PSC

Fund Description
The Principal U.S. Small Cap Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Small Cap Select Leaders Index. The ETF employs a passive investment approach designed to track the performance of the Index. The NASDAQ U.S. Small Cap Select Leaders Index is a NASDAQ-licensed index based on Principal s intellectual property (IP). Principal retains ownership of the index IP under the licensing agreement. The NASDAQ U.S. Small Cap Select Leaders Index is designed to provide exposure to equity securities of U.S. small-capitalization companies that exhibit high degrees of sustainable shareholder yield, pricing power, and strong momentum.
Fund Profile
Fund Name Principal U.S. Small Cap Index ETF
Fund Exchange Ticker PSC
Fund Sponsor Principal Financial Services
Fund ISIN US74255Y6077
Net Expense Ratio 0.38 %
Fund Inception Date 21 September 2016
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Factor & Thematic
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ U.S. Small Cap Select Leaders Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Small Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 17 June 2019
Asset Under Management 343.91 Million (USD)
1 Month Total Return -2.41 %
Year To Date Return 10.83 %
1 Year Total Return -8.67 %
3 Year Annualized Total Return
NAV 30.57
Share Outstanding 11,250,000
Top 10 Holdings (17 June 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
INTELLIGENT SYSTEMS CORP INS EQUI 9.927030922711802e-05
RTI SURGICAL HDS INC COMMON STOCK USD.001 RTIX EQUI 8.312256550964334e-05
EARTHSTONE ENERGY INC A COMMON STOCK USD.001 ESTE EQUI 6.001542240911955e-05
J. JILL INC COMMON STOCK USD.01 JILL EQUI 4.3521159835763744e-05
LEGG MASON INC COMMON STOCK USD.1 LM EQUI 0.009744679133712244
ALTERYX INC - CLASS A AYX EQUI 0.009035704555878033
FEDERATED INVESTORS INC-CL B FII EQUI 0.008047706829513893
AEROJET ROCKETDYNE HOLDINGS AJRD EQUI 0.007810875819207154
KBR INC COMMON STOCK USD.001 KBR EQUI 0.007603451094845524
CADENCE BANCORP COMMON STOCK CADE EQUI 0.0075537991562712355