Fund Description
The Innovator S&P 500 Ultra Buffer ETF seeks to track the return of the S&P 500 Price Return Index, up to a predetermined cap, while buffering investors against losses from -5% to -35% over the outcome period. The ETF can be held indefinitely, resetting at the end of each outcome period, approximately annually. The Cboe S&P 500 30% (-5% to -35%) Buffer Protect Index Series (the "Indices") are part of a family of Target Outcome Indices. The Indices are designed to provide target outcome returns to the US domestic stock market. The Indices measures the performance of a portfolio of hypothetical exchange traded Flexible Exchange Options ("FLEX Options") that are based on the S&P 500 Index. Each series in the index is designed to track the returns of a hypothetical investment that over a period of approximately one year seeks to "buffer protect" against losses of 30% after the first 5% of losses due to a decline in the S&P 500 Index while providing participation up to a capped level. The capped level is determined on each annual roll date such that there is no premium or discount to enter into the hypothetical investment compared to an investment in the Index. The Index Series comprises 4 quarterly series.
Fund Profile
Fund Name Innovator S&P 500 Ultra Buffer ETF - October
Fund Exchange Ticker UOCT
Fund Sponsor Innovator Management
Fund ISIN US45782C8212
Net Expense Ratio 0.79 %
Fund Inception Date 1 October 2018
Fund Legal Structure ETF (Open end fund)
Exchange BATS
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Quant Strat
Asset Class Equities (Stocks)
Index Linked Active
Index Name Not Applicable
Index Provider Not Applicable
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Large Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 14 June 2019
Asset Under Management 122.84 Million (USD)
1 Month Total Return 0.64 %
Year To Date Return 6.49 %
1 Year Total Return
3 Year Annualized Total Return
NAV 24.4454
Share Outstanding 5,025,000
Top 10 Holdings (14 June 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
SPX 09/30/2019 1748.37 C OPTN 0.7435000000
SPX 09/30/2019 3496.75 P OPTN 0.1964000000
XSP 09/30/2019 174.85 C OPTN 0.0372000000
SPX 09/30/2019 2768.24 P OPTN 0.0174000000
XSP 09/30/2019 349.69 P OPTN 0.0098000000
XSP 09/30/2019 276.82 P OPTN 0.0009000000
XSP 09/30/2019 349.69 C OPTN 0.0000000000
XSP 09/30/2019 174.85 P OPTN 0.0000000000
XSP 09/30/2019 189.41 P OPTN 0.0000000000
XSP 09/30/2019 320.5 C OPTN 0.0000000000