FCA

Fund Description
The First Trust China AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX China Index. The NASDAQ AlphaDEX China Index is an "enhanced" index created and administered by The NASDAQ OMX Group, Inc. ("NASDAQ") which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ China Index that meet certain criteria. NASDAQ constructs the NASDAQ AlphaDEX China Index by ranking the eligible stocks from the NASDAQ China Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style.
Fund Profile
Fund Name First Trust China AlphaDEX Fund
Fund Exchange Ticker FCA
Fund Sponsor First Trust
Fund ISIN US33737J1410
Net Expense Ratio 0.80 %
Fund Inception Date 18 April 2011
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific Global or ExUS Equities - Country Specific
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ AlphaDEX China Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Emerging Market Funds
Market Capitalization Range Broad Market / Multi-Cap
Growth Value Core / Blend
Continent Asia
Key Statistics
Return As of Date 23 October 2020
Asset Under Management 52.16 Million (USD)
1 Month Total Return 4.21 %
Year To Date Return 3.08 %
1 Year Total Return 11.61 %
3 Year Annualized Total Return -0.16 %
NAV 26.75
Share Outstanding 1,950,000
Top 10 Holdings (23 October 2020)
Constituent Name Constituent Ticker Constituent Type Weighting
BYD ELECTRONIC INTL CO LTD 285 EQUI 0.0656000000
CHINA HONGQIAO GROUP LTD 1378 EQUI 0.0492000000
MEITUAN DIANPING-CLASS B 3690 EQUI 0.0371000000
ZHONGSHENG GROUP HOLDINGS 881 EQUI 0.0368000000
DONGFENG MOTOR GRP CO LTD-H 489 EQUI 0.0358000000
INNOVENT BIOLOGICS INC 1801 EQUI 0.0348000000
BEIJING ENTERPRISES HLDGS 392 EQUI 0.0274000000
ALIBABA HEALTH INFORMATION T 241 EQUI 0.0271000000
China Telecom Corporation Limited (Class H) 728 EQUI 0.0270000000
CHINA MERCHANTS PORT HOLDING 144 EQUI 0.0267000000