approach. Provides a convenient way to get diversified exposure to the largest growth stocks in the U.S. market.
Vanguard Mega Cap Value ETF	MGV	Vanguard	921910840	US9219108407	17 Dec 2007	0.07 %	Equities (Stocks)	Not Applicable	CRSP U.S. Mega Cap Value Index
Seeks to track the performance of the CRSP U.S. Mega Cap Value Index. Employs a passively managed full-replication approach. Provides a convenient way to get diversified exposure to the largest value stocks in the U.S. market.
Invesco China Real Estate ETF	TAO	Invesco	46138E602	US46138E6023	18 Dec 2007	0.70 %	Equities (Stocks)	Not Applicable	AlphaShares China Real Estate Index
The Invesco China Real Estate ETF (Fund) is based on the AlphaShares China Real Estate Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index and American depositary receipts (ADRs), American depositary shares (ADSs), global depositary receipts (GDRs) and international depositary receipts (IDRs) based on securities in the Index. The Index is designed to measure and monitor the performance of the investable universe of publicly-traded companies and real estate investment trusts ("REITs") deriving a majority of their revenues from real estate development, management and/or ownership of property in China or Hong Kong and Macau. The Fund and the Index are rebalanced annually.
iShares MSCI Japan Small-Cap ETF	SCJ	Blackrock (iShares)	464286582	US4642865822	20 Dec 2007	0.47 %	Equities (Stocks)	Not Applicable	MSCI Japan Small Cap Index
The iShares MSCI Japan Small Cap Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses as represented by the MSCI Japan Small Cap Index.
Invesco S&P 500 BuyWrite ETF	PBP	Invesco	46137V399	US46137V3996	20 Dec 2007	0.49 %	Equities (Stocks)	Not Applicable	CBOE S&P 500 BuyWrite Index
The The Invesco S&P 500 BuyWrite ETF (Fund) is based on the CBOE S&P 500 BuyWrite Index, (Index). The Fund generally will invest at least 90% of its total assets in securities that comprise the Index and will write (sell) call options thereon. The Index is a total return benchmark index that is designed to track the performance of a hypothetical "buy-write" strategy on the S&P 500 Index. The Index measures the total rate of return of an S&P 500 covered call strategy. This strategy consists of holding a long position indexed to the S&P 500 Index and selling a succession of covered call options, each with an exercise price at or above the prevailing price level of the S&P 500 Index. Dividends paid on the component stocks underlying the S&P 500 and the dollar value of option premiums received from written options are reinvested. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Developed Markets Momentum ETF	PIZ	Invesco	46138E875	US46138E8755	28 Dec 2007	0.80 %	Equities (Stocks)	Not Applicable	Dorsey Wright Developed Markets Technical Leaders Index
The Invesco DWA Developed Markets Momentum ETF (Fund) is based on the Dorsey Wright Developed Markets Technical Leaders Index (DWA Developed Markets Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in securities of developed economies within Dorsey Wright & Associates classification definition, as well as American depositary receipts (ADRs) and global depositary receipts (GDRs) based on securities in the Index. This Index includes approximately 100 companies from the NASDAQ Developed Markets Ex United States Index that possess powerful relative strength characteristics and are domiciled in developed markets including, but not limited to Australia, Canada, Finland, France, Germany, Hong Kong, Italy, Japan, Norway, Portugal, Singapore, Spain and Switzerland. The Index excludes US companies listed on a US stock exchange. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco DWA Emerging Markets Momentum ETF	PIE	Invesco	46138E867	US46138E8672	28 Dec 2007	0.90 %	Equities (Stocks)	Not Applicable	Dorsey Wright Emerging Markets Technical Leaders Index
The Invesco DWA Emerging Markets Momentum ETF (Fund) is based on the Dorsey Wright Emerging Markets Technical Leaders Index (DWA Emerging Markets Technical Leaders Index). The Fund will normally invest at least 90% of its total assets in securities of emerging economies within Dorsey Wright & Associates classification definition, as well as American depositary receipts (ADRs) and global depositary receipts (GDRs) based on securities in the Index. The Index includes approximately 100 companies from the NASDAQ Emerging Markets Index that possess powerful relative strength characteristics and are domiciled in emerging market countries including, but not limited to Brazil, Chile, China, India, Indonesia, Philippines, South Africa, Thailand and Turkey. The Index excludes US companies listed on a US stock exchange. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced and reconstituted quarterly.
VanEck Vectors Long Municipal Index ETF	MLN	Van Eck Associates Corporation	92189F536	US92189F5364	2 Jan 2008	0.24 %	Bonds	Not Applicable	Barclays Capital AMT-Free Long Continuous Municipal Index
The VanEck Vectors Long Municipal Index ETF (MLN) seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Barclays Capital AMT-Free Long Continuous Municipal Index. The Index provides broad exposure to investment-grade municipal bonds with a nominal maturity of 17 years or more.
VanEck Vectors Coal ETF	KOL	Van Eck Associates Corporation	92189F809	US92189F8095	10 Jan 2008	0.60 %	Equities (Stocks)	Not Applicable	Market Vectors Global Coal Index
The Coal ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Stowe Coal Index
VanEck Vectors Gaming ETF	BJK	Van Eck Associates Corporation	92189F882	US92189F8822	22 Jan 2008	0.66 %	Equities (Stocks)	Not Applicable	Market Vectors Global Gaming Index
The Gaming ETF seeks to replicate before fees and expenses the price and yield performance of the S-Network Global Gaming Index
WisdomTree Continuous Commodity Index Fund	GCC	Wisdom Tree	97718W108	US97718W1080	24 Jan 2008	0.75 %	Commodities & Metals	Not Applicable	Continuous Commodity Index-Total Return
The WisdomTree Continuous Commodity Index Fund (GCC) provides an innovative and efficient way to deliver broad based, diversified commodity exposure. It aims to achieve this by using futures contracts to track the Thomson Reuters Equal Weight Continuous Commodity Total Return Index (CCITR). It aims to achieve this by using futures contracts to track the Continuous Commodity Index-Total Return (CCI-TR). The CCI-TR is an equal weighted index of 17 commodities plus an additional Treasury Bill yield. Because of the equal weighting GCC offers significant exposure to grains livestock and soft commodities and a lower energy weighting than many of its peers. In addition GCC is rebalanced every day in order to maintain each commodity s weight as close to 1/17th of the total as possible.
Invesco China Small Cap ETF	HAO	Invesco	46138E701	US46138E7013	30 Jan 2008	0.75 %	Equities (Stocks)	Not Applicable	AlphaShares China Small Cap Index
The Invesco China Small Cap ETF is based on the AlphaShares China Small Cap Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index and American depositary receipts (ADRs), American depositary shares (ADSs), global depositary receipts (GDRs) and international depositary receipts (IDRs) that comprise the Index. The Index is designed to measure and monitor the performance of publicly-traded mainland China-based small-cap companies with a maximum $1.5 billion float adjusted market capitalization. The Fund and the Index are rebalanced annually.
Invesco Preferred ETF	PGX	Invesco	46138E511	US46138E5116	31 Jan 2008	0.52 %	Other Asset Types	Preferred Stock	ICE BofA Merrill Lynch Core Fixed Rate Preferred Securities Index
The Invesco Preferred ETF is based on The ICE BofAML Core Plus Fixed Rate Preferred Securities Index. The Fund will normally invest at least 80% of its total assets in fixed rate US dollar-denominated preferred securities that comprise the Index. The Index tracks the performance of fixed rate US dollar-denominated preferred securities issued in the US domestic market. (Securities must be rated at least B3, based on an average of three leading ratings agencies: Moody s, S&P and Fitch) and must have an investment-grade country risk profile (based on an average of Moody s, S&P and Fitch foreign currency long-term sovereign debt ratings). The Fund and the Index are rebalanced and reconstituted on a monthly basis.
ELEMENTS Linked to the MLCX Biofuels Index Total Return	FUE	ELEMENTS	870297199	US8702971990	5 Feb 2008	0.75 %	Commodities & Metals	Not Applicable	MLCX Biofuels Index (Exchange Series) Total Return
The index is designed to provide a benchmark for the biofuels sector and for investment in commodities as an asset class. The Index comprises futures contracts on physical commodities that are either biofuels themselves or feedstock commonly used in the production of biofuels. The Index is a total return index; thus it is designed to reflect the performance of a fully collateralized investment in the index components
ELEMENTS Linked to the MLCX Grains Index Total Return	GRU	ELEMENTS	870297215	US8702972154	5 Feb 2008	0.75 %	Commodities & Metals	Not Applicable	MLCX Grains Index Total Return
The index is designed to provide a benchmark for the grains sector and for investment in commodities as an asset class. The Index comprises futures contracts on four physical commodities: corn, soybeans, soybean oil and wheat. The Index is a total return index; thus it is designed to reflect the performance of a fully collateralized investment in the index components.
Invesco Ultra Short Duration ETF	GSY	Invesco	46090A887	US46090A8870	12 Feb 2008	0.25 %	Bonds	Not Applicable	Not Applicable
The Invesco Ultra Short Duration ETF (Fund) is an actively managed exchange-traded fund (ETF) that seeks to provide returns in excess of cash equivalents while also seeking to provide preservation of capital and daily liquidity. The Fund will invest at least 80% of its total assets in fixed income securities of varying maturities, but with an average duration of less than one year.
SPDR S&P International Dividend ETF	DWX	State Street (SPDR)	78463X772	US78463X7729	13 Feb 2008	0.45 %	Equities (Stocks)	Not Applicable	S&P International Dividend Opportunities Index
The SPDR S&P International Dividend ETF seeks to replicate as closely as possible before expenses the price and yield performance of the S&P International Dividend Opportunities Index (ticker: SPGTDOU).
Invesco S&P 500 Revenue ETF	RWL	Invesco	46138G698	US46138G6989	19 Feb 2008	0.39 %	Equities (Stocks)	Not Applicable	S&P 500 Revenue-Weighted Index
The Invesco S&P 500 Revenue ETF (the "Fund") is based on the S&P 500 Revenue-Weighted Index (the "Index"). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index is constructed using a rules-based approach that re-weights securities of the S&P 500 Index according to the revenue earned by the companies, with a maximum 5% per company weighting. The Fund and Index are rebalanced quarterly.
Invesco S&P SmallCap 600 Revenue ETF	RWJ	Invesco	46138G664	US46138G6641	19 Feb 2008	0.39 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Revenue-Weighted Index
The Invesco S&P SmallCap 600 Revenue ETF (the "Fund") is based on the S&P SmallCap 600 Revenue-Weighted Index (the "Index"). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index is constructed using a rules-based approach that re-weights securities of the S&P SmallCap 600 Index according to the revenue earned by the companies, with a maximum 5% per company weighting. The Fund and Index are rebalanced quarterly.
Invesco S&P MidCap 400 Revenue ETF	RWK	Invesco	46138G672	US46138G6724	20 Feb 2008	0.39 %	Equities (Stocks)	Not Applicable	S&P MidCap 400 Revenue-Weighted Index
The Invesco S&P MidCap 400 Revenue ETF (the "Fund") is based on the S&P MidCap 400 Revenue-Weighted Index (the "Index"). The Fund will invest at least 90% of its total assets in securities of mid-capitalization companies in the Index. The Index is constructed using a rules-based approach that re-weights securities of the S&P MidCap 400 Index according to the revenue earned by the companies, with a maximum 5% per company weighting. The Fund and Index are rebalanced quarterly.
VanEck Vectors Short Municipal ETF	SMB	Van Eck Associates Corporation	92189F528	US92189F5281	22 Feb 2008	0.20 %	Bonds	Not Applicable	Barclays Capital AMT-Free Short Continuous Municipal Index
The VanEck Vectors Short Municipal ETF (SMB) seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Barclays Capital AMT-Free Short Continuous Municipal Index . The Index provides broad exposure to investment-grade municipal bonds with a nominal maturity of 1-6 years.
WisdomTree India Earnings Fund	EPI	Wisdom Tree	97717W422	US97717W4226	22 Feb 2008	0.85 %	Equities (Stocks)	Not Applicable	WisdomTree India Earnings Index
WisdomTree India Earnings Fund seeks investment results that correspond to the price and yield performance before fees and expenses of the WisdomTree India Earnings Index.
United States Gasoline Fund LP	UGA	United States Commodity Funds	91201T102	US91201T1025	26 Feb 2008	0.76 %	Commodities & Metals	Not Applicable	Gasoline - NYMEX traded unleaded gasoline near month futures contract
The investment objective of UGA is for the changes in percentage terms of the units net asset value to reflect the changes in percentage terms of the price of gasoline as measured by the changes in the price of the futures contract on unleaded gasoline delivered to the New York harbor traded on the New York Mercantile Exchange that is the near month contract to expire except when the near month contract is within two weeks of expiration in which case it will be measured by the futures contract that is the next month contract to expire less UGAs expenses.
DB Gold Double Long ETN	DGP	DWS	25154H749	US25154H7492	27 Feb 2008	0.75 %	Commodities & Metals	Not Applicable	Deutsche Bank Liquid Commodity Index Optimum Yield Gold
All of the DB Gold ETNs are based on a total return version of the Deutsche Bank Liquid Commodity Index Optimum Yield GoldTM , which is intended to track the long or short performance of a single unfunded gold futures contract.
DB Gold Short ETN	DGZ	DWS	25154H731	US25154H7310	27 Feb 2008	0.75 %	Commodities & Metals	Not Applicable	Deutsche Bank Liquid Commodity Index Optimum Yield Gold
All of the DB Gold ETNs are based on a total return version of the Deutsche Bank Liquid Commodity Index Optimum Yield GoldTM , which is intended to track the long or short performance of a single unfunded gold futures contract.
DB Gold Double Short ETN	DZZ	DWS	25154H756	US25154H7567	27 Feb 2008	0.75 %	Commodities & Metals	Not Applicable	Deutsche Bank Liquid Commodity Index Optimum Yield Gold
All of the DB Gold ETNs are based on a total return version of the Deutsche Bank Liquid Commodity Index Optimum Yield GoldTM , which is intended to track the long or short performance of a single unfunded gold futures contract.
Invesco India ETF	PIN	Invesco	46137R109	US46137R1095	5 Mar 2008	0.82 %	Equities (Stocks)	Not Applicable	FTSE India Quality and Yield Select Index
The Invesco India ETF (Fund) is based on the FTSE India Quality And Yield Select Index (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index as well as American depositary receipts and global depositary receipts based on the securities in the Index. The Index is constructed by evaluating all securities in the FTSE India Index and first excluding securities in the bottom 10% based on their 12-month trailing dividend yield. Of the remaining securities, those ranked in the bottom 10% by their quality scores are also then excluded.
SPDR FTSE International Government Inflation-Protected Bond ETF	WIP	State Street (SPDR)	78464A490	US78464A4904	13 Mar 2008	0.50 %	Bonds	Not Applicable	FTSE International Inflation-Linked Securities Select Index
The FTSE International Inflation-Linked Securities Select Index is designed to measure the total return performance of inflation-linked bonds outside the United States with fixed-rate coupon payments that are linked to an inflation index. Inflation-protected public obligations of the inflation-linked government bond markets of developed and emerging market countries, commonly known in the United States as TIPS, are securities issued by such governments that are designed to provide inflation protection to investors. The Index includes government debt (direct obligations of the issuer country) but does not include quasi-government debt or corporate debt.
VanEck Vectors Renminbi/USD ETN	CNY	Van Eck Associates Corporation	61747W257	US61747W2576	14 Mar 2008	0.55 %	Currency	Not Applicable	S&P Chinese Renminbi Total Return Index
VanEck Vectors Currency Exchange Traded Notes are senior, unsecured debt securities issued by Morgan Stanley that deliver exposure to the exchange rate of foreign currencies. The VanEck Vectors-Chinese Renminbi/USD ETN seeks to track the performance of the S&P Chinese Renminbi Total Return Index (SPCBCNY), less investor fees(1). Investors may trade the ETN on an exchange at market price or receive, at maturity or upon early redemption(2), a cash payment from the issuer based on Index performance, less investor fees(1).The index is based on the performance of a rolling investment in three-month non-deliverable forward contracts.
VanEck Vectors Rupee/USD ETN	INR	Van Eck Associates Corporation	61747W265	US61747W2659	14 Mar 2008	0.55 %	Currency	Not Applicable	S&P Indian Rupee Total Return Index
VanEck Vectors Currency Exchange Traded Notes are senior, unsecured debt securities issued by Morgan Stanley that deliver exposure to the exchange rate of a specific foreign currency. The VanEck Vectors-Indian Rupee/USD ETN seeks to track the performance of the S&P Indian Rupee Total Return Index (SPCBINR), less investor fees(1). Investors may trade the ETN on an exchange at market price or receive, at maturity or upon early redemption(2), a cash payment from the issuer based on Index performance, less investor fees(1).
ProShares Ultra Telecommunications	LTL	ProShares	74347R263	US74347R2638	25 Mar 2008	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Telecommunications Sector Index
ProShares Ultra Telecommunications seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the Dow Jones U.S. Select Telecommunications Index
iShares MSCI ACWI ex US ETF	ACWX	Blackrock (iShares)	464288240	US4642882405	26 Mar 2008	0.31 %	Equities (Stocks)	Not Applicable	MSCI ACWI ex-US Index
The iShares MSCI ACWI ex US Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI All Country World Index ex USA.
iShares MSCI ACWI ETF	ACWI	Blackrock (iShares)	464288257	US4642882579	26 Mar 2008	0.31 %	Equities (Stocks)	Not Applicable	MSCI ACWI Index
The iShares MSCI ACWI Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI All Country World Index.
iShares MSCI Turkey ETF	TUR	Blackrock (iShares)	464286715	US4642867158	26 Mar 2008	0.59 %	Equities (Stocks)	Not Applicable	MSCI Turkey Investable Market Index
The iShares MSCI Turkey Investable Market Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Turkey Investable Market Index.
iShares MSCI Israel ETF	EIS	Blackrock (iShares)	464286632	US4642866325	26 Mar 2008	0.59 %	Equities (Stocks)	Not Applicable	MSCI Israel Capped Investable Market Index
The iShares MSCI Israel ETF seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Israel Capped Investable Market Index. The iShares MSCI Israel ETF seeks to track the investment results of a broad-based index composed of Israeli equities.
iShares MSCI Thailand ETF	THD	Blackrock (iShares)	464286624	US4642866242	26 Mar 2008	0.59 %	Equities (Stocks)	Not Applicable	MSCI Thailand IMI 25/50 Index
The iShares MSCI Thailand ETF seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Thailand IMI 25/50 Index. The iShares MSCI Thailand ETF seeks to track the investment results of a broad-based index composed of Thai equities.
ETRACS CMCI Food Total Return ETN	FUD	UBS	902641737	US9026417371	1 Apr 2008	0.65 %	Commodities & Metals	Not Applicable	UBS Bloomberg CMCI Food Total Return Index
ETRACS CMCI Food Total Return is designed to track the performance of the UBS Bloomberg CMCI Food Index Total Return (the "Index"), less investor fees. The Index measures the collateralized returns from a basket of 11 futures contracts from the agricultural and livestock sectors. The commodity futures contracts are diversified across three constant maturities from three months up to one year.
ETRACS CMCI Agriculture Total Return ETN	UAG	UBS	902641760	US9026417603	1 Apr 2008	0.65 %	Commodities & Metals	Not Applicable	UBS Bloomberg CMCI Agriculture Total Return
The ETRACS CMCI Food Total Return exchange-traded note is designed to track the performance of the UBS Bloomberg CMCI Food Index Total Return (the Index ), less investor fees. The CMCI Food TR is the first investable commodity index to provide direct exposure to food.The Index measures the collateralized returns from a basket of 11 futures contracts from the agricultural and livestock sectors. The commodity futures contracts are diversified across three constant maturities from three months up to one year.
ETRACS CMCI Gold Total Return ETN	UBG	UBS	902641810	US9026418106	1 Apr 2008	0.30 %	Commodities & Metals	Not Applicable	UBS Bloomberg CMCI Gold Total Return Index
ETRACS CMCI Gold Total Return is designed to track the performance of the UBS Bloomberg CMCI Gold Total Return (the "Index"), less investor fees. The Index measures the collateralized returns from a basket of gold futures contracts. The commodity futures contracts are diversified across five constant maturities from three months up to three years.
ETRACS CMCI Total Return ETN	UCI	UBS	902641778	US9026417785	1 Apr 2008	0.55 %	Commodities & Metals	Not Applicable	UBS Bloomberg CMCI Composite USD Total Return Index
ETRACS CMCI Total Return is designed to track the performance of the UBS Bloomberg Constant Maturity Commodity Index Total Return (the "Index"), less investor fees. The Index is the first benchmark commodity index to diversify across both commodities and maturities. The Index measures the collateralized returns from a basket of 26 commodity futures contracts representing the energy, precious metals, industrial metals, agricultural and livestock sectors. In addition, the commodity futures contracts are diversified across five constant maturities from three months up to three years.
ETRACS CMCI Silver Total Return ETN	USV	UBS	902641794	US9026417942	1 Apr 2008	0.40 %	Commodities & Metals	Not Applicable	UBS Bloomberg CMCI Silver Total Return Index
ETRACS CMCI Silver Total Return is designed to track the performance of the UBS Bloomberg CMCI Silver Total Return (the "Index"), less investor fees. The Index measures the collateralized returns from a basket of silver futures contracts. The commodity futures contracts are diversified across five constant maturities from three months up to three years.
Invesco Solar ETF	TAN	Invesco	46138G706	US46138G7060	15 Apr 2008	0.70 %	Equities (Stocks)	Not Applicable	MAC Global Solar Energy Index
The Invesco Solar ETF (Fund) is based on the MAC Global Solar Energy Index (Index). The Fund will invest at least 90% of its total assets in stock, American depositary receipts (ADRs) and global depositary receipts (GDRs) that comprise the Index. The Index is comprised of companies in the solar energy industry. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced quarterly.
ProShares UltraShort Lehman 7-10 Year Treasury	PST	ProShares	74347R313	US74347R3131	29 Apr 2008	0.95 %	Bonds	Not Applicable	ICE U.S. Treasury 7-10 Year Bond Index
ProShares UltraShort 7-10 Year Treasury seeks daily investment results, before fees and expenses that correspond to two times the inverse (-2x) of the daily performance of the ICE U.S. Treasury 7-10 Year Bond Index. The ICE U.S. Treasury 7-10 Year Bond Index includes publicly- issued U.S. Treasury securities that have a remaining maturity of greater than seven years and less than or equal to ten years and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. In addition, the securities in the Underlying Index must be fixed-rate and denominated in U.S. dollars. Excluded from the Underlying Index are inflation-linked securities, Treasury bills, cash management bills, any government agency debt issued with or without a government guarantee and zero-coupon issues that have been stripped from coupon-paying bonds. The Underlying Index is weighted by market capitalization, and the securities in the Underlying Index are updated on the last business day of each month.
