FTXO

Fund Description
The First Trust Nasdaq Bank ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before fees and expenses, of an equity index called the Nasdaq US Smart Banks Index. The Nasdaq US Smart Sector Index Family tracks a number of United States (US) economicsectors and selects securities for each sector based upon liquidity and then ranks the securities based on a three factor methodology incorporating volatility, value and growth. The Nasdaq US Smart Sector Index Family is a modified factor weighted index.The value of the Index equals the aggregate value of the Index share weights, also known as the Index Shares, of each of the Index Securities multiplied by each such security s Last Sale Price, and divided by the divisor of the Index. The divisor serves the purpose of scaling such aggregate value to a lower order of magnitude whichis more desirable for reporting purposes. The Indexes began on July 8, 2016 at a base value of 1000. Index eligibility is limited to specific security types only. The security types eligible for the Index include common stocks, ordinary shares, depositary receipts (both American and Global), depositary shares, shares of beneficial interest or limited partnership interests and tracking stocks.
Fund Profile
Fund Name First Trust Nasdaq Bank ETF
Fund Exchange Ticker FTXO
Fund Sponsor First Trust
Fund ISIN US33738R8604
Net Expense Ratio 0.60 %
Fund Inception Date 20 September 2016
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Industry Sector
Asset Class Equities (Stocks)
Index Linked Passive
Index Name Nasdaq US Smart Banks Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Broad Market / Multi-Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 20 January 2021
Asset Under Management 131.92 Million (USD)
1 Month Total Return 15.32 %
Year To Date Return 12.17 %
1 Year Total Return 1.14 %
3 Year Annualized Total Return -1.88 %
NAV 26.65
Share Outstanding 4,950,000
Top 10 Holdings (19 January 2021)
Constituent Name Constituent Ticker Constituent Type Weighting
EAST WEST BANCORP INC EWBC EQUI 0.0942278215
WESTERN ALLIANCE BANCORP WAL EQUI 0.0880596518
SVB FINANCIAL GROUP SIVB EQUI 0.0871824925
FIRST REPUBLIC BANK/CA FRC EQUI 0.0764411339
PNC FINANCIAL SERVICES GROUP PNC EQUI 0.0721911517
ZIONS BANCORP NA ZION EQUI 0.0408402630
CITIZENS FINANCIAL GROUP CFG EQUI 0.0399388954
HUNTINGTON BANCSHARES INC HBAN EQUI 0.0393525934
SYNOVUS FINANCIAL CORP SNV EQUI 0.0393263543
REGIONS FINANCIAL CORP RF EQUI 0.0385377836