AFSM

Fund Description
The First Trust Active Factor Small Cap ETF seeks to provide capital appreciation. Under normal market conditions, the Fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The Fund is actively managed primarily relying on a multi-factor quantitative methodology with active risk management to construct a portfolio of securities exhibiting exposures to one or more investing factors. The multi-factor quantitative methodology currently used by the Fund may take into account the following factors: (i) value; (ii) momentum; (iii) quality; and (iv) low volatility.
Fund Profile
Fund Name First Trust Active Factor Small Cap ETF
Fund Exchange Ticker AFSM
Fund Sponsor First Trust
Fund ISIN US33740F7978
Net Expense Ratio 0.77 %
Fund Inception Date 3 December 2019
Fund Legal Structure ETF (Open end fund)
Exchange NYSE Arca
Listing Country Code US
Fund Investment Objective
ETF Type Specific US Equities - Factor & Thematic
Asset Class Equities (Stocks)
Index Linked Active
Index Name Not Applicable
Index Provider Not Applicable
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Small Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 26 January 2021
Asset Under Management 2.43 Million (USD)
1 Month Total Return 8.27 %
Year To Date Return 9.72 %
1 Year Total Return 20.62 %
3 Year Annualized Total Return
NAV 24.27
Share Outstanding 100,002
Top 10 Holdings (26 January 2021)
Constituent Name Constituent Ticker Constituent Type Weighting
GENERAC HOLDINGS INC GNRC EQUI 0.0106857876
MODIVCARE INC MODV EQUI 0.0101734736
BOISE CASCADE CO BCC EQUI 0.0099870360
HIBBETT SPORTS INC HIBB EQUI 0.0093165231
REDFIN CORP RDFN EQUI 0.0091690300
EXP WORLD HOLDINGS INC EXPI EQUI 0.0083886096
CELSIUS HOLDINGS INC CELH EQUI 0.0080449655
LHC GROUP INC LHCG EQUI 0.0080009441
RH RH EQUI 0.0076763934
AMEDISYS INC AMED EQUI 0.0074290316