PY

Fund Description
The Principal Shareholder Yield Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Shareholder Yield Index. The ETF employs a passive investment approach designed to track the performance of the Index. The NASDAQ U.S. Shareholder Yield Index is a NASDAQ-licensed index based on The Principal Financial Group s intellectual property (IP). The Principal retains ownership of the index IP under the licensing agreement. The index provides exposure to equity securities of mid- and large-capitalization U.S. issuers. The index focuses on U.S. companies with sustainable shareholder yield, strong cash flow generation, and capacity to increase dividends and/or buybacks.
Fund Profile
Fund Name Principal Shareholder Yield Index ETF
Fund Exchange Ticker PY
Fund Sponsor Principal Financial Services
Fund ISIN US74255Y3009
Net Expense Ratio 0.29 %
Fund Inception Date 21 March 2016
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Quant Strat
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ U.S. Shareholder Yield Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Large & Mid Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 18 January 2019
Asset Under Management 12.04 Million (USD)
1 Month Total Return 5.67 %
Year To Date Return 8.53 %
1 Year Total Return -9.55 %
3 Year Annualized Total Return
NAV 30.1
Share Outstanding 400,001
Top 10 Holdings (18 January 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
TRACTOR SUPPLY COMPANY COMMON STOCK USD.008 TSCO EQUI 0.014174770239111062
FOOT LOCKER INC COMMON STOCK USD.01 FL EQUI 0.013036149099212607
ALLISON TRANSMISSION HOLDING ALSN EQUI 0.012675748255155187
POPULAR INC COMMON STOCK USD.01 BPOP EQUI 0.01259618490662019
UNION PACIFIC CORP COMMON STOCK USD2.5 UNP EQUI 0.012338406546991814
UNITEDHEALTH GROUP INC COMMON STOCK USD.01 UNH EQUI 0.01201918387717512
WW GRAINGER INC COMMON STOCK USD.5 GWW EQUI 0.011952101219452827
CDW CORP/DE COMMON STOCK USD.01 CDW EQUI 0.0115099696656565
AMGEN INC COMMON STOCK USD.0001 AMGN EQUI 0.011422457918845842
PRIMERICA INC COMMON STOCK PRI EQUI 0.011364411139426725