FTC

Fund Description
The Fund will seek investment results that correspond generally to the price and yield (before the Fund s fees and expenses) of an equity index called the NASDAQ AlphaDEX Large Cap Growth Index (the Index ). The Index is a modified equal dollar-weighted index developed and maintained by The NASDAQ OMX Group, Inc. that is designed to generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX selection methodology. The NASDAQ AlphaDEX Large Cap Growth Index is an enhanced index created and administered by Nasdaq, Inc. ( Nasdaq ) which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 500 Large Cap Growth Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Large Cap Growth Index by ranking the eligible stocks from the NASDAQ US 500 Large Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 187 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.
Fund Profile
Fund Name First Trust Large Cap Growth AlphaDEX Fund
Fund Exchange Ticker FTC
Fund Sponsor First Trust
Fund ISIN US33735K1088
Net Expense Ratio 0.62 %
Fund Inception Date 8 May 2007
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - US Style
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ AlphaDEX Large Cap Growth Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Large Cap
Growth Value Growth
Continent North America
Key Statistics
Return As of Date 14 June 2019
Asset Under Management 997.05 Million (USD)
1 Month Total Return 2.74 %
Year To Date Return 20.52 %
1 Year Total Return 0.96 %
3 Year Annualized Total Return 12.72 %
NAV 69
Share Outstanding 14,450,000
Top 10 Holdings (14 June 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
VEEVA SYSTEMS INC-CLASS A VEEV EQUI 0.0114000000
EXACT SCIENCES CORP EXAS EQUI 0.0111000000
MOTOROLA SOLUTIONS INC MSI EQUI 0.0100000000
STARBUCKS CORP SBUX EQUI 0.0099000000
BALL CORP BLL EQUI 0.0099000000
PAYPAL HOLDINGS INC PYPL EQUI 0.0098000000
SERVICENOW INC NOW EQUI 0.0097000000
ALTICE USA INC- A ATUS EQUI 0.0097000000
AUTOZONE INC AZO EQUI 0.0096000000
WORKDAY INC-CLASS A WDAY EQUI 0.0095000000