PSC

Fund Description
The Principal U.S. Small Cap Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Small Cap Select Leaders Index. The ETF employs a passive investment approach designed to track the performance of the Index. The NASDAQ U.S. Small Cap Select Leaders Index is a NASDAQ-licensed index based on Principal s intellectual property (IP). Principal retains ownership of the index IP under the licensing agreement. The NASDAQ U.S. Small Cap Select Leaders Index is designed to provide exposure to equity securities of U.S. small-capitalization companies that exhibit high degrees of sustainable shareholder yield, pricing power, and strong momentum.
Fund Profile
Fund Name Principal U.S. Small Cap Index ETF
Fund Exchange Ticker PSC
Fund Sponsor Principal Financial Services
Fund ISIN US74255Y6077
Net Expense Ratio 0.38 %
Fund Inception Date 21 September 2016
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Factor & Thematic
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ U.S. Small Cap Select Leaders Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Small Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 16 October 2020
Asset Under Management 681.99 Million (USD)
1 Month Total Return 4.61 %
Year To Date Return -5.68 %
1 Year Total Return 0.54 %
3 Year Annualized Total Return 1.57 %
NAV 30.11
Share Outstanding 22,650,000
Top 10 Holdings (16 October 2020)
Constituent Name Constituent Ticker Constituent Type Weighting
NANTHEALTH INC COMMON STOCK USD.0001 NH EQUI 9.99113267702655e-05
ENTERCOM COMMUNICATIONS-CL A ETM EQUI 9.618235792577464e-05
HALLMARK FINL SERVICES INC HALL EQUI 7.257958203652772e-05
NATIONAL CINEMEDIA INC COMMON STOCK USD.01 NCMI EQUI 6.992096536036296e-05
SEACHANGE INTERNATIONAL INC SEAC EQUI 5.452984125508891e-05
EYEPOINT PHARMACEUTICALS INC EYPT EQUI 4.645179394090642e-05
SMILEDIRECTCLUB INC SDC EQUI 0.012817277037477178
DICK S SPORTING GOODS INC COMMON STOCK USD.01 DKS EQUI 0.01157676584898827
TOPBUILD CORP COMMON STOCK BLD EQUI 0.011319967866026244
TENET HEALTHCARE CORP COMMON STOCK USD.05 THC EQUI 0.009764994871269824