AUSF

Fund Description
The Global X Adaptive U.S. Factor ETF (AUSF) seeks to outperform traditional cap-weighted indexes by employing a dynamic multi-factor investment strategy that allocates across three factors: minimum volatility, value, and momentum. The Fund invests at least 80% of its total assets in the securities of the Underlying Index. The Fund s 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The Underlying Index is owned and was developed by Carroll Financial (the Index Provider ). The Index is calculated and maintained by Solactive AG (the "Calculation Agent"). The Underlying Index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. Each factor is represented by a sub-index that is derived from the Solactive U.S. Large & Mid Cap Index, which is designed to measure the 1,000 largest companies, by free float market capitalization, that are exchange-listed in the United States.
Fund Profile
Fund Name Global X Adaptive US Factor ETF
Fund Exchange Ticker AUSF
Fund Sponsor Global X
Fund ISIN US37954Y5740
Net Expense Ratio 0.27 %
Fund Inception Date 24 August 2018
Fund Legal Structure ETF (Open end fund)
Exchange NYSE Arca
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Factor & Thematic
Asset Class Equities (Stocks)
Index Linked Passive
Index Name Adaptive Wealth Strategies U.S. Factor Index
Index Provider Carroll Financial
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Broad Market / Multi-Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 15 January 2021
Asset Under Management 156.76 Million (USD)
1 Month Total Return 3.43 %
Year To Date Return 3.49 %
1 Year Total Return 2.48 %
3 Year Annualized Total Return
NAV 26.57
Share Outstanding 5,900,000
Top 10 Holdings (15 January 2021)
Constituent Name Constituent Ticker Constituent Type Weighting
VERIZON COMMUNICATIONS INC VZ EQUI 0.0179900000
PFIZER INC PFE EQUI 0.0176000000
NORTONLIFELOCK INC NLOK EQUI 0.0174900000
KROGER CO KR EQUI 0.0172200000
GARMIN LTD GRMN EQUI 0.0164200000
AMDOCS LTD DOX EQUI 0.0157700000
AGNC INVESTMENT CORP AGNC EQUI 0.0150600000
TYLER TECHNOLOGIES INC TYL EQUI 0.0142100000
JOHNSON & JOHNSON JNJ EQUI 0.0141800000
QIAGEN N.V. QGEN EQUI 0.0140400000