FCA

Fund Description
The First Trust China AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX China Index. The NASDAQ AlphaDEX China Index is an "enhanced" index created and administered by The NASDAQ OMX Group, Inc. ("NASDAQ") which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ China Index that meet certain criteria. NASDAQ constructs the NASDAQ AlphaDEX China Index by ranking the eligible stocks from the NASDAQ China Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style.
Fund Profile
Fund Name First Trust China AlphaDEX Fund
Fund Exchange Ticker FCA
Fund Sponsor First Trust
Fund ISIN US33737J1410
Net Expense Ratio 0.80 %
Fund Inception Date 18 April 2011
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific Global or ExUS Equities - Country Specific
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ AlphaDEX China Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Emerging Market Funds
Market Capitalization Range Broad Market / Multi-Cap
Growth Value Core / Blend
Continent Asia
Key Statistics
Return As of Date 15 January 2019
Asset Under Management 7.44 Million (USD)
1 Month Total Return -2.90 %
Year To Date Return 4.02 %
1 Year Total Return -23.14 %
3 Year Annualized Total Return 14.69 %
NAV 24.81
Share Outstanding 300,002
Top 10 Holdings (14 January 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
Guangzhou R&F Properties Company Limited (Class H) 2777 EQUI 0.0364000000
BRILLIANCE CHINA AUTOMOTIVE 1114 EQUI 0.0362000000
Longfor Group Holdings Limited 960.HK EQUI 0.0350000000
DONGFENG MOTOR GRP CO LTD-H 489 EQUI 0.0340000000
CHINA RESOURCES LAND LTD 1109 EQUI 0.0335000000
CHINA RAILWAY CONSTRUCTION-H 1186 EQUI 0.0334000000
Maanshan Iron and Steel Co. Ltd. (Class H) 323 EQUI 0.0330000000
Angang Steel Company Limited (Class H) 347 EQUI 0.0326000000
Huadian Power International Corp. Ltd. (Class H) 1071 EQUI 0.0326000000
FAR EAST HORIZON LTD 3360 EQUI 0.0319000000