PY

Fund Description
The Principal Shareholder Yield Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Shareholder Yield Index. The ETF employs a passive investment approach designed to track the performance of the Index. The NASDAQ U.S. Shareholder Yield Index is a NASDAQ-licensed index based on The Principal Financial Group s intellectual property (IP). The Principal retains ownership of the index IP under the licensing agreement. The index provides exposure to equity securities of mid- and large-capitalization U.S. issuers. The index focuses on U.S. companies with sustainable shareholder yield, strong cash flow generation, and capacity to increase dividends and/or buybacks.
Fund Profile
Fund Name Principal Shareholder Yield Index ETF
Fund Exchange Ticker PY
Fund Sponsor Principal Financial Services
Fund ISIN US74255Y3009
Net Expense Ratio 0.29 %
Fund Inception Date 21 March 2016
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Quant Strat
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ U.S. Shareholder Yield Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Large & Mid Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 22 March 2019
Asset Under Management 13.60 Million (USD)
1 Month Total Return -4.04 %
Year To Date Return 10.01 %
1 Year Total Return -5.48 %
3 Year Annualized Total Return
NAV 30.22
Share Outstanding 450,001
Top 10 Holdings (22 March 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
APPLIED MATERIALS INC COMMON STOCK USD.01 AMAT EQUI 0.01048904327381957
BROADCOM INC COMMON STOCK AVGO EQUI 0.010394651104307607
TEXAS INSTRUMENTS INC COMMON STOCK USD1.0 TXN EQUI 0.01031781436330252
CDW CORP/DE COMMON STOCK USD.01 CDW EQUI 0.010216895614445613
LAM RESEARCH CORP COMMON STOCK USD.001 LRCX EQUI 0.010160421800996765
MASCO CORP COMMON STOCK USD1.0 MAS EQUI 0.010132070055007363
COMCAST CORP CLASS A COMMON STOCK USD.01 CMCSA EQUI 0.010078493614815257
ABBVIE INC COMMON STOCK USD.01 ABBV EQUI 0.009978553496216411
PHILLIPS 66 COMMON STOCK PSX EQUI 0.009953696858291517
CUMMINS INC COMMON STOCK USD2.5 CMI EQUI 0.009922521920930827