SDVY

Fund Description
The First Trust SMID Cap Rising Dividend Achievers ETF, seeks investment results that correspond generally to the price and yield (before the Funds fees and expenses) of an index called the NASDAQ US Small Mid Cap Rising Dividend Achievers Index (the "Index"). The Fund will normally invest at least 90% of its net assets (including investment borrowings) in securities that comprise the Index. The Index is composed of the securities of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future ("Index Securities"). The Index is designed to provide access to a portfolio of small and mid capitalization income producing securities.
Fund Profile
Fund Name First Trust SMID Cap Rising Dividend Archievers ETF
Fund Exchange Ticker SDVY
Fund Sponsor First Trust
Fund ISIN US33741X1028
Net Expense Ratio 0.60 %
Fund Inception Date 1 November 2017
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Dividend & Fundamental
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ US Small Mid Cap Rising Dividend AchieversTM Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range SMID (Small & Mid) Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 20 October 2020
Asset Under Management 9.74 Million (USD)
1 Month Total Return 6.63 %
Year To Date Return -9.49 %
1 Year Total Return -5.05 %
3 Year Annualized Total Return
NAV 19.47
Share Outstanding 500,002
Top 10 Holdings (20 October 2020)
Constituent Name Constituent Ticker Constituent Type Weighting
CIT GROUP INC CIT EQUI 0.0145000000
LEVI STRAUSS & CO- CLASS A LEVI EQUI 0.0126000000
CADENCE BANCORP CADE EQUI 0.0119000000
ENTEGRIS INC ENTG EQUI 0.0117000000
EVERCORE INC - A EVR EQUI 0.0113000000
UNIVERSAL DISPLAY CORP OLED EQUI 0.0112000000
TERADYNE INC TER EQUI 0.0111000000
BARRETT BUSINESS SVCS INC BBSI EQUI 0.0111000000
WHIRLPOOL CORP WHR EQUI 0.0111000000
PACIFIC PREMIER BANCORP INC PPBI EQUI 0.0109000000