FTC

Fund Description
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Large Cap Growth Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Large Cap Growth Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 500 Large Cap Growth Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Large Cap Growth Index by ranking the eligible stocks from the NASDAQ US 500 Large Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 187 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
Fund Profile
Fund Name First Trust Large Cap Growth AlphaDEX Fund
Fund Exchange Ticker FTC
Fund Sponsor First Trust
Fund ISIN US33735K1088
Net Expense Ratio 0.61 %
Fund Inception Date 8 May 2007
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - US Style
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ AlphaDEX Large Cap Growth Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Large Cap
Growth Value Growth
Continent North America
Key Statistics
Return As of Date 16 October 2020
Asset Under Management 1048.72 Million (USD)
1 Month Total Return 8.07 %
Year To Date Return 22.09 %
1 Year Total Return 27.80 %
3 Year Annualized Total Return 15.19 %
NAV 88.5
Share Outstanding 11,850,000
Top 10 Holdings (16 October 2020)
Constituent Name Constituent Ticker Constituent Type Weighting
PELOTON INTERACTIVE INC-A PTON EQUI 0.0112000000
TWILIO INC - A TWLO EQUI 0.0112000000
ETSY INC ETSY EQUI 0.0103000000
ZOOM VIDEO COMMUNICATIONS-A ZM EQUI 0.0101000000
ROKU INC ROKU EQUI 0.0100000000
TRADE DESK INC/THE -CLASS A TTD EQUI 0.0099000000
SQUARE INC - A SQ EQUI 0.0097000000
ROLLINS INC ROL EQUI 0.0093000000
DATADOG INC - CLASS A DDOG EQUI 0.0093000000
ZSCALER INC ZS EQUI 0.0093000000