FYC

Fund Description
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Small Cap Growth Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Small Cap Growth Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 700 Small Cap Growth Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Small Cap Growth Index by ranking the eligible stocks from the NASDAQ US 700 Small Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 262 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
Fund Profile
Fund Name First Trust Small Cap Growth AlphaDEX Fund
Fund Exchange Ticker FYC
Fund Sponsor First Trust
Fund ISIN US33737M3007
Net Expense Ratio 0.70 %
Fund Inception Date 19 April 2011
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - US Style
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ AlphaDEX Small Cap Growth Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Small Cap
Growth Value Growth
Continent North America
Key Statistics
Return As of Date 21 June 2019
Asset Under Management 289.06 Million (USD)
1 Month Total Return 2.64 %
Year To Date Return 15.28 %
1 Year Total Return -8.47 %
3 Year Annualized Total Return 14.11 %
NAV 46.25
Share Outstanding 6,250,000
Top 10 Holdings (20 June 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
AVON PRODUCTS INC AVP EQUI 0.0085000000
APPFOLIO INC - A APPF EQUI 0.0085000000
SUNRUN INC RUN EQUI 0.0084000000
OSI SYSTEMS INC OSIS EQUI 0.0082000000
EHEALTH INC EHTH EQUI 0.0081000000
EVERBRIDGE INC EVBG EQUI 0.0081000000
LATTICE SEMICONDUCTOR CORP LSCC EQUI 0.0079000000
PROS HOLDINGS INC PRO EQUI 0.0078000000
RENT-A-CENTER INC RCII EQUI 0.0076000000
ARROWHEAD PHARMACEUTICALS IN ARWR EQUI 0.0075000000