ProShares UltraShort 20+ Year Treasury	TBT	ProShares	74347B201	US74347B2016	29 Apr 2008	0.89 %	Bonds	Not Applicable	ICE U.S. Treasury 20+ Year Bond Index
ProShares UltraShort 20+ Year Treasury seeks daily investment results, before fees and expenses, that correspond to two times the inverse (-2x) of the daily performance of the ICE U.S. Treasury 20+ Year Bond Index. The ICE U.S. Treasury 20+ Year Bond Index includes publicly- issued U.S. Treasury securities that have a remaining maturity greater than twenty years and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. In addition, the securities in the Underlying Index must be fixed-rate and denominated in U.S. dollars. Excluded from the Underlying Index are inflation-linked securities, Treasury bills, cash management bills, any government agency debt issued with or without a government guarantee and zero-coupon issues that have been stripped from coupon-paying bonds. The Underlying Index is weighted by market capitalization, and the securities in the Underlying Index are updated on the last business day of each month.
VanEck Vectors Double Short Euro ETN	DRR	Van Eck Associates Corporation	617480280	US6174802800	6 May 2008	0.65 %	Currency	Not Applicable	Double Short Euro Index
VanEck Vectors Currency Exchange-Traded Notes are senior, unsecured debt securities issued by Morgan Stanley that deliver exposure to the exchange rate of foreign currencies. The VanEck Vectors-Double Short Euro ETN seeks to track the performance of the Double Short Euro Index (DSHRTEUR), less investor fees(1). As the Index is two-times leveraged, for every 1% weakening of the euro relative to the U.S. dollar, the level of the Index will generally increase by 2%, while for every 1% strengthening of the euro relative to the U.S. dollar, the Index will generally decrease by 2%. Investors may trade the ETN on an exchange at market price or receive, at maturity (including upon acceleration of the ETNs) or upon early redemption(2), a cash payment from the issuer based on Index performance, less investor fees(1).
VanEck Vectors Double Long Euro ETN	URR	Van Eck Associates Corporation	617480272	US6174802727	6 May 2008	0.65 %	Currency	Not Applicable	Double Long Euro Index
VanEck Vectors Currency Exchange-Traded Notes are senior, unsecured debt securities issued by Morgan Stanley that deliver exposure to the exchange rate of foreign currencies. The VanEck Vectors-Double Long Euro ETN seeks to track the performance of the Double Long Euro Index (DLONGEUR), less investor fees(1). As the Index is two-times leveraged, for every 1% strengthening of the euro relative to the U.S. dollar, the level of the Index will generally increase by 2%, while for every 1% weakening of the euro relative to the U.S. dollar, the Index will generally decrease by 2%. Investors may trade the ETN on an exchange at market price or receive, at maturity (including upon acceleration of the ETNs) or upon early redemption(2), a cash payment from the issuer based on Index performance, less investor fees(1).
ALPS REIT Dividend Dogs ETF	RDOG	ALPS	00162Q106	US00162Q1067	7 May 2008	0.35 %	Equities (Stocks)	Not Applicable	S-Network REIT Dividend Dogs Index
The Fund seeks investment results that replicate as closely as possible, before fees and expenses, the performance of an index called the S-Network REIT Dividend Dogs Index (ticker symbol RDOGX) (the Underlying Index ). RDOG intends to provide investors with equal exposure to the five highest yielding U.S. REITs ( Dividend Dogs ) within nine equally-weighted REIT segments.
SPDR Dow Jones Global Real Estate ETF	RWO	State Street (SPDR)	78463X749	US78463X7497	7 May 2008	0.50 %	Equities (Stocks)	Not Applicable	Dow Jones Global Select Real Estate Securities Index
The SPDR Dow Jones Global Real Estate ETF seeks to replicate as closely as possible before expenses the price and yield performance of the Dow Jones Global Select Real Estate Securities Index(ticker: DWGRST) an index based upon the global real estate market. Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR S&P Emerging Markets SmallCap ETF	EWX	State Street (SPDR)	78463X756	US78463X7562	12 May 2008	0.65 %	Equities (Stocks)	Not Applicable	S&P Emerging Markets Under USD2 Billion Index
The SPDR S&P Emerging Markets Small Cap ETF seeks to provide investment results that before fees and expenses correspond generally to the total return performance of the S&P Emerging Markets Under USD2 Billion Index (ticker: SPBMKSUP).
WisdomTree Chinese Yuan Fund	CYB	Wisdom Tree	97717W182	US97717W1826	14 May 2008	0.45 %	Currency	Not Applicable	Chinese yuan
WisdomTree Dreyfus Chinese Yuan Fund seeks to achieve total returns reflective of both money market rates in China available to foreign investors and changes in value of the Chinese Yuan relative to the U.S. dollar.
ProShares Short Oil & Gas	DDG	ProShares	74347R222	US74347R2224	10 Jun 2008	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Oil & Gas Index
ProShares Short Oil & Gas seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the Dow Jones U.S. Oil & Gas Index
ProShares Short Financials	SEF	ProShares	74347B185	US74347B1851	10 Jun 2008	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Financial Sector Index
ProShares Short Financials seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the Dow Jones U.S. Financials Index.
Invesco Frontier Markets ETF	FRN	Invesco	46138E776	US46138E7765	12 Jun 2008	0.70 %	Equities (Stocks)	Not Applicable	Bank of New York Mellon New Frontier DR Index
The Invesco Frontier Markets ETF (Fund) is based on the BNY Mellon New Frontier Index (Index). The Fund will invest at least 90% of its total assets in American depositary receipts (ADRs), global depositary receipts (GDRs) and local securities that comprise the Index or in the securities underlying such ADRs and GDRs. The Index is composed of all liquid American depositary receipts (ADRs), global depositary receipts (GDRs) and equity securities of issuers in Frontier Market countries. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced quarterly.
Invesco NASDAQ Internet ETF	PNQI	Invesco	46137V530	US46137V5306	12 Jun 2008	0.62 %	Equities (Stocks)	Not Applicable	NASDAQ Internet Index
The Invesco NASDAQ Internet ETF (Fund) is based on the NASDAQ Internet Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to track the performance of the largest and most liquid US-listed companies engaged in internet-related businesses and that are listed on one of the major US stock exchanges. The Underlying Index employs a modified market capitalization-weighted methodology based on the market capitalization ranking of the Underlying Index securities. The Fund and the Index are rebalanced and reconstituted quarterly.
DB Crude Oil Double Short ETN	DTO	DWS	25154K809	US25154K8099	16 Jun 2008	0.75 %	Commodities & Metals	Not Applicable	Deutsche Bank Liquid Commodity Index Light CrudeExcess Return
The DB Crude Oil ETNs are based on a total return version of the Deutsche Bank Liquid Commodity Index Oil, which is intended to track the long or short performance of the underlying futures contracts of a basket of oil futures contracts. The Long ETN is based on the Optimum YieldTM version of the Index, and the Short and Double Short ETNs are based on the standard version of the Index.
First Trust Global Wind Energy ETF	FAN	First Trust	33736G106	US33736G1067	16 Jun 2008	0.60 %	Equities (Stocks)	Not Applicable	ISE Clean Edge Global Wind Energy Index
First Trust Global Wind Energy ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the ISE Clean Edge Global Wind Energy Index. Companies in the index universe that are identified as providing goods and services exclusively to the wind energy industry are given an aggregate weight of 66.67% of the index.Those companies determined to be significant participants in the wind energy industry despite not being exclusive to such industry are given an aggregate weight of 33.33% of the index.This weighting is done to ensure that companies that are exclusive to the wind energy industry, which generally have smaller market capitalizations relative to their multi-industry counterparts, are adequately represented in the index. The index uses a modified market capitalization weighted methodology for each group of companies.
iPath Bloomberg Lead Subindex Total Return ETN	LD	Barclays iPath	06739H263	US06739H2638	24 Jun 2008	0.70 %	Commodities & Metals	Not Applicable	Bloomberg Lead Subindex Total Return
The iPath Dow Jones-UBS Lead Subindex Total Return ETN is designed to provide investors with exposure to the Dow Jones-UBS Lead Subindex Total Return. The Dow Jones-UBS Lead Subindex Total Return (the "Index") reflects the returns that are potentially available through an unleveraged investment in the futures contracts on lead. The Index currently consists of one futures contract on the commodity of lead which is included in the Dow Jones-UBS Commodity Index Total Return
iPath Bloomberg Cocoa Subindex Total Return ETN	NIB	Barclays iPath	06739H313	US06739H3131	24 Jun 2008	0.70 %	Commodities & Metals	Not Applicable	Bloomberg Cocoa Subindex Total Return
The Bloomberg-UBS Cocoa Subindex Total ReturnSM is a sub-index of the Bloomberg-UBS Commodity Index Total ReturnSM and is intended to reflect the returns that are potentially available through an unleveraged investment in the futures contracts on physical commodities comprising the index as well as the rate of interest that could be earned on cash collateral invested in specified Treasury Bills. The Bloomberg-UBS Cocoa Subindex Total ReturnSM is a single-commodity sub-index currently consisting of one futures contract on the commodity of cocoa, which is included in the Bloomberg-UBS Commodity Index Total ReturnSM
iShares Global Clean Energy ETF	ICLN	Blackrock (iShares)	464288224	US4642882249	24 Jun 2008	0.46 %	Equities (Stocks)	Not Applicable	S&P Global Clean Energy Index
The iShares S&P Global Clean Energy Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Clean Energy Index.
iShares Global Timber & Forestry ETF	WOOD	Blackrock (iShares)	464288174	US4642881746	24 Jun 2008	0.46 %	Equities (Stocks)	Not Applicable	S&P Global Timber & Forestry Index
The iShares S&P Global Timber & Forestry Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Global Timber & Forestry Index.
Vanguard Total World Stock ETF	VT	Vanguard	922042742	US9220427424	24 Jun 2008	0.08 %	Equities (Stocks)	Not Applicable	FTSE Global All Cap Index
Invests in more than 3000 stocks representative of the whole U.S. market. Goal is to keep pace with U.S. stock market returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
VanEck Vectors Africa Index ETF	AFK	Van Eck Associates Corporation	92189F866	US92189F8665	10 Jul 2008	0.78 %	Equities (Stocks)	Not Applicable	Market Vectors GDP Africa Index
The Africa Index ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Dow Jones Africa Titans 50 Index
WisdomTree Middle East Dividend Fund	GULF	Wisdom Tree	97717X305	US97717X3052	16 Jul 2008	0.88 %	Equities (Stocks)	Not Applicable	WisdomTree Middle East Dividend Index
WisdomTree Middle East Dividend Fund seeks investment results that correspond to the price and yield performance before fees and expenses of the WisdomTree Middle East Dividend Index.
iShares MSCI All Country Asia ex Japan ETF	AAXJ	Blackrock (iShares)	464288182	US4642881829	13 Aug 2008	0.67 %	Equities (Stocks)	Not Applicable	MSCI All Country Asia ex Japan Index
The iShares MSCI All Country Asia ex Japan Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI All Country Asia ex Japan Index.
VanEck Vectors Natural Resources ETF	HAP	Van Eck Associates Corporation	92189F841	US92189F8418	29 Aug 2008	0.50 %	Equities (Stocks)	Not Applicable	Rogers-Van Eck Natural Resources Index
HAP seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Rogers-Van Eck Natural Resources Index a rules-based index which gives investors a means of tracking the performance of a global universe of listed companies engaged in the production and distribution of hard assets and related products and services.
First Trust Global Engineering and Construction ETF	FLM	First Trust	33736M103	US33736M1036	13 Oct 2008	0.70 %	Equities (Stocks)	Not Applicable	ISE Global Engineering and Construction Index
First Trust Global Engineering and Construction Index Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before the Funds fees and expenses of the ISE Global Engineering and Construction Index.
iShares Core Conservative Allocation ETF	AOK	Blackrock (iShares)	464289883	US4642898831	4 Nov 2008	0.25 %	Target Date / Multi-Asset	Not Applicable	S&P Target Risk Conservative Index
The iShares S&P Conservative Allocation Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Target Risk Conservative Index.
iShares Core Moderate Allocation Fund	AOM	Blackrock (iShares)	464289875	US4642898757	4 Nov 2008	0.25 %	Target Date / Multi-Asset	Not Applicable	S&P Target Risk Moderate Index
The iShares S&P Moderate Allocation Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Target Risk Moderate Index.
iShares Core Growth Allocation ETF	AOR	Blackrock (iShares)	464289867	US4642898674	4 Nov 2008	0.25 %	Target Date / Multi-Asset	Not Applicable	S&P Target Risk Growth Index
The iShares S&P Growth Allocation Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Target Risk Growth Index.
iShares Core Aggressive Allocation ETF	AOA	Blackrock (iShares)	464289859	US4642898591	4 Nov 2008	0.25 %	Target Date / Multi-Asset	Not Applicable	S&P Target Risk Aggressive Index
The iShares S&P Aggressive Allocation Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Target Risk Aggressive Index.
iShares Agency Bond ETF	AGZ	Blackrock (iShares)	464288166	US4642881662	5 Nov 2008	0.20 %	Bonds	Not Applicable	Bloomberg Barclays U.S. Agency Bond Index
The iShares Barclays Agency Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the agency sector of the U.S. government bond market as defined by the Barclays Capital U.S. Agency Bond Index.
iShares Short-Term National Muni Bond ETF	SUB	Blackrock (iShares)	464288158	US4642881589	5 Nov 2008	0.07 %	Bonds	Not Applicable	S&P Short Term National AMT-Free Municipal Bond Index
The iShares S&P Short Term National AMT-Free Municipal Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the municipal bond sector of the U.S. market as defined by the S&P Short Term National AMT-Free Municipal Bond Index.
Direxion Daily Small Cap Bull 3X Shares	TNA	Direxion Shares	25459W847	US25459W8477	5 Nov 2008	0.95 %	Equities (Stocks)	Not Applicable	Russell 2000 Index
The Small Cap Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the Russell 2000 Index (Small Cap Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily S&P 500 Bull 3X	SPXL	Direxion Shares	25459W862	US25459W8626	5 Nov 2008	0.95 %	Equities (Stocks)	Not Applicable	S&P 500 Index
The Large Cap Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the Russell 1000 Index (Large Cap Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily S&P 500 Bear 3X Shares	SPXS	Direxion Shares	25460E885	US25460E8856	5 Nov 2008	0.95 %	Equities (Stocks)	Not Applicable	S&P 500 Index
The Large Cap Bear 3X EFT seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the Russell 1000 Index (Large Cap Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Small Cap Bear 3X Shares	TZA	Direxion Shares	25460E125	US25460E1257	5 Nov 2008	0.95 %	Equities (Stocks)	Not Applicable	Russell 2000 Index
The Small Cap Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the Russell 2000 (Small Cap Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Energy Bull 3X Shares	ERX	Direxion Shares	25459W888	US25459W8881	6 Nov 2008	0.95 %	Equities (Stocks)	Not Applicable	Energy Select Sector Index
The Energy Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the Russell 1000 Energy Index (Energy Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Energy Bear 3X Shares	ERY	Direxion Shares	25460E554	US25460E5548	6 Nov 2008	0.95 %	Equities (Stocks)	Not Applicable	Energy Select Sector Index
The Energy Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the Energy Index. There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Financial Bull 3X Shares	FAS	Direxion Shares	25459Y694	US25459Y6941	6 Nov 2008	0.95 %	Equities (Stocks)	Not Applicable	Russell 1000 Financial Services Index
The Financial Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the Russell 1000 Financial Services Index (Financial Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Financial Bear 3X Shares	FAZ	Direxion Shares	25460E133	US25460E1331	6 Nov 2008	0.95 %	Equities (Stocks)	Not Applicable	Russell 1000 Financial Services Index
The Financial Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the Russell 1000 Financial Services Index (Financial Index). There is no guarantee the fund will meet its stated investment objective.
Invesco S&P Financials Revenue ETF	RWW	Invesco	46138G680	US46138G6807	10 Nov 2008	0.45 %	Equities (Stocks)	Not Applicable	S&P 500 Financials Sector Revenue-Weighted Index
The Invesco S&P Financials Revenue ETF (the "Fund ) is based on the S&P Financials Sector Revenue-Weighted Index (the "Index ). The Fund will invest at least 90% of its total assets in the securities that comprise the Index. The Index is constructed using a rules-based approach that re-weights securities of the S&P 500 Financials Index according to the revenue earned by the companies, with a maximum 5% per company weighting. The Fund and Index are rebalanced quarterly.
Invesco Active U.S. Real Estate ETF	PSR	Invesco	46090A101	US46090A1016	20 Nov 2008	0.35 %	Equities (Stocks)	Not Applicable	Not Applicable
The Invesco Active U.S. Real Estate ETF (Fund) structures and selects its investments primarily from a universe of securities that are included within the FTSE NAREIT All Equity REITs Index at the time of purchase. The selection methodology uses quantitative and statistical metrics to identify attractively priced securities and manage risk. The Fund will invest principally in equity real estate investment trusts (REITs). Portfolio management generally conducts a security and portfolio evaluation monthly.
ProShares UltraShort Bloomberg Crude Oil	SCO	ProShares	74347W668	US74347W6681	24 Nov 2008	0.95 %	Commodities & Metals	Not Applicable	Bloomberg WTI Crude Oil Subindex
ProShares UltraShort Bloomberg Crude Oil seeks daily investment results, before fees and expenses, that correspond to two times the inverse (-2x) of the daily performance of the Bloomberg WTI Crude Oil Subindex
ProShares UltraShort Euro	EUO	ProShares	74347W882	US74347W8828	24 Nov 2008	0.95 %	Currency	Not Applicable	EUR/USD Exchange Rate
ProShares UltraShort Euro seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the U.S. Dollar price of the Euro.
ProShares Ultra Euro	ULE	ProShares	74347W874	US74347W8745	24 Nov 2008	0.95 %	Currency	Not Applicable	EUR/USD Exchange Rate
ProShares Ultra Euro seeks daily investment results before fees and expenses that correspond to twice (200%) the U.S. Dollar price of the Euro.
ProShares Ultra Yen	YCL	ProShares	74347W270	US74347W2706	24 Nov 2008	0.95 %	Currency	Not Applicable	JPY/USD Exchange Rate
ProShares Ultra Yen seeks daily investment results before fees and expenses that correspond to twice (200%) the U.S. Dollar price of the Yen.
ProShares Ultra Bloomberg Crude Oil	UCO	ProShares	74347W247	US74347W2474	24 Nov 2008	0.95 %	Commodities & Metals	Not Applicable	Bloomberg WTI Crude Oil Subindex
ProShares Ultra Bloomberg Crude Oil seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the Bloomberg WTI Crude Oil Subindex.
ProShares UltraShort Yen	YCS	ProShares	74347W569	US74347W5691	24 Nov 2008	0.95 %	Currency	Not Applicable	JPY/USD Exchange Rate
ProShares UltraShort Yen seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the U.S. Dollar price of the Yen.
ProShares UltraShort Gold	GLL	ProShares	74347W395	US74347W3951	1 Dec 2008	0.95 %	Commodities & Metals	Not Applicable	Bloomberg Gold Subindex
ProShares UltraShort Gold seeks daily investment results, before fees and expenses, that correspond to two times the inverse (-2x) of the daily performance of the Bloomberg Gold Subindex.
ProShares Ultra Gold	UGL	ProShares	74347W601	US74347W6012	1 Dec 2008	0.95 %	Commodities & Metals	Not Applicable	Bloomberg Gold Subindex
ProShares Ultra Gold seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the Bloomberg Gold Subindex.
ProShares UltraShort Silver	ZSL	ProShares	74347W114	US74347W1146	1 Dec 2008	0.95 %	Commodities & Metals	Not Applicable	Bloomberg Silver Subindex
ProShares UltraShort Silver seeks daily investment results, before fees and expenses, that correspond to two times the inverse (-2x) of the daily performance the Bloomberg Silver Subindex.
ProShares Ultra Silver	AGQ	ProShares	74347W353	US74347W3530	1 Dec 2008	0.95 %	Commodities & Metals	Not Applicable	Bloomberg Silver Subindex
ProShares Ultra Silver seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the Bloomberg Silver Subindex.
Direxion Daily Developed Markets Bull 3X Shares	DZK	Direxion Shares	25459W789	US25459W7891	17 Dec 2008	0.95 %	Equities (Stocks)	Not Applicable	MSCI EAFE Index
The Developed Markets Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the MSCI EAFE Index. There is no guarantee the fund will meet its stated investment objective.
Direxion Daily MSCI Emerging Markets Bull 3X Shares	EDC	Direxion Shares	25490K281	US25490K2814	17 Dec 2008	0.95 %	Equities (Stocks)	Not Applicable	MSCI Emerging Markets Index
The Direxion Daily MSCI Emerging Markets Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the MSCI Emerging Markets Index.
Direxion Daily MSCI Emerging Markets Bear 3X Shares	EDZ	Direxion Shares	25460E547	US25460E5472	17 Dec 2008	0.95 %	Equities (Stocks)	Not Applicable	MSCI Emerging Markets Index
The Direxion Daily MSCI Emerging Markets Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the MSCI Emerging Markets Index.
Direxion Daily Developed Markets Bear 3X Shares	DPK	Direxion Shares	25459Y355	US25459Y3559	17 Dec 2008	0.95 %	Equities (Stocks)	Not Applicable	MSCI EAFE Index
The Developed Markets Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the MSCI EAFE Index. There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Technology Bull 3X Shares	TECL	Direxion Shares	25459W102	US25459W1027	17 Dec 2008	0.95 %	Equities (Stocks)	Not Applicable	Technology Select Sector Index
The Direxion Daily Technology Bull & Bear 3x Shares seek daily investment results, before fees and expenses, of 300% or 300% of the inverse (or opposite) of the performance of the S&P Technology Select Sector Index. There is no guarantee the funds will meet their stated investment objectives. The Index is calculated by the using a modified market capitalization methodology, which is a hybrid between equal weighting and conventional capitalization weighting with the weighting capped for the largest stocks included in the Index. Each stock in the S&P 500 Index is allocated to one and only one of the Select Sector Indexes & each of the component securities in the Index is a constituent company of the S&P 500.
Direxion Daily Technology Bear 3X Shares	TECS	Direxion Shares	25460E562	US25460E5621	17 Dec 2008	0.95 %	Equities (Stocks)	Not Applicable	Technology Select Sector Index
The Direxion Daily Technology Bull & Bear 3x Shares seek daily investment results, before fees and expenses, of 300% or 300% of the inverse (or opposite) of the performance of the S&P Technology Select Sector Index. There is no guarantee the funds will meet their stated investment objectives. The Index is calculated by the using a modified market capitalization methodology, which is a hybrid between equal weighting and conventional capitalization weighting with the weighting capped for the largest stocks included in the Index. Each stock in the S&P 500 Index is allocated to one and only one of the Select Sector Indexes & each of the component securities in the Index is a constituent company of the S&P 500.
Direxion Daily Mid Cap Bull 3X Shares	MIDU	Direxion Shares	25459W730	US25459W7305	8 Jan 2009	0.95 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Index
The Mid Cap Bull 3X ETF seeks daily investment results before fees and expenses of 300% of the price performance of the Russell Midcap Index. There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Mid Cap Bear 3x Shares	MIDZ	Direxion Shares	25460E117	US25460E1174	8 Jan 2009	0.95 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Index
The Mid Cap Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the Russell Midcap Index. There is no guarantee the fund will meet its stated investment objective.
