UJAN

Fund Description
The Innovator S&P 500 Ultra Buffer ETF seeks to track the return of the S&P 500 Price Return Index, up to a predetermined cap, while buffering investors against losses from -5% to -35% over the outcome period. The ETF can be held indefinitely, resetting at the end of each outcome period, approximately annually.
Fund Profile
Fund Name Innovator S&P 500 Ultra Buffer ETF - January
Fund Exchange Ticker UJAN
Fund Sponsor Innovator Management
Fund ISIN US45782C3007
Net Expense Ratio 0.79 %
Fund Inception Date 2 January 2019
Fund Legal Structure ETF (Open end fund)
Exchange BATS
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Quant Strat
Asset Class Equities (Stocks)
Index Linked Active
Index Name Not Applicable
Index Provider Not Applicable
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Large Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 6 August 2020
Asset Under Management 157.35 Million (USD)
1 Month Total Return 1.90 %
Year To Date Return 2.36 %
1 Year Total Return 5.39 %
3 Year Annualized Total Return
NAV 28.48
Share Outstanding 5,525,000
Top 10 Holdings (6 August 2020)
Constituent Name Constituent Ticker Constituent Type Weighting
SPX 12/31/2020 1938.17 C OPTN 0.8234000000
SPX 12/31/2020 3876.33 P OPTN 0.1633000000
SPX 12/31/2020 3068.75 P OPTN 0.0348000000
XSP 12/31/2020 193.83 C OPTN 0.0228000000
XSP 12/31/2020 387.65 P OPTN 0.0045000000
XSP 12/31/2020 306.87 P OPTN 0.0010000000
SPX 12/31/2020 3478.99 C OPTN -0.0332000000
SPX 12/31/2020 1938.17 P OPTN -0.0063000000
SPX 12/31/2020 2099.67 P OPTN -0.0045000000
SPX 12/31/2020 3876.33 C OPTN -0.0043000000