PSM

Fund Description
The Principal U.S. Small-MidCap Multi-Factor Core Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the Nasdaq US Small Mid Cap Select Leaders Core Index. Under normal circumstances, the fund invests at least 80% of its net assets in equity securities of U.S. companies with small- to medium-market capitalizations that compose the index at the time of purchase. The index uses a quantitative model designed to identify equity securities of companies in the Nasdaq US Small Cap Index and Nasdaq US Mid Cap Index that exhibit potential for high degrees of sustainable shareholder value, growth and strong momentum.
Fund Profile
Fund Name Principal US Small-MidCap Multi-Factor Core Index ETF
Fund Exchange Ticker PSM
Fund Sponsor Principal Financial Services
Fund ISIN US74255Y7711
Net Expense Ratio 0.20 %
Fund Inception Date 23 July 2019
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Factor & Thematic
Asset Class Equities (Stocks)
Index Linked Passive
Index Name Nasdaq US Small Mid Cap Select Leaders Core Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range SMID (Small & Mid) Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 22 October 2020
Asset Under Management 9.99 Million (USD)
1 Month Total Return 4.36 %
Year To Date Return -5.71 %
1 Year Total Return 2.08 %
3 Year Annualized Total Return
NAV 24.97
Share Outstanding 400,001
Top 10 Holdings (23 October 2020)
Constituent Name Constituent Ticker Constituent Type Weighting
HORIZON BANCORP INC/IN HBNC EQUI 9.993377244706912e-05
AKEBIA THERAPEUTICS INC COMMON STOCK USD.0001 AKBA EQUI 9.951721483847212e-05
COLLECTORS UNIVERSE COMMON STOCK USD.001 CLCT EQUI 9.633695771129886e-05
REGIONAL MANAGEMENT CORP RM EQUI 9.358126891596484e-05
UTAH MEDICAL PRODUCTS INC UTMD EQUI 9.252385344798784e-05
MIDLAND STATES BANCORP INC MSBI EQUI 9.23556282599006e-05
OLD SECOND BANCORP INC COMMON STOCK USD1.0 OSBC EQUI 9.159861491350796e-05
CLOVIS ONCOLOGY INC COMMON STOCK USD.001 CLVS EQUI 9.124714443125424e-05
ACCELERATE DIAGNOSTICS INC AXDX EQUI 9.116903987964231e-05
TWIN RIVER WORLDWIDE HOLDING TRWH EQUI 9.05231753182359e-05