PQDI

Fund Description
The Principal Spectrum Tax-Advantaged Dividend Active ETF seeks to provide current income. Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in dividend-paying securities at the time of purchase. Such securities include, without limitation, preferred securities and capital securities of U.S. and non-U.S. issuers. The fund invests significantly in securities that, at the time of issuance, are eligible to pay dividends that qualify for favorable U.S. federal income tax treatment, such as dividends treated as qualified dividend income ( QDI ) or qualified dividends from real estate investment trusts ( REITS ).
Fund Profile
Fund Name Principal Spectrum Tax-Advantaged Dividend Active ETF
Fund Exchange Ticker PQDI
Fund Sponsor Principal Financial Services
Fund ISIN US74255Y7638
Net Expense Ratio 0.60 %
Fund Inception Date 17 June 2020
Fund Legal Structure ETF (Open end fund)
Exchange NYSE Arca
Listing Country Code US
Fund Investment Objective
ETF Type Specific Multi-Asset / Other
Asset Class Target Date / Multi-Asset
Index Linked Active
Index Name Not Applicable
Index Provider Not Applicable
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Key Statistics
Return As of Date 16 April 2021
Asset Under Management 22.49 Million (USD)
1 Month Total Return 1.38 %
Year To Date Return 0.72 %
1 Year Total Return
3 Year Annualized Total Return
NAV 21.42
Share Outstanding 1,050,000
Top 10 Holdings (16 April 2021)
Constituent Name Constituent Ticker Constituent Type Weighting
DUKE ENERGY CORP PREFERRED STOCK 5.75 PREF 1.2459060517190857e-05
NATWEST GROUP PLC JR SUBORDINA 12/49 VAR BOND 0.04133275972886632
NORDEA BANK ABP JR SUBORDINA 144A 12/99 VAR BOND 0.04055043841026692
LLOYDS BANKING GROUP PLC JR SUBORDINA 12/99 VAR BOND 0.04045553730134103
CREDIT AGRICOLE SA JR SUBORDINA REGS 12/49 VAR BOND 0.039615084676167096
SOCIETE GENERALE JR SUBORDINA REGS 12/49 VAR BOND 0.039046028211205584
UBS GROUP AG JR SUBORDINA REGS 12/99 VAR BOND 0.038863930142417895
HSBC HOLDINGS PLC JR SUBORDINA 12/49 VAR BOND 0.03879739430959163
ING GROEP NV JR SUBORDINA VAR BOND 0.038542457013288865
STANDARD CHARTERED PLC JR SUBORDINA REGS 12/49 VAR BOND 0.0366822552029039