SPDR Portfolio Mortgage Backed Bond ETF	SPMB	State Street (SPDR)	78464A383	US78464A3831	15 Jan 2009	0.06 %	Bonds	Not Applicable	Bloomberg Barclays U.S. MBS Index
The SPDR Portfolio Mortgage Backed Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays U.S. MBS Index (the "Index"). The Bloomberg Barclays U.S. MBS Index (the "MBS Index") measures the performance of the U.S. agency mortgage pass-through segment of the U.S. investment grade bond market. The term "U.S. agency mortgage pass-through security" refers to a category of pass-through securities backed by pools of mortgages and issued by one of the following U.S. government-sponsored enterprises: Government National Mortgage Association ("GNMA"); Federal National Mortgage Association ("FNMA") and Federal Home Loan Mortgage Corporation ("FHLMC").
SPDR Bloomberg Barclays Short Term International Treasury Bond ETF	BWZ	State Street (SPDR)	78464A334	US78464A3344	15 Jan 2009	0.35 %	Bonds	Not Applicable	Bloomberg Barclays 1-3 Year Global Treasury ex-US Capped Index
The SPDR Bloomberg Barclays Short Term International Treasury Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays 1-3 Year Global Treasury ex-US Capped Index (the "Index"). The Bloomberg Barclays 1-3 Year Global Treasury ex-US Capped index is designed to measure the performance of fixed-rate local currency sovereign debt of investment grade countries outside the United States that have remaining maturities of one to three years. The Index includes government bonds issued by investment grade countries outside the United States, in local currencies, that have remaining maturities of one to three years and are rated investment grade.
VanEck Vectors Indonesia Index ETF	IDX	Van Eck Associates Corporation	92189F833	US92189F8335	15 Jan 2009	0.57 %	Equities (Stocks)	Not Applicable	Market Vectors Indonesia Index
The Indonesia Index ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Indonesia Index.
iShares 1-3 Year International Treasury Bond ETF	ISHG	Blackrock (iShares)	464288125	US4642881258	21 Jan 2009	0.35 %	Bonds	Not Applicable	S&P/Citigroup International Treasury Bond Index Ex-US 1-3 Year
The iShares S&P/Citigroup 1-3 Year International Treasury Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P/Citigroup International Treasury Bond Index Ex-US 1-3 Year.
iShares International Treasury Bond ETF	IGOV	Blackrock (iShares)	464288117	US4642881175	21 Jan 2009	0.35 %	Bonds	Not Applicable	S&P/Citigroup International Treasury Bond Index Ex-US
The iShares S&P/Citigroup International Treasury Bond Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the S&P/Citigroup International Treasury Bond Index Ex-US.
JPMorgan Alerian MLP Index ETN	AMJ	JPMorgan Chase	46625H365	US46625H3654	2 Apr 2009	0.85 %	Other Asset Types	MLP	Alerian MLP Index
Alerian MLP Index Exchange Traded Notes ("ETNs") provide investors a convenient way to gain exposure to midstream energy MLPs. The ETNs pay a variable quarterly coupon linked to the cash distributions paid on the MLPs in the index, less accrued tracking fees1. The ETN coupons are reported on Form 1099s. Investors can trade the ETNs on the NYSE, Arca exchange or receive a cash payment at the scheduled maturity or upon early repurchase2, based on the performance of the index less accrued tracking fees and, if applicable, the repurchase fee. The ETNs are senior, unsecured obligations of JPMorgan Chase & Co.
VanEck Vectors High Yield Municipal Index ETF	HYD	Van Eck Associates Corporation	92189H409	US92189H4092	4 Feb 2009	0.35 %	Bonds	Not Applicable	Barclays Capital Municipal Custom High Yield Composite Index
The VanEck Vectors High-Yield Municipal Index ETF (HYD) seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Barclays Capital Municipal Custom High Yield Composite Index. HYD is the nation s first ETF to focus on high-yield munis and tracks an index that has a 25% weighting in investment-grade triple-B bonds and 75% weighting in non-investment grade bonds. In addition 75% of the index is in bonds issued as part of transactions of at least $100 million in size.
Global X MSCI Colombia ETF	GXG	Global X	37950E200	US37950E2000	5 Feb 2009	0.61 %	Equities (Stocks)	Not Applicable	MSCI All Colombia Select 25/50 Index
The Global X MSCI Colombia ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI All Colombia Select 25/50 Index. The MSCI All Colombia Select 25/50 Index is designed to represent the performance of the Broad Colombian Equity Universe, while including constituents with minimum level of liquidity and applying the MSCI 25/50 Indexes methodology. The Broad Colombia Equity Universe includes securities that are classified in Colombia according to the MSCI Global Investable Market Index Methodology, together with companies that are headquartered or listed in Colombia and carry out the majority of their operations in Colombia. Further, the Index only includes new securities with a minimum liquidity threshold of 6-month Annualized Traded Value (ATV) greater than or equal to USD 25,000,000 and 6-month Frequency of Trading (FOT) greater than or equal to 95%.
SPDR Portfolio Intermediate Term Corporate Bond ETF	SPIB	State Street (SPDR)	78464A375	US78464A3757	10 Feb 2009	0.07 %	Bonds	Not Applicable	Barclays Capital Intermediate U.S. Corporate Index
The SPDR Portfolio Intermediate Term Corporate Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays Intermediate US Corporate Index (the "Index"). The Bloomberg Barclays U.S. Intermediate Corporate Bond Index is designed to measure the performance of U.S. corporate bonds that have a maturity of greater than or equal to 1 year and less than 10 years. The Index is a component of the Barclays U.S. Corporate Index and includes investment grade, fixed-rate, taxable, U.S. dollar-denominated debt with $250 million or more par amount outstanding, issued by U.S. and non-U.S. industrial, utility, and financial institutions.
SPDR Portfolio Long Term Corporate Bond ETF	SPLB	State Street (SPDR)	78464A367	US78464A3674	10 Mar 2009	0.07 %	Bonds	Not Applicable	Barclays Capital Long U.S. Corporate Index
The SPDR Portfolio Long Term Corporate Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays Long U.S. Corporate index (the "Index"). The Bloomberg Barclays U.S. Long Term Corporate Bond Index is designed to measure the performance of U.S. corporate bonds that have a maturity of greater than or equal to 10 years. The Index is a component of the Bloomberg Barclays U.S. Corporate Index and includes investment grade, fixed-rate, taxable, U.S. dollar-denominated debt with $250 million or more par amount outstanding, issued by U.S. and non-U.S. industrial, utility, and financial institutions. The Index is rebalanced monthly, on the last day business day of the month.
IndexIQ ETF Trust - IQ Hedge Multi-Strategy Tracker ETF	QAI	Index IQ	45409B107	US45409B1070	25 Mar 2009	0.80 %	Other Asset Types	Hedge Fund Replication	IQ Hedge Multi-Strategy Index
The IQ Hedge Multi-Strategy Tracker ETF seeks to track before fees and expenses the performance of the IQ Hedge Multi-Strategy Index. The Index attempts to replicate the risk-adjusted return characteristics of hedge funds using various hedge fund investment styles including long/short equity global macro market neutral event-driven fixed income arbitrage and emerging markets.
Vanguard FTSE All World ex-US Small-Cap ETF	VSS	Vanguard	922042718	US9220427184	2 Apr 2009	0.11 %	Equities (Stocks)	Not Applicable	FTSE Global Small Cap ex US Index
Attempts to track the performance of the FTSE Global Small Cap ex US Index. Provides a convenient way to get broad exposure across developed and emerging non-U.S. small-cap equity markets around the world. Passively managed using index sampling.
SPDR Bloomberg Barclays Convertible Securities ETF	CWB	State Street (SPDR)	78464A359	US78464A3591	14 Apr 2009	0.40 %	Bonds	Not Applicable	Bloomberg Barclays US Convertible Liquid Bond Index
The SPDR Bloomberg Barclays Convertible Securities ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays US Convertible Liquid Bond Index (the "Index"). Seeks to provide exposure to the market of U.S. convertible securities with an issue amount of at least $350 million and a par amount outstanding of at least $250 million.
Direxion Daily 7-10 Year Treasury Bull 3x Shares	TYD	Direxion Shares	25459W565	US25459W5655	16 Apr 2009	0.95 %	Bonds	Not Applicable	ICE U.S. Treasury 7-10 Year Bond Index
The Direxion Daily 7-10 Year Treasury Bull & Bear 3x Shares seek daily investment results, before fees and expenses, of 300% or 300% of the inverse (or opposite) of the performance of the ICE U.S. Treasury 7-10 Year Bond Index. There is no guarantee the funds will meet their stated investment objectives. These leveraged ETFs seek a return that is +300% 0r -300% of the return of their benchmark index for a single day. The funds should not be expected to provide three times or negative three times the return of the benchmark s cumulative return for periods greater than a day. The ICE U.S. Treasury 7-10 Year Bond Index is a market value weighted index that includes publicly issued U.S. Treasury securities that have a remaining maturity of greater than seven years and less than or equal to ten years. Eligible securities must be fixed rate, denominated in U.S. dollars, and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. Securities excluded from the Index are zero-coupon STRIPS, inflation linked securities, floating rate notes, cash management and Treasury bills, and any government agency debt issued with or without a government guarantee. One cannot directly invest in an Index.
Direxion Daily 20 Year Plus Treasury Bull 3x Shares	TMF	Direxion Shares	25459W540	US25459W5408	16 Apr 2009	0.94 %	Bonds	Not Applicable	ICE U.S. Treasury 20+ Year Bond Index
The Direxion Daily 20+ Year Treasury Bull & Bear 3x Shares seek daily investment results, before fees and expenses, of 300% or 300% of the inverse (or opposite) of the performance of the ICE U.S. Treasury 20+ Year Bond Index. There is no guarantee the funds will meet their stated investment objectives. These leveraged ETFs seek a return that is +300% or -300% of the return of their benchmark index for a single day. The funds should not be expected to provide three times or negative three times the return of the benchmark s cumulative return for periods greater than a day. The ICE U.S. Treasury 20+ Year Bond Index is a market value weighted index that includes publicly issued U.S. Treasury securities that have a remaining maturity of greater than 20 years. Eligible securities must be fixed rate, denominated in U.S. dollars, and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. Securities excluded from the Index are zero-coupon STRIPS, inflation linked securities, floating rate notes, cash management and Treasury bills, and any government agency debt issued with or without a government guarantee. One cannot directly invest in an Index.
Direxion Daily 7-10 Year Treasury Bear 3x Shares	TYO	Direxion Shares	25459W557	US25459W5572	16 Apr 2009	0.95 %	Bonds	Not Applicable	ICE U.S. Treasury 7-10 Year Bond Index
The Direxion Daily 7-10 Year Treasury Bull & Bear 3x Shares seek daily investment results, before fees and expenses, of 300% or 300% of the inverse (or opposite) of the performance of the ICE U.S. Treasury 7-10 Year Bond Index. There is no guarantee the funds will meet their stated investment objectives. These leveraged ETFs seek a return that is +300% 0r -300% of the return of their benchmark index for a single day. The funds should not be expected to provide three times or negative three times the return of the benchmark s cumulative return for periods greater than a day. The ICE U.S. Treasury 7-10 Year Bond Index is a market value weighted index that includes publicly issued U.S. Treasury securities that have a remaining maturity of greater than seven years and less than or equal to ten years. Eligible securities must be fixed rate, denominated in U.S. dollars, and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. Securities excluded from the Index are zero-coupon STRIPS, inflation linked securities, floating rate notes, cash management and Treasury bills, and any government agency debt issued with or without a government guarantee. One cannot directly invest in an Index.
Direxion Daily 20 Year Plus Treasury Bear 3x Shares	TMV	Direxion Shares	25459Y678	US25459Y6784	16 Apr 2009	0.90 %	Bonds	Not Applicable	ICE U.S. Treasury 20+ Year Bond Index
The Direxion Daily 20+ Year Treasury Bull & Bear 3x Shares seek daily investment results, before fees and expenses, of 300% or 300% of the inverse (or opposite) of the performance of the ICE U.S. Treasury 20+ Year Bond Index. There is no guarantee the funds will meet their stated investment objectives. These leveraged ETFs seek a return that is +300% or -300% of the return of their benchmark index for a single day. The funds should not be expected to provide three times or negative three times the return of the benchmark s cumulative return for periods greater than a day. The ICE U.S. Treasury 20+ Year Bond Index is a market value weighted index that includes publicly issued U.S. Treasury securities that have a remaining maturity of greater than 20 years. Eligible securities must be fixed rate, denominated in U.S. dollars, and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. Securities excluded from the Index are zero-coupon STRIPS, inflation linked securities, floating rate notes, cash management and Treasury bills, and any government agency debt issued with or without a government guarantee. One cannot directly invest in an Index.
WisdomTree Emerging Currency Fund	CEW	Wisdom Tree	97717W133	US97717W1339	6 May 2009	0.55 %	Currency	Not Applicable	Emerging Market Currencies
The Fund seeks to achieve total returns reflective of both money market rates in selected emerging market countries available to foreign investors and changes to the value of these currencies relative to the U.S. dollar. Since the Funds investment objective has been adopted as a non-fundamental investment policy the Funds investment objective may be changed without a vote of shareholders. Constituent currencies at launch: Mexican Peso Brazilian Real Chilean Peso South African Rand Polish Zloty Israeli Shekel Turkish New Lira Chinese Yuan South Korean Won Taiwanese Dollar and Indian Rupee.
VanEck Vectors Brazil Small-Cap ETF	BRF	Van Eck Associates Corporation	92189F825	US92189F8251	12 May 2009	0.60 %	Equities (Stocks)	Not Applicable	Market Vectors Brazil Small-Cap Index
The Brazil Small-Cap ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Brazil Small-Cap Index.
ProShares Ultra MSCI Emerging Markets	EET	ProShares	74347X302	US74347X3026	2 Jun 2009	0.95 %	Equities (Stocks)	Not Applicable	MSCI Emerging Markets Index
ProShares Ultra MSCI Emerging Markets seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the MSCI Emerging Markets Index.
ProShares Ultra MSCI EAFE	EFO	ProShares	74347X500	US74347X5005	2 Jun 2009	0.95 %	Equities (Stocks)	Not Applicable	MSCI EAFE Index
ProShares Ultra MSCI EAFE seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the MSCI EAFE Index.
ProShares Ultra MSCI Japan	EZJ	ProShares	74347X708	US74347X7084	2 Jun 2009	0.95 %	Equities (Stocks)	Not Applicable	MSCI Japan Index
ProShares Ultra MSCI Japan seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the MSCI Japan Index.
ProShares Ultra FTSE China 50	XPP	ProShares	74347X880	US74347X8801	2 Jun 2009	0.95 %	Equities (Stocks)	Not Applicable	FTSE China 50 Index
ProShares Ultra FTSE / Xinhua China 50 seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the FTSE/Xinhua China 25 Index.
IQ Hedge Macro Tracker ETF	MCRO	Index IQ	45409B206	US45409B2060	9 Jun 2009	0.69 %	Other Asset Types	Hedge Fund Replication	IQ Hedge Macro Index
The IQ Hedge Macro Tracker ETF seeks to track before fees and expenses the performance of the IQ Hedge Macro Index. The Index attempts to replicate the risk-adjusted return characteristics of a combination of hedge funds pursuing a macro strategy and hedge funds pursuing an emerging markets strategy.
iShares Emerging Markets Infrastructure ETF	EMIF	Blackrock (iShares)	464288216	US4642882165	16 Jun 2009	0.75 %	Equities (Stocks)	Not Applicable	S&P Emerging Markets Infrastructure Index
The iShares S&P Emerging Markets Infrastructure Index Fund seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the S&P Emerging Markets Infrastructure Index.
ProShares UltraShort FTSE Europe	EPV	ProShares	74348A434	US74348A4343	16 Jun 2009	0.95 %	Equities (Stocks)	Not Applicable	FTSE Developed Europe All Cap Index
ProShares UltraShort FTSE Europe seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the FTSE Developed Europe All Cap Index. The FTSE Developed Europe All Cap Index is a market-capitalization weighted index representing the performance of large, mid and small cap companies in Developed European markets, including the UK. The index is comprised of approximately 1250 securities from 16 countries, and derived from the FTSE Global Equity Index Series (GEIS), which covers over 7,400 securities in 47 different countries and captures 98% of the worlds investable market capitalization.
ProShares UltraShort MSCI Brazil Capped	BZQ	ProShares	74347B292	US74347B2925	16 Jun 2009	0.95 %	Equities (Stocks)	Not Applicable	MSCI Brazil 25/50 Capped Index
ProShares UltraShort MSCI Brazil Capped seeks daily investment results, before fees and expenses, that correspond to two times the inverse (-2x) of the daily performance of the MSCI Brazil 25/50 Index. The MSCI Brazil 25/50 Index is a free-float-adjusted, market capitalization weighted index that is designed to measure the equity market performance of the Brazilian market. The Index is divided into large- and mid-cap segments and targets approximately 85% of free-float-adjusted market capitalization of the region.
iShares MSCI Peru ETF	EPU	Blackrock (iShares)	464289842	US4642898427	19 Jun 2009	0.59 %	Equities (Stocks)	Not Applicable	MSCI All Peru Capped Index
The iShares MSCI All Peru Capped Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI All Peru Capped Index.
ProShares UltraPro Short S&P 500	SPXU	ProShares	74347B268	US74347B2685	23 Jun 2009	0.91 %	Equities (Stocks)	Not Applicable	S&P 500 Index
ProShares UltraPro Short S&P500 seeks daily investment results before fees and expenses that correspond to triple (300%) the inverse (opposite) of the daily performance of the S&P 500
ProShares UltraPro S&P 500	UPRO	ProShares	74347X864	US74347X8645	23 Jun 2009	0.92 %	Equities (Stocks)	Not Applicable	S&P 500 Index
ProShares UltraPro S&P500 seeks daily investment results before fees and expenses that correspond to triple (300%) the daily performance of the S&P 500
First Trust NASDAQ ABA Community Bank Index Fund	QABA	First Trust	33736Q104	US33736Q1040	29 Jun 2009	0.60 %	Equities (Stocks)	Not Applicable	NASDAQ OMX ABA Community Bank Index
The First Trust NASDAQ ABA Community Bank Index Fund seeks investment results that correspond generally to the price and yield before the Funds fees and expenses of an equity index called the NASDAQ OMX ABA Community Bank Index.
ALPS Equal Sector Weight ETF	EQL	ALPS	00162Q205	US00162Q2057	7 Jul 2009	0.28 %	Equities (Stocks)	Not Applicable	NYSE Select Sector Equal Weight Index
The ALPS Equal Sector Weight ETF (Ticker Symbol: EQL) is an ETF of ETFs that delivers exposure to the US Large Cap Equity market by investing equal proportions in each of the 9 Select Sector SPDRs.
ProShares Large Cap Core Plus	CSM	ProShares	74347R248	US74347R2489	13 Jul 2009	0.45 %	Other Asset Types	Hedge Fund Replication	Credit Suisse 130/30 Large-Cap Index
ProShares Credit Suisse 130/30 seeks investment results before fees and expenses that track the performance of the Credit Suisse 130/30 Large-Cap Index.
Direxion Daily MSCI Real EstateBull 3X Shares	DRN	Direxion Shares	25459W755	US25459W7552	16 Jul 2009	0.95 %	Equities (Stocks)	Not Applicable	MSCI US IMI Real Estate 25/50 Index
The Direxion Daily Real Estate Bull 3x ETF seeks daily investment results before fees and expenses of 300% of the price performance of the MSCI US IMI RealEstate 25/50 Index (Real Estate Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily MSCI Real EstateBear 3X Shares	DRV	Direxion Shares	25460E141	US25460E1414	16 Jul 2009	0.95 %	Equities (Stocks)	Not Applicable	MSCI US IMI Real Estate 25/50 Index
The Direxion Daily Real Estate Bear 3X ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the MSCI US IMI RealEstate 25/50 Index. There is no guarantee the fund will meet its stated investment objective.
Aberdeen Standard Physical Silver Shares ETF	SIVR	Aberdeen	003264108	US0032641088	24 Jul 2009	0.30 %	Commodities & Metals	Not Applicable	London Silver Fix Price
Aberdeen Standard Physical Silver Shares ETF (SIVR) is designed to offer investors a simple cost-efficient and secure way to access the precious metals market. SIVR is intended to provide investors with a return equivalent to movements in the silver spot price less fees.
VanEck Vectors Vietnam ETF	VNM	Van Eck Associates Corporation	92189F817	US92189F8178	11 Aug 2009	0.68 %	Equities (Stocks)	Not Applicable	Market Vectors Vietnam Index
The Vietnam ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Vietnam Index.
Global X FTSE Nordic Region ETF	GXF	Global X	37950E101	US37950E1010	17 Aug 2009	0.58 %	Equities (Stocks)	Not Applicable	FTSE Nordic 30 Index
The Global X FTSE Nordic 30 ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the FTSE Nordic 30 Index.
ProShares Short 20+ Year Treasury	TBF	ProShares	74347X849	US74347X8496	18 Aug 2009	0.91 %	Bonds	Not Applicable	ICE U.S. Treasury 20+ Year Bond Index
ProShares Short 20+ Year Treasury seeks daily investment results, before fees and expenses, that correspond to the inverse (-1x) of the daily performance of the ICE U.S. Treasury 20+ Year Bond Index. The ICE U.S. Treasury 20+ Year Bond Index includes publicly- issued U.S. Treasury securities that have a remaining maturity greater than twenty years and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. In addition, the securities in the Underlying Index must be fixed-rate and denominated in U.S. dollars. Excluded from the Underlying Index are inflation-linked securities, Treasury bills, cash management bills, any government agency debt issued with or without a government guarantee and zero-coupon issues that have been stripped from coupon-paying bonds. The Underlying Index is weighted by market capitalization, and the securities in the Underlying Index are updated on the last business day of each month.
PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund	STPZ	PIMCO	72201R205	US72201R2058	20 Aug 2009	0.20 %	Bonds	Not Applicable	ICE BofA Merrill Lynch 1-5 Year US Inflation-Linked Treasury Index
The objective of the PIMCO 1-5 Year U.S. TIPS Index Fund is to provide total return that closely corresponds before fees and expenses to the total return of ICE BofA Merrill Lynch 1-5 Year US Inflation-Linked Treasury Index.
PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund	LTPZ	PIMCO	72201R304	US72201R3049	3 Sep 2009	0.20 %	Bonds	Not Applicable	ICE BofA Merrill Lynch 15+ Year US Inflation-Linked Treasury Index
The objective of the PIMCO 15+ Year U.S. TIPS Index Fund is to provide total return that closely corresponds before fees and expenses to the total return of ICE BofA Merrill Lynch 15+ Year US Inflation-Linked Treasury Index.
PIMCO Broad U.S. TIPS Index Exchange-Traded Fund	TIPZ	PIMCO	72201R403	US72201R4039	3 Sep 2009	0.20 %	Bonds	Not Applicable	ICE BofA Merrill Lynch US Inflation-Linked Treasury Index
The objective of the PIMCO Broad U.S. TIPS Index Fund is to provide total return that closely corresponds before fees and expenses to the total return of ICE BofA Merrill Lynch US Inflation-Linked Treasury Index.
Aberdeen Standard Physical Swiss Gold Shares ETF	SGOL	Aberdeen	00326A104	US00326A1043	9 Sep 2009	0.17 %	Commodities & Metals	Not Applicable	Gold - London PM Gold Price
Aberdeen Standard Physical Swiss Gold Shares ETF (SGOL) is designed to offer investors a simple cost-efficient and secure way to access the precious metals market. SGOL is intended to provide investors with a return equivalent to movements in the gold spot price less fees.
