PSC

Fund Description
The Principal U.S. Small Cap Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Small Cap Select Leaders Index. The ETF employs a passive investment approach designed to track the performance of the Index. The NASDAQ U.S. Small Cap Select Leaders Index is a NASDAQ-licensed index based on Principal s intellectual property (IP). Principal retains ownership of the index IP under the licensing agreement. The NASDAQ U.S. Small Cap Select Leaders Index is designed to provide exposure to equity securities of U.S. small-capitalization companies that exhibit high degrees of sustainable shareholder yield, pricing power, and strong momentum.
Fund Profile
Fund Name Principal U.S. Small Cap Index ETF
Fund Exchange Ticker PSC
Fund Sponsor Principal Financial Services
Fund ISIN US74255Y6077
Net Expense Ratio 0.38 %
Fund Inception Date 21 September 2016
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Factor & Thematic
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ U.S. Small Cap Select Leaders Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Small Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 16 January 2019
Asset Under Management 336.18 Million (USD)
1 Month Total Return 2.36 %
Year To Date Return 6.95 %
1 Year Total Return -6.64 %
3 Year Annualized Total Return
NAV 29.75
Share Outstanding 11,300,000
Top 10 Holdings (16 January 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
XOMA CORP COMMON STOCK USD.0005 XOMA EQUI 8.989272497796979e-05
P.A.M. TRANSPORTATION SVCS PTSI EQUI 8.053516305073235e-05
PALATIN TECHNOLOGIES INC PTN EQUI 7.942305189578699e-05
CONTAINER STORE GROUP INC/TH TCS EQUI 7.916839785949883e-05
VAALCO ENERGY INC COMMON STOCK USD.1 EGY EQUI 6.775601339492149e-05
BLACK HILLS CORP COMMON STOCK USD1.0 BKH EQUI 0.009099007920420604
TANDEM DIABETES CARE INC TNDM EQUI 0.00827842070870691
REDWOOD TRUST INC RWT EQUI 0.00814956055220033
RH COMMON STOCK USD.0001 RH EQUI 0.008101928021143935
TANGER FACTORY OUTLET CENTER SKT EQUI 0.007992800765579202