FCA

Fund Description
The First Trust China AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX China Index. The NASDAQ AlphaDEX China Index is an "enhanced" index created and administered by The NASDAQ OMX Group, Inc. ("NASDAQ") which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ China Index that meet certain criteria. NASDAQ constructs the NASDAQ AlphaDEX China Index by ranking the eligible stocks from the NASDAQ China Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style.
Fund Profile
Fund Name First Trust China AlphaDEX Fund
Fund Exchange Ticker FCA
Fund Sponsor First Trust
Fund ISIN US33737J1410
Net Expense Ratio 0.80 %
Fund Inception Date 18 April 2011
Fund Legal Structure ETF (Open end fund)
Exchange NASDAQ
Listing Country Code US
Fund Investment Objective
ETF Type Specific Global or ExUS Equities - Country Specific
Asset Class Equities (Stocks)
Index Linked Passive
Index Name NASDAQ AlphaDEX China Index
Index Provider Nasdaq
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Emerging Market Funds
Market Capitalization Range Broad Market / Multi-Cap
Growth Value Core / Blend
Continent Asia
Key Statistics
Return As of Date 22 January 2021
Asset Under Management 13.56 Million (USD)
1 Month Total Return 7.14 %
Year To Date Return 4.16 %
1 Year Total Return 21.83 %
3 Year Annualized Total Return -0.22 %
NAV 30.13
Share Outstanding 450,002
Top 10 Holdings (22 January 2021)
Constituent Name Constituent Ticker Constituent Type Weighting
YADEA GROUP HOLDINGS LTD 1585 EQUI 0.0445075667
Xinjiang Goldwind Science & Technology Co. Ltd. (Class H) 2208 EQUI 0.0412225367
COSCO SHIPPING Holdings Company Limited (Class H) 1919 EQUI 0.0390635795
CHINA MOLYBDENUM CO LTD-H 3993 EQUI 0.0387984645
CHINA OVERSEAS LAND & INVEST 688 EQUI 0.0387068354
BEIJING ENTERPRISES HLDGS 392 EQUI 0.0363909590
JIANGXI COPPER CO LTD-H 358 EQUI 0.0328172105
BRILLIANCE CHINA AUTOMOTIVE 1114 EQUI 0.0319821798
ZIJIN MINING GROUP CO LTD-H 2899 EQUI 0.0305536526
CHONGQING CHANGAN AUTOMOBI-B 200625 EQUI 0.0293397913