SPDR Wells Fargo Preferred Stock ETF	PSK	State Street (SPDR)	78464A292	US78464A2924	16 Sep 2009	0.45 %	Other Asset Types	Preferred Stock	Wells Fargo Hybrid and Preferred Securities Aggregate Index
The SPDR Wells Fargo Preferred Stock ETF seeks to replicate as closely as possible before fees and expenses the total return of the Wells Fargo Hybrid and Preferred Securities Aggregate Index.
iShares Russell Top 200 ETF	IWL	Blackrock (iShares)	464289446	US4642894467	22 Sep 2009	0.15 %	Equities (Stocks)	Not Applicable	Russell Top 200 Index
The iShares Russell Top 200 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Russell Top 200 Index.
iShares Russell Top 200 Value ETF	IWX	Blackrock (iShares)	464289420	US4642894202	22 Sep 2009	0.20 %	Equities (Stocks)	Not Applicable	Russell Top 200 Value Index
The iShares Russell Top 200 Value Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Russell Top 200® Value Index.
iShares Russell Top 200 Growth ETF	IWY	Blackrock (iShares)	464289438	US4642894384	22 Sep 2009	0.20 %	Equities (Stocks)	Not Applicable	Russell Top 200 Pure Growth Index
The iShares Russell Top 200 Growth Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the Russell Top 200® Growth Index.
IQ Real Return ETF	CPI	Index IQ	45409B602	US45409B6020	27 Oct 2009	0.44 %	Target Date / Multi-Asset	Not Applicable	IQ Real Return Index
The IQ Real Return ETF seeks investment results that correspond before fees and expenses to the price and yield performance of the IQ Real Return Index. The Index seeks to provide a hedge against the U.S. inflation rate by providing a real return or a return above the rate of inflation as represented by the Consumer Price Index which is published by the Bureau of Labor Statistics and is a measure of the average change in prices over time of goods and services purchased by households.
IQ Global Resources ETF	GRES	Index IQ	45409B883	US45409B8836	27 Oct 2009	0.77 %	Equities (Stocks)	Not Applicable	IQ Global Resources Index
The IQ Global Resources ETF seeks investment results that correspond before fees and expenses to the price and yield performance of the IQ Global Resources Index. The Index uses momentum and valuation factors to identify global companies that operate in commodity-specific market segments and whose equity securities trade in developed markets including the U.S. These segments include the major commodity sectors (Precious Metals Industrial Metals Livestock Energy and Grains Food & Fiber) plus Timber Water and Coal. The Index also includes short exposure to global equities as a partial equity market hedge.
ETRACS Bloomberg Commodity Index Total Return ETN	DJCI	UBS	902641679	US9026416795	28 Oct 2009	0.50 %	Commodities & Metals	Not Applicable	Bloomberg Commodity USD Total Return Index
The ETRACS Bloomberg-UBS Commodity Index Total Return is designed to track the performance of the Bloomberg-UBS Commodity Index Total ReturnSM (the "Index") less investor fees. The Index is designed to provide diversified commodity exposure with weightings based on each underlying commoditys liquidity and economic significance. The Index measures the collateralized returns from a basket of 19 commodity futures contracts representing the energy, precious metals, industrial metals, grains, softs and livestock sectors. In addition, the Index is rebalanced once a year to ensure that no commodity sector may constitute more than 33% of the Index as of the date of such rebalancing.
PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund	ZROZ	PIMCO	72201R882	US72201R8824	30 Oct 2009	0.15 %	Bonds	Not Applicable	ICE BofA Merrill Lynch Long US Treasury Principal STRIPS Index
The objective of the PIMCO 25+ Year Zero Coupon U.S. Treasury Index Fund is to provide total return that closely corresponds before fees and expenses to the total return of ICE BofA Merrill Lynch Long Treasury Principal STRIPS Index.
Schwab US Broad Market ETF	SCHB	Schwab	808524102	US8085241029	3 Nov 2009	0.03 %	Equities (Stocks)	Not Applicable	Dow Jones U.S. Broad Stock Market Index
The fund offers diversified exposure across large- and small-cap U.S. stocks. It seeks investment results that track performance before fees and expenses of the approximately 2500-stock Dow Jones U.S. Broad Stock Market Index?.
Schwab US Large-Cap ETF	SCHX	Schwab	808524201	US8085242019	3 Nov 2009	0.03 %	Equities (Stocks)	Not Applicable	Dow Jones US Large Cap Total Stock Market Index
The fund provides exposure to large-cap U.S. companies. It seeks investment results that track the performance before fees and expense of the Dow Jones U.S. Large-Cap Total Stock Market Index? made up of approximately the largest 750 U.S. stocks.
Schwab International Equity ETF	SCHF	Schwab	808524805	US8085248057	3 Nov 2009	0.06 %	Equities (Stocks)	Not Applicable	FTSE Developed Countries ex US Index
The fund provides broad exposure to international large-and mid-cap companies in over 20 developed international markets. It seeks investment returns that track the performance before fees and expenses of the FTSE Developed ex U.S. Index made up of approximately 1400 international stocks.
Schwab US Small-Cap ETF	SCHA	Schwab	808524607	US8085246077	3 Nov 2009	0.04 %	Equities (Stocks)	Not Applicable	Dow Jones U.S. Small-Cap Total Stock Market Index
The fund offers exposure to small-cap U.S. companies. It seeks investment results that track the performance before fees and expenses of the Dow Jones U.S. Small-Cap Total Stock Market Index? made up of approximately 1750 U.S. small cap stocks.
VanEck Vectors Junior Gold Miners ETF	GDXJ	Van Eck Associates Corporation	92189F791	US92189F7915	10 Nov 2009	0.53 %	Equities (Stocks)	Not Applicable	Market Vectors Junior Gold Miners Index
The Junior Gold Miners ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Junior Gold Miners Index. The Market Vectors Junior Gold Miners Index is a rules-based modified market capitalization-weighted float-adjusted index intended to investors exposure to small- and medium-capitalization companies in the gold or silver mining industry.
PIMCO Enhanced Short Maturity Exchange-Traded Fund	MINT	PIMCO	72201R833	US72201R8337	16 Nov 2009	0.35 %	Bonds	Not Applicable	Not Applicable
PIMCO Enhanced Short Maturity Strategy Fund (MINT) is an actively managed exchange-traded fund (ETF) that seeks greater income and total return potential than money market funds and may be appropriate for non-immediate cash allocations. MINT will primarily invest in short duration investment grade debt securities. The average portfolio duration of MINT will vary based on PIMCO s economic forecasts and active investment process decisions and will not normally exceed one year. MINT will disclose all portfolio holdings on a daily basis and will not use options futures or swaps.
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	GRID	First Trust	33737A108	US33737A1088	16 Nov 2009	0.70 %	Equities (Stocks)	Not Applicable	NASDAQ OMX Clean Edge Smart Grid Infrastructure Index
This exchange-traded fund seeks investment results that correspond generally to the price and yield before the Funds fees and expenses of an equity index called the NASDAQ OMX Clean Edge Smart Grid Infrastructure Index.
IQ Merger Arbitrage ETF	MNA	Index IQ	45409B800	US45409B8000	17 Nov 2009	0.77 %	Other Asset Types	Hedge Fund Replication	IQ Merger Arbitrage Index
The IQ Merger Arbitrage ETF seeks to track before fees and expenses the performance of the IQ Merger Arbitrage Index. The Index seeks to achieve capital appreciation by investing in global companies for which there has been a public announcement of a takeover by an acquirer. This differentiated approach is based on a passive strategy of owning certain announced takeover targets with the goal of generating returns that are representative of global merger arbitrage activity. The Index also includes short exposure to global equities as a partial equity market hedge. Merger arbitrage is a directional hedge fund strategy. The IQ Merger Arbitrage ETF is not a hedge fund and does not invest in hedge funds.
Invesco Taxable Municipal Bond ETF	BAB	Invesco	46138G805	US46138G8050	17 Nov 2009	0.28 %	Bonds	Not Applicable	ICE BofA Merrill Lynch US Taxable Municipal Securities Plus Index
The Invesco Taxable Municipal Bond ETF (Fund) is based on the ICE BofAML US Taxable Municipal Securities Plus Index (Index). The Fund will normally invest at least 80% of its total assets in the securities that comprise the Index. The Index is designed to track the performance of US dollar-denominated taxable municipal debt publicly issued by US states and territories, and their political subdivisions, in the US market. The Fund and the Index are rebalanced and reconstituted monthly.
iShares India 50 ETF	INDY	Blackrock (iShares)	464289529	US4642895290	18 Nov 2009	0.94 %	Equities (Stocks)	Not Applicable	CNX Nifty Index
The iShares India Nifty 50 Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the CNX Nifty Index.
United States 12 Month Natural Gas Fund LP	UNL	United States Commodity Funds	91288X109	US91288X1090	18 Nov 2009	0.91 %	Commodities & Metals	Not Applicable	Natural Gas - NYMEX traded next 12 months average futures contracts
The investment objective of UNL is to have the changes in percentage terms of the units net asset value reflect the changes in percentage terms of the spot price of natural gas delivered at the Henry Hub Louisiana as measured by the changes in the average of the prices of 12 futures contracts on natural gas traded on the New York Mercantile Exchange consisting of the near month contact to expire and the contracts for the following eleven months for a total of 12 consecutive months contracts except when the near month contract is within two weeks of expiration in which case it will be measured by the futures contract that is the next month contract to expire and the contracts for the following eleven consecutive months less UNLs expenses.
Vanguard Long-Term Government Bond ETF	VGLT	Vanguard	92206C847	US92206C8477	19 Nov 2009	0.07 %	Bonds	Not Applicable	Barclays Capital U.S. Long Government Float Adjusted Index
Seeks to provide a high and sustainable level of current income. Invests primarily in government bonds. Maintains a dollar-weighted average maturity of 10 to 25 years.
Vanguard Long-Term Corporate Bond ETF	VCLT	Vanguard	92206C813	US92206C8139	19 Nov 2009	0.07 %	Bonds	Not Applicable	Barclays US 10+ Year Corp Index
Seeks to provide a high and sustainable level of current income. Invests primarily in high-quality (investment-grade) corporate bonds. Maintains a dollar-weighted average maturity of 10 to 25 years.
Vanguard Short-Term Government Bond ETF	VGSH	Vanguard	92206C102	US92206C1027	19 Nov 2009	0.07 %	Bonds	Not Applicable	Barclays Capital U.S. 1 3 Year Government Float Adjusted Index
Seeks to provide current income with modest price fluctuation. Invests primarily in high-quality (investment-grade) U.S. government bonds. Maintains a dollar-weighted average maturity of 1 to 3 years.
Vanguard Intermediate-Term Government Bond ETF	VGIT	Vanguard	92206C706	US92206C7065	19 Nov 2009	0.07 %	Bonds	Not Applicable	Barclays Capital U.S. 3 10 Year Government Float Adjusted Index
Seeks to provide a moderate and sustainable level of current income. Invests primarily in government bonds. Moderate interest rate risk with a dollar-weighted average maturity of 5 to 10 years.
Vanguard Mortgage-Backed Securities ETF	VMBS	Vanguard	92206C771	US92206C7719	19 Nov 2009	0.07 %	Bonds	Not Applicable	Barclays Capital U.S. MBS Float Adjusted Index
Seeks to provide a moderate and sustainable level of current income. Invests primarily in U.S. agency mortgage-backed pass-through securities issued by Ginnie Mae (GNMA) Fannie Mae (FNMA) and Freddie Mac (FHLMC). Moderate interest rate risk with a dollar-weighted average maturity of 3 to 10 years.
Vanguard Intermediate-Term Corporate Bond ETF	VCIT	Vanguard	92206C870	US92206C8709	19 Nov 2009	0.07 %	Bonds	Not Applicable	Barclays US 5-10 Year Corp Index
Seeks to provide a moderate and sustainable level of current income. Invests primarily in high-quality (investment-grade) corporate bonds. Moderate interest rate risk with a dollar-weighted average maturity of 5 to 10 years
Vanguard Short-Term Corporate Bond ETF	VCSH	Vanguard	92206C409	US92206C4096	19 Nov 2009	0.07 %	Bonds	Not Applicable	Barclays Capital U.S. 1 5 Year Corporate Index
Seeks to provide current income with modest price fluctuation. Invests primarily in high-quality (investment-grade) corporate bonds. Maintains a dollar-weighted average maturity of 1 to 3 years.
PIMCO Intermediate Municipal Bond Exchange-Traded Fund	MUNI	PIMCO	72201R866	US72201R8667	30 Nov 2009	0.35 %	Bonds	Not Applicable	Not Applicable
The Intermediate Municipal Bond Strategy Fund is an actively managed exchange-traded fund (ETF). Designed to be appropriate for investors seeking tax-exempt income the Fund consists of a diversified portfolio of primarily intermediate duration high credit quality bonds which carry interest income that is exempt from federal tax and in some cases state tax. With this Fund investors will see the names of the bonds owned daily. In addition the Fund will not use options futures or swaps.
Global X MSCI China Consumer Discretionary ETF	CHIQ	Global X	37950E408	US37950E4089	30 Nov 2009	0.65 %	Equities (Stocks)	Not Applicable	MSCI China Consumer Discretionary 10/50 Index
The Global X MSCI China Consumer Discretionary ETF (CHIQ) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI China Consumer Discretionary 10/50 Index.
Global X MSCI China Industrials ETF	CHII	Global X	37950E705	US37950E7058	30 Nov 2009	0.66 %	Equities (Stocks)	Not Applicable	MSCI China Industrials 10/50 Index
The Global X MSCI China Industrials ETF (CHII) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI China Industrials 10/50 Index.
Direxion Daily FTSE China Bull 3X Shares	YINN	Direxion Shares	25459W771	US25459W7719	3 Dec 2009	0.95 %	Equities (Stocks)	Not Applicable	FTSE China 50 Index
The Direxion Daily FTSE China Bull 3X Shares seeks daily investment results before fees and expenses of 300% of the price performance of the FTSE China 50 Index (the China Index). There is no guarantee the fund will meet its stated investment objective. The FTSE China 50 Index (TXIN0UNU) consists of the 50 largest and most liquid public Chinese companies currently trading on the Hong Kong Stock Exchange ( SEHK ). Securities in the Index are weighted based on the total market value of their shares, so that securities with higher total market values will generally have a higher representation in the Index.
Direxion Daily Latin America Bull 3X Shares	LBJ	Direxion Shares	25490K299	US25490K2996	3 Dec 2009	0.95 %	Equities (Stocks)	Not Applicable	S&P Latin America 40 Index
The Direxion Daily Latin America Bull 3x ETF seeks daily investment results before fees and expenses of 300% of the price performance of the S&P Latin America 40 Index (Latin America Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily FTSE China Bear 3X Shares	YANG	Direxion Shares	25460E521	US25460E5217	3 Dec 2009	0.95 %	Equities (Stocks)	Not Applicable	FTSE China 50 Index
The Direxion Daily FTSE China Bear 3X Shares seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the FTSE China 50 Index (the China Index). There is no guarantee the fund will meet its stated investment objective. The FTSE China 50 Index (TXIN0UNU) consists of the 50 largest and most liquid public Chinese companies currently trading on the Hong Kong Stock Exchange ( SEHK ). Securities in the Index are weighted based on the total market value of their shares, so that securities with higher total market values will generally have a higher representation in the Index.
iShares Core 10+ Year USD Bond ETF	ILTB	Blackrock (iShares)	464289479	US4642894798	8 Dec 2009	0.06 %	Bonds	Not Applicable	Bloomberg Barclays U.S. Universal 10+ Year Index
The iShares Core 10+ Year USD Bond ETF seeks to track the investment results of an index composed of U.S. dollar-denominated bonds that are rated either investment grade or high-yield with remaining maturities greater than ten years.
iShares Long-Term Corporate Bond ETF	IGLB	Blackrock (iShares)	464289511	US4642895118	8 Dec 2009	0.06 %	Bonds	Not Applicable	ICE BofAML 10+ Year US Corporate Index
The iShares Long-Term Corporate Bond ETF seeks to track the investment results of an index composed of U.S. dollar-denominated investment-grade corporate bonds with remaining maturities greater than ten years.
Global X MSCI China Communication Services ETF	CHIC	Global X	37950E804	US37950E8049	8 Dec 2009	0.65 %	Equities (Stocks)	Not Applicable	MSCI China Communication Services 10/50 Index
The Global X MSCI China Communication Services ETF (CHIC) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI China Communication Services 10/50 Index.
Invesco China Technology ETF	CQQQ	Invesco	46138E800	US46138E8003	8 Dec 2009	0.70 %	Equities (Stocks)	Not Applicable	FTSE China Incl A 25% Technology Capped Index
The Invesco China Technology ETF is based on the FTSE China Incl A 25% Technology Capped Index (Index). The Fund will invest at least 80% of its total assets in securities that comprise the Index as well as American depositary receipts and global depositary receipts based on the securities in the Index. The Index includes constituents of the FTSE China Index and FTSE China A Stock Connect Index that are classified as information technology securities, including China A-shares and China B-shares.
Global X MSCI China Financials ETF	CHIX	Global X	37950E606	US37950E6068	10 Dec 2009	0.65 %	Equities (Stocks)	Not Applicable	MSCI China Financials 10/50 Index
The Global X MSCI China Financials ETF (CHIX) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI China Financials 10/50 Index.
Schwab U.S. Large-Cap Growth ETF	SCHG	Schwab	808524300	US8085243009	11 Dec 2009	0.04 %	Equities (Stocks)	Not Applicable	Dow Jones U.S. Large-Cap Growth Total Stock Market Index
The fund provides exposure to large-cap U.S. stocks that exhibit growth style characteristics. It seeks investment results that track the the performance before fees and expenses of the Dow Jones U.S. Large-Cap Growth Total Stock Market Index? representing approximately half of the market capitalization of stocks in the Dow Jones U.S. Large Cap Total Stock Market Index?.
Schwab U.S. Large-Cap Value ETF	SCHV	Schwab	808524409	US8085244098	11 Dec 2009	0.04 %	Equities (Stocks)	Not Applicable	Dow Jones U.S. Large-Cap Value Total Stock Market Index
The fund provides broad exposure to large-cap U.S. stocks that exhibit value style characteristics. It seeks investment results that track the the performance before fees and expenses of the Dow Jones U.S. Large-Cap Value Total Stock Market Index? representing approximately half of the market capitalization of stocks in the Dow Jones U.S. Large Cap Total Stock Market Index?.
Global X MSCI China Energy ETF	CHIE	Global X	37950E507	US37950E5078	15 Dec 2009	0.66 %	Equities (Stocks)	Not Applicable	MSCI China Energy IMI Plus 10/50 Index
The Global X MSCI China Energy ETF (CHIE) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI China Energy IMI Plus 10/50 Index.
SPDR Portfolio Short Term Corporate Bond ETF	SPSB	State Street (SPDR)	78464A474	US78464A4748	16 Dec 2009	0.07 %	Bonds	Not Applicable	Barclays Capital U.S. 1-3 Year Corporate Bond Index
The SPDR Portfolio Short Term Corporate Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays U.S. 1-3 Year Corporate Bond Index (the "Index"). The Bloomberg Barclays U.S. 1-3 Year Corporate Bond Index is designed to measure the performance of the short term U.S. corporate bond market. The Index includes publicly issued U.S. dollar denominated corporate issues that have a remaining maturity of greater than or equal to 1 year and less than 3 years, are rated investment grade (must be Baa3/BBB- or higher using the middle rating of Moodys Investor Service, Inc., Standard & Poors, and Fitch Rating), and have $250 million or more of outstanding face value. In addition, the securities must be Securities and Exchange Commission ("SEC") registered, denominated in U.S. dollars, fixed rate and non-convertible. The Index includes only corporate sectors. The corporate sectors are Industrial, Utility, and Financial Institutions, which include both U.S. and non-U.S. corporations. The following instruments are excluded from the Index: structured notes with embedded swaps or other special features; private placements; floating rate securities; and Eurobonds. The Index is market capitalization weighted and the securities in the Index are updated on the last business day of each month.
WisdomTree Europe Hedged Equity Fund	HEDJ	Wisdom Tree	97717X701	US97717X7012	31 Dec 2009	0.58 %	Equities (Stocks)	Not Applicable	WisdomTree Europe Hedged Equity Index
WisdomTree Europe Hedged Equity Fund seeks to provide exposure to the European equity market while hedging exposure to fluctuations between the U.S. dollar and the euro. The WisdomTree Europe Hedged Equity Index is designed to provide exposure to European equities while at the same time neutralizing exposure to fluctuations between the euro and the U.S. dollar.
Aberdeen Standard Physical Palladium Shares ETF	PALL	Aberdeen	003262102	US0032621023	8 Jan 2010	0.60 %	Commodities & Metals	Not Applicable	Palladium - London PM Fix
Aberdeen Standard Physical Palladium Shares ETF (PALL) is designed to offer investors a simple cost-efficient and secure way to access the precious metals market. PALL is intended to provide investors with a return equivalent to movements in the palladium spot price less fees.
Aberdeen Standard Physical Platinum Shares ETF	PPLT	Aberdeen	003260106	US0032601066	8 Jan 2010	0.60 %	Commodities & Metals	Not Applicable	Platinum - London PM Fix
Aberdeen Standard Physical Platinum Shares ETF (PPLT) is designed to offer investors a simple cost-efficient and secure way to access the precious metals market. PPLT is intended to provide investors with a return equivalent to movements in the platinum spot price less fees.
Global X MSCI China Materials ETF	CHIM	Global X	37950E242	US37950E2422	12 Jan 2010	0.65 %	Equities (Stocks)	Not Applicable	MSCI China Materials 10/50 Index
The Global X MSCI China Materials ETF (CHIM) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI China Materials 10/50 Index.
Schwab Emerging Markets Equity ETF	SCHE	Schwab	808524706	US8085247067	14 Jan 2010	0.13 %	Equities (Stocks)	Not Applicable	FTSE All Emerging Index
The fund offers diversified exposure to large- and mid-cap companies in over 20 emerging markets. It seeks investment results that track the performance before fees and expenses of the approximately 740-stock FTSE All Emerging Index.
Schwab International Small-Cap Equity ETF	SCHC	Schwab	808524888	US8085248883	14 Jan 2010	0.12 %	Equities (Stocks)	Not Applicable	FTSE Developed Small Cap ex U.S. Liquid Index
The fund offers diversified exposure to international small-cap companies in over 20 developed international markets. It seeks investment results that track the performance before fees and expenses of the FTSE Developed Small Cap ex U.S. Liquid Index made up of approximately 2000 international small cap stocks.
ProShares Ultra 7-10 Year Treasury	UST	ProShares	74347R180	US74347R1804	19 Jan 2010	0.95 %	Bonds	Not Applicable	ICE U.S. Treasury 7-10 Year Bond Index
ProShares Ultra 7-10 Year Treasury seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the ICE U.S. Treasury 7-10 Year Bond Index. The ICE U.S. Treasury 7-10 Year Bond Index includes publicly- issued U.S. Treasury securities that have a remaining maturity of greater than seven years and less than or equal to ten years and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. In addition, the securities in the Underlying Index must be fixed-rate and denominated in U.S. dollars. Excluded from the Underlying Index are inflation-linked securities, Treasury bills, cash management bills, any government agency debt issued with or without a government guarantee and zero-coupon issues that have been stripped from coupon-paying bonds. The Underlying Index is weighted by market capitalization, and the securities in the Underlying Index are updated on the last business day of each month.
