ACES

Fund Description
The Fund seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the CIBC Atlas Clean Energy Index (ticker symbol NACEX) (the Underlying Index ). The Underlying Index utilizes a rules-based methodology developed by CIBC National Trust Company (the Index Provider ), which is designed to provide exposure to a diverse set of U.S. and Canadian companies involved in the clean energy sector including renewables and clean technology. The clean energy sector is comprised of companies that provide the products and services that enable the evolution of a more sustainable energy sector. Clean energy business segments include, but are not limited to, the following activities: (i) renewable energy sources, including solar power, wind power, hydroelectricity, geothermal energy, biomass, biofuels, and tidal/wave energy, (ii) clean technologies, including electric vehicles, energy storage, lithium, fuel cell, LED, smart grid, and energy efficiency technologies and (iii) other emerging clean energy activities and technologies.
Fund Profile
Fund Name ALPS Clean Energy ETF
Fund Exchange Ticker ACES
Fund Sponsor ALPS
Fund ISIN US00162Q4608
Net Expense Ratio 0.65 %
Fund Inception Date 29 June 2018
Fund Legal Structure ETF (Open end fund)
Exchange BATS
Listing Country Code US
Fund Investment Objective
ETF Type Specific Global or ExUS Equities - Factor & Thematic
Asset Class Equities (Stocks)
Index Linked Passive
Index Name CIBC Atlas Clean Energy Index
Index Provider CIBC
Currency Hedged No
Inverse / Leveraged Not Applicable
Developed / Emerging Developed Market Funds
Market Capitalization Range Broad Market / Multi-Cap
Growth Value Core / Blend
Continent North America
Key Statistics
Return As of Date 21 August 2019
Asset Under Management 86.63 Million (USD)
1 Month Total Return 1.69 %
Year To Date Return 37.82 %
1 Year Total Return 20.96 %
3 Year Annualized Total Return
NAV 30.94
Share Outstanding 2,800,000
Top 10 Holdings (21 August 2019)
Constituent Name Constituent Ticker Constituent Type Weighting
ENPHASE ENERGY INC ENPH EQUI 0.0730000000
UNIVERSAL DISPLAY CORP OLED EQUI 0.0597000000
ORMAT TECHNOLOGIES INC ORA EQUI 0.0529000000
ITRON INC ITRI EQUI 0.0528000000
PATTERN ENERGY GROUP INC -A PEGI EQUI 0.0523000000
BROOKFIELD RENEWABLE PARTNER 0JSE MLP 0.0499000000
TESLA INC TSLA EQUI 0.0489000000
NEXTERA ENERGY PARTNERS LP NEP EQUI 0.0479000000
FIRST SOLAR INC FSLR EQUI 0.0462000000
NORTHLAND POWER INC NPI EQUI 0.0457000000