PSC

Fund Description
The Principal U.S. Small Cap Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Small Cap Select Leaders Index. The ETF employs a passive investment approach designed to track the performance of the Index. The NASDAQ U.S. Small Cap Select Leaders Index is a NASDAQ-licensed index based on Principal s intellectual property (IP). Principal retains ownership of the index IP under the licensing agreement. The NASDAQ U.S. Small Cap Select Leaders Index is designed to provide exposure to equity securities of U.S. small-capitalization companies that exhibit high degrees of sustainable shareholder yield, pricing power, and strong momentum.
Fund Profile
Fund Name Principal U.S. Small Cap Index ETF
Fund Exchange Ticker PSC
Fund Sponsor Principal Financial Services
Fund ISIN US74255Y6077
Net Expense Ratio 0.38 %
Fund Inception Date 21 September 2016
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Factor & Thematic
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ U.S. Small Cap Select Leaders Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Small Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 16 April 2021
Asset Under Management 1332.59 Million (USD)
1 Month Total Return -2.10 %
Year To Date Return 24.60 %
1 Year Total Return 103.46 %
3 Year Annualized Total Return 13.97 %
NAV 45.02
Share Outstanding 29,600,000
Top 10 Holdings (16 April 2021)
Constituent Name Constituent Ticker Constituent Type Weighting
SURGALIGN HOLDINGS INC COMMON STOCK USD.001 SRGA EQUI 8.463569329366695e-05
GTT COMMUNICATIONS INC COMMON STOCK USD.0001 GTT EQUI 7.8392991323899e-05
BM TECHNOLOGIES INC COMMON STOCK USD.0001 BMTX EQUI 2.9693593077019876e-05
US DOLLAR CASH 2.9596889722313652e-05
ALLIANCE DATA SYSTEMS CORP ADS EQUI 0.011115070109752568
SPIRIT AEROSYSTEMS HOLD-CL A SPR EQUI 0.010718946321476167
SPIRIT AIRLINES INC COMMON STOCK USD.0001 SAVE EQUI 0.010012453880649115
AFFILIATED MANAGERS GROUP AMG EQUI 0.010009515984385228
WESTERN ALLIANCE BANCORP COMMON STOCK USD.0001 WAL EQUI 0.009492038598253675
STERLING BANCORP/DE COMMON STOCK USD.01 STL EQUI 0.008199119806547448