ProShares Ultra 20+ Year Treasury	UBT	ProShares	74347R172	US74347R1721	19 Jan 2010	0.95 %	Bonds	Not Applicable	ICE U.S. Treasury 20+ Year Bond Index
ProShares Ultra 20+ Year Treasury seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the ICE U.S. Treasury 20+ Year Bond Index. The ICE U.S. Treasury 20+ Year Bond Index includes publicly- issued U.S. Treasury securities that have a remaining maturity greater than twenty years and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. In addition, the securities in the Underlying Index must be fixed-rate and denominated in U.S. dollars. Excluded from the Underlying Index are inflation-linked securities, Treasury bills, cash management bills, any government agency debt issued with or without a government guarantee and zero-coupon issues that have been stripped from coupon-paying bonds. The Underlying Index is weighted by market capitalization, and the securities in the Underlying Index are updated on the last business day of each month.
iShares MSCI Europe Financials ETF	EUFN	Blackrock (iShares)	464289180	US4642891802	20 Jan 2010	0.48 %	Equities (Stocks)	Not Applicable	MSCI Europe Financial Sector Index
The iShares MSCI Europe Financials Sector Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Europe Financials Index.
PIMCO Short Term Municipal Bond Exchange-Traded Fund	SMMU	PIMCO	72201R874	US72201R8741	1 Feb 2010	0.35 %	Bonds	Not Applicable	Not Applicable
The Short Term Municipal Bond Strategy Fund is an actively managed exchange-traded fund (ETF). Designed to be appropriate for investors seeking tax-exempt income the Fund consists of a diversified portfolio of primarily short duration high credit quality bonds which carry interest income that is exempt from federal tax and in some cases state tax. With this Fund investors will see the names of the bonds owned daily. In addition the Fund will not use options futures or swaps.
ProShares UltraPro Russell2000	URTY	ProShares	74347X799	US74347X7993	9 Feb 2010	0.95 %	Equities (Stocks)	Not Applicable	Russell 2000 Index
ProShares UltraPro Russell2000 seeks daily investment results before fees and expenses that correspond to triple (300%) the daily performance of the Russell 2000 Index.
ProShares UltraPro QQQ	TQQQ	ProShares	74347X831	US74347X8314	9 Feb 2010	0.95 %	Equities (Stocks)	Not Applicable	NASDAQ-100 Index
ProShares UltraPro QQQ seeks daily investment results before fees and expenses that correspond to triple (300%) the daily performance of the NASDAQ-100 Index .
ProShares UltraPro MidCap400	UMDD	ProShares	74347X815	US74347X8157	9 Feb 2010	0.95 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Index
ProShares UltraPro MidCap400 seeks daily investment results before fees and expenses that correspond to triple (300%) the daily performance of the S&P MidCap 400 Index.
ProShares UltraPro Short MidCap400	SMDD	ProShares	74348A392	US74348A3923	9 Feb 2010	0.95 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Index
ProShares UltraPro Short MidCap400 seeks daily investment results before fees and expenses that correspond to triple (300%) the inverse (opposite) of the daily performance of the S&P MidCap 400 Index.
ProShares UltraPro Short Dow30	SDOW	ProShares	74347G309	US74347G3092	9 Feb 2010	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones Industrial Average Index
ProShares UltraPro Short Dow30 seeks daily investment results before fees and expenses that correspond to triple (300%) the inverse (opposite) of the daily performance of the Dow Jones Industrial Average Index.
ProShares UltraPro Short Russell2000	SRTY	ProShares	74348A152	US74348A1521	9 Feb 2010	0.95 %	Equities (Stocks)	Not Applicable	Russell 2000 Index
ProShares UltraPro Short Russell2000 seeks daily investment results before fees and expenses that correspond to triple (300%) the inverse (opposite) of the daily performance of the Russell 2000 Index.
ProShares UltraPro Dow30	UDOW	ProShares	74347X823	US74347X8231	9 Feb 2010	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones Industrial Average Index
ProShares UltraPro Dow30 seeks daily investment results before fees and expenses that correspond to triple (300%) the daily performance of the Dow Jones Industrial Average Index.
ProShares UltraPro Short QQQ	SQQQ	ProShares	74347G408	US74347G4082	9 Feb 2010	0.95 %	Equities (Stocks)	Not Applicable	NASDAQ-100 Index
ProShares UltraPro Short QQQ seeks daily investment results before fees and expenses that correspond to triple (300%) the inverse (opposite) of the daily performance of the NASDAQ-100 Index .
VanEck Vectors Egypt Index ETF	EGPT	Van Eck Associates Corporation	92189F775	US92189F7758	16 Feb 2010	0.98 %	Equities (Stocks)	Not Applicable	Market Vectors Egypt Index
The Egypt Index ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Egypt Index.
Invesco CEF Income Composite ETF	PCEF	Invesco	46138E404	US46138E4044	19 Feb 2010	2.25 %	Other Asset Types	Closed End Funds	S-Network Composite Closed-End Fund Index
The Invesco CEF Income Composite ETF (Fund) is based on the S-Network Composite Closed-End Fund IndexSM (Index). The Fund will normally invest at least 90% of its total assets in securities of funds included in the Index. The Fund is a "fund of funds," as it invests its assets in the common shares of funds included in the Index rather than in individual securities. The Index currently includes closed-end funds that invest in taxable investment grade fixed-income securities, taxable high yield fixed-income securities and others utilize an equity option writing (selling) strategy. The Fund and the Index are rebalanced and reconstituted quarterly
Direxion Daily MSCI India Bull 3x Shares	INDL	Direxion Shares	25490K331	US25490K3317	11 Mar 2010	0.95 %	Equities (Stocks)	Not Applicable	MSCI India Index
The Direxion Daily MSCI India Bull 3x Shares seeks daily investment results, before fees and expenses, of 300% of the performance of the MSCI India Index. There is no guarantee this fund will meet its stated investment objective. The MSCI India Index is provided by MSCI Inc. and is designed to measure the performance of the large- and mid-capitalization equity securities of the Indian market. Securities are selected based on the MSCI Global Investable Indexes Methodology as defined by the Index Provider. All component securities in the Index are classified per the Global Industry Classification Standard (GICS).
Direxion Daily Semiconductors Bear 3x Shares	SOXS	Direxion Shares	25460E182	US25460E1828	11 Mar 2010	0.95 %	Equities (Stocks)	Not Applicable	PHLX Semiconductor Sector Index
The Direxion Daily Semiconductor Bear 3x ETF seeks daily investment results before fees and expenses of 300% of the inverse (or opposite) of the price performance of the PHLX Semiconductor Sector Index (Semiconductor Index). There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Semiconductors Bull 3x Shares	SOXL	Direxion Shares	25459W458	US25459W4583	11 Mar 2010	0.94 %	Equities (Stocks)	Not Applicable	PHLX Semiconductor Sector Index
The Direxion Daily Semiconductor Bull 3x ETF seeks daily investment results before fees and expenses of 300% of the price performance of the PHLX Semiconductor Sector Index (Semiconductor Index). There is no guarantee the fund will meet its stated investment objective.
First Trust Indxx Global Agriculture ETF	FTAG	First Trust	33734X812	US33734X8121	11 Mar 2010	0.70 %	Equities (Stocks)	Not Applicable	Indxx Global Agriculture Index
The First Trust Indxx Global Agriculture ETF is an exchange-trade fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called theIndxx Global Agriculture Index. The Indxx Global Agriculture Index is a market capitalization weighted index designed to measure the performance of companies which are directly or indirectly engaged in improving agricultural yields. Each security in the index must meet certain eligibility criteria based on liquidity and size. Companies may generally be domiciled in any country, including emerging markets, subject to certain exclusions determined by the Index Provider based on certain criteria. Securities in the agriculture sector are selected and the index is comprised of farmland companies and firms involved in chemicals & fertilizers, seeds, irrigation equipment, and farm machinery.
First Trust Indxx Global Natural Resources Income ETF	FTRI	First Trust	33734X838	US33734X8386	11 Mar 2010	0.70 %	Equities (Stocks)	Not Applicable	Indxx Global Natural Resources Income Index
The First Trust Indxx Global Natural Resources Income ETF is an exchange-trade fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the Indxx Global Natural Resources Income Index. The Indxx Global Natural Resources Income Index is a free float adjusted market capitalization weighted index designed to measure the market performance of the highest dividend yielding companies involved in the upstream segment of the natural resources sector. Each security in the index must meet certain eligibility criteria based on liquidity, size and dividend history. Companies may generally be domiciled in any country, including emerging markets, subject to certain exclusions determined by the Index Provider based on certain criteria. Securities are classified into the following broad five categories and each category is capped at 30%: Energy, Materials, Agriculture, Water and Timber. Top 50 companies by dividend yield form the interim portfolio.
ProShares Short Real Estate	REK	ProShares	74347X641	US74347X6417	16 Mar 2010	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Real Estate Index
ProShares Short Real Estate seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the Dow Jones U.S. Real Estate Index
ProShares Short Basic Materials	SBM	ProShares	74347X559	US74347X5591	16 Mar 2010	0.95 %	Equities (Stocks)	Not Applicable	Dow Jones US Basic Materials Sector Index
ProShares Short Basic Materials seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the Dow Jones U.S. Basic Materials Index.
ProShares Short FTSE China 50	YXI	ProShares	74347X658	US74347X6581	16 Mar 2010	0.95 %	Equities (Stocks)	Not Applicable	FTSE China 50 Index
ProShares Short FTSE/Xinhua China 50 seeks daily investment results before fees and expenses that correspond to the inverse (opposite) of the daily performance of the FTSE/Xinhua China 50 Index.
ETRACS Alerian MLP Infrastructure Index ETN	MLPI	UBS	902641646	US9026416464	31 Mar 2010	0.85 %	Other Asset Types	MLP	Alerian MLP Infrastructure Index
The ETRACS Alerian MLP Infrastructure Index is designed to track the performance of the Alerian MLP Infrastructure Index (the "Index") and pay a variable quarterly coupon linked to the cash distributions paid on the Master Limited Partnerships in the index, less investor fees. The Index, comprised of 25 energy infrastructure Master Limited Partnerships, is a liquid, midstream-focused subset of the Alerian MLP Index (NYSE: AMZ). The Index, whose constituents generally earn the majority of their cash flow from the transportation and storage of energy commodities, provides investors with a benchmark for the infrastructure component of this emerging asset class. The Index is calculated using a capped, float-adjusted, capitalization-weighted methodology that results in greater diversification versus a pure market capitalization-weighted index.
ProShares Ultra Nasdaq Biotechnology	BIB	ProShares	74347R214	US74347R2141	7 Apr 2010	0.95 %	Equities (Stocks)	Not Applicable	Nasdaq Biotech Index
ProShares Ultra Nasdaq Biotechnology seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the NASDAQ Biotechnology Index.
ProShares UltraShort Nasdaq Biotechnology	BIS	ProShares	74347B789	US74347B7890	7 Apr 2010	0.95 %	Equities (Stocks)	Not Applicable	Nasdaq Biotech Index
ProShares UltraShort Nasdaq Biotechnology seeks daily investment results before fees and expenses that correspond to twice (200%) the inverse (opposite) of the daily performance of the NASDAQ Biotechnology Index.
Invesco S&P SmallCap Consumer Discretionary ETF	PSCD	Invesco	46138E180	US46138E1800	7 Apr 2010	0.29 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Capped Consumer Discretionary Index
The Invesco S&P SmallCap Consumer Discretionary ETF (Fund) is based on the S&P SmallCap 600 Capped Consumer Discretionary Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US consumer discretionary companies. These companies are principally engaged in providing consumer goods and services that are cyclical in nature, including retail, automotive, leisure and recreation, media and real estate.
Invesco S&P SmallCap Consumer Staples ETF	PSCC	Invesco	46138E172	US46138E1727	7 Apr 2010	0.29 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Capped Consumer Staples Index
The Invesco S&P SmallCap Consumer Staples ETF (Fund) is based on the S&P SmallCap 600 Capped Consumer Staples Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US consumer staples companies. These companies are principally engaged in the business of providing consumer goods and services that have non-cyclical characteristics, including tobacco, textiles, food and beverage, and nondiscretionary retail.
Invesco S&P SmallCap Energy ETF	PSCE	Invesco	46138E164	US46138E1644	7 Apr 2010	0.29 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Capped Energy Index
The Invesco S&P SmallCap Energy ETF (Fund) is based on the S&P SmallCap 600 Capped Energy Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US energy companies. These companies are principally engaged in the business of producing, distributing or servicing energy related products, including oil and gas exploration and production, refining, oil services, pipeline, and solar, wind and other non-oil based energy.
Invesco S&P SmallCap Financials ETF	PSCF	Invesco	46138E156	US46138E1560	7 Apr 2010	0.29 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Capped Financials Index
The Invesco S&P SmallCap Financials ETF (Fund) is based on the S&P SmallCap 600 Capped Financials & Real Estate Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US financial services companies. These companies are principally engaged in the business of providing services and products, including banking, investment services, insurance and real estate finance services.
Invesco S&P SmallCap Health Care ETF	PSCH	Invesco	46138E149	US46138E1495	7 Apr 2010	0.29 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Capped Healthcare Index
The Invesco S&P SmallCap Health Care ETF (Fund) is based on the S&P SmallCap 600 Capped Health Care Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks in the health care sector. Included are healthcare companies principally engaged in the business of providing healthcare-related products and services, including biotechnology, pharmaceuticals, medical technology and supplies, and facilities.
Invesco S&P SmallCap Industrials ETF	PSCI	Invesco	46138E123	US46138E1230	7 Apr 2010	0.29 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Capped Industrials Index
The Invesco S&P SmallCap Industrials ETF (Fund) is based on the S&P SmallCap 600 Capped Industrials Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US industrial companies. These companies are principally engaged in the business of providing industrial products and services, including engineering, heavy machinery, construction, electrical equipment, aerospace and defense and general manufacturing.
Invesco S&P SmallCap Materials ETF	PSCM	Invesco	46138G201	US46138G2012	7 Apr 2010	0.29 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Capped Materials Index
The Invesco S&P SmallCap Materials ETF (Fund) is based on the S&P SmallCap 600 Capped Materials Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US basic materials companies. These companies are principally engaged in the business of producing raw materials, including paper or wood products, chemicals, construction materials, and mining and metals.
Invesco S&P SmallCap Information Technology ETF	PSCT	Invesco	46138E115	US46138E1156	7 Apr 2010	0.29 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Capped Technology Index
The Invesco S&P SmallCap Information Technology ETF (Fund) is based on the S&P SmallCap 600 Capped Information Technology Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US information technology companies. These companies are principally engaged in the business of providing information technology-related products and services, including computer hardware and software, Internet, electronics and semiconductors and communication technologies.
Invesco S&P SmallCap Utilities ETF	PSCU	Invesco	46138G409	US46138G4091	7 Apr 2010	0.29 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Capped Utlities Index
The Invesco S&P SmallCap Utilities ETF (Fund) is based on the S&P SmallCap 600 Capped Utilities & Telecom Services Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US utilities and telecommunication services companies. These companies are principally engaged in providing either energy, water or natural gas utilities, as well as services designed to promote or enhance the transmission of voice, data and video over various communications media, including wireline, wireless (terrestrial-based), satellite and cable.
First Trust BICK Index Fund	BICK	First Trust	33733H107	US33733H1077	12 Apr 2010	0.64 %	Equities (Stocks)	Not Applicable	ISE BICK Index
The First Trust BICK Index Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield before the Funds fees and expenses of an equity index call the ISE BICK (Brazil India China South Korea) Index.
Global X Copper Miners ETF	COPX	Global X	37954Y830	US37954Y8306	19 Apr 2010	0.65 %	Equities (Stocks)	Not Applicable	Solactive Global Copper Miners Index
The Global X Copper Miners ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the Solactive Global Copper Miners Index.
Global X Silver Miners ETF	SIL	Global X	37954Y848	US37954Y8488	19 Apr 2010	0.65 %	Equities (Stocks)	Not Applicable	Solactive Global Silver Miners Index
The Global X Silver Miners ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the Solactive Global Silver Miners Index.
ProShares Ultra MSCI Brazil Capped	UBR	ProShares	74347B490	US74347B4905	27 Apr 2010	0.95 %	Equities (Stocks)	Not Applicable	MSCI Brazil 25/50 Capped Index
ProShares Ultra MSCI Brazil Capped seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the MSCI Brazil 25/50 Index. The MSCI Brazil 25/50 Index is a free-float-adjusted, market capitalization weighted index that is designed to measure the equity market performance of the Brazilian market. The Index is divided into large- and mid-cap segments and targets approximately 85% of free-float-adjusted market capitalization of the region.
ProShares Ultra FTSE Europe	UPV	ProShares	74347X526	US74347X5260	27 Apr 2010	0.95 %	Equities (Stocks)	Not Applicable	FTSE Developed Europe All Cap Index
ProShares Ultra FTSE Europe seeks daily investment results before fees and expenses that correspond to twice (200%) the daily performance of the FTSE Developed Europe All Cap Index. The FTSE Developed Europe All Cap Index is a market-capitalization weighted index representing the performance of large, mid and small cap companies in Developed European markets, including the UK. The index is comprised of approximately 1250 securities from 16 countries, and derived from the FTSE Global Equity Index Series (GEIS), which covers over 7,400 securities in 47 different countries and captures 98% of the worlds investable market capitalization.
iShares MSCI USA Equal Weighted ETF	EUSA	Blackrock (iShares)	464286681	US4642866812	5 May 2010	0.15 %	Equities (Stocks)	Not Applicable	MSCI USA Equal Weighted Index
The iShares MSCI USA Equal Weighted ETF seeks to track the investment results of an index composed of equal weighted U.S. equities. The Fund seeks to track the investment results of the MSCI USA EqualWeighted Index (the Underlying Index ), which represents an alternativeweighting scheme to its market capitalization weighted parent index, the MSCIUSA Index (the Parent Index ), which is designed to measure the performanceof equity securities in the top 85% by market capitalization of equity securitieslisted on stock exchanges in the United States. The Underlying Index generallyapplies equal weights to the constituents of the Parent Index. The UnderlyingIndex may include large-, mid- or small-capitalization companies, andcomponents primarily include consumer discretionary, financials andinformation technology companies. The components of the Underlying Index,and the degree to which these components represent certain industries, maychange over time.
iShares MSCI Ireland ETF	EIRL	Blackrock (iShares)	46429B507	US46429B5075	5 May 2010	0.47 %	Equities (Stocks)	Not Applicable	MSCI All Ireland Capped Index
The iShares MSCI Ireland ETF seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI All Ireland Capped Index. The iShares MSCI Ireland ETF seeks to track the investment results of a broad-based index composed of Irish equities.
iShares MSCI Indonesia ETF	EIDO	Blackrock (iShares)	46429B309	US46429B3096	5 May 2010	0.59 %	Equities (Stocks)	Not Applicable	MSCI Indonesia Investable Market Index
The iShares MSCI Indonesia Investable Market Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Indonesia Investable Market Index.
iShares MSCI Poland ETF	EPOL	Blackrock (iShares)	46429B606	US46429B6065	25 May 2010	0.63 %	Equities (Stocks)	Not Applicable	MSCI Poland IMI 25/50 Index
The iShares MSCI Poland Investable Market Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Poland IMI 25/50 Index. The iShares MSCI Poland ETF seeks to track the investment results of a broad-based index composed of Polish equities.
United States Brent Oil Fund LP	BNO	United States Commodity Funds	91167Q100	US91167Q1004	2 Jun 2010	0.91 %	Commodities & Metals	Not Applicable	Crude Oil - ICE traded near month Brent crude oil futures
The investment objective of BNO is for the daily changes in percentage terms of its units net asset value to reflect the daily changes in percentage terms of the spot price of Brent crude oil as measured by the changes in the price of the futures contract on Brent crude oil as traded on the ICE Futures Exchange that is the near month contract to expire except when the near month contract is within two weeks of expiration in which case the futures contract will be the next month contract to expire (the Benchmark Futures Contract) less BNO s expenses.
Invesco International Corporate Bond ETF	PICB	Invesco	46138E636	US46138E6361	3 Jun 2010	0.50 %	Bonds	Not Applicable	S&P International Corporate Bond Index
The Invesco International Corporate Bond ETF (Fund) is based on the S&P International Corporate Bond Index (Index). The Fund will normally invest at least 80% of its total assets in investment-grade corporate bonds that comprise the Index. The Index measures the performance of investment-grade corporate bonds issued in the following currencies of Group of Ten (G10) countries, excluding the US dollar (USD): Australian dollar (AUD), British pound (GBP), Canadian dollar (CAD), euro (EUR), Japanese yen (JPY), Swiss franc (SFR), New Zealand dollar (NZD), Norwegian krone (NOK) and Swedish krona (SEK). The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced monthly and reconstituted annually in September.
Teucrium Corn Fund	CORN	Teucrium	88166A102	US88166A1025	9 Jun 2010	1.11 %	Commodities & Metals	Not Applicable	Corn Futures Contracts Benchmark
The Teucrium Corn Fund (NYSE: CORN) provides investors unleveraged direct exposure to corn without the need for a futures account. The Teucrium Corn Fund was also designed to reduce the effects of contango.
Invesco Shipping ETF	SEA	Invesco	46138G607	US46138G6070	11 Jun 2010	0.66 %	Equities (Stocks)	Not Applicable	Dow Jones Global Shipping Index
The Invesco Shipping ETF (Fund) is based on the Dow Jones Global Shipping Index, (Index). The Fund will invest at least 90% of its total assets in stock and depositary receipts that comprise the Index. The Index measures the performance high dividend-paying companies in the global shipping industry. The Index is computed using the gross total return, which reflects dividends paid. The Fund and the Index are rebalanced quarterly.
ETRACS Alerian Natural Gas MLP Index ETN	MLPG	UBS	902641620	US9026416209	13 Jul 2010	0.85 %	Other Asset Types	MLP	Alerian Natural Gas MLP Index
The ETRACS Alerian Natural Gas MLP Index is designed to track an investment in the Alerian Natural Gas MLP Index (the "Index"), and pay a variable quarterly coupon linked to the cash distributions associated with the underlying MLP constituents, less investor fees. The Index is an equal-weighted composite of the 15 largest natural gas infrastructure Master Limited Partnerships by market capitalization. The Index, whose constituents earn the majority of their cash flow from the transportation, storage, and processing of natural gas and natural gas liquids, provides investors with a benchmark for the infrastructure component of the natural gas industry.
Direxion Daily Retail Bull 3X Shares	RETL	Direxion Shares	25459W417	US25459W4179	14 Jul 2010	0.95 %	Equities (Stocks)	Not Applicable	Russell 1000 Retail Index
The Direxion Daily Retail Bull 2x ETF seeks daily investment results before fees and expenses of 200% of the price performance of the Russell 1000 Retail Index. There is no guarantee the fund will meet its stated investment objective.
