SQLV

Fund Description
Legg Mason Small-Cap Quality Value ETF (SQLV) seeks to provide capital appreciation by tracking the investment results of an index composed of small-cap stocks trading in the United States that have relatively low valuations. The fund seeks to track the investment results of the Royce Small-Cap Quality Value Index (the Underlying Index ). The Underlying Index utilizes a proprietary methodology created and sponsored by Royce & Associates, LP ( Royce ), the fund s subadviser. The Underlying Index is composed of equity securities that meet certain criteria. Using Royce s methodology, the Underlying Index will generally favor stocks with lower than average valuation, higher than average profitability, and higher than average debt coverage (i.e., available cash flow to pay current debt obligations) as compared with other stocks included in the investment universe while maintaining a comparable risk profile. Underlying Index constituents are selected using Royce s proprietary, rules-based multi-factor scoring system, with all factors measured by Royce, in order to seek to identify companies which combine favorable attributes of quality and value, as defined by Royce, compared with companies within the same market sector.
Fund Profile
Fund Name Legg Mason Small-Cap Quality Value ETF
Fund Exchange Ticker SQLV
Fund Sponsor Legg Mason
Fund ISIN US52468L8770
Net Expense Ratio 0.62 %
Fund Inception Date 12 July 2017
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Factor & Thematic
Asset Class Equities (Stocks)
Index Linked Passive
Index Name Royce Small-Cap Quality Value Index
Index Provider Royce & Associates
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Small Cap
Growth Value Value
Continent North America
Key Statistics
Return As of Date 23 September 2021
Asset Under Management 17.12 Million (USD)
1 Month Total Return 1.20 %
Year To Date Return 27.71 %
1 Year Total Return 66.80 %
3 Year Annualized Total Return 8.79 %
NAV 38.04
Share Outstanding 450,000
Top 10 Holdings (23 September 2021)
Constituent Name Constituent Ticker Constituent Type Weighting
XEROX HOLDINGS CORP XRX EQUI 0.008018
WORLD FUEL SERVICES CORP INT EQUI 0.007928
FLAGSTAR BANCORP INC FBC EQUI 0.007706
TEGNA INC TGNA EQUI 0.007483
AMERICAN EQUITY INVT LIFE AEL EQUI 0.007341
H&R BLOCK INC HRB EQUI 0.00677
CAMPING WORLD HOLDINGS IN CWH EQUI 0.00676
UMPQUA HOLDINGS CORP UMPQ EQUI 0.006595
MERCURY GENERAL CORP MCY EQUI 0.00642
RADIAN GROUP INC RDN EQUI 0.006386