PSC

Fund Description
The Principal U.S. Small Cap Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Small Cap Select Leaders Index. The ETF employs a passive investment approach designed to track the performance of the Index. The NASDAQ U.S. Small Cap Select Leaders Index is a NASDAQ-licensed index based on Principal s intellectual property (IP). Principal retains ownership of the index IP under the licensing agreement. The NASDAQ U.S. Small Cap Select Leaders Index is designed to provide exposure to equity securities of U.S. small-capitalization companies that exhibit high degrees of sustainable shareholder yield, pricing power, and strong momentum.
Fund Profile
Fund Name Principal U.S. Small Cap Index ETF
Fund Exchange Ticker PSC
Fund Sponsor Principal Financial Services
Fund ISIN US74255Y6077
Net Expense Ratio 0.38 %
Fund Inception Date 21 September 2016
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Factor & Thematic
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ U.S. Small Cap Select Leaders Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Small Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 22 March 2019
Asset Under Management 343.57 Million (USD)
1 Month Total Return -3.70 %
Year To Date Return 11.03 %
1 Year Total Return -2.70 %
3 Year Annualized Total Return
NAV 30.54
Share Outstanding 11,250,000
Top 10 Holdings (22 March 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
APYX MEDICAL CORP COMMON STOCK USD.001 APYX EQUI 9.906279193792261e-05
CONTAINER STORE GROUP INC/TH TCS EQUI 8.666309392808739e-05
VAALCO ENERGY INC COMMON STOCK USD.1 EGY EQUI 8.36742845212544e-05
XOMA CORP COMMON STOCK USD.0005 XOMA EQUI 7.994077801022726e-05
P.A.M. TRANSPORTATION SVCS PTSI EQUI 6.478174284485142e-05
TANDEM DIABETES CARE INC TNDM EQUI 0.013201072598708572
BLACK HILLS CORP COMMON STOCK USD1.0 BKH EQUI 0.009770216885525958
DECKERS OUTDOOR CORP COMMON STOCK USD.01 DECK EQUI 0.009633178078094154
NEXSTAR MEDIA GROUP INC-CL A NXST EQUI 0.008425087741200177
MATCH GROUP INC COMMON STOCK USD.001 MTCH EQUI 0.008388143129792105