FCA

Fund Description
The First Trust China AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX China Index. The NASDAQ AlphaDEX China Index is an "enhanced" index created and administered by The NASDAQ OMX Group, Inc. ("NASDAQ") which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ China Index that meet certain criteria. NASDAQ constructs the NASDAQ AlphaDEX China Index by ranking the eligible stocks from the NASDAQ China Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style.
Fund Profile
Fund Name First Trust China AlphaDEX Fund
Fund Exchange Ticker FCA
Fund Sponsor First Trust
Fund ISIN US33737J1410
Net Expense Ratio 0.80 %
Fund Inception Date 18 April 2011
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific Global or ExUS Equities - Country Specific
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ AlphaDEX China Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Emerging Market Funds
Market Capitalization Range Broad Market / Multi-Cap
Growth Value Core / Blend
Continent Asia
Key Statistics
Return As of Date 23 September 2021
Asset Under Management 10.95 Million (USD)
1 Month Total Return 6.26 %
Year To Date Return 12.19 %
1 Year Total Return 25.04 %
3 Year Annualized Total Return 7.96 %
NAV 31.28
Share Outstanding 350,002
Top 10 Holdings (23 September 2021)
Constituent Name Constituent Ticker Constituent Type Weighting
CHINA RESOURCES POWER HOLDIN 836 EQUI 0.0544000000
ALUMINUM CORP OF CHINA LTD-H 2600 EQUI 0.0427000000
CHINA COAL ENERGY CO-H 1898 EQUI 0.0408000000
China Suntien Green Energy Corporation Limited (Class H) 956 EQUI 0.0376000000
CHINA RESOURCES CEMENT 1313 EQUI 0.0365000000
ANHUI CONCH CEMENT CO LTD-H 914 EQUI 0.0358000000
Angang Steel Company Limited (Class H) 347 EQUI 0.0351000000
DONGFENG MOTOR GRP CO LTD-H 489 EQUI 0.0343000000
China Petroleum & Chemical Corporation (Sinopec) (Class H) 386 EQUI 0.0316000000
CHINA OVERSEAS LAND & INVEST 688 EQUI 0.0311000000