FYT

Fund Description
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Small Cap Value Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Small Cap Value Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 700 Small Cap Value Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Small Cap Value Index by ranking the eligible stocks from the NASDAQ US 700 Small Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 262 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
Fund Profile
Fund Name First Trust Small Cap Value AlphaDEX Fund
Fund Exchange Ticker FYT
Fund Sponsor First Trust
Fund ISIN US33737M4096
Net Expense Ratio 0.70 %
Fund Inception Date 19 April 2011
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - US Style
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ AlphaDEX Small Cap Value Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Small Cap
Growth Value Value
Continent North America
Key Statistics
Return As of Date 21 June 2019
Asset Under Management 58.98 Million (USD)
1 Month Total Return -1.60 %
Year To Date Return 9.32 %
1 Year Total Return -12.73 %
3 Year Annualized Total Return 6.82 %
NAV 33.7
Share Outstanding 1,750,000
Top 10 Holdings (24 June 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
WINNEBAGO INDUSTRIES WGO EQUI 0.0082000000
ENCORE CAPITAL GROUP INC ECPG EQUI 0.0082000000
GROUP 1 AUTOMOTIVE INC GPI EQUI 0.0079000000
BMC STOCK HOLDINGS INC BMCH EQUI 0.0078000000
MERITAGE HOMES CORP MTH EQUI 0.0076000000
META FINANCIAL GROUP INC CASH EQUI 0.0075000000
MDC HOLDINGS INC MDC EQUI 0.0074000000
SINCLAIR BROADCAST GROUP -A SBGI EQUI 0.0074000000
TAYLOR MORRISON HOME CORP TMHC EQUI 0.0074000000
KEMET CORP KEM EQUI 0.0071000000