PY

Fund Description
The Principal Shareholder Yield Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Shareholder Yield Index. The ETF employs a passive investment approach designed to track the performance of the Index. The NASDAQ U.S. Shareholder Yield Index is a NASDAQ-licensed index based on The Principal Financial Group s intellectual property (IP). The Principal retains ownership of the index IP under the licensing agreement. The index provides exposure to equity securities of mid- and large-capitalization U.S. issuers. The index focuses on U.S. companies with sustainable shareholder yield, strong cash flow generation, and capacity to increase dividends and/or buybacks.
Fund Profile
Fund Name Principal Shareholder Yield Index ETF
Fund Exchange Ticker PY
Fund Sponsor Principal Financial Services
Fund ISIN US74255Y3009
Net Expense Ratio 0.15 %
Fund Inception Date 21 March 2016
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Quant Strat
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ U.S. Shareholder Yield Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Large & Mid Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 26 October 2020
Asset Under Management 14.74 Million (USD)
1 Month Total Return 6.93 %
Year To Date Return -10.60 %
1 Year Total Return -6.24 %
3 Year Annualized Total Return 1.96 %
NAV 29.48
Share Outstanding 500,001
Top 10 Holdings (26 October 2020)
Constituent Name Constituent Ticker Constituent Type Weighting
VMWARE INC CLASS A COMMON STOCK USD.01 VMW EQUI 0.038242669324116234
ADT INC COMMON STOCK USD.01 ADT EQUI 0.034587479182064514
ONEMAIN HOLDINGS INC COMMON STOCK USD.01 OMF EQUI 0.021760568321894123
ALTRIA GROUP INC COMMON STOCK USD.333 MO EQUI 0.01774269723820806
PACCAR INC COMMON STOCK USD1.0 PCAR EQUI 0.01748140076982932
HANOVER INSURANCE GROUP INC/ THG EQUI 0.016984546723603354
CUBESMART REIT USD.01 CUBE EQUI 0.016143304312764006
HANESBRANDS INC COMMON STOCK USD.01 HBI EQUI 0.01495323787159413
WATSCO INC COMMON STOCK USD.5 WSO EQUI 0.014859982477857997
PROGRESSIVE CORP COMMON STOCK USD1.0 PGR EQUI 0.014008851526593348