Fund Description
The Innovator S&P 500 Buffer ETF seeks to track the return of the S&P 500 Price Return Index, up to a predetermined cap, while buffering investors against the first 9% of losses over the outcome period. The ETF can be held indefinitely, resetting at the end of each outcome period, approximately annually. The Fund invests at least 80% of its net assets in FLexible EXchange Options ( FLEX Options ) that reference the S&P 500 Price Return Index ( S&P 500 Price Index ). FLEX Options are exchange-traded options contracts with uniquely customizable terms. Although guaranteed for settlement by the Options Clearing Corporation (the OCC ), FLEX Options are still subject to counterparty risk with the OCC and may be less liquid than more traditional exchange-traded options. Due to the unique mechanics of the Fund s strategy, the return an investor can expect to receive from an investment in the Fund has characteristics that are distinct from many other investment vehicles. It is important that an investor understand these characteristics before making an investment in the Fund.
Fund Profile
Fund Name Innovator S&P 500 Buffer ETF - October
Fund Exchange Ticker BOCT
Fund Sponsor Innovator Management
Fund ISIN US45782C7719
Net Expense Ratio 0.79 %
Fund Inception Date 1 October 2018
Fund Legal Structure ETF (Open end fund)
Exchange BATS
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Quant Strat
Asset Class Equities (Stocks)
Index Linked Active
Index Name Not Applicable
Index Provider Not Applicable
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Large Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 17 June 2019
Asset Under Management 82.48 Million (USD)
1 Month Total Return 0.55 %
Year To Date Return 11.85 %
1 Year Total Return
3 Year Annualized Total Return
NAV 24.6219
Share Outstanding 3,350,000
Top 10 Holdings (17 June 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
SPX 09/30/2019 1748.38 C OPTN 0.7413000000
SPX 09/30/2019 3496.77 P OPTN 0.1937000000
XSP 09/30/2019 174.86 C OPTN 0.0371000000
SPX 09/30/2019 2913.95 P OPTN 0.0307000000
XSP 09/30/2019 349.71 P OPTN 0.0097000000
XSP 09/30/2019 291.4 P OPTN 0.0015000000
XSP 09/30/2019 174.86 P OPTN 0.0000000000
XSP 09/30/2019 335.98 C OPTN 0.0000000000
XSP 09/30/2019 349.71 C OPTN 0.0000000000
SPX 09/30/2019 2651.69 P OPTN -0.0099000000