FEMS

Fund Description
The First Trust Emerging Markets Small Cap AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX Emerging Markets Small Cap Index. The NASDAQ AlphaDEX Emerging Markets Small Cap Index employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ Emerging Markets Index. The Index is constructed by ranking the stocks in the NASDAQ Emerging Markets Index separately on growth and value factors.
Fund Profile
Fund Name First Trust Emerging Markets Small Cap AlphaDEX Fund
Fund Exchange Ticker FEMS
Fund Sponsor First Trust
Fund ISIN US33737J3077
Net Expense Ratio 0.80 %
Fund Inception Date 15 February 2012
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific Global or ExUS Equities - Factor & Thematic
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ AlphaDEX Emerging Markets Small Cap Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Emerging Market Funds
Market Capitalization Range Small Cap
Growth Value Core / Blend
Continent Not Applicable
Key Statistics
Return As of Date 18 January 2019
Asset Under Management 156.08 Million (USD)
1 Month Total Return 3.63 %
Year To Date Return 5.41 %
1 Year Total Return -21.74 %
3 Year Annualized Total Return 15.83 %
NAV 33.93
Share Outstanding 4,600,000
Top 10 Holdings (18 January 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
Companhia de Saneamento de Minas Gerais (Copasa MG) CSMG3 EQUI 0.0116000000
Companhia Paranaense de Energia-Copel (Preference B) CPLE6 EQUI 0.0112000000
SUL AMERICA SA - UNITS SULA11 EQUI 0.0107000000
TEKFEN HOLDING AS TKFEN EQUI 0.0103000000
ENERGA SA ENG EQUI 0.0102000000
SODASTREAM INTERNATIONAL LTD SODA EQUI 0.0102000000
ADANI ENTERPRISES LTD ADE EQUI 0.0099000000
AFRICAN RAINBOW MINERALS LTD ARI EQUI 0.0097000000
TURK SISE VE CAM FABRIKALARI SISE EQUI 0.0096000000
AIRASIA GROUP BHD AAGB EQUI 0.0094000000