AUSF

Fund Description
The Global X Adaptive U.S. Factor ETF (AUSF) seeks to outperform traditional cap-weighted indexes by employing a dynamic multi-factor investment strategy that allocates across three factors: minimum volatility, value, and momentum. The Fund invests at least 80% of its total assets in the securities of the Underlying Index. The Fund s 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The Underlying Index is owned and was developed by Carroll Financial (the Index Provider ). The Index is calculated and maintained by Solactive AG (the "Calculation Agent"). The Underlying Index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. Each factor is represented by a sub-index that is derived from the Solactive U.S. Large & Mid Cap Index, which is designed to measure the 1,000 largest companies, by free float market capitalization, that are exchange-listed in the United States.
Fund Profile
Fund Name Global X Adaptive US Factor ETF
Fund Exchange Ticker AUSF
Fund Sponsor Global X
Fund ISIN US37954Y5740
Net Expense Ratio 0.27 %
Fund Inception Date 24 August 2018
Fund Legal Structure ETF (Open end fund)
Exchange NYSE Arca
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Factor & Thematic
Asset Class Equities (Stocks)
Index Linked Passive
Index Name Adaptive Wealth Strategies U.S. Factor Index
Index Provider Carroll Financial
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Broad Market / Multi-Cap
Growth Value Not Applicable
Continent North America
Key Statistics
Return As of Date 21 August 2019
Asset Under Management 164.02 Million (USD)
1 Month Total Return -2.83 %
Year To Date Return 12.65 %
1 Year Total Return
3 Year Annualized Total Return
NAV 24.12
Share Outstanding 6,800,000
Top 10 Holdings (21 August 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
STARWOOD PROPERTY TRUST INC STWD EQUI 0.0214700000
BLACKSTONE MORTGAGE TRU-CL A BXMT EQUI 0.0208900000
MFA FINANCIAL INC MFA EQUI 0.0208400000
TRIBUNE MEDIA CO - A TRCO EQUI 0.0207800000
EQUITY COMMONWEALTH EQC EQUI 0.0181500000
FIDELITY NATIONAL INFO SERV FIS EQUI 0.0165700000
LOCKHEED MARTIN CORP LMT EQUI 0.0162000000
MCDONALD'S CORP MCD EQUI 0.0161800000
REPUBLIC SERVICES INC RSG EQUI 0.0160700000
SYSCO CORP SYY EQUI 0.0160100000