SDVY

Fund Description
The First Trust SMID Cap Rising Dividend Achievers ETF, seeks investment results that correspond generally to the price and yield (before the Funds fees and expenses) of an index called the NASDAQ US Small Mid Cap Rising Dividend Achievers Index (the "Index"). The Fund will normally invest at least 90% of its net assets (including investment borrowings) in securities that comprise the Index. The Index is composed of the securities of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future ("Index Securities"). The Index is designed to provide access to a portfolio of small and mid capitalization income producing securities.
Fund Profile
Fund Name First Trust SMID Cap Rising Dividend Archievers ETF
Fund Exchange Ticker SDVY
Fund Sponsor First Trust
Fund ISIN US33741X1028
Net Expense Ratio 0.60 %
Fund Inception Date 1 November 2017
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Dividend & Fundamental
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ US Small Mid Cap Rising Dividend AchieversTM Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range SMID (Small & Mid) Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 22 January 2021
Asset Under Management 14.07 Million (USD)
1 Month Total Return 9.91 %
Year To Date Return 7.78 %
1 Year Total Return 18.98 %
3 Year Annualized Total Return 7.52 %
NAV 25.58
Share Outstanding 550,002
Top 10 Holdings (22 January 2021)
Constituent Name Constituent Ticker Constituent Type Weighting
DELEK US HOLDINGS INC DK EQUI 0.0122724988
CADENCE BANCORP CADE EQUI 0.0121873621
FLIR SYSTEMS INC FLIR EQUI 0.0120142389
EAST WEST BANCORP INC EWBC EQUI 0.0118089745
PACWEST BANCORP PACW EQUI 0.0117714606
WESTERN ALLIANCE BANCORP WAL EQUI 0.0112413760
WARRIOR MET COAL INC HCC EQUI 0.0110892128
ARCH RESOURCES INC ARCH EQUI 0.0110874533
POWER INTEGRATIONS INC POWI EQUI 0.0110722901
PACIFIC PREMIER BANCORP INC PPBI EQUI 0.0110589391