RFFC

Fund Description
RiverFront Dynamic US Flex-Cap is an Actively Managed ETF and does not follow an index. In selecting the Fund s portfolio securities, the Sub-Adviser assembles a portfolio of eligible securities based on several core attributes such as value, quality and momentum. The Sub-Adviser, RiverFront Investment Group, LLC ( RiverFront ), will consider multiple proprietary factors within each core attribute, such as the price-to-book value of a security when determining value, a company s cash as a percentage of the company s market capitalization when determining quality and a security s three month relative price change when determining momentum. RiverFront then assigns each qualifying security a score based on its core attributes and selects the individual securities with the highest scores for investment. In doing so, RiverFront utilizes its proprietary optimization process to maximize the percentage of high-scoring securities included in the portfolio. A high-scoring security within our investment process does not guarantee a favorable performance or ensure against loss. RiverFront will also consider the market capitalization of the companies in which the Fund may invest, and the trading volume of a company s shares in the secondary market.
Fund Profile
Fund Name RiverFront Dynamic US Flex-Cap ETF
Fund Exchange Ticker RFFC
Fund Sponsor ALPS
Fund ISIN US00162Q5100
Net Expense Ratio 0.52 %
Fund Inception Date 7 June 2016
Fund Legal Structure ETF (Open end fund)
Exchange NYSE Arca
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Quant Strat
Asset Class Equities (Stocks)
Index Linked Active
Index Name Not Applicable
Index Provider Not Applicable
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Broad Market / Multi-Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 26 November 2021
Asset Under Management 52.29 Million (USD)
1 Month Total Return 0.64 %
Year To Date Return 18.87 %
1 Year Total Return 24.82 %
3 Year Annualized Total Return 14.83 %
NAV 46.48
Share Outstanding 1,125,000
Top 10 Holdings (26 November 2021)
Constituent Name Constituent Ticker Constituent Type Weighting
MICROSOFT CORP MSFT EQUI 0.0638000000
APPLE INC AAPL EQUI 0.0567000000
AMAZON.COM INC AMZN EQUI 0.0325000000
UNITEDHEALTH GROUP INC UNH EQUI 0.0170000000
ENPHASE ENERGY INC ENPH EQUI 0.0161000000
ELI LILLY & CO LLY EQUI 0.0150000000
ADVANCED MICRO DEVICES AMD EQUI 0.0142000000
ADOBE INC ADBE EQUI 0.0141000000
PROLOGIS INC PLD EQUI 0.0137000000
PROCTER & GAMBLE CO/THE PG EQUI 0.0135000000