PY

Fund Description
The Principal Shareholder Yield Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Shareholder Yield Index. The ETF employs a passive investment approach designed to track the performance of the Index. The NASDAQ U.S. Shareholder Yield Index is a NASDAQ-licensed index based on The Principal Financial Group s intellectual property (IP). The Principal retains ownership of the index IP under the licensing agreement. The index provides exposure to equity securities of mid- and large-capitalization U.S. issuers. The index focuses on U.S. companies with sustainable shareholder yield, strong cash flow generation, and capacity to increase dividends and/or buybacks.
Fund Profile
Fund Name Principal Shareholder Yield Index ETF
Fund Exchange Ticker PY
Fund Sponsor Principal Financial Services
Fund ISIN US74255Y3009
Net Expense Ratio 0.29 %
Fund Inception Date 21 March 2016
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Quant Strat
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ U.S. Shareholder Yield Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Large & Mid Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 14 June 2019
Asset Under Management 13.99 Million (USD)
1 Month Total Return 1.18 %
Year To Date Return 12.58 %
1 Year Total Return -5.47 %
3 Year Annualized Total Return 9.91 %
NAV 31.08
Share Outstanding 450,001
Top 10 Holdings (14 June 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
STARBUCKS CORP COMMON STOCK USD.001 SBUX EQUI 0.011414179674559634
H+R BLOCK INC COMMON STOCK HRB EQUI 0.011327570317365867
AMERIPRISE FINANCIAL INC AMP EQUI 0.011072213715557788
SANTANDER CONSUMER USA HOLDI SC EQUI 0.011035909283476399
CDW CORP/DE COMMON STOCK USD.01 CDW EQUI 0.010964366479235668
FORTUNE BRANDS HOME & SECURI FBHS EQUI 0.010859691785968136
HONEYWELL INTERNATIONAL INC HON EQUI 0.010816387107371251
TE CONNECTIVITY LTD COMMON STOCK CHF.57 TEL EQUI 0.010796834129896581
MANPOWERGROUP INC COMMON STOCK USD.01 MAN EQUI 0.010560174524249677
APPLIED MATERIALS INC COMMON STOCK USD.01 AMAT EQUI 0.010538287181762009