PQDI

Fund Description
The Principal Spectrum Tax-Advantaged Dividend Active ETF seeks to provide current income. Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in dividend-paying securities at the time of purchase. Such securities include, without limitation, preferred securities and capital securities of U.S. and non-U.S. issuers. The fund invests significantly in securities that, at the time of issuance, are eligible to pay dividends that qualify for favorable U.S. federal income tax treatment, such as dividends treated as qualified dividend income ( QDI ) or qualified dividends from real estate investment trusts ( REITS ).
Fund Profile
Fund Name Principal Spectrum Tax-Advantaged Dividend Active ETF
Fund Exchange Ticker PQDI
Fund Sponsor Principal Financial Services
Fund ISIN US74255Y7638
Net Expense Ratio 0.60 %
Fund Inception Date 17 June 2020
Fund Legal Structure ETF (Open end fund)
Exchange NYSE Arca
Listing Country Code US
Fund Investment Objective
ETF Type Specific Multi-Asset / Other
Asset Class Target Date / Multi-Asset
Index Linked Active
Index Name Not Applicable
Index Provider Not Applicable
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Key Statistics
Return As of Date 23 September 2021
Asset Under Management 23.74 Million (USD)
1 Month Total Return 0.87 %
Year To Date Return 3.74 %
1 Year Total Return 8.52 %
3 Year Annualized Total Return
NAV 21.58
Share Outstanding 1,100,000
Top 10 Holdings (23 September 2021)
Constituent Name Constituent Ticker Constituent Type Weighting
US BOND FUTR OPTN OCT21C 167 EXP 09/24/2021 FUTR 1.3165533257283569e-06
NATWEST GROUP PLC JR SUBORDINA 12/49 VAR BOND 0.04131070493043832
LLOYDS BANKING GROUP PLC JR SUBORDINA 12/99 VAR BOND 0.04039804067424893
NORDEA BANK ABP JR SUBORDINA 144A 12/99 VAR BOND 0.040225864990038156
CREDIT AGRICOLE SA JR SUBORDINA REGS 12/49 VAR BOND 0.038967450659173966
SOCIETE GENERALE JR SUBORDINA REGS 12/49 VAR BOND 0.0385335146830139
ING GROEP NV JR SUBORDINA VAR BOND 0.03838146351696741
HSBC HOLDINGS PLC JR SUBORDINA 12/49 VAR BOND 0.03836723041694936
UBS GROUP AG JR SUBORDINA REGS 12/99 VAR BOND 0.038068682465351236
STANDARD CHARTERED PLC JR SUBORDINA REGS 12/49 VAR BOND 0.03575632443558947