FEMS

Fund Description
The First Trust Emerging Markets Small Cap AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX Emerging Markets Small Cap Index. The NASDAQ AlphaDEX Emerging Markets Small Cap Index employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ Emerging Markets Index. The Index is constructed by ranking the stocks in the NASDAQ Emerging Markets Index separately on growth and value factors.
Fund Profile
Fund Name First Trust Emerging Markets Small Cap AlphaDEX Fund
Fund Exchange Ticker FEMS
Fund Sponsor First Trust
Fund ISIN US33737J3077
Net Expense Ratio 0.80 %
Fund Inception Date 15 February 2012
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific Global or ExUS Equities - Factor & Thematic
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ AlphaDEX Emerging Markets Small Cap Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Emerging Market Funds
Market Capitalization Range Small Cap
Growth Value Core / Blend
Continent Not Applicable
Key Statistics
Return As of Date 26 January 2021
Asset Under Management 156.95 Million (USD)
1 Month Total Return 7.16 %
Year To Date Return 3.41 %
1 Year Total Return 15.99 %
3 Year Annualized Total Return 0.86 %
NAV 42.42
Share Outstanding 3,700,000
Top 10 Holdings (26 January 2021)
Constituent Name Constituent Ticker Constituent Type Weighting
GCL-POLY ENERGY HOLDINGS LTD 3800 EQUI 0.0211281920
NAN YA PRINTED CIRCUIT BOARD 8046 EQUI 0.0135068265
DONGYUE GROUP 189 EQUI 0.0134777810
RICHWAVE TECHNOLOGY CORP 4968 EQUI 0.0129113085
TURK TRAKTOR VE ZIRAAT MAKIN TTRAK EQUI 0.0124844265
EVERGREEN MARINE CORP LTD 2603 EQUI 0.0113737498
MEDIA NUSANTARA CITRA TBK PT MNCN EQUI 0.0106643858
INDO TAMBANGRAYA MEGAH TBK P ITMG EQUI 0.0104517528
PT Tambang Batubara Bukit Asam (Persero) Tbk PTBA EQUI 0.0096049069
ARCELIK AS ARCLK EQUI 0.0094487084