Direxion Daily Natural Gas Related Bull 3X Shares	GASL	Direxion Shares	25460E158	US25460E1588	14 Jul 2010	0.95 %	Equities (Stocks)	Not Applicable	ISE- REVERE Natural Gas Index
The Direxion Daily Natural Gas Related Bull 2x ETF seeks daily investment results before fees and expenses of 200% of the price performance of the ISE Revere Natural Gas IndexTM. There is no guarantee the fund will meet its stated investment objective.
AdvisorShares Dorsey Wright ADR ETF	AADR	Advisor Shares	00768Y206	US00768Y2063	20 Jul 2010	1.10 %	Equities (Stocks)	Not Applicable	Not Applicable
The AdvisorShares Dorsey Wright ADR ETF (NYSE Arca: AADR) seeks long-term capital appreciation above international benchmarks such as the MSCI EAFE Index and the BNY Mellon Classic ADR Index. AADR is managed by Dorsey, Wright & Associates, LLC ( Portfolio Manager ). AADR s investment focus follows the Portfolio Manager s core philosophy of relative strength. Relative strength investing involves buying securities that have appreciated in price more than the other securities in the investment universe and holding those securities until they experience sufficient underperformance. The strategy is entirely based on market movement of the securities and there is no company fundamental data involved in the analysis. The Portfolio Manager s process is systematic and removes emotion from the day-to-day decision making. In implementing AADR s strategy, the Portfolio Manager takes into account current sector and industry group allocations in order to keep the strategy diversified. There is no consideration given to the allocation between developed and emerging markets; the strategy will allocate between the two depending on global price trends.
Global X Lithium & Battery Tech ETF	LIT	Global X	37954Y855	US37954Y8553	22 Jul 2010	0.75 %	Equities (Stocks)	Not Applicable	Solactive Global Lithium Index
The Global X Lithium & Battery Tech ETF seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Lithium Index. The Global X Lithium & Battery Tech ETF (LIT) invests in the full lithium cycle, from mining and refining the metal, through battery production.
VanEck Vectors J.P. Morgan EM Local Currency Bond ETF	EMLC	Van Eck Associates Corporation	92189H300	US92189H3003	22 Jul 2010	0.30 %	Bonds	Not Applicable	J.P. Morgan GBI-EMG Core Index
The VanEck Vectors J.P. Morgan EM Local Currency Bond ETF (EMLC) seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the J.P. Morgan GBI-EMG Core Index (GBIEMCOR), which is comprised of bonds issued by emerging market governments and denominated in the local currency of the issuer.
Schwab Intermediate-Term U.S. Treasury ETF	SCHR	Schwab	808524854	US8085248545	5 Aug 2010	0.06 %	Bonds	Not Applicable	Barclays Capital U.S. 3-10 Year Treasury Bond Index
The ETF seeks investment results that track the price and yield performance before fees and expenses of the Barclays Capital U.S. 3-10 Year Treasury Bond Index?. The ETF invests in U.S Treasury securities that have a remaining maturity of three to ten years are rated investment grade and have $250 million or more of outstanding face value.
Schwab Short-Term U.S. Treasury ETF	SCHO	Schwab	808524862	US8085248628	5 Aug 2010	0.06 %	Bonds	Not Applicable	Barclays Capital U.S. 1-3 Year Treasury Bond Index
The ETF seeks investment results that track the price and yield performance before fees and expenses of the Barclays Capital U.S. 1-3 Year Treasury Bond Index?. The ETF invests in U.S Treasury securities that have a remaining maturity of one to three years are rated investment grade and have $250 million or more of outstanding face value.
Schwab U.S. TIPs ETF	SCHP	Schwab	808524870	US8085248701	5 Aug 2010	0.05 %	Bonds	Not Applicable	Barclays Capital U.S. Treasury Inflation Protected Securities
The ETF seeks investment results that track the price and yield performance before fees and expenses of the Barclays Capital U.S. Treasury Inflation Protected Securities (TIPS) Index - Series L. Publicly-issued U.S TIPS are securities issued by the U.S. Treasury that generate principal and interest payments designed to adjust for and help protect against inflation.
iPath US Treasury Long Bond Bear ETN	DLBS	Barclays iPath	06740L444	US06740L4445	9 Aug 2010	0.75 %	Bonds	Not Applicable	Barclays Capital Long Bond Futures Targeted Exposure Index
The iPath US Treasury Long Bond Bear Exchange Traded Note is linked inversely to the performance of the Barclays Capital Long Bond US Treasury Futures Targeted Exposure Index. The index seeks to produce returns that track movements in response to an increase or decrease, as applicable, in the yields available to investors purchasing long dated U.S. Treasury bonds. The level of the index is designed to increase in response to a decrease in long dated Treasury bond yields and to decrease in response to an increase in long dated Treasury bond yields. To accomplish this objective, the performance of the index tracks the returns of a notional investment in a weighted "long" position in relation to 30-year U.S. Treasury futures contracts, as traded on the Chicago Board of Trade.
iPath US Treasury 2 year Bull ETN	DTUL	Barclays iPath	06740L469	US06740L4692	9 Aug 2010	0.75 %	Bonds	Not Applicable	Barclays Capital 2 Year U.S. Treasury Futures Targeted Exposure Index
The iPath US Treasury 2-year Bull Exchange Traded Note is linked to the performance of the Barclays Capital 2Y US Treasury Futures Targeted Exposure Index. The index seeks to produce returns that track movements in response to an increase or decrease, as applicable, in the yields available to investors purchasing 2-year U.S. Treasury notes. The level of the index is designed to increase in response to a decrease in 2-year Treasury note yields and to decrease in response to an increase in 2-year Treasury note yields. To accomplish this objective, the performance of the Index tracks the returns of a notional investment in a weighted "long" position in relation to 2-year Treasury futures contracts, as traded on the Chicago Board of Trade. The iPath US Treasury 2-year Bull ETN employs an index multiplier that provides the investor at maturity or upon redemption a participation rate of $0.10 gain or loss per each 1.00 point increase or decrease, respectively, in the level of the index. For purposes of calculating the closing indicative note value on a given day, the index multiplier is multiplied by the daily index performance, which is added to the daily interest that accrued from a notional investment of the value of the ETN at the 28-day U.S. Treasury Bill rate, from which all applicable costs and fees are deducted.
iPath US Treasury 2 year Bear ETN	DTUS	Barclays iPath	06740L519	US06740L5194	9 Aug 2010	0.75 %	Bonds	Not Applicable	Barclays Capital 2 Year U.S. Treasury Futures Targeted Exposure Index
The iPath US Treasury 2-year Bear Exchange Traded Note is linked inversely to the performance of the Barclays Capital 2Y US Treasury Futures Targeted Exposure Index. The index seeks to produce returns that track movements in response to an increase or decrease, as applicable, in the yields available to investors purchasing 2-year U.S. Treasury notes. The level of the index is designed to increase in response to a decrease in 2-year Treasury note yields and to decrease in response to an increase in 2-year Treasury note yields. To accomplish this objective, the performance of the index tracks the returns of a notional investment in a weighted "long" position in relation to 2-year Treasury futures contracts, as traded on the Chicago Board of Trade. The iPath US Treasury 2-year Bear ETN employs an index multiplier that provides the investor at maturity or upon redemption a participation rate of $0.10 gain or loss per each 1.00 point decrease or increase, respectively, in the level of the index. For purposes of calculating the closing indicative note value on a given day, the index multiplier is multiplied by the daily index performance, which is added to the daily interest that accrued from a notional investment of the value of the ETN at the 28-day U.S. Treasury Bill rate, from which all applicable costs and fees are deducted.
iPath US Treasury 10 year Bull ETN	DTYL	Barclays iPath	06740L493	US06740L4932	9 Aug 2010	0.75 %	Bonds	Not Applicable	Barclays Capital 10Y US Treasury Futures Targeted Exposure Index
The iPath US Treasury 10-year Bull Exchange Traded Note is linked to the performance of the Barclays Capital 10Y US Treasury Futures Targeted Exposure Index. The index seeks to produce returns that track movements in response to an increase or decrease, as applicable, in the yields available to investors purchasing 10-year U.S. Treasury notes. Specifically, the level of the index is designed to increase in response to a decrease in 10-year Treasury note yields and to decrease in response to an increase in 10-year Treasury note yields. To accomplish this objective, the performance of the index tracks the returns of a notional investment in a weighted "long" position in relation to 10-year Treasury futures contracts, as traded on the Chicago Board of Trade.
iPath US Treasury 10 year Bear ETN	DTYS	Barclays iPath	06740L451	US06740L4510	9 Aug 2010	0.75 %	Bonds	Not Applicable	Barclays Capital 10Y US Treasury Futures Targeted Exposure Index
The iPath US Treasury 10-year Bear Exchange Traded Note is linked inversely to the performance of the Barclays Capital 10Y US Treasury Futures Targeted Exposure Index. The index seeks to produce returns that track movements in response to an increase or decrease, as applicable, in the yields available to investors purchasing 10-year U.S. Treasury notes. The level of the index is designed to increase in response to a decrease in 10-year Treasury note yields and to decrease in response to an increase in 10-year Treasury note yields. To accomplish this objective, the performance of the index tracks the returns of a notional investment in a weighted "long" position in relation to 10-year Treasury futures contracts, as traded on the Chicago Board of Trade.
iPath US Treasury Flattener ETN	FLAT	Barclays iPath	06740L485	US06740L4858	9 Aug 2010	0.75 %	Bonds	Not Applicable	Barclays Capital U.S. Treasury 2 Year/10 Year Yield Curve Index
The iPath US Treasury Flattener Exchange Traded Note is linked inversely to the performance of the Barclays Capital US Treasury 2Y/10Y Yield Curve Index. The index employs a strategy that seeks to capture returns that are potentially available from a "steepening" or "flattening", as applicable, of the U.S. Treasury yield curve through a notional rolling investment in U.S. Treasury note futures contracts. The level of the index is designed to increase in response to a "steepening" of the yield curve and to decrease in response to a "flattening" of the yield curve. To accomplish this objective, the performance of the index tracks the returns of a notional investment in a weighted "long" position in relation to 2-year Treasury futures contracts and a weighted "short" position in relation to 10-year Treasury futures contracts, as traded on the Chicago Board of Trade.
iPath US Treasury Steepener ETN	STPP	Barclays iPath	06740L477	US06740L4775	9 Aug 2010	0.75 %	Bonds	Not Applicable	Barclays Capital U.S. Treasury 2 Year/10 Year Yield Curve Index
The iPath US Treasury Steepener Exchange Traded Note is linked to the performance of the Barclays Capital US Treasury 2Y/10Y Yield Curve Index. The index employs a strategy that seeks to capture returns that are potentially available from a "steepening" or "flattening", as applicable, of the U.S. Treasury yield curve through a notional rolling investment in U.S. Treasury note futures contracts. The level of the index is designed to increase in response to a "steepening" of the yield curve and to decrease in response to a "flattening" of the yield curve. To accomplish this objective, the performance of the index tracks the returns of a notional investment in a weighted "long" position in relation to 2-year Treasury futures contracts and a weighted "short" position in relation to 10-year Treasury futures contracts, as traded on the Chicago Board of Trade.
United States Commodity Index Fund	USCI	United States Commodity Funds	911717106	US9117171069	9 Aug 2010	1.03 %	Commodities & Metals	Not Applicable	SummerHaven Dynamic Commodity Index Total Return
The investment objective of USCI is to have the daily changes in percentage terms of the Units net asset value ( NAV ) reflect the daily changes in percentage terms of the Index less USCI s expenses. The Index is comprised of 14 futures contracts that will be selected on a monthly basis from a list of 27 possible futures contracts. The futures contracts that at any given time make up the Index are referred to herein as Benchmark Component Futures Contracts.
WisdomTree Emerging Markets Local Debt Fund	ELD	Wisdom Tree	97717X867	US97717X8671	9 Aug 2010	0.55 %	Bonds	Not Applicable	JP Morgan GBI-EM Global Diversified Index
WisdomTree Emerging Markets Local Debt Fund seeks a high level of total returns consisting of both income and capital appreciation. The fund attempts to achieve its investment objective through investment in local debt denominated in the currencies of emerging market countries.
Columbia India Consumer ETF	INCO	Columbia Management	19762B707	US19762B7073	10 Aug 2011	0.75 %	Equities (Stocks)	Not Applicable	Indxx India Consumer Index
Columbia India Consumer ETF seeks investment results that correspond (before fees and expenses) to the price and yield performance of the Indxx India Consumer Index. The Indxx India Consumer Index is a maximum 30-stock free-float adjusted market capitalization-weighted index designed to measure the market performance of companies in the consumer industry in India as defined by Indxx s proprietary methodology. The index consists of common stocks listed on the primary exchange of India.
VanEck Vectors India Small-Cap Index ETF	SCIF	Van Eck Associates Corporation	92189F767	US92189F7675	24 Aug 2010	0.83 %	Equities (Stocks)	Not Applicable	Market Vectors India Small-Cap Index
The India Small-Cap Index ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors India Small-Cap Index. The Market Vectors India Small-Cap Index is a rules-based modified market capitalization-weighted float-adjusted index intended to provide exposure to Indian small-cap companies.
Alerian MLP ETF	AMLP	ALPS	00162Q866	US00162Q8666	25 Aug 2010	0.85 %	Other Asset Types	MLP	Alerian MLP Infrastructure Index
The Fund seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of its underlying index, the Alerian MLP Infrastructure Index (the "Index"). The Fund employs a "passive management" - or indexing - investment approach designed to track the performance of the Index. The Index is a rules based, modified capitalization weighted, float adjusted index intended to give investors a means of tracking the overall performance of the United States energy infrastructure Master Limited Partnership ("MLP") asset class.
Barclays ETN+ ETNs Linked to the S&P 500 Dynamic VEQTORTM TotaL Return Index	VQT	Barclays iPath	06740C337	US06740C3372	31 Aug 2010	0.95 %	Equities (Stocks)	Not Applicable	S&P 500 dynamic VEQTOR Total return index
The Barclays ETn+ s&P VEQTOr ETns (the ETns ) are senior, unsecured debt securities issued by Barclays Bank Plc that are linked to the performance of the s&P 500 dynamic VEQTOr TM Total return index (the index ). investors can trade the ETns on the nysE arca exchange1 at a market price or receive a cash payment (less an investor fee) at the scheduled maturity upon early redemption2. The index seeks to provide investors with broad equity market exposure with an implied volatility hedge by dynamically allocating its notional investments among three components: equity, volatility and cash. The equity component of the index is represented by the s&P 500 Total return index TM and the volatility component of the index is represented by the s&P 500 ViX short-Term Futures TM index.
iShares MSCI New Zealand ETF	ENZL	Blackrock (iShares)	464289123	US4642891232	1 Sep 2010	0.47 %	Equities (Stocks)	Not Applicable	MSCI New Zealand IMI 25/50 Index
The iShares MSCI New Zealand ETF seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI New Zealand IMI 25/50 Index. The iShares MSCI New Zealand ETF seeks to track the investment results of a broad-based index composed of New Zealand equities.
Vanguard S&P 500 ETF	VOO	Vanguard	922908363	US9229083632	7 Sep 2010	0.03 %	Equities (Stocks)	Not Applicable	S&P 500 Index
Invests in stocks in the S&P 500 Index representing 500 of the largest U.S. companies. Goal is to closely track the index s return which is considered a gauge of overall U.S. stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P Small-Cap 600 ETF	VIOO	Vanguard	921932828	US9219328286	7 Sep 2010	0.15 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Index
Invests in stocks in the S&P Small-Cap 600 Index representing 600 smaller U.S. companies. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. small-cap stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P 500 Value ETF	VOOV	Vanguard	921932703	US9219327031	7 Sep 2010	0.15 %	Equities (Stocks)	Not Applicable	S&P 500 Value Index
Invests in stocks in the S&P 500 Value Index composed of the value companies in the S&P 500. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. value stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P 500 Growth ETF	VOOG	Vanguard	921932505	US9219325050	7 Sep 2010	0.15 %	Equities (Stocks)	Not Applicable	S&P 500 Growth Index
Invests in stocks in the Standard & Poor s 500 Growth Index composed of the growth companies in the S&P 500. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. growth stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P Mid-Cap 400 ETF	IVOO	Vanguard	921932885	US9219328856	7 Sep 2010	0.15 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Index
Invests in stocks in the S&P MidCap 400 Index representing 400 medium-size U.S. companies. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. mid-cap stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P Mid-Cap 400 Growth ETF	IVOG	Vanguard	921932869	US9219328690	7 Sep 2010	0.20 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Pure Growth Index
Invests in stocks in the S&P MidCap 400 Growth Index composed of the growth companies in the S&P 400. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. mid-cap growth stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P Mid-Cap 400 Value ETF	IVOV	Vanguard	921932844	US9219328443	7 Sep 2010	0.20 %	Equities (Stocks)	Not Applicable	S&P Midcap 400 Pure Value Index
Invests in stocks in the S&P MidCap 400 Value Index composed of the value companies in the S&P 400. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. mid-cap value stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P Small-Cap 600 Growth ETF	VIOG	Vanguard	921932794	US9219327940	7 Sep 2010	0.20 %	Equities (Stocks)	Not Applicable	S&P Smallcap 600 Growth Index
Invests in stocks in the S&P Small-Cap 600 Growth Index composed of the growth companies in the S&P 600. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. small-cap growth stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard S&P Small-Cap 600 Value ETF	VIOV	Vanguard	921932778	US9219327783	7 Sep 2010	0.20 %	Equities (Stocks)	Not Applicable	S&P Smallcap 600 Value Index
Invests in stocks in the S&P Small-Cap 600 Value Index composed of the value companies in the S&P 600. Focuses on closely tracking the index s return which is considered a gauge of overall U.S. small-cap value stock returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
SPDR S&P Global Natural Resources ETF	GNR	State Street (SPDR)	78463X541	US78463X5418	13 Sep 2010	0.40 %	Equities (Stocks)	Not Applicable	S&P Global Natural Resources Index
The SPDR S&P Global Natural Resources ETF seeks to provide investment results that before fees and expenses correspond generally to the price and yield performance of the S&P Global Natural Resources Index (ticker: SPGNRUP) an index that tracks publicly-traded companies in natural resources and/or commodities businesses. Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
Columbia Emerging Markets Consumer ETF	ECON	Columbia Management	19762B509	US19762B5093	14 Sep 2010	0.59 %	Equities (Stocks)	Not Applicable	Dow Jones Emerging Markets Consumer Titans Index
Columbia Emerging Markets Consumer ETF seeks investment results that correspond (before fees and expenses) to the price and yield performance of the Dow Jones Emerging Markets Consumer Titans 30 Index. The Dow Jones Emerging Markets Consumer Titans 30 Index is a free-float market capitalization-weighted index that measures the performance of 30 leading emerging market companies in the Consumer Goods and Consumer Services Industries as defined by S&P Dow Jones Indexes.
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund	CORP	PIMCO	72201R817	US72201R8170	20 Sep 2010	0.20 %	Bonds	Not Applicable	ICE BofA Merrill Lynch US Corporate Index
ICE BofA Merrill Lynch US Corporate Index is an unmanaged index comprised of U.S. dollar denominated investment grade fixed rate corporate debt securities publicly issued in the U.S. domestic market with at least one year remaining term to final maturity and at least $250 million outstanding. It is not possible to invest directly in an unmanaged index.
Vanguard Russell 1000	VONE	Vanguard	92206C730	US92206C7305	20 Sep 2010	0.12 %	Equities (Stocks)	Not Applicable	Russell 1000 Index
Invests in stocks in the Russell 1000 Index a broadly diversified index made up of large U.S. companies. Seeks to closely track the index s return which is considered a gauge of large-cap growth U.S. stock returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard Russell 2000	VTWO	Vanguard	92206C664	US92206C6646	20 Sep 2010	0.15 %	Equities (Stocks)	Not Applicable	Russell 2000 Index
Invests in stocks in the Russell 2000 Index a broadly diversified index predominantly made up of stocks of small U.S. companies. Seeks to closely track the index s return which is considered a gauge of small-cap U.S. stock returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard Russell 1000 Value	VONV	Vanguard	92206C714	US92206C7149	20 Sep 2010	0.12 %	Equities (Stocks)	Not Applicable	Russell 1000 Value Index
Invests in stocks in the Russell 1000 Value Index a broadly diversified index predominantly made up of value stocks of large U.S. companies. Seeks to closely track the index s return which is considered a gauge of large-cap value U.S. stock returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard Russell 3000	VTHR	Vanguard	92206C599	US92206C5994	20 Sep 2010	0.15 %	Equities (Stocks)	Not Applicable	Russell 3000 Index
Invests in 3000 stocks representative of 98% of the whole U.S. market. Goal is to keep pace with U.S. stock market returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard Russell 1000 Growth ETF	VONG	Vanguard	92206C680	US92206C6802	20 Sep 2010	0.12 %	Equities (Stocks)	Not Applicable	Russell 1000 Growth Index
Invests in stocks in the Russell 1000 Growth Index a broadly diversified index predominantly made up of growth stocks of large U.S. companies. Seeks to closely track the index s return which is considered a gauge of large-cap growth U.S. stock returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard Russell 2000 Value	VTWV	Vanguard	92206C649	US92206C6497	20 Sep 2010	0.20 %	Equities (Stocks)	Not Applicable	Russell 2000 Pure Value Index
Invests in stocks in the Russell 2000 Pure Value Index a broadly diversified index predominantly made up of value stocks of small U.S. companies. Seeks to closely track the index s return which is considered a gauge of small-cap value U.S. stock returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Vanguard Russell 2000 Growth	VTWG	Vanguard	92206C623	US92206C6232	20 Sep 2010	0.20 %	Equities (Stocks)	Not Applicable	Russell 2000 Growth Index
Invests in stocks in the Russell 2000 Growth Index a broadly diversified index predominantly made up of growth stocks of small U.S. companies. Seeks to closely track the index s return which is considered a gauge of small-cap growth U.S. stock returns. Offers high potential for investment growth; share value typically rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
iShares MSCI China Small-Cap ETF	ECNS	Blackrock (iShares)	46429B200	US46429B2007	28 Sep 2010	0.59 %	Equities (Stocks)	Not Applicable	MSCI China Small Cap Index
The iShares MSCI China Small Cap Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI China Small Cap Index.
iShares MSCI Philippines ETF	EPHE	Blackrock (iShares)	46429B408	US46429B4086	28 Sep 2010	0.59 %	Equities (Stocks)	Not Applicable	MSCI Philippines Investable Market Index
The iShares MSCI Philippines Investable Market Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Philippines Investable Market Index.
iShares MSCI Brazil Small-Cap ETF	EWZS	Blackrock (iShares)	464289131	US4642891315	28 Sep 2010	0.59 %	Equities (Stocks)	Not Applicable	MSCI Brazil Small Cap Index
The iShares MSCI Brazil Small Cap Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Brazil Small Cap Index.
VanEck Vectors China ETF	PEK	Van Eck Associates Corporation	92189F759	US92189F7592	13 Oct 2010	0.60 %	Equities (Stocks)	Not Applicable	CSI 300 Index
The VanEck Vectors China ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the CSI 300 Index. The CSI 300 a diversified index consists of 300 A-Share stocks listed on the Shenzen or Shanghai Stock Exchange. The Fund does not invest directly in A-Shares it invests in swaps and other types of derivative instruments that have economic characteristics substantially identical to those of China A-Share stocks.
Aberdeen Standard Physical Precious Metals Basket Shares ETF	GLTR	Aberdeen	003263100	US0032631006	22 Oct 2010	0.60 %	Commodities & Metals	Not Applicable	London Silver Fix Price
The investment objective of the Trust Symbol: GLTR is for the Shares to reflect the performance of the prices of gold silver platinum and palladium bullion less Sponsors Fee. The Shares are designed for investors who want a cost-effective and convenient way to invest in a basket of precious metals.
VanEck Vectors Rare Earth/Strategic Metals ETF	REMX	Van Eck Associates Corporation	92189F742	US92189F7428	27 Oct 2010	0.59 %	Equities (Stocks)	Not Applicable	Market Vectors Rare Earth/Strategic Metals Index
Rare Earth/Strategic Metals ETF seeks to replicate as closely as possible before fees and expenses the price and yield performance of the Market Vectors Rare Earth/Strategic Metals Index a rules based modified capitalization weighted float adjusted index intended to give investors a means of tracking the overall performance of publicly traded companies primarily engaged in a variety of activities that are related to the mining refining and manufacturing of rare earth/strategic metals.
Vanguard Global ex-U.S. Real Estate ETF	VNQI	Vanguard	922042676	US9220426764	1 Nov 2010	0.12 %	Equities (Stocks)	Not Applicable	S&P Global ex-U.S. Property Index
Invests in stocks in the S&P Global ex-U.S. Property Index representing real estate investment trusts in more than 30 countries. Provides a convenient way to get broad exposure across international REIT equity markets. Focuses on closely tracking the index s return which is considered a gauge of overall non-U.S. REIT returns. Offers high potential for investment growth; share value rises and falls more sharply than that of funds holding bonds. More appropriate for long-term goals where your money s growth is essential.
Global X Gold Explorers ETF	GOEX	Global X	37954Y863	US37954Y8637	3 Nov 2010	0.65 %	Equities (Stocks)	Not Applicable	Solactive Global Gold Explorers & Developers Total Return Transition Index
The Global X Gold Explorers ETF (GOEX) provides investors access to a broad range of companies involved in the exploration of gold deposits. The Global X Gold Explorers ETF seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Gold Explorers & Developers Total Return Transition Index.
Global X Uranium ETF	URA	Global X	37954Y871	US37954Y8710	4 Nov 2010	0.69 %	Equities (Stocks)	Not Applicable	Solactive Global Uranium Index
The Global X Uranium ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the Solactive Global Uranium Index.
iShares MSCI Russia ETF	ERUS	Blackrock (iShares)	46434G798	US46434G7988	9 Nov 2010	0.59 %	Equities (Stocks)	Not Applicable	MSCI Russia 25/50 Index
The iShares MSCI Russia Capped Index Fund seeks investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Russia 25/50 Index.
Global X MSCI Norway ETF	NORW	Global X	37950E747	US37950E7470	9 Nov 2010	0.50 %	Equities (Stocks)	Not Applicable	MSCI Norway IMI 25/50 Index
The Global X MSCI Norway ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the MSCI Norway IMI 25/50 Index.
VelocityShares Daily 2x VIX Short Term ETN	TVIX	Velocity Shares	22542D258	US22542D2586	29 Nov 2010	1.65 %	Equities (Stocks)	Not Applicable	S&P 500 VIX Short-Term Futures Index Excess Return
The VelocityShares Daily 2x VIX Short-Term ETNs (the ETNs ) are senior, unsecured obligations of Credit Suisse AG ( Credit Suisse ) acting through its Nassau branch. The return on the ETNs is linked to twice (2x) the daily performance of the S&P 500 VIX Short-Term Futures Index ER less the investor fee. The ETNs provide traders with an exchange traded instrument enabling them to efficiently express their market views on the short-term futures contracts on the CBOE SPX Volatility Index (the VIX ). The ETNs do not guarantee any return of principal at maturity and do not pay any interest during their term.
VelocityShares VIX Short Term ETN	VIIX	Velocity Shares	22542D266	US22542D2669	29 Nov 2010	0.70 %	Equities (Stocks)	Not Applicable	S&P 500 VIX Short-Term Futures Index Excess Return
The VelocityShares Daily Long VIX Short-Term ETNs (the ETNs ) are senior, unsecured obligations of Credit Suisse AG ( Credit Suisse ) acting through its Nassau branch. The return on the ETNs is linked to the daily performance of the S&P 500 VIX Short-Term Futures Index ER less the investor fee. The ETNs provide traders with an exchange traded instrument enabling them to efficiently express their market views on the short-term futures contracts on the CBOE SPX Volatility Index (the VIX ). The ETNs do not guarantee any return of principal at maturity and do not pay any interest during their term
VelocityShares Daily Inverse VIX Medium Term ETN	ZIV	Velocity Shares	22542D829	US22542D8294	29 Nov 2010	1.35 %	Equities (Stocks)	Not Applicable	S&P 500 VIX Mid-Term Futures Index Excess Return
The VelocityShares Daily Inverse VIX Medium-Term ETNs (the ETNs ) are senior, unsecured obligations of Credit Suisse AG ( Credit Suisse ) acting through its Nassau branch. The return on the ETNs is linked to the inverse of the daily performance of the S&P 500 VIX MidTerm Futures Index ER less the investor fee. The ETNs provide traders with an exchange traded instrument enabling them to efficiently express their market views on the medium-term futures contracts on the CBOE SPX Volatility Index (the VIX ). The ETNs do not guarantee any return of principal at maturity and do not pay any interest during their term.
Peritus High Yield ETF	HYLD	Exchange Traded Concepts	30151E814	US30151E8140	30 Nov 2010	1.25 %	Bonds	Not Applicable	Not Applicable
The investment objective of the Peritus High Yield ETF (HYLD) is to generate a high current income with a secondary goal of capital appreciation. HYLD is sub-advised by Peritus I Asset Management LLC. Peritus seeks to achieve the Fund s objective by selecting a focused portfolio of high yield debt securities that via their coupons generate a high current income stream. Peritus takes a value-based active credit approach to the markets largely foregoing new issue participation favoring instead the secondary market where Peritus believes there is less competition and more opportunities for capital gains. Peritus de-emphasizes relative value in favor of long-term absolute returns.
iShares 0-5 Year TIPS Bond ETF	STIP	Blackrock (iShares)	46429B747	US46429B7477	1 Dec 2010	0.06 %	Bonds	Not Applicable	Bloomberg Barclays U.S. Treasury Inflation-Protected Securities (TIPS) 0-5 Years Index (Series-L)
The iShares Barclays 0-5 Year TIPS Bond Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Barclays Capital U.S. Treasury Inflation-Protected Securities (TIPS) 0-5 Years Index (Series-L).
Invesco KBW Property & Casualty Insurance ETF	KBWP	Invesco	46138E586	US46138E5868	2 Dec 2010	0.35 %	Equities (Stocks)	Not Applicable	KBW Property & Casualty Index
The Invesco KBW Property & Casualty Insurance ETF (Fund) is based on the KBW Nasdaq Property & Casualty Index (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index. The Index is a modified market capitalization weighted index that seeks to reflect the performance of approximately 24 property and casualty insurance companies. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco KBW High Dividend Yield Financial ETF	KBWD	Invesco	46138E610	US46138E6106	2 Dec 2010	2.42 %	Equities (Stocks)	Not Applicable	KBW Financial Sector Dividend Yield Index
The Invesco KBW High Dividend Yield Financial ETF is based on the KBW Nasdaq Financial Sector Dividend Yield Index. The Fund generally will invest at least 90% of its total assets in the securities of publicly listed financial companies that principally are engaged in the business of providing financial services and products, including banking, insurance and diversified financial services, in the United States and that comprise the Underlying Index. Keefe Bruyette & Woods, Inc. ("KBW Nasdaq" or the "Index Provider") compiles, maintains and calculates the Underlying Index, which is a modified-dividend yield-weighted index that seeks to reflect the performance of such companies. The Fund and the Index are rebalanced and reconstituted quarterly.
Invesco KBW Premium Yield Equity REIT ETF	KBWY	Invesco	46138E594	US46138E5942	2 Dec 2010	0.35 %	Equities (Stocks)	Not Applicable	KBW Premium Yield Equity REIT Index
The Invesco KBW Premium Yield Equity REIT ETF (Fund) is based on the KBW Nasdaq Premium Yield Equity REIT Index (Index). The Fund generally will invest at least 90% of its total assets in the securities of small- and mid-cap equity REITs in the United States that comprise the Underlying Index. Keefe, Bruyette & Woods, Inc. and Nasdaq, Inc. compile, maintain and calculate the Underlying Index, which is a modified-dividend yield-weighted index that seeks to reflect the performance of such companies. The Fund generally invests in all of the securities comprising the Underlying Index in proportion to their weightings in the Underlying Index. The Fund and the Index are rebalanced and reconstituted on the third Friday of March, June, September and December.
ProShares RAFI Long/Short	RALS	ProShares	74347X310	US74347X3109	2 Dec 2010	0.95 %	Equities (Stocks)	Not Applicable	FTSE RAFI US 1000 Long/Short Total Return Index
ProShares RAFI Long/Short seeks investment results before fees and expenses that track the performance of the RAFI US Equity Long/Short Index. The index allocates an aggregate equal dollar amount to both long and short equity positions. The long equity positions consist of securities in the FTSE RAFI US 1000 Total Return Index, and the short equity positions consist of securities in the Russell 1000 Total Return Index. By going long a "fundamental" index and short a market cap index, the index seeks to provide an alternative to traditional market cap weighting. The index is rebalanced monthly.
Invesco S&P MidCap 400 Equal Weight ETF	EWMC	Invesco	46137V225	US46137V2253	3 Dec 2010	0.40 %	Equities (Stocks)	Not Applicable	S&P MidCap 400 Equal Weight Index
The Invesco S&P MidCap 400 Equal Weight ETF (Fund) is based on the S&P MidCap 400 Equal Weight Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index equally weights mid-cap securities in the S&P MidCap 400 Index. The Fund and the Index are rebalanced quarterly.
Invesco S&P SmallCap 600 Equal Weight ETF	EWSC	Invesco	46137V183	US46137V1834	3 Dec 2010	0.40 %	Equities (Stocks)	Not Applicable	S&P SmallCap 600 Equal Weight Index
The Invesco S&P SmallCap 600 Equal Weight ETF (Fund) is based on the S&P SmallCap 600 Equal Weight Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index equally weights small-cap securities in the S&P SmallCap 600 Index. The Fund and the Index are rebalanced quarterly.
Invesco MSCI Emerging Markets Equal Country Weight ETF	EWEM	Invesco	46138E552	US46138E5520	3 Dec 2010	0.70 %	Equities (Stocks)	Not Applicable	MSCI Emerging Markets Equal Weighted Index
The Invesco MSCI Emerging Markets Equal Country Weight ETF (Fund) is based on the MSCI Emerging Markets Equal Country Weighted Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index provides equal weighted exposure to all of the countries included in the index while providing cap-weighted exposure to the securities within each country. The Index is a free float-adjusted market-cap index that is designed to measure equity market performance of certain markets deemed to be emerging markets. The Fund does not purchase all of the securities in the Index; instead, the Fund utilizes a "sampling" methodology to seek to achieve its investment objective. The index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are rebalanced semiannually.
Direxion Daily Gold Miners Bear 3x Shares	DUST	Direxion Shares	25490K133	US25490K1337	8 Dec 2010	0.91 %	Equities (Stocks)	Not Applicable	NYSE Arca Gold Miners Index
The Daily Gold Miners Bear 3x Shares seeks daily investment results, before fees and expenses, of 300% of the inverse (or opposite) of the performance of the NYSE Arca Gold Miners Index. Potentially hedge exposure to equity and fixed income market risk.
Direxion Daily Gold Miners Bull 3x Shares	NUGT	Direxion Shares	25460E844	US25460E8443	8 Dec 2010	0.91 %	Equities (Stocks)	Not Applicable	NYSE Arca Gold Miners Index
The Daily Gold Miners Bull 3x Shares seeks daily investment results, before fees and expenses, of 300% of the performance of the NYSE Arca Gold Miners Index. Potentially hedge exposure to equity and fixed income market risk.
ProShares VIX Mid-Term Futures ETF	VIXM	ProShares	74347W338	US74347W3381	3 Jan 2011	0.85 %	Equities (Stocks)	Not Applicable	S&P 500 VIX Mid-Term Futures Index
The CBOE Volatility Index (VIX) is a widely followed measure of the expected volatility of the S&P 500. Since the VIX is not directly investable S&P 500 volatility exposure is often achieved through VIX futures. Each of the VIX futures indexes measures the movements of a combination of VIX futures and is designed to track changes in the expectation for VIX over a specific time window in the future. As a result the S&P 500 VIX Mid-Term Futures Index and VIXM can be expected to perform differently than the VIX.
ProShares VIX Short-Term Futures ETF	VIXY	ProShares	74347W171	US74347W1716	3 Jan 2011	0.85 %	Equities (Stocks)	Not Applicable	S&P 500 VIX Short-Term Futures Index
The CBOE Volatility Index (VIX) is a widely followed measure of the expected volatility of the S&P 500. Since the VIX is not directly investable S&P 500 volatility exposure is often achieved through VIX futures. Each of the VIX futures indexes measures the movements of a combination of VIX futures and is designed to track changes in the expectation for VIX over a specific time window in the future. As a result the S&P 500 VIX Short-Term Futures Index and VIXY can be expected to perform differently than the VIX.
WisdomTree Managed Futures Strategy Fund	WTMF	Wisdom Tree	97717W125	US97717W1255	5 Jan 2011	0.65 %	Other Asset Types	Hedge Fund Replication	Diversified Trends Indicator
The WisdomTree Managed Futures Strategy Fund seeks to achieve positive total returns in rising or falling markets that are not directly correlated to broad market equity or fixed income returns. The Fund is managed using a quantitative rules-based strategy designed to provide returns that correspond to the performance of the Diversified Trends Indicator (DTI Index or Benchmark). The Fund intends to invest in a combination of U.S. treasury futures currency futures non-deliverable currency forwards commodity futures commodity swaps U.S. government and money market securities. The Benchmark is a widely-used indicator designed to capture the economic benefit derived from rising or declining price trends in the markets for commodity currency and U.S. treasury futures.
Schwab U.S. REIT ETF	SCHH	Schwab	808524847	US8085248479	13 Jan 2011	0.07 %	Equities (Stocks)	Not Applicable	Dow Jones US Select REIT Index
he funds goal is to track as closely as possible, before fees and expenses, the total return of the Dow Jones U.S. Select REIT Index
Schwab U.S. Mid-Cap ETF	SCHM	Schwab	808524508	US8085245087	13 Jan 2011	0.04 %	Equities (Stocks)	Not Applicable	Dow Jones U.S. Mid-Cap Total Stock Market Index
The funds goal is to track as closely as possible, before fees and expenses, the total return of the Dow Jones U.S. Mid-Cap Total Stock Market Index
Ranger Equity Bear ETF	HDGE	Advisor Shares	00768Y883	US00768Y8839	26 Jan 2011	3.12 %	Equities (Stocks)	Not Applicable	Not Applicable
The investment objective of the Active Bear ETF (HDGE) is capital appreciation through short sales of domestically traded equity securities. The HDGE portfolio is sub-advised by Ranger Alternative Management L.P. The portfolio management team implements a bottom-up fundamental research driven security selection process. In selecting short positions the Fund seeks to identify securities with low earnings quality or aggressive accounting which may be intended on the part of company management to mask operational deterioration and bolster the reported earnings per share over a short time period. In addition the portfolio management team seeks to identify earnings driven events that may act as a catalyst to the price decline of a security such as downwards earnings revisions or reduced forward guidance.
SPDR S&P Health Care Equipment ETF	XHE	State Street (SPDR)	78464A581	US78464A5810	26 Jan 2011	0.35 %	Equities (Stocks)	Not Applicable	S&P Health Care Equipment Select Industry Index
The SPDR S&P Health Care Equipment ETF before expenses seeks to closely match the returns and characteristics of the S&P Health Care Equipment Select Industry Index (index ticker: SPSIHE). The approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR S&P Transportation ETF	XTN	State Street (SPDR)	78464A532	US78464A5323	26 Jan 2011	0.35 %	Equities (Stocks)	Not Applicable	S&P Transportation Select Industry Index
The SPDR S&P Transportation ETF before expenses seeks to closely match the returns and characteristics of the S&P Transportation Select Industry Index (index ticker: SPSITN). Our approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
SPDR S&P Telecom ETF	XTL	State Street (SPDR)	78464A540	US78464A5406	26 Jan 2011	0.35 %	Equities (Stocks)	Not Applicable	S&P Telecom Select Industry Index
The SPDR S&P Telecom ETF before expenses seeks to closely match the returns and characteristics of the S&P Telecom Select Industry Index (index ticker: SPSITE). The approach is designed to provide portfolios with low portfolio turnover accurate tracking and lower costs.
Vanguard Total International Stock ETF	VXUS	Vanguard	921909768	US9219097683	28 Jan 2011	0.08 %	Equities (Stocks)	Not Applicable	FTSE Global All Cap ex US Index
Vanguard Total International Stock ETF seeks to track the performance of a benchmark index that measures the investment return of stocks issued by companies located in developed and emerging markets, excluding the United States.
Global X Southeast Asia ETF	ASEA	Global X	37950E648	US37950E6480	16 Feb 2011	0.65 %	Equities (Stocks)	Not Applicable	FTSE/ASEAN 40 Index
The Global X FTSE Andean 40 ETF seeks to provide investment results that correspond generally to the price and yield performance before fees and expenses of the FTSE Andean 40 Index. The FTSE/ASEAN 40 Index tracks the performance of the 40 largest companies in the five ASEAN regions: Indonesia, Philippines, Singapore, Malaysia and Thailand. The index is freefloat adjusted and weighted by market capitalization and designed using eligible stocks within the FTSE All-World universe.
First Trust Indxx NextG ETF	NXTG	First Trust	33737K205	US33737K2050	17 Feb 2011	0.70 %	Equities (Stocks)	Not Applicable	Indxx 5G & NextG Thematic Index
The First Trust Indxx NextG ETF, formerly First Trust Nasdaq Smartphone Index Fund, seeks investment results that correspond generally to the price and yield (before the Funds fees and expenses) of an equity index called the Indxx 5G & NextG Thematic Index. The Fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks and depositary receipts that comprise the Index. The Indxx 5G & NextG Thematic Index is designed to track the performance of companies that are at the core of the research and development of the new 5G cellular technology and next generation technologies as they emerge. The index seeks to include only companies that have devoted material resources or made material commitments to the use of 5G technology. 5G is the next (fifth) generation of cellular technology, which promises to greatly enhance the speed, coverage and responsiveness of wireless networks.
SPDR Bloomberg Barclays Emerging Markets Local Bond ETF	EBND	State Street (SPDR)	78464A391	US78464A3914	23 Feb 2011	0.30 %	Bonds	Not Applicable	Bloomberg Barclays EM Local Currency Government Diversified Index
The SPDR Bloomberg Barclays Emerging Markets Local Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays EM Local Currency Government Diversified Index (the "Index"). Seeks to provide exposure to fixed-rate local currency sovereign debt of emerging market countries. Index includes government bonds, in local currencies, issued by investment grade and non-investment grade countries outside the U.S. that have a remaining maturity of one year or more.
SPDR S&P Emerging Markets Dividend ETF	EDIV	State Street (SPDR)	78463X533	US78463X5335	23 Feb 2011	0.49 %	Equities (Stocks)	Not Applicable	S&P Emerging Markets Dividend Opportunities Index
he SPDR S&P Emerging Markets Dividend ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the S&P Emerging Markets Dividend Opportunities Index (index ticker: SPGTEDUN), an index that tracks dividend paying securities of publicly-traded companies in emerging markets.
Global X MSCI Argentina ETF	ARGT	Global X	37950E259	US37950E2596	2 Mar 2011	0.59 %	Equities (Stocks)	Not Applicable	MSCI All Argentina 25/50 Index
The Global X MSCI Argentina ETF seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI All Argentina 25/50 Index.
Invesco Senior Loan ETF	BKLN	Invesco	46138G508	US46138G5080	3 Mar 2011	0.65 %	Bonds	Not Applicable	S&P/LSTA U.S. Leveraged Loan 100 Index
The Invesco Senior Loan ETF (Fund) is based on the S&P/LSTA U.S. Leveraged Loan 100 Index (Index). The Fund will normally invest at least 80% of its total assets in the component securities that comprise the Index. The Index is designed to track the market-weighted performance of the largest institutional leveraged loans based on market weightings, spreads and interest payments. The Fund and the Index are rebalanced and reconstituted bi-annually, in June and December.
Morgan Stanley Cushing MLP High Income Index ETN	MLPY	Morgan Stanley	61760E846	US61760E8460	16 Mar 2011	0.85 %	Other Asset Types	MLP	CushingMLP High Income Index
The Exchange Traded Notes (ETNs) are based on the performance of the Cushing MLP High Income Index (the Index), which is a criteria-weighted index tracking the performance of 30 Master Limited Partnerships (MLPs) which hold energy and shipping assets in North America. These Index constituents are chosen for having the highest current indicative yields among MLPs meeting certain criteria1. The quarterly coupon payments are linked to the cash distributions paid on the MLPs in the Index, less accrued tracking fees. The ETNs are senior, unsecured debt obligations of Morgan Stanley.
ProShares Short High Yield	SJB	ProShares	74347R131	US74347R1317	21 Mar 2011	0.95 %	Bonds	Not Applicable	Markit iBoxx $ Liquid High Yield Index
ProShares Short High Yield seeks daily investment results, before fees and expenses, that correspond to the inverse (opposite) of the daily performance of the Markit iBoxx $ Liquid High Yield Index. Markit iBoxx $ Liquid High Yield Index is a modified market-value weighted index designed to provide a balanced representation of U.S. dollar-denominated high yield corporate bonds for sale within the United States.
IQ Global Agribusiness Small Cap ETF	CROP	Index IQ	45409B834	US45409B8349	22 Mar 2011	0.76 %	Equities (Stocks)	Not Applicable	IQ Global Agribusiness Small Cap Index
The IQ Global Agribusiness Small Cap ETF seeks to track, before fees and expenses, the performance of the IQ Global Agribusiness Small Cap Index. The IQ Global Agribusiness Small Cap Index is float-adjusted market cap-weighted and includes global small cap companies engaged in the agribusiness sector, including crop production and farming, livestock operations, agricultural machinery, agricultural supplies and logistics, agricultural chemicals, and biofuels.
Direxion Daily Total Bond Market Bear 1x Shares	SAGG	Direxion Shares	25459Y306	US25459Y3062	23 Mar 2011	0.45 %	Bonds	Not Applicable	Barclays Capital U.S. Aggregate Bond Index
The Fund seeks daily investment results, before fees and expenses, of 100% of the inverse of the price performance of the Barclays Capital U.S. Aggregate Bond Index. There is no guarantee the fund will meet its stated investment objective.
Direxion Daily 20+ Year Treasury Bear 1x Shares	TYBS	Direxion Shares	25459Y405	US25459Y4052	23 Mar 2011	0.45 %	Bonds	Not Applicable	ICE U.S. Treasury 20+ Year Bond Index
The Direxion Daily 20+ Year Treasury Bear 1x Shares seeks daily investment results, before fees and expenses, of 100% of the inverse (or opposite) of the performance of the ICE U.S. Treasury 20+ Year Bond Index. There is no guarantee the fund will meet its stated investment objective. This leveraged ETF seeks a return that is -100% of the return of its benchmark index for a single day. The fund should not be expected to provide 100% of the inverse of the benchmark s cumulative return for periods greater than a day. The ICE U.S. Treasury 20+ Year Bond Index is a market value weighted index that includes publicly issued U.S. Treasury securities that have a remaining maturity of greater than 20 years. Eligible securities must be fixed rate, denominated in U.S. dollars, and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. Securities excluded from the Index are zero-coupon STRIPS, inflation linked securities, floating rate notes, cash management and Treasury bills, and any government agency debt issued with or without a government guarantee. One cannot directly invest in an Index.
iShares MSCI China ETF	MCHI	Blackrock (iShares)	46429B671	US46429B6719	29 Mar 2011	0.59 %	Equities (Stocks)	Not Applicable	MSCI China Index
The iShares MSCI China Index Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI China Index. The MSCI China Index is designed to measure the performance of the top 85% of equity securities by market capitalization in the Chinese equity markets.
iShares Core High Dividend ETF	HDV	Blackrock (iShares)	46429B663	US46429B6636	29 Mar 2011	0.08 %	Equities (Stocks)	Not Applicable	Morningstar Dividend Yield Focus Index
The iShares High Dividend Equity Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Morningstar Dividend Yield Focus Index. The Morningstar Dividend Yield Focus Index is designed to measure the performance of a select group of U.S. equity securities issued by companies that have provided relatively high dividend yields on a consistent basis.
ProShares Short 7-10 Treasury	TBX	ProShares	74348A608	US74348A6082	4 Apr 2011	0.95 %	Bonds	Not Applicable	ICE U.S. Treasury 7-10 Year Bond Index
ProShares Short 7-10 Year Treasury seeks daily investment results, before fees and expenses, that correspond to the inverse (-1x) of the daily performance of the ICE U.S. Treasury 7-10 Year Bond Index. The ICE U.S. Treasury 7-10 Year Bond Index includes publicly- issued U.S. Treasury securities that have a remaining maturity of greater than seven years and less than or equal to ten years and have $300 million or more of outstanding face value, excluding amounts held by the Federal Reserve. In addition, the securities in the Underlying Index must be fixed-rate and denominated in U.S. dollars. Excluded from the Underlying Index are inflation-linked securities, Treasury bills, cash management bills, any government agency debt issued with or without a government guarantee and zero-coupon issues that have been stripped from coupon-paying bonds. The Underlying Index is weighted by market capitalization, and the securities in the Underlying Index are updated on the last business day of each month.
SPDR Portfolio Corporate Bond ETF	SPBO	State Street (SPDR)	78464A144	US78464A1447	6 Apr 2011	0.06 %	Bonds	Not Applicable	Bloomberg Barclays US Corporate Bond Index
The SPDR Portfolio Corporate Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays U.S. Corporate Bond Index (the "Index"). The Bloomberg Barclays U.S. Corporate Bond Index is designed to measure the performance of the investment grade corporate bond market. The Index includes publicly issued, investment grade, fixed-rate, taxable, U.S. dollar-denominated corporate bonds issued by U.S. and non-U.S. industrial, utility, and financial institutions. Bonds included in the Index must have $300 million or more of par amount outstanding and a remaining maturity of at least 1 year.
ProShares Ultra High Yield	UJB	ProShares	74348A707	US74348A7072	13 Apr 2011	1.31 %	Bonds	Not Applicable	Markit iBoxx $ Liquid High Yield Index
ProShares Ultra High Yield seeks daily investment results, before fees and expenses, that correspond to twice (200%) the daily performance of the Markit iBoxx $ Liquid High Yield Index.
SPDR Nuveen Bloomberg Barclays High Yield Municipal Bond ETF	HYMB	State Street (SPDR)	78464A284	US78464A2841	13 Apr 2011	0.35 %	Bonds	Not Applicable	Bloomberg Barclays Municipal Yield Index
The SPDR Nuveen Bloomberg Barclays High Yield Municipal Bond ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Bloomberg Barclays Municipal Yield Index (the "Index"). The Bloomberg Barclays Municipal Yield Index (the Index) is market value-weighted and designed to measure the performance of U.S. dollar-denominated high-yield municipal bonds issued by U.S. states, the District of Columbia, U.S. territories and local governments or agencies. The Index includes fully tax-exempt investment grade, non-investment grade (junk) and non-rated bonds, but does not include defaulted securities. The Index consists of bonds that are constituents of the Bloomberg Barclays Municipal High Yield Bond Index and Bloomberg Barclays U.S. Municipal Bond Index as follows: (i) 70% of the Index is represented by the constituents of the Bloomberg Barclays Municipal High Yield Bond Index.
VanEck Vectors Russia Small-Cap ETF	RSXJ	Van Eck Associates Corporation	92189F734	US92189F7345	13 Apr 2011	0.76 %	Equities (Stocks)	Not Applicable	Market Vectors Russia Small-Cap Index
The VanEck Vectors Russia Small-Cap ETF (RSXJ) seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Russia Small-Cap Index (MVRSXJTR), a rules-based, modified market capitalization-weighted, float adjusted index comprised of publicly traded companies that are domiciled and primarily listed in Russia or that generate the majority of their revenues in Russia.
First Trust Asia Pacific ex-Japan AlphaDEX Fund	FPA	First Trust	33737J109	US33737J1097	18 Apr 2011	0.80 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Asia Pacific ex-Japan Index
The First Trust Asia Pacific Ex-Japan AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX Asia Pacific ex-Japan Index. The NASDAQ AlphaDEX Asia Pacific Ex-Japan Index employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ Asia Pacific Ex-Japan Index. The Index is constructed by ranking the stocks in the NASDAQ Asia Pacific Ex-Japan Index separately on growth and value factors.
First Trust Brazil AlphaDEX Fund	FBZ	First Trust	33737J133	US33737J1337	18 Apr 2011	0.80 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Brazil Index
The First Trust Brazil AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX Brazil Index. The NASDAQ AlphaDEX Brazil Index is an "enhanced" index created and administered by The NASDAQ OMX Group, Inc. ("NASDAQ") which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ Brazil Index that meet certain criteria. NASDAQ constructs the NASDAQ AlphaDEX Brazil Index by ranking the eligible stocks from the NASDAQ Brazil Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style.
First Trust China AlphaDEX Fund	FCA	First Trust	33737J141	US33737J1410	18 Apr 2011	0.80 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX China Index
The First Trust China AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX China Index. The NASDAQ AlphaDEX China Index is an "enhanced" index created and administered by The NASDAQ OMX Group, Inc. ("NASDAQ") which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ China Index that meet certain criteria. NASDAQ constructs the NASDAQ AlphaDEX China Index by ranking the eligible stocks from the NASDAQ China Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style.
First Trust Developed Markets ex-US AlphaDEX Fund	FDT	First Trust	33737J174	US33737J1741	18 Apr 2011	0.80 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Developed Markets Ex-US Index
The First Trust Developed Markets Ex-US AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX Developed Markets Ex-US Index. The NASDAQ AlphaDEX Developed Markets Ex-US Index employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ Developed Markets Ex-US Index. The Index is constructed by ranking the stocks in the NASDAQ Developed Markets Ex-US Index on growth factors including 3-, 6- and 12-month price appreciation, sales to price and one year sales growth and separately on value factors including book value to price, cash flow to price and return on assets.
First Trust Emerging Markets AlphaDEX Fund	FEM	First Trust	33737J182	US33737J1824	18 Apr 2011	0.80 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Emerging Markets Index
The First Trust Emerging Markets AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX Emerging Markets Index. The NASDAQ AlphaDEX Emerging Markets Index employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ Emerging Markets Index. The Index is constructed by ranking the stocks in the NASDAQ Emerging Markets index on growth factors including 3-, 6- and 12-month price appreciation, sales to price and one year sales growth and separately on value factors including book value to price, cash flow to price and return on assets.
First Trust Europe AlphaDEX Fund	FEP	First Trust	33737J117	US33737J1170	18 Apr 2011	0.80 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Europe Index
The First Trust Europe AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX Europe Index. The NASDAQ AlphaDEX Europe Index employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ Europe Index. The Index is constructed by ranking the stocks in the NASDAQ Europe Index on growth factors including 3-, 6- and 12-month price appreciation, sales to price and one year sales growth and separately on value factors including book value to price, cash flow to price and return on assets.
First Trust Japan AlphaDEX Fund	FJP	First Trust	33737J158	US33737J1584	18 Apr 2011	0.80 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Japan Index
The First Trust Japan AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX Japan Index. The NASDAQ AlphaDEX Japan Index is an "enhanced" index created and administered by The NASDAQ OMX Group, Inc. ("NASDAQ") which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ Japan Index that meet certain criteria. NASDAQ constructs the NASDAQ AlphaDEX Japan Index by ranking the eligible stocks from the NASDAQ Japan Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style.
First Trust Latin America AlphaDEX Fund	FLN	First Trust	33737J125	US33737J1253	18 Apr 2011	0.80 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Latin America Index
The First Trust Latin America AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX Latin America Index. The NASDAQ AlphaDEX Latin America Index employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ Latin America Index. The Index is constructed by ranking the stocks in the NASDAQ Latin America Index on growth factors including 3-, 6- and 12-month price appreciation, sales to price and one year sales growth and separately on value factors including book value to price, cash flow to price and return on assets.
First Trust South Korea AlphaDEX Fund	FKO	First Trust	33737J166	US33737J1667	18 Apr 2011	0.80 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX South Korea Index
The First Trust South Korea AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield (before the Funds fees and expenses) of an equity index called the NASDAQ AlphaDEX South Korea Index. The NASDAQ AlphaDEX South Korea Index is an "enhanced" index created and administered by The NASDAQ OMX Group, Inc. ("NASDAQ") which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ South Korea Index that meet certain criteria. NASDAQ constructs the NASDAQ AlphaDEX South Korea Index by ranking the eligible stocks from the NASDAQ South Korea Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style.
First Trust Mid Cap Growth AlphaDEX Fund	FNY	First Trust	33737M102	US33737M1027	19 Apr 2011	0.70 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Mid Cap Growth Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Mid Cap Growth Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Mid Cap Growth Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 600 Mid Cap Growth Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Mid Cap Growth Index by ranking the eligible stocks from the NASDAQ US 600 Mid Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 225 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
First Trust Mid Cap Value AlphaDEX Fund	FNK	First Trust	33737M201	US33737M2017	19 Apr 2011	0.70 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Mid Cap Value Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Mid Cap Value Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Mid Cap Value Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 600 Mid Cap Value Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Mid Cap Value Index by ranking the eligible stocks from the NASDAQ US 600 Mid Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 225 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
First Trust Small Cap Growth AlphaDEX Fund	FYC	First Trust	33737M300	US33737M3007	19 Apr 2011	0.70 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Small Cap Growth Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Small Cap Growth Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Small Cap Growth Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 700 Small Cap Growth Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Small Cap Growth Index by ranking the eligible stocks from the NASDAQ US 700 Small Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 262 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
First Trust Small Cap Value AlphaDEX Fund	FYT	First Trust	33737M409	US33737M4096	19 Apr 2011	0.76 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Small Cap Value Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Small Cap Value Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Small Cap Value Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 700 Small Cap Value Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Small Cap Value Index by ranking the eligible stocks from the NASDAQ US 700 Small Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 262 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
iPath Pure Beta Broad Commodity ETN	BCM	Barclays iPath	06740P114	US06740P1140	20 Apr 2011	0.70 %	Commodities & Metals	Not Applicable	Barclays Capital Commodity Index Pure Beta TR
The iPath Pure Beta Broad Commodity ETN is linked to the Barclays Capital Commodity Index Pure Beta TR (the "Index") and reflects the returns that are potentially available through an unleveraged investment in the futures contracts on physical commodities comprising the Index, while mitigating the effects of certain distortions in the commodity markets on such returns through the application of the Barclays Capital Pure Beta Series 2 Methodology. The Index is comprised of a basket of exchange traded futures contracts. However, unlike many commodity indices which roll their exposure to the corresponding futures contract on a monthly basis in accordance with a pre-determined roll schedule, the Index may roll into one of a number of futures contracts with varying expiration dates, as selected using the Barclays Capital Pure Beta Series 2 Methodology. In addition, the Index reflects the rate of interest that could be earned on cash collateral invested in specified Treasury Bills.
iPath Pure Beta Crude Oil ETN	OLEM	Barclays iPath	06740P221	US06740P2213	20 Apr 2011	0.85 %	Commodities & Metals	Not Applicable	Barclays Capital WTI Crude Oil Pure Beta TR Index
The iPath Pure Beta Crude Oil ETN is linked to the Barclays Capital WTI Crude Oil Pure Beta TR Index (the "Index"). The Index is intended to reflect the returns that are potentially available through an unleveraged investment in the futures contracts in the Crude Oil markets. The Index is comprised of a single exchange traded futures contract, except during the roll period when the Index may be comprised of two futures contracts. However, unlike many commodity indices which roll their exposure to the corresponding futures contract on a monthly basis in accordance with a pre-determined roll schedule, the Index may roll into one of a number of futures contracts with varying expiration dates, as selected using the Barclays Capital Pure Beta Series 2 Methodology. In addition the Index reflects the rate of interest that could be earned on cash collateral invested in specified Treasury Bills.
VanEck Vectors Investment Grade Floating Rate Bond ETF	FLTR	Van Eck Associates Corporation	92189F486	US92189F4862	25 Apr 2011	0.14 %	Bonds	Not Applicable	Market Vectors Investment Grade Floating Rate Index
The VanEck Vectors Investment Grade Floating Rate ETF (FLTR) seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Investment Grade Floating Rate Index (MVFLTR). The underlying index consists of U.S. dollar-denominated floating rate notes issued by corporate issuers and rated investment grade by at least one of the three rating services: Moody s, S&P or Fitch
ETRACS Linked to the Wells Fargo Business Development Company Index ETN	BDCS	UBS	902641588	US9026415888	27 Apr 2011	0.85 %	Equities (Stocks)	Not Applicable	Wells Fargo Business Development Company Index
The ETRACS Linked to the Wells Fargo Business Development Company Index due April 26, 2041 is designed to track an investment in the Wells Fargo Business Development Company Index ("Index"), and may pay a variable quarterly coupon linked to the cash distributions associated with the underlying BDC constituents, less investor fees. Note that if the BDCs do not make distributions or those distributions do not overcome the investor fees, then investors will not receive any coupons
Invesco S&P 500 High Beta ETF	SPHB	Invesco	46138E370	US46138E3707	5 May 2011	0.25 %	Equities (Stocks)	Not Applicable	S&P 500 High Beta Index
The Invesco S&P 500 High Beta ETF (Fund) is based on the S&P 500 High Beta Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index is compiled, maintained and calculated by Standard & Poors and consists of the 100 stocks from the S&P 500 Index with the highest sensitivity to market movements, or beta, over the past 12 months. Beta is a measure of relative risk and is the rate of change of a securitys price. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.
Invesco S&P 500 Low Volatility ETF	SPLV	Invesco	46138E354	US46138E3541	5 May 2011	0.25 %	Equities (Stocks)	Not Applicable	S&P 500 Low Volatility Index
The Invesco S&P 500 Low Volatility ETF (Fund) is based on the S&P 500 Low Volatility Index (Index). The Fund will invest at least 90% of its total assets in common stocks that comprise the Index. The Index is compiled, maintained and calculated by Standard & Poors and consists of the 100 stocks from the S&P 500 Index with the lowest realized volatility over the past 12 months. Volatility is a statistical measurement of the magnitude of up and down asset price fluctuations over time. The Fund and the Index are rebalanced and reconstituted rebalanced and reconstituted rebalanced and reconstituted quarterly in February, May, August and November.
First Trust NASDAQ Global Auto Index Fund	CARZ	First Trust	33734X309	US33734X3098	9 May 2011	0.70 %	Equities (Stocks)	Not Applicable	NASDAQ OMX Global Auto Index
The First Trust NASDAQ Global Auto Index Fund is based on the NASDAQ OMX Global Auto IndexSM. This index is a modified market-capitalization weighted index designed to track the performance of the largest and most liquid companies engaged in manufacturing of automobiles.
First Trust Mega Cap AlphaDEX Fund	FMK	First Trust	33737M508	US33737M5085	11 May 2011	0.70 %	Equities (Stocks)	Not Applicable	NASDAQ AlphaDEX Mega Cap Index
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Mega Cap Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Mega Cap Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 500 Large Cap Index that meet certain criteria. The top 100 largest stocks by market capitalization from the previous step are selected. Remaining stocks are ranked on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score from the previous step as its selection score. Selection score is determined by the best of growth or value rank. The top 50 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
VanEck Vectors Emerging Markets Aggregate Bond ETF	EMAG	Van Eck Associates Corporation	92189F478	US92189F4789	11 May 2011	0.35 %	Bonds	Not Applicable	Market Vectors EM Aggregate Bond Index
VanEck Vectors Emerging Markets Aggregate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors EM Aggregate Bond Index
ETRACS 2xLeveraged Long Wells Fargo Business Development Company Index ETN	BDCL	UBS	90267B765	US90267B7652	24 May 2011	0.85 %	Equities (Stocks)	Not Applicable	Wells Fargo Business Development Company Index
The ETRACS 2xLeveraged Long Wells Fargo Business Development Company Index is designed to track a leveraged investment in the Wells Fargo Business Development Company Index (the "Index"), and pay a variable quarterly coupon linked to the leveraged cash distributions associated with the underlying Business Development Company ("BDC") constituents, less financing costs and investor fees.
Direxion Daily Russia Bear 3x Shares	RUSS	Direxion Shares	25460E828	US25460E8286	25 May 2011	0.95 %	Equities (Stocks)	Not Applicable	DAX Global Russia+ Index
The Daily Russia Bear 3x Shares seeks daily investment results, before fees and expenses, of 300% of the inverse (or opposite) of the price performance of the DAX Global Russia+ Index. The DAX Global Russia+ Index is an index comprised of the most liquid Russian ADRs/GDRs and local shares, screening for high liquidity only, and capping the number of securities at 45.
Direxion Daily Russia Bull 3x Shares	RUSL	Direxion Shares	25490K273	US25490K2731	25 May 2011	0.90 %	Equities (Stocks)	Not Applicable	DAX Global Russia+ Index
The Daily Russia Bull 3x Shares seeks daily investment results, before fees and expenses, of 300% of the price performance of the DAX Global Russia+ Index. The DAX Global Russia+ Index is an index comprised of the most liquid Russian ADRs/GDRs and local shares, screening for high liquidity only, and capping the number of securities at 45.
Global X Fertilizers/Potash ETF	SOIL	Global X	37950E499	US37950E4998	25 May 2011	0.69 %	Equities (Stocks)	Not Applicable	Solactive Global Fertilizers/Potash Index
The Global X Fertilizers/Potash ETF seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Fertilizers/Potash Index. The Solactive Global Fertilizers/Potash Index tracks the performance of the largest and most liquid listed companies globally that are active in some aspect of the fertilizer industry.
Global X SuperDividend ETF	SDIV	Global X	37950E549	US37950E5490	8 Jun 2011	0.58 %	Equities (Stocks)	Not Applicable	Solactive Global SuperDividend Index
The Global X SuperDividend ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global SuperDividend Index. The Index tracks the performance of 100 equally weighted companies that rank among the highest dividend yielding equity securities in the world. The index provider applies certain dividend stability filters.
X-trackers MSCI Emerging Markets Hedged Equity Fund	DBEM	DWS	233051101	US2330511013	9 Jun 2011	0.65 %	Equities (Stocks)	Not Applicable	MSCI EM US Dollar Hedged Index
The Xtrackers MSCI Emerging Markets Hedged Equity ETF (DBEM) seeks investment results that correspond generally to the performance, before fees and expenses, of the MSCI EM US Dollar Hedged Index. The index is designed to provide exposure to equity securities in the global emerging markets, while at the same time mitigating exposure to fluctuations between the value of the U.S. dollar and non-U.S. currencies. As of December 31, 2014, the Index included securities from the following 23 countries: Brazil, Chile, China, Colombia, Czech Republic, Egypt, Greece, Hungary, India, Indonesia, South Korea, Malaysia, Mexico, Peru, Philippines, Poland, Russia, Qatar, South Africa, Taiwan, Thailand, Turkey, and United Arab Emirates.
X-trackers MSCI Germany Hedged Equity Fund	DBGR	DWS	233051408	US2330514082	9 Jun 2011	0.45 %	Equities (Stocks)	Not Applicable	MSCI Germany US Dollar Hedged Index
The Xtrackers MSCI Germany Hedged Equity ETF (DBGR) seeks investment results that correspond generally to the performance, before fees and expenses, of the MSCI Germany US Dollar Hedged Index. The index is designed to provide exposure to German equity markets, while at the same time mitigating exposure to fluctuations between the value of the U.S. dollar and the euro.
X-trackers MSCI EAFE Hedged Equity Fund	DBEF	DWS	233051200	US2330512003	9 Jun 2011	0.35 %	Equities (Stocks)	Not Applicable	MSCI EAFE US Dollar Hedged Index
The Xtrackers MSCI EAFE Hedged Equity ETF (DBEF) seeks investment results that correspond generally to the performance, before fees and expenses, of the MSCI EAFE US Dollar Hedged Index. The index is designed to provide exposure to equity securities in developed international stock markets, while at the same time mitigating exposure to fluctuations between the value of the U.S. dollar and non-U.S. currencies. As of December 31, 2014, the Index included securities from the following 21 countries: Australia, Austria, Belgium, Denmark, Finland, France, Germany, Hong Kong, Ireland, Israel, Italy, Japan, Netherlands, New Zealand, Norway, Portugal, Singapore, Spain, Sweden, Switzerland and the United Kingdom.
X-trackers MSCI Japan Hedged Equity Fund	DBJP	DWS	233051507	US2330515071	9 Jun 2011	0.45 %	Equities (Stocks)	Not Applicable	MSCI Japan US Dollar Hedged Index
The Xtrackers MSCI Japan Hedged Equity ETF (DBJP) seeks investment results that correspond generally to the performance, before fees and expenses, of the MSCI Japan US Dollar Hedged Index. The index is designed to provide exposure to Japanese equity markets, while at the same time mitigating exposure to fluctuations between the value of the U.S. dollar and Japanese yen.
iShares Floating Rate Bond ETF	FLOT	Blackrock (iShares)	46429B655	US46429B6552	14 Jun 2011	0.20 %	Bonds	Not Applicable	Bloomberg Barclays US Floating Rate Note < 5 Years Index
The iShares Floating Rate Note Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Barclays Capital US Floating Rate Note < 5 Years Index.
IQ US Real Estate Small Cap ETF	ROOF	Index IQ	45409B628	US45409B6285	14 Jun 2011	0.70 %	Equities (Stocks)	Not Applicable	IQ